Oracle Financial Services Compliance Regulatory Reporting
Contents
1. 2 For the parameter name WEB SERVICE PARAMETERS or parameter identifier numbered 2 enter the new Webservice User ID in the V_ATTRIBUTE_VALUE1 column 3 Update the database Changing the Password The password is saved in an encrypted format To change the Password follow these steps 1 Open the web page with the following URL after updating the same http lt WebServer IP gt lt Port Number gt lt Context gt solution RRS RRSEncryptDecrypt jsp Enter the desired password in the Enter Value text box Click Encrypt The newly encrypted password displays in the encrypted decrypted value text area Open the APPLN_PARAMETERS table of the atomic schema for edit NH OM A WY N For the parameter name WEB SERVICE PARAMETERS or parameter identifier numbered 2 enter the new Webservice encrypted password in the V_ATTRIBUTE_VALUE2 column 7 Update the database Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR 9 Changing the Password Appendix A WebService User ID and Password Reset 10 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR ORACLE2. application with your User ID and Password 2 Click Change Password The Change Password screen opens prompts you to enter both the old password and new password Enter the old password Enter the new password The password should be alphanumeric Confirm the new password Click OK DH oO A 0 The following message appears Password Changed Successfully Please login to proceed 7 Click OK 6 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR User Administration Chapter 2 Administration The Login page opens 8 Login with the new password For more information refer to the Oracle Financial Services Analytical Applications Infrastructure Overview User Man ual Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR 7 User Administration Chapter 2 Administration 8 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR APPENDIX A Web Service User ID and Pass word Reset The default user ID and password supplied for the secured web service call must be changed This user ID and the encrypted password are saved in the database table APPLN_PARAMETERS This chapter discusses the following topics e Changing the User ID e Changing the Password Changing the User ID To change the user ID follow these steps 1 Open the APPLN_PARAMETERS table of the atomic schema for edit
3. Analytical Applications Infrastructure System Configuration and Administration User Manual This manual deals with the System Configuration and Administration components of the OFSAA Infrastructure and assists the administrator in configuring the system managing users and performing administrative tasks Oracle Financial Services Analytical Applications Infrastructure Unified Metadata Manager Manual This manual deals with the Mart Builder component of the OFSAA Infrastructure and assists you in operating the mart builder to your advantage It encompasses all the activities involved in using the Mart Builder Oracle Financial Services Analytical Applications Infrastructure DeFO User Manual This manual deals with the Data Entry and Forms Designer Component and is aimed at assisting you to create user friendly Data Entry Screens with a choice of layouts It also explains how to load the Look up tables using the Excel Upload feature Oracle Financial Services Behavior Detection Platform Administration Guide This manual defines how to configure and manage the Oracle Financial Services Behavior Detection Platform To find additional information about how Oracle Financial Services solves real business problems see our website at www oracle com financialservices viii Oracle Financial Services Regulatory Reporting 2 5 1 Administration Guide NG STR About this Guide Conventions Used in this Guide Table 1 lists the conventions used i
4. Guide marrano EE E ne AARRE KEE ix CHAPTER 1 Introduction to Oracle Financial Services Compliance Regulatory Reporting 444444440nnnnnnnnnnnnnnnnnnnnnnnnnnnnnnn 1 CHAPTER 2 Administration ik kun 3 User Creation var een ieh tica 3 Excel Upload Ar noo 4 Save Metadata iia ii pastes 5 Application Parameters ies sissvvssssosacesssnsssessspsesessenavesesssesnasvesusnanvedesssvsnssiesatesbenipvesasessiesdcudsdbonstasestissaeunvedetaseandevesvsnaniededeseces 6 Wiser A MINISTRA 6 Changing the Password in Oracle Financial Services Analytical Applications Infrastructure 0 0 0 6 APPENDIX A Web Service User ID and Password Reset u 20r2202222000000000n000 9 ChansinstheQ ser Dieses ea Ad AAA 9 Changing the Password AP E AEE E A EEEE E 9 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR iii Contents iv Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR List of Tables Table 1 Gonventions Used this Guides iii to i Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR List of Tables vi Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR About This Guide NGSTR Nigerian Suspicious Transaction Report This guide describes comprehensive activities of the Oracle Financial Services Analytical Applications Infrastructur
5. LN_TYPE DIM_INVL_PARTY_TYPE DIM_LAW_AGENCY DIM_RELN_FININST DIM_REPORTING_ENTITY_DTLS DIM_REPORTING_PERSON DIM_REPORT_CODE DIM_REPORT_INDICATORS DIM_ROLE DIM_SUBMISSION_TYPE DIM_SUSPECT_ID_TYPE DIM_SUS_ACTIVITY DIM_SUS_REASONS_SG DIM_TRANSACTION_ITEM_TYPE DIM_TRANS_ITEM_STATUS DIM_USERS FCT_FININST_INFO FCT_TRANSMITTER_INFO For more information on uploading excel files refer to the Oracle Financial Services Analytical Applications Infrastructure DeFO User Manual Save Metadata To save metadata follow these steps 1 Navigate to the Administration menu and select Save Metadata 2 Choose Save Derived Entities and Hierarchies For more information on saving metadata refer to the Oracle Financial Services Analytical Applications Infrastructure Unified Metadata Manager User Manual Note Any subsequent changes made to the Dimensions tables or the Hierarchies and Derived Entities should be saved Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR 5 Application Parameters Chapter 2 Administration Application Parameters The Application Parameters list the various parameters used in the RR and should be configured for the installation The attribute description states the values each attribute can hold For more information refer to the Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Data Model Reference Guide To configure the different parameters do a m
6. ORACLE Oracle Financial Services Compliance Regulatory Reporting Administration Guide Nigeria STR Release 5 0 1 July 2015 ORACLE FINANCIAL SERVICES Oracle Financial Services Compliance Regulatory Reporting Administration Guide Nigeria STR Release 8 0 1 July 2015 Document Control Number 9MN11 2 5 1 01 08 Document Number AG 15 RR 008 2 5 1 01 Oracle Financial Services Software Inc 1900 Oracle Way Reston VA 20190 Document Number AG 15 RR 008 2 5 1 01 First Edition July 2015 Copyright 1996 2014 Oracle and or its affiliates All rights reserved Printed in U S A No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise without the prior written permission Trademarks Oracle is a registered trademark of Oracle Corporation and or its affiliates Other names may be trademarks of their respective owners Oracle Financial Services Software Inc 1900 Oracle Way Reston VA 20190 Phone 703 478 9000 Fax 703 318 6340 Internet www oracle com financialservices Contents List of TaDIe Sy tas ira an an A ARAS DAA ADA RARAS RAR ARA ATA V About This Guide nn wi ts A a AA vii Who Should Use this GUIA ii ion vil SCOPE OLEG Mit AAA naher vil How this Guide is Organized siii rt iii rn viii Where to Find Mote Information musicos ciencia area idea viii Conventions Used E this
7. anual update on the table Appln_Parameters in the Oracle Financial Services Analytical Applications Infrastructure Atomic Schema The list of parameters are as follows e AML Web Service This parameter defines attributes such as the URL User ID and Password associated with the source AML systems Web service This is needed to work with AML systems like FCCM Also ensure that the following information is updated in the Configuration file of source AML system RR Web service User ID RR Web service Password E RR Web service URL e Lock Period This parameter specifies the time after which the system will release the lock on the case This is calculated from the time the last action was taken on the case by the User The time specified is in minutes e Web Service Parameters This parameter identifies all the attributes associated with the web service request for the report like the user ID and password e ECM Flag This flag is set to Y if RR is installed with ECM Enterprise Case Management and N for others User Administration The user with the Admin role must map security attributes to the users For more information refer to the Oracle Financial Services Compliance Regulatory Reporting 8 0 1 User Guide NGSTR Changing the Password in Oracle Financial Services Analytical Applications Infrastructure To change the password in Oracle Financial Services Analytical Applications Infrastructure follow these steps 1 Login to the RR
8. e Administrator in the Oracle Financial Services Compliance Regulatory Reporting herein referred to as CRR and associated solution set This chapter focuses on the following topics Who Should Use this Guide Scope of this Guide How this Guide is Organized Where to Find More Information Conventions Used in this Guide Who Should Use this Guide The Oracle Financial Services Compliance Regulatory Reporting Administration Guide NGSTR is designed for use by OFSAA Installers and System Administrators Their roles and responsibilities as they operate within the CRR application include the following Oracle Financial Services Solution Installer This user installs and configures the Oracle Financial Services Analytical Applications Infrastructure Analytical Framework Platform and the client specific solution sets at a deployment site The Installer also installs upgrades and additional solution sets and requires access to deployment specific configuration information for example machine names and port numbers System Administrator This user configures maintains and adjusts the system and is usually an employee of a specific OFSAA client The System Administrator maintains user accounts and roles archives data and loads data feeds Scope of this Guide This guide details the roles of an administrator in CRR The roles include User Creation Excel Upload Save Meta Data and Application Parameters Oracle Financial Services Reg
9. inancial Intelligence Units FIUs in financial institutions to provide data regarding suspicious activities These reports depending on the regulatory geographic region can be delivered in a printed or electronic format RR supports the management delivery and resolution of these regulatory reports across multiple geographic regions and financial lines of business Since there are several differences in requirements for printed formats versus electronic formats between different geographic regions and data elements that are required on these reports the approach to satisfying the end goal is to provide a Compliance Regulatory Reporting framework that is configured to support printed and electronic formats for different geographic regions and to generate and file different types of reports RR is integrated with the Oracle Financial Services Behavior Detection Platform to allow users to generate reports that are automatically populated with information relevant to the investigation which triggered the need for the report to be filed Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR 1 Chapter 1 Introduction to Oracle Financial Services Regulatory Reporting 2 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR CHAPTER 2 Administration This chapter lists the activities done by the Oracle Financial Services Analytical Applications Infrastructure Adm
10. inistrator User Creation Excel Upload Save Metadata Application Parameters User Administration User Creation From the Oracle Financial Services Analytical Applications Infrastructure Security Management menu option you can create users and user groups according to the installation requirements To map the users to the user groups and the user groups to the roles follow these steps 1 2 3 4 5 Map all user groups to the access to Report role Map the Analyst user group to the Reg Report Analyst role Map the Supervisor user group to the Reg Report Supervisor and to RR Supervisor with Edit roles Map the Admin user group to the Reg Report Admin role Map the Single Super user s user group to the following roles m Reg Report Admin m Reg Report Supervisor m RR Supervisor with Edit m Reg Report Analyst Execute the following script in the Oracle Financial Services Analytical Applications Infrastructure configuration schema update cssms_role_function_map m set m v_function_code RRNSTREDIT where m v_function_code RRSFILESAR and m v_role_code RRADMN Note For more information on mapping user groups to roles refer to the Oracle Financial Services Analytical Applications Infrastructure System Configuration and Administration User Manual Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR 3 Excel Upload Chapter 2 Administration Excel Up
11. load The Excel Upload is a feature of the Oracle Financial Services Analytical Applications Infrastructure Platform which allows the reference data stored in Microsoft Excel files to be loaded to the data tables in the Oracle Financial Services Analytical Applications Infrastructure Atomic Schema The Solution Installer will place the data files under ftpshare STAGE Excelupload of the App Layer These Dimension tables must be fine tuned for the implementation and then uploaded in the following sequence 1 DIM_COUNTRY DIM_STATES DIM_STATUS DIM_ACTION DIM_REPORT_TYPE FCT_BRANCH_INFO DIM_DOMAIN1 DIM_DOMAIN2 DIM_DOMAIN3 DIM_DOMAIN4 DIM_DOMAIN5 DIM_SECURITY_PARAM DIM_APPLICATION_TYPE DIM_MARITAL_STATUS DIM_EMP_TYPE DIM_OCC_TYPE DIM_ACCT_TYPE DIM_ADDRESS_TYPE DIM_CURRENCY_TYPE DIM_SUS_REASONS_MY DIM_TRANSACTION_TYPE DIM_SUS_TYPE_SG DIM_ACCT_STATUS_TYPE DIM_COMMUNICATION_TYPE DIM_CONDUCTION_TYPE DIM_CONTACT_TYPE DIM_DOCUMENT_TYPE DIM_ENTITY_TYPE vo NDA nn a WN a N N N N HYD N HN ND N RRR RP e e e ke m 0 N A a A WO N e O D 0 N WB ao A WO N RP 4 Oracle Financial Services Compliance Regulatory Reporting 8 0 1 Administration Guide NG STR Save Metadata Chapter 2 Administration 29 30 31 32 33 34 3 36 Dil 38 39 40 41 42 43 44 45 46 47 48 49 DIM_FED_REGULATOR DIM_FUNDS_TYPE DIM_GENDER DIM_INSIDER_RE
12. n this guide Table 1 Conventions Used in this Guide Convention Meaning Italics Names of books chapters and sections as references Emphasis Bold Object of an action menu names field names options button names in a step by step procedure Commands typed at a prompt User input Monospace Directories and subdirectories File names and extensions Process names Code sample including keywords and variables within text and as separate paragraphs and user defined program elements within text lt Variable gt Substitute input value Oracle Financial Services Regulatory Reporting 2 5 1 Administration Guide NG STR About this Guide xX Oracle Financial Services Regulatory Reporting 2 5 1 Administration Guide NG STR CHAPTER 1 Introduction to Oracle Financial Services Compliance Regulatory Reporting As a part of regulations and compliances organizations are required to perform appropriate analysis and report suspicious activities that lead to fraud and money laundering to the Regulatory Authorities These regulatory bodies are responsible for safeguarding the financial institutions and consumers from abuse providing transparency in the country s financial system enhancing that country s security and deterring and detecting criminal activity in the financial system As part of this goal these regulatory bodies require the Financial Crimes Unit FCU also referred to as F
13. ulatory Reporting 2 5 1 Administration Guide NG STR About this Guide How this Guide is Organized The Oracle Financial Services Compliance Regulatory Reporting 2 5 1 Administration Guide NGSTR includes the following topics Chapter 1 Introduction to Oracle Financial Services Compliance Regulatory Reporting details the necessity of filing the CRR documents to Regulations and Compliances Chapter 2 Administration details the activities of the Oracle Financial Services Analytical Applications Infrastructure Administrator user to configure and maintain the CRR application Appendix A Web Service User ID and Password Reset describes the process of changing the user ID and password Where to Find More Information For additional information about the CRR application refer to the following documents Oracle Financial Services Compliance Regulatory Reporting 2 5 1 Release Notes NGSTR This guide details the highlights of the current release Oracle Financial Services Compliance Regulatory Reporting 2 5 1 Data Model Reference Guide NGSTR Volume 1 This guide explains how data in the CRR solution is organized and how CRR uses the data Oracle Financial Services Compliance Regulatory Reporting 2 5 1 User Guide NGSTR This guide defines how users can view edit and generate report data and file the regulatory reports to the Regulatory Authorities It also helps users to adjust the application parameters Oracle Financial Services
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