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ABN GRIP Channels User Manual v1.0
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2. Transaction Type It is the type of transaction related to movement of Securities It possible values can be Settlement Receive settlement Deliver Loan Transaction Collateral Receive etc Note Either of Trade Date Value Date or Transaction ID will be mandatory 43 ABN GRIP Channels User s Manual 4 3 2 Search Section Securities Identifier Field Reference Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Securities It is the client preferred numbering scheme mentioned in user profile Identifier Scheme Securities Name Name of the securities Securities Type The type of the security like mutual funds bonds and so on Maturity Date From and To Maturity Date of security Channels user can search for the securities on the basis of Maturity Date From To date range Result Section Securities Account No Account Number of the account holding the securities Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile A c at Agent The Nostro Account using which the trade order is going to settle Depository Agent Depository The Agent or Depository which is going to settle the trade Transaction Type It is the type of transaction related to movement of Securities It possible values can be S
3. Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CA Proxy Sec Movement Corporate Action Details Event Summary Event Reference 4012001641002 Event Type Event Description DV Event Classification Market NE NDS Event Status Securities Identifier NLO 375 Securities Name Dividend Type Official Reference Number Key Dates Announcement Date 30 01 2012 Ex Date Record Date 02 02 2012 Meeting Date Interest Start Date interest End Date Rights Trading Start Date Rights Trading End Date Effective Date Maturity Date Last Date of Trade Option Details Reorder i FE Option Number Description Currency Details Default Response Deadline Date GMT Time Zone Market Deadline D 31 01 2012 13 30 0 31 01 2012 13 20 21 01 2012 12 20 01 Following buttons are present below the Key Dates section on Corporate Action Details screen q Narratives q Further Details 7 1 2 3 Narratives All the Sequence D and Sequence F Narratives coming in the MT564 message are present in the Narratives pop up To view the Event details do the following Log on to the Web Channel s Application Click on Enquiry Tab And then open Corporate Actions screen Search for the required Corporate Action record Click on the Event Reference hyperlink of the required event The Corporate Action Details screen opens Oe ON eS 70 ABN GRIP Channels User s Manual 6 Click on the Narratives button to view the e
4. This is name associated with business partner Cash Account This is the issue number or securities number in preferred numbering scheme in case movements have been generated due to CA or Trade Securities It is the securities account number of the client Account No Currency Currency of the cash balance Transaction This will be a drop down which user can select the values from Type Days User can put the no of days for which he wants to see the projection or detail of unconfirmed movements As Of Date It is the date up to which all the cash balances of the user are present in the cash account By default the current system date will be displayed Overdue It is the balance due to confirmed but unsettled movements which are Unconfirmed now overdue Balance Result Section Transaction Type The transaction type selected by the user 119 ABN GRIP Channels User s Manual p ABN AMRO CI Asset Valuation Client This will be reference number associated with respective Transaction Reference Securities This is the issue number or securities number in preferred numbering Number scheme in cash movements have been generated due to CA or Trade Securities This is the issue name or securities name in cash movements have been Name generated due to CA or Trade Value date It isthe date on which the payment is received in the account Order Date It is the date on which
5. 10 1 1 Transaction Details Field References Transaction Details provides the user with a view of the transaction The user clicks on the link of the Client Reference to open the Transaction Details Screen Transaction Order Details has five sections Client Details Transaction Details Receiving Delivering Parties Settlement Details and Others section Transaction Details Client It is auto populated by the Client associated with the selected Security Account Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities It is the Security s Short Name if the Security associated with the Name trade order is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Client Details Client It is auto populated by the Client associated with the selected Security Account Client Type Securities It is the long name of the Security Account Account Name 123 ABN GRIP Channels User s Manual Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Client Cash A traditional securities brokerage account designed strictly for the Account safekeeping of securities owned by
6. E Corporate Action Details Cash Entitlements Securities Account No Securities Name Securities Identifier Exercised Quantity Gross Amount NetAmount TaxAmount TaxRate Pre fundd 110002480001 CITCO BANK AAA AUTO GROUP NVEO 1 NLO006022375 1 500 EUR 375 110002480003 t AAA AUTO GROUP NV EO 000802 2 500 EU 110002480002 e 2 AAA AUTO GROUP NV EO G 602 1 500 EUR 375 110002520001 ABN SCA 1 AAA AUTO GROUP NV EO 02 s 1 000 EUR 250 EUR 250 110002520003 ABN SCA 2 AAA AUTO GROUP NV EO 7 8 000 EUR 2 000 EUR 2 000 110003520003 ABN SCA 3 AAA AUTO GROUP NV EO 8 000 EUR 2 000 EUR 2 000 110003520003 ABN SCA 3 AAA AUTO GROUP NV EO N 7 800 EUR 200 EUR 200 X KJ J Stock Entitlements Securities Account No Securities Name Securities Identifier Quantity Entitled Securities Entitled Identifier Entitled Quantity Tax Amount T 110002480001 CITCO BANK AAA AUTO GROUP NV EO 1 NLO006032375 500 AAA AUTO GROUP NV EO 1 NL0006022275 100 7 1 5 Response Details When client will select a Corporate Action Event Reference and click on Response button browser window will be refreshed with booking details The user can also view the Response details of an Elective Event from the Response button provided on the CA Details Eligibility Entitlements and Bookings screens 79 ABN GRIP Channels User s Manual 7 1 5 1 p ABN AMRO Clearing Asset Valuation Holdings Response Res
7. Field Reference Transaction Order Details provides the user with a view of the transaction The user clicks on the link of the Client Reference to open the Transaction Order Details Screen 51 ABN GRIP Channels User s Manual Transaction Order Details has five sections Client Details Transaction Details Receiving Delivering Agent Repo Details Actual Settlement Details and Failed Reason section T ABN AMRO Clearinc You are logged in ss TCS GUIDE 11 Oct 12 12 02hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CA Proxy Sec Movement Transaction Order Details Client Details Client Securities Account No 110 9 Securities Account Name Repo Details Leg Repo Rate Repo Reference Secondary Leg Reference Repurchase Amount Transaction Details Securities Identifier 2 Securities Name Client Reference Bank Reference Date of Receipt 05 00 30 Trade Date Transaction Status Order Type Settlement Date 12 Place of Settlement Quantity UN Settlement Amount Settled Quantity Settled Amount Transaction Type Repo Pool Reference Status Reason CAN N Tolerance Level Short in Security Attribute OK Off Market Indicator Special Delivery Delivery Without Matching Physical Receiving Delivering Agent Counter Party Name Buyer Seller Name Receiving Delivering Party Client Det
8. Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile 39 ABN GRIP Channels User s Manual Security Account The Security Account Id Security The Security Id suffixed with the security name Trade Details Client Reference It is the Transaction Reference Number Order Id It is the Order ID Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Settlement Date The date of settlement of settled quantity Trade Date The date of trade Quantity The quantity settled between client and the counter party 4 2 7 1 Lent Quantity Details Screen Lent Quantity allow the user to view the pledged positions Trade Details Client Reference RFPTRADEOO1 CA Details Event ID Lent Quantity Details Screen 100117830043 CWCUST007 SCA SG0E0I Reorder pS Order id Trade Date Settlement Date Quantity Order Type 2403211 24 02 2010 27 02 2010 Reorder pS Order Id Trade Date Value Date Quantity No Dat To view the Lent Quantity positions do the following 1 From the home page click on the Securities tab 2 Click on the Holdings tab The Holdings Enquiry screen opens 3 Enter the required search criteria to display the results 4 Click ona Client link for its detailed holding
9. p ABN AMRO Clearing d GRIP Channels User s Manual Version 1 0 5 POS NN NNN Ne Sie E A OUNHURWNE w W N w w www el wee OBWN FE oe m AREI ENS Ne PARAN NNN U N e De MY U pe Table of Contents INTRODUCTION oe enaA aE a 5 COMMON FEATURES onana AA AN ANATA AAAA ENANA TEN DENA TENEANT ENA TaN RAA 5 SEARCHING FORA RECORD caste iri n Eie EEEL candid E E A AES EEEN iian 5 Basic Search Field Reference ccce 6 Basic Search for a RECOU rere jerir sitera Aaaa AEEA E E ai a 7 Advance Search Field Reference ssssissrrrrierirrrirrirrrierirrirerirrrrrrreris 8 Advance Search for a Record sssssssssrrsrrrrrrsrnsrrnrrnernnrinernnrrrrenarene 10 Maintaining Search Criteria sssssssserrrrssrerrrrrrsrrerrrrrrrrerrrrrrrnrrrre 11 Saving a Search Template cece eect e eterna e rerent 11 Loading a Search Template 12 Deleting a Search Template ccc cece cece 13 EXPORTING SEARCH RESULTS seins nennen cindra deveu abies ead an n Gay dead ESA 14 CUSTOMIZING COLUMNS INA LISTE raa ao NEA teste AAE nett teeta ARE ELERAN aA 17 COMMON ICONS AND BUTTONS 0 ccceee eee e eee e eee tee eee teen rn runna nn urr nrnna 21 HOME PAGE neurriren iir rE E AE aa 22 OVERVIEW os sees E E T E E E E ET 22 Overview Field REference cccccccecess eee eeeeeeeeeeeeeeeeeeeenesaeeneeatenes 23 Overview Of Transactions cccecceceeceeeeeeeeeseeeeeeeeeeeeeeeeeeeaesatenenass 23 Overview
10. DELETE REJ ECT operations has been performed To audita transaction do the following 1 From the home page click on Trade Initiation tab 2 Click on Audit tab The Transaction Audit screen opens Audit has two sections Transaction Audit and the Result section User specifies a search criterion on the Transaction Audit section and presses the Search Button to view the corresponding outcome in the Results section You are logged in as TCS GUIDE 05 Oct 1206 20hrs GMT Time Logout File Transfer Trade Initiation Response Initiation View Amend i Authorize Cancel Transaction Audit Client Reference id Securities Account No ed P Audit Date From oan E at enone Settlement Date From S ate To C f Results Page 1 Reorder R Client Reference Action Action Performed By 133 ABN GRIP Channels User s Manual 10 2 Audit Field Reference Client The Client Reference of the Response either specified by the user Reference while creating the response or generated by system Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name User Id Id of the user who has performed the action Action It lists action performed for a particular response or instruction A drop down list will be provided for all the possible actions on an instruction like create delete authorize reject and cancel
11. Holding Details Field Reference The user can view the detailed available holdings through the Security Account No link 34 ABN GRIP Channels User s Manual Holding Details screen is separated in two sections Holding Details and Results The Result section shows the holding of the security with different place of safekeeping s and their holding details in terms of Unsettled Buy Sell or blocked holdings 4 2 3 1 Holding Details Field Reference p ABN AMRO Clearing You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Asset Valuation Holdings Trade Payment Cash Balance CA Proxy Sec Movement Holding Details As at 05 09 2012 Securities Account No 1100 J1 Account Name Client BP1100 CITCO BANK Securities Type Securities Identifier NL0006033375 Securities Name Results Page 1 Reorder RY p Place of Safekeeping Registration Name External Accountid Total Quantity Available Quantity Unsettled Buy Quantity Unsettled Sell Quantity BP11000249 DELTA LLOYD Normal 00001234 0 26 500 2 200 Holding Details Account Name Name of the account holding the securities Securities Account Account Number of the account holding the securities No Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Securities Name Name of
12. Home Enquiry File Transfer Trade Initiation Payment initiation Response initiation Help Broker Allegement Payment Cash Balance FutureCash CA Proxy Sec Movement Corporate Action View Details Position Details Securities Account No Trade Details Securities Account No 110002480001 CITCO BANI Securities Name Provisional Eligibility E Securities Identifier Eligible Balance Settled Balance Pending Receive Pending Deli OUP NL00060232275 NLOOOG OUP OUP NV OUP 1 p Securities Name Securities Identifier Trade Date Value Date Transaction Type Trade Quantity CashAmount Countel 4 K E 20 01 2012 20 01 2012 RFP 2 000 BPI EO 1 NL000 023375 20 01 2012 RF 2 500 BPtt E 1 500 BP11 BP11 BP11 BP11 009 1 000 800 8 000 8 000 Note Any signage Trade Details amount quantity which is debited in the system will be displayed with negative Securities It is the Security Account Id suffixed with Security Account Long Name Account No Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Trade Date It is the date at which trade is executed in the system Value Date It is the date of credit of realization of corporate action Transaction Type I
13. Microsoft Internet Explorer provided by TATA Reorder Columns Reordering Available Columns Visible Columns SLA Response Deadline Event Reference Event Type Securities Name Securities Identifier 8 Repeat step 4 for all the columns whose sequencing needs to be changed 9 Once you are through with the re ordering of columns click the OK button You are returned to the list screen where you will see the columns in the new order To hide unhide columns in the Corporate Actions screen do the following 1 Log onto the Web Channel s Application 2 Click on Enquiry Tab 3 Navigate to the Corporate Action Sub Menu Corporate Actions screen opens 4 Specify a particular search criterion and click the Search Button 5 The records present in the system for that particular criterion are displayed in the Result Section 6 Inthe list screen click the Reorder Link 7 The Reorder Columns screen appears You will see two boxes on the screen q Available Columns This box is normally blank In case there are some columns displayed in this box it means that the columns have been hidden from the list screen However you can transfer the columns to the Visible Columns box if you want them to be displayed again on the list screen q Visible Columns The columns that are visible in the list screen are displayed in this box The order of the column also suggests the current order of the column on the screen 8 To hide a co
14. or No based on default option on outgoing MT564 swift announcements sent from BaNCS to its clients It Indicates whether the option for example currency option will be selected by default if no instruction is provided by the account owner Market Deadline Date It is the Issuer Issuer s Agents Deadline Date to respond with an election Instruction to an outstanding offer or privilege Option Number This will be shown as per Option numbers sent to client from BaNCS as per outgoing MT564 CA announcement messages Payment Date The Date on which the Cash Security Movement is due to take place Exchange Rate Fixing Date The date on which Exchange rate is fixed between two currencies under consideration Response Deadline Date It is the Response Deadline Date of the event the latest date by which the client gets back to the custodian with the chosen option of cash security realization 69 ABN GRIP Channels User s Manual 7 1 2 2 View Corporate Action Details To view the Corporate Action details do the following Log on to the Web Channel s Application Click on Enquiry Tab And then open Corporate Actions screen Search for the required Corporate Action record Click on the Event Reference hyperlink of the required event from the Results section The Corporate Action Details screen opens gE S Ne Home Enquiry File Transfer Payment Initiation Response Initiation Help
15. 3 The Corporate Actions screen opens 4 Click on the Templates link provided at the top of the search 5 The fields Saved Search and Template Name appear 6 Select a template say Data from the Saved Search Drop own List 7 The selected search criterion is loaded and the relevant records are displayed in the Result Section y ABN AMRO f You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Asset Valuation Holdings Trade Broker Allegement CA Proxy Payment Cash Balance Sec Movement Corporate Action View Securities Identifier Scheme ISIN EXrempiates Saved Search ats A Template Name dats Bi nt Classification template jth Choice E nt Attachment z GB1T22929874 2 All x 5 a a S A A r 8 A e eB Basic Search 5 Results Page 1 Reorder 9 Event Reference Securities Name Securities Identifier Event Type Event Classification Announcement Date Event Status Market K REIT ASIA CALL ON INTERMEDIATE SECURITIES VOLUNTARY 01 10 2009 COMPLETE UNITED KINGDOM K REIT ASIA DIVIDEND OPTION MANDATORY WITH CHOICE 2 PRELIM CONFIRMED UNITED KINGDOM K REIT ASIA CASH DIVIDEND MANDATORY UNITED KINGDOM K REIT ASIA ANNUAL GENERAL MEETING VOLUNTARY PRELIM CONFIRMED UNITED KINGDOM Kil o 2 1 8 Deleting a Search Template You can delete any of the Saved Search criteria The process is explained below by taking the following sce
16. ABN GRIP Channels User s Manual Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Settlement Date The date of settlement of settled quantity Trade Date The date of trade Quantity The quantity settled between client and the counter party CA Details Event ID It is a 16 character unique Reference Id of the Corporate Action Order Id It is the Order ID Trade Date The date of trade Value Date The date of settlement of settled quantity Quantity The quantity settled between client and the counter party 4 2 6 2 View Unsettled Buy Sell Screen The user can view the details of the Unsettled Buy Sell holdings from the Holdings Enquiry screen To view the Unsettled Buy Sell positions do the following From the home page click on the Securities tab Click on the Holdings tab The Holdings Enquiry screen opens Enter the required search criteria to display the results Click on a Client link for its detailed holdings The Holdings Detail screen opens The Unsettled Buy Sell appear as a link if the quantity is greater than zero Click the Unsettled Buy Sell Details Holdings link if the quantity is greater than zero The Unsettled Buy Sell Details Holdings screen appears Ou PON 4 2 7 Lent Quantity Details Screen Lent Quantity allows the user to view the lent positions
17. Client Reference testintern Order ID Value Date 012 Order Date Amount 234 Currency Status Cancelled Related Reference From Account From Cash Account To Account To Cash Account Name Address Account With Institution BIC Correspondent Benificiary Description Client To Bank Info Standing Monthly Instruction No Frequency To view the Payment Enquiry details do the following From the Home page click on the Payments tab Click on the Enquiry tab the Payments Enquiry screen opens Search for the required Payments record Click on the Order ID link of the required payment transaction The Payments Enquiry Details screen opens Pw Ne 9 8 Cash Balance Cash Balance allows the user to view the sum of all the Cash Bookings booked in the Nostro Vostro Account which have been credited debited with Value Date of today or earlier for the cash accounts to which he has been provided access through the administration module by the administrator Cash Balance has two sections Cash Balance and Results section 112 ABN GRIP Channels User s Manual 9 8 1 Cash Balance View Field Reference You are logged in as TCS GUIDE 05 Oct 1206 20hrs GMT Time Logout File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Cash Balance View Securities Identifier Scheme ISIN Exrempiates c e L 2A Securities Account
18. Holdings Enquiry screen opens 3 Enter the required search criteria to display the results 4 Click on a Client link for its detailed holdings The Holdings Detail screen opens 37 ABN GRIP Channels User s Manual 5 The Blocked Quantity appears as a link if the quantity is greater than zero Click on this link to display the blocked holdings 4 2 6 Unsettled Buy Sell Detail Screen Unsettled Buy Sell Holdings Enquiry allow the user to view the Unsettled Buy Sell positions 4 2 6 1 Unsettled Buy Sell Detail Field Reference Unsettled Buy Details Screen Trade Details Reorder A SH Client Reference Order Id Trade Date Settlement Date Quantity Order Type 5530 20 01 2012 20 01 2012 2 000 Reoeive Free of Payment CA Details Reorder 8 75 Event id Order id Trade Date Value Date Quantity 5012001842 1642249 01 02 2012 01 02 2012 100 7012001644 1644249 01 02 2012 01 02 2012 100 4012001641 1641249 01 01 1900 02 02 2012 100 Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Security Account The Security Account Id Security The Security Id suffixed with the security name Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Trade Details Client Reference It is the Transaction Reference Number Order Id It is the Order ID 38
19. It is the securities account number of the client Selection of this account will be optional Confirmed Balance Confirmed Balance till As Of Date Cash Account It is the account where the total cash balance is present Currency The currency of the cash balance for the selected cash account If the cash account field is left blank all the cash accounts are displayed Confirmed It is the balance which is confirmed till As Of Date Balance Unconfirmed It is the balance which is unconfirmed till As Of Date Balance Total Balance It isthe sum of Confirmed Balances and Unconfirmed Balances Overdue Unconfirmed Balance It is the balance due to confirmed but unsettled movements which are now overdue 114 ABN GRIP Channels User s Manual 9 8 3 Confirmed Balance View Clicking on Confirmed Balance hyperlink will open a new window with all the cash movements which are confirmed by As Of Date A detail section will be displayed at the top of the screen Search Section Client Name It is the name associated with business partner Securities It is the securities account number of the client Selection of this Account No account will be optional Confirmed It is the balance which is confirmed till As Of Date Balance Cash Account It is the account where the total cash balance is present Currency The currency of the cash balance for the selec
20. List Page 1 Reorder 5 m SLA Status Event Reference Client Name Securities Name Securities Ide i PENDING AUTHORISATION 2009007599 ABNAHKHH FULL NAM 201220 4 JS SC G0600002405 FULL NAME PILECON ENGRG MCD GB1T22929868 C E PENDING AU N 2009007599 ABNAHKHH i NAME 2 is 00002408 FULL NAME m pe PENDING AUTHORISATION 2 ABNAHKHH FULL NAME 2012 00 UST007 SCA SG0600002405 FULL NAME O PENDING CANCELLATION 2 e ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0600002405 FULL NAME KE 4 Select the required response and click on the Reject button The Acknowledgment screen appears 5 Click on OK to complete the authorization process On successful rejection the status of the response changes from Pending Authorization to Reject or from Pending Cancellation to Cancellation Rejected 8 8 Cancellation of a Response The user can cancel one or more responses from the Cancel Response screen available in Response Initiation tab The responses in Submitted status can only be cancelled To cancela response do the following 1 From the home page click on Response Initiation tab 2 Click on Cancel tab The Cancel Response screen opens 3 Search for the record s to be cancelled 93 ABN GRIP Channels User s Manual You are logged in ss TCS GUIDE 15 Oct 12 10 32hrs GI File Transfer Trade Initiation Payment Initiation Response Initiation New Calendar Authorize Cancel Response Securitie
21. N AMRO Securit Equity Forex Rate by Securities identifier Securities Currency Indicative Price Quantity Total Value EUR Total Value EUR 1 960 00 FR0010688259 EUR 40 49 1 960 00 52 530 00 54 490 00 Base Currency This will be the user preferred Base Currency defined in the user profile in system admin module for the web account Indicative Price The indicative market price used for the purpose of valuation computation and reporting Portfolio Currency Defaulted to Preferred Portfolio Currency as specified in user profile Quantity The quantity of securities including the blocked securities available with the client in the specified custody position Security Account Account number of the account holding the securities No Securities Account Name Name of the account holding the securities Securities Currency The currency of the security Securities The preferred numbering scheme Identifier Security Type It indicates the type of security Equity Debt Instrument Total Value lt Base The total Value in the base currency for all Clients Security Currency gt Accounts Value in Base The total Value in the currency for all Clients Security Accounts Currency 32 ABN GRIP Channels User s Manual 4 1 2 1 View Asset Valuation by Securities The user can view the entire portfolio tagged to the security To view asset v
22. No Cna C select E Results Page B R Securities Account No Currency Confirmed Balance Unconfirmed Balance Overdue Unconfirmed Tc 120002800001 prakhar 120002 1 pre 4 509 prakhar Client Name This is a non mandatory field If nothing is specified then all the client s attached with the user will be shown User is also given a search popup for searching on the basis of client name After client is provided the search result will be only for this client Securities This is the securities account number of the client which is tagged to Account No the application user will be displayed for selection Selection of this account will be optional The user is provided with a search popup screen from where the SCA which is tagged to the application user will be displayed for selection Cash Account It is Non mandatory field On selecting an account the currency attached will be automatically populated in Currency field on Cash Balance Screen Currency The currency of the cash balance for the selected cash account If the cash account field is left blank all the cash accounts are displayed Consolidated User will be shown the cash balances consolidated on the basis of option By selected by User User can see consolidation level on the basis of Cash Account Client and Securities Account By default user will be provided with Cash Account Level consolidation As Of Date It is a mandatory field B
23. P Securities Name ABNDVOP rooesszo00r Se ccount Name snsc l AA ABN AMRO BANK N V c e sse I I I Settlement Details Trade Date pma E Date mma Sei y Basis inr ntity Ee Currency Select E Cc g tructing _ ent Account Instructing a Place nt BP12000366 BANQUE N Place nt BIC NBBEBEBB Receiving Delivering Parties Counter Party IBP12000382 66 8080 Counter Party ID BIC TEBSSL2A Bu e Buyer Seller ID e m Select indicato Select z 10 1 3 Authorizing Rejecting a Transaction The user can authorize or reject one or more trade orders in Pending Authorization or Pending Cancellation status at the same time from the Authorize Transaction screen 127 ABN GRIP Channels User s Manual 10 1 3 1 1 To authorize reject a transaction do the following From the home page click on Trade Initiation tab Search for the required record s Pow Ne Click on Authorize tab The Authorize Transaction screen opens Select the required trade s and click the Authorize or Reject button You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Enquiry File Transfer Trade Initiation View Amend Audit New Authorize Cancel Authorize Transaction Ed templates r 06 09 2012 E o A LC Ms Response Initiation Select pl Select z 05 10 2012 E Status Client Reference Securities Account No Securities Name Securities Identifier Pending Authoriz
24. Payments tab Click on the Cash Balance link the Cash Balance screen opens Enter the required search criteria to display the results Click on the Unconfirmed Balance hyperlink for the detailed view The Unconfirmed Balance View screen opens Pe ON 9 8 5 Overdue Unconfirmed Balance View Clicking on Overdue Unconfirmed Balance hyperlink will open a new window with all the cash movements which are overdue by As Of Date A detail section will be displayed at the top of the screen 118 ABN GRIP Channels User s Manual p ABN AMRO Clearir Asset Valuation Holdings You are logged in as TCS GUIDE 05 Oct 12 06 20hrs GMT Time Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Overdue Unconfirmed Balance View Client Cash Account Transaction Type Overdue Unconfirmed Balance Securities Account No 110 3 Currency Select z As of Date Results Transaction Type 20128 20128 20128 20078 8011001348002 4889 4889 Search Section Client Reference Value Date Order Date Amount Securities Number Securities Name Component Type 27 02 2012 27 02 2012 27 02 2012 2 2 16 27 02 2 21 02 2012 02 12 2011 ABN AMRO Security Principal NL0006023375 NLO000202600 NLO0000202600 AAA AUTO GROUP NV EO 1 ING Eurt ING Groep 01 12 2011 01 12 2011 Principal Principal Client
25. Purpose are mandatory fields in case Payment Type is Outbound 4 Click on the Submit button The Payment Acknowledgment screen opens Click OK on the Acknowledgment screen to complete the process of Payment Initiation If user is a Al user account is Institutional user The payment will be created in the Pending Authorization status and If user is 2I user account is Individual User the payment will be created in Submitted status The payments created by 4 I user account is Institutional user needs to be authorized so that it can be submitted for further validation before processing at the back end system You sre logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response Initiation New Authorize Cancel Audit Payment Details Payment Details Payment Type Outbound Payment Product Value Date 24 08 2012 Order Date Client Reference Related Reference Amount 00 Currency Status Canc Related Reference From Account From Cash Account 120003800001001 prakhar To Account To Cash Account Name s f Address BIC Correspondent Beneficiary Account With Institution Description Client to Bank Info Standing Monthly Instruction 9 2 Authorize Payment The user can authorize one or more payment transactions in Pending Authorization status at the same time from the Authorize Payments Screen In case role assigned to Web Channel Log in user
26. Response Type It is the type of response which has been created Response I Accepted Quantity Its is the quantity for which response has been authorised Response Date It will show the date when response has been created Client Reference Number It will be a reference number enter by user 80 ABN GRIP Channels User s Manual 7 1 5 2 View Response Details To view the Response details do the following Log on to the Web Channel s Application From the home page click on the Enquiry tab Click on Corporate Action Tab the Corporate Actions Details screen opens So oO ew respective details Home Enquiry Asset Valuation Holdings Trade Broker Allegement Payment Response Corporate Action Details Event Summary Event Reference Event Description Market Securities Identifier Dividend Type Key Dates Announcement Date Record Date Interest Start Date Rights Trading Start Date Effective Date File Transfer Cash Balance Search for the required Corporate Action record Select the required event from the Results section Click on Response button The Response screen opens Click on the CA Details Eligibility Entitlements or Bookings button to view the 2 06 20hrs GMT Time Logout Trade Initiation Payment Initiation CA Proxy Sec Movement Event Type Event Classification Event Status Securities Name Official Reference Number Ex Date Meeting Date Interest End D
27. Securities Name Securities Identifier O PENDING AUTHORISATION 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0800002405 FULL NAME PILECON ENGRG MCD GB1T229298 8 D AUTHORISED 2009007599 ABNAHKHH FULL NAME 4 00 UST007 SCA SG0800002405 FULL NAME PILECON ENGRG MCD r PENDING CANCELLATION 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0800002405 FULL NAME PILECONENGRG MCD GB1T2292986 4 Select the required response and click on the Delete button A pop up appears to confirm the deletion 5 Click on Yes to continue with deletion The Acknowledgment screen appears 6 Click on OK to complete the deletion process On successful deletion the status of the response changes to Deleted p ABN AMRO Clearing You sre logged in ss TCS NEDTEST1 15 Oct 12 10 18hrs GMT Time Logout Home Enquiry File Transfer Payment Initiation Response Initiation View New Calendar Authorize Cancel Audit Acknowledgment Client Reference Status SuccessiFailure Record Deleted Successfully 89 ABN GRIP Channels User s Manual 8 5 Creating a Response The user can initiate responses for an event from the Corporate Action View and Calendar screen available in Response Initiation tab 8 5 1 From Corporate Action View Screen 1 From the home page click on Response Initiation tab 2 Click on New tab The Corporate Action View screen opens with a list of events for which Response Deadline Date fal
28. TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response Initiation Help View New Authorize Cancel Audit Payment Audit Exrempiates Client Reference A Feo panoan o Cash Account Pp Select po 12 10 2012 el User ld Action Audit Date From Audit Date To Execution Date From Execution Date To is Page 1 Reorder R ps Action Performed by Client Reference Audit Date Action 12 10 2012 11 04 07 CREATE TCS GUIDE 106 ABN GRIP Channels User s Manual To cancela payment do the following 1 From the Home page click on Payments tab 2 Click on Audit tab The Payment Audit screen opens 9 6 1 Audit Field Reference Client The Client Reference of the Payment either specified by the user while Reference creating the response or generated by system Cash Account Account associated to user where money is deposited to buy securities User Id Id of the user who has performed the action Action It lists action performed for a particular payment or instruction A drop down list will be provided for all the possible actions on an instruction like create delete authorize reject and cancel 9 6 1 1 View Payment Audit Details To view the Payment Audit Details do the following 1 From the home page click on the Payments tab 2 Click on the Audit tab The Payment Audit Details screen opens You are logged in as TC
29. This field identifies the financial institution other than the Sender or Institution Receiver at which the beneficiary of money has been or is to be credited with the amount claimed From Cash It indicates debit account of the user Account To Cash It indicates credit account of the user Account Description It indicates extra information given by sender to financial institution Value Date It is the date of credit of realization of payment initiated Order Date It is the date on which payment is initiated Amount Indicates Amount to be credited or debited Currency Indicates the currency entered while initiating payment 9 2 1 Payment Details Field References Payment Details provides the user with a view of the payment The user clicks on the link of the Client reference to open the Payment Details Screen Payment Details has three sections Payment Details From Account and To Account section p ABN AMRO Clea View New Authorize You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response Initiation Cancel Audit Payment Details Payment Details Payment Type Value Date Client Reference Amount Status From Account From Cash Account To Account To Cash Account Name BIC Correspondent Beneficiary Description Payment Product Customer Transfer Order Date 24 08 2012 Related Reference Currency Canc Relat
30. Type CALL ON INTERMEDI Event Description PROP RENOUNCE RTS ISSUE KREIT Event Classification VOLUNTAR Market UNTED KINGDOM Event Status Securitj aoe Dividen Further Details Key DI Narrative Annou Record Taxable income of 3 unit iod 01Jan09 to 30Jun09 Tax will not be deducted at the ing c z rate where the beneficial Interes Jowners c the units are ji that are not held through a partnership in Rights westor eligible for 10pct tax You are requested Effectiv Spore Tax Purpose Form B and its annexes i i ompl s via email to Last da ma 3 eturn the completed annexes via email t Spm Spore Time Option Reorder Option K gt 1 K REIT ASIA RIGHTS K REIT ASIA RATIO TO BASE QTY HOLDINGS 1 0 1 0 DR 1 955820000000000 K REIT ASIA K REIT ASIA RIGHTS RATIO TO BASE QTY HOLDINGS 1 0 1 0 DR Default Respon 11 11 20 gt 7 1 3 Eligibility Details When a client selects a Corporate Action and click on Eligibility button browser window is refreshed with client s Eligibility details The user can also view the Eligibility details of an event from the Eligibility button provided on the Corporate Action Details Entitlements Response and Bookings 72 ABN GRIP Channels User s Manual 7 1 3 1 Asset Valuation Holdings Eligibility Trade Eligibility Field Reference You are logged in as TCS GUIDE 12 Od 12 04 03hrs GMT Time Logout
31. You can also hide certain columns from the list if you want so The columns can be re displayed as and when required The customization process is explained below for the Corporate Action Enquiry Screen To reorder columns in the Corporate Actions screen do the following 1 Log onto the Web Channel s Application Click on Enquiry Tab Navigate to the Corporate Action Sub Menu The Corporate Actions screen Opens Specify a particular search criterion and click the Search Button The records present in the system for that particular criterion are displayed in the Result Section 6 Inthe Result screen click the Reorder Link CP WN ABN GRIP Channels User s Manual p ABN AMRO Clearing You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Corporate Action View Securities Identifier Scheme ISIN Exrempiates Market Holding Indicator With Event Classification All Event Reference Event Type All Securities identifier Announcement Date From 0570172012 it Announcement Date To Ex Date From Ex Date To Record Date From Record Date To Market Deadline From Market Deadline To Results Page 0 Reorder BG B Event Reference Securities Name Securities Identifier Event Type Event Classification Announcemen
32. a e e E AE i aeania aE EOE daana EEE 48 1 TRADE ENQUIRY isso Mat meer iiaee eann eet eran tain viata AEE AN Eia ENNE ah 48 5 1 1 Trade Enquiry Field Reference ccccccceeseeeeeeeeeeeeeeeeeeeeeeeeeeneeaees 49 5 1 1 1 View Transaction Status Enquiry oe cceeseseseseseecseseeeseseseseseseseeeeees 51 5 1 2 Transaction Order Details Field Reference ccce 51 5 1 2 1 View Transaction Order Details eccccsssesetsesescseseseseseteeteeeeseeeeees 55 2 BROKER ALLEGEMENT sic 3e ova cutavensicoadc ciate EEKE EASE Gudea ves etis aa dees 55 5 2 1 Broker Allegement Enquiry Field Reference ccceceeseeeeeeeeeeeneenes 55 5 2 1 1 View Broker Allegement Details ceesesessseseeseeeteeseseseseecseeesesees 57 5 2 2 Broker Allegement Details Field Reference cccceseeeeeeeeeeeeeeeeenes 57 FILE TRANSFER isscivetstavecacciecccutctvacsesdhsedeststaisdaeidsevcadisiersbadiundesastevarstucrts 59 1 UPLOAD FILE riptin widsedorvaeh cunts desta aii n AR wad ede EENE VE eRe 59 6 1 1 Upload File Field Reference cece eee eed 60 2 BILE AUTHORIZE v cinerios canta av uatdiites ciate hath ca nd tien ESLa PERTRA EE EERE 60 6 2 1 File Authorize Field Reference cccccecceceeeeeeeeeeeeeeeeeeeeeeenesaeeaes 61 6 2 2 Authorizing Rejecting a file cccccccecc eee eeeeeeeeeeeeeeeeeeeeeeseesneeaees 61 3 FILE VIEW casas atau e haan ys a a EA A patenedcvaaa bade OE NEDA EORNA 62 6 3 1 File View Field Reference sssssssserrrrssr
33. as GB1T22929874 6 Click on the Search button The relevant records for the specified search criteria are displayed in the list UR Wn ABN GRIP Channels User s Manual p ABN AMRO Clie Asset Valuation Holdings Trade Ehremplates Market Event Classification Event Type Announcement Date From Ex Date From Record Date From Market eadline Advance Search Home Broker Allegement Corporate Action View All All All anag Enquiry File Transfer CAs Proxy Payment You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Trade Initiation Balanc Sec Movement Holding Indicator Event Reference Securities Identifier Announcement Date To Ex Date To Record Date To Market Desdline To Payment Initiation Response Initiation Securities Identifier Scheme ISIN With GB1T22929874 Pp anag Results Event Aklafence Securities Name REIT ASIA K REIT ASIA K REIT ASIA K REIT ASIA Securities Identifier GB1T22929874 GB1T229239874 GB1T22925874 GB1T22825874 Event Type CALL ON INTERMEDIATE SECURITIES DIVIDEND OPTION CASH DIVIDEND ANNUAL GENERAL MEETING Event Classification VOLUNTARY 01 10 2009 MANDATORY WITH CHOICE 7 2009 MANDATORY 7 2009 VOLUNTARY 010 Announcement Date Psge 1 Reorder p Event Status Market COMPLETE UNITED KINGDOM PRELIM CONFIRMED UNITED KINGDOM COMPLETE UNITED KINGDOM
34. as TCS GUIDE 10 Jan 13 12 12hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation New Authorize Cancel Audit Payment Initiation Payment Details Payment T Inbound Client Ref Related R Value Dat hoo E Order Date 10701 2013 Amount Currency tE To Account To Cash Account P INTERNAL TRANSFER p ABN AMRO Clearinc You are logged in as TCS GUIDE 10 Jan 13 12 12h GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment initiation Response Initiation New Authorize Cancel Audit Payment Initiation Payment Details y internal Transfer ial Client Reference E 3 Value Date roorzo13 Order Date ioon Amount C Currency From Account From Cash Account P To Account To Cash Account a C Standing Monthly Instruction No Ej 97 ABN GRIP Channels User s Manual 9 1 1 Payment Initiation Field References Payment Type Type of payment instruction It can be Outbound Inbound and Internal Transfer Client Reference The client reference entered by the user while initiating the payment is displayed Order ID It is the unique ID generated at the time of creating a new payment transaction in Bancs Order Date Date on which the Payment Order is captured into the system Value Date This is the date when the funds will be made available in the Nostro account Amount The amount of
35. calendar button is also provided for selecting the dates rather than typing them Trade Date From To User can specify the range of Trade Date in dd mm yyyy format A calendar button is also provided for selecting the dates rather than typing them Transaction Status It indicates the status of the transaction Its possible values are Unmatched Matched Canceled Settled 121 ABN GRIP Channels User s Manual p ABN AMRO Clear Audit Home Enquiry View Amend New Authorize Cancel Transaction List Ed rempiates Clien _ _ see wD paan E E 18 1 File Transfer Trade Initiation Response Initiation Help Select 7 Select x 05 10 2012 El Results D Status Client Reference Securities Account No 110002520001 ABN SCA 1 1 ABN SCA 1 0009 ABN SCA 9 Securities Name Trade Date ABNDVOP SIN 712 05 10 2012 ABNDVOP ABNDVOP Result Section Settlement Date Settlement Quantity 5 10 2012 5 10 2012 8 0 05 10 Q Authorized By View Amend tab The Authorizes name appears Only shown in the result section of Canc Related It is the client reference number of trade for which cancellation Reference request has been generated Client The 16 character transaction reference number Reference Counterparty Name of the receiver or deliverer of securities for the order Created By The Creators name appea
36. clients and the facilitation of trading Settlement Details Place of The location where securities are kept and settlement takes place Settlement Place of It is BIC related to the location where securities are kept and Settlement BIC settlement takes place Settlement The amount of cash to be settled between the client and the counter Amount party Settlement Currency for the Settlement Amount Currency Settlement Date of settlement of trade Date Settlement Qty Basis It is auto populated when the Security Identifier is selected It is populated as Unit If the selected security is Equity or Warrants and Face Amount if the selected security is Debt Instrument Settlement The quantity to be settled between the client and the counter party as Quantity specified in the order Agent ABN agent instructing who will be processing settlement Instructing Agent Account Account related to Agent instructeing Instructing Trade Date The date of trade Deal Amount Deal Amount of the trade order Deal Currency Currency of the Deal Amount Deal Price Deal Price of the trade order Receiving Delivering Agents Buyer Seller The unique identifying code assigned to a buyer seller of security Counterparty Name of the receiver or deliverer of securities for the order Receiving The unique identifying code and name assigned to a receiver d
37. criteria This is an optional search criterion for Corporate Action Enquiry Ex Date From becomes mandatory if Ex Date To is specified and vice versa Effective Date The date at which an event is officially effective from issuer s From To Perspective User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Effective Date From becomes mandatory if Effective Date To is specified Market It indicates for which Market CA has been announced Market Deadline Date From To It is the Issuer Issuer s Agents Deadline Date to respond with an election Instruction to an outstanding offer or privilege User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Maturity Date From To The date upon which Interest Bearing Security becomes due and principal is paid User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Market Deadline Date From becomes mandatory if Market Deadline Date To is specified Meeting Date It is the Meeting Date of the event User can provide a range of dates in From To the search criteria This is an optional search criterion for Corporate Action Enquiry It is only valid for Proxy events Official Official and unique reference assigned by the official central body entity Reference withi
38. officially effective from Interest End Date The Interest end date as per Corporate Action Set up on Custody Interest Start Date The Interest start date as per Corporate Action Set up on Custody Maturity Date The date upon which Interest Bearing Security becomes due and principal is paid Meeting Date It is the Annual General Meeting Date of the event only for proxy events Record Date The Date at which positions are struck at the end of the day to note which 68 ABN GRIP Channels User s Manual parties will receive the relevant amount of entitlement due to be distributed on payment date Last Date of It is the date by which the actual custody positions of a security account for a Trade corporate event are computed by the system This is also known as First Eligibility Date Rights Trading The Trade End date of the renounceable PALS End Date Rights Trading The Trade Start date of the renounceable PALS Start Date Option Details Description Describes the Corporate Action Option like CASH SECU NOAC etc Details For Cash Basis it shows the Realization Type Realization Currency Realization Amount and the and CR DR indicator For Stock Basis is shows the Disbursed Security Base security Disbursement Type Disbursed Qty Base Qty Tax Rate and CR DR indicator Default This will be marked as Yes
39. person who has placed this order Counter Party Name of the receiver or deliverer of securities for the order Name Receiving The unique identifying code and name assigned to a receiver deliver Delivery Party agent Repo Details Leg This will indicate that whether the Trade is Opening leg or a Closing leg of Repo Repo Rate The rate used to calculate the repurchase amount Repo Reference It is unique reference number sent by client to identify Opening and Closing leg of Repo Trade Secondary Leg The Reference number sent in by the client for second leg of a Repo Reference Trade Repurchase The Settlement Amount for the closing leg Amount Actual Settlement Details Cash Settlement Date The date when the actual cash settlement takes place Stock Settlement Date The date when the actual stock settlement takes place Settled Amount The amount settled between client and the counter party Settled Quantity The quantity settled between client and the counter party Failed Reason Failed Quantity The failed quantity Fail Date The date on which the order was failed Reason The reason code for trade failure 54 ABN GRIP Channels User s Manual 5 1 2 1 View Transaction Order Details The user can view the Transaction Order details through the Client Reference which is provided as a link To view the transaction order details
40. quantity of shares for which the client is eligible Entry Date It is the date and time on which the response was submitted by the user Event Reference It is the unique reference of the event File Name Manual will be visible in File Name if the Response is created from the application else the file name Instructed The quantity of shares for which the response has been initiated Quantity Option It is the event option on which the instruction has been made Responded It is the quantity of shares for which election has been authorized and Quantity submitted in IDEAL Custody Response It is the Response Deadline Date for the event Deadline Securities It is the Old Account Id or Security Account Id if Old Account Id is not 86 ABN GRIP Channels User s Manual Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Security s Short Name if the Security associated with the response is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Status Status of the response Canc Related It is the client reference of the original response which has been Reference canceled and authorized Remarks This hyper link displays the client remarks if any entered during response creation 8 2 View a Response The user c
41. s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Tax Amount Sum of Tax Amount prefixed with Tax Amount currency across an event reference Security Account Id Base Security Id Option No and Entitled Securities for a given Value date Tax Rate Unique Tax rate as per entitlement record for an event reference Security Account Id Base Security Id Credit Debit Indicator Option No and Entitled Securities for a given Value date Option Number The Option Number along with description of the Option for which Entitlement is generated 7 1 4 2 View Entitlement Details To view the Entitement details do the following Log on to the Web Channel s Application From the home page click on the Enquiry tab Click on Corporate Action Tab the Corporate Actions Details screen opens Search for the required Corporate Action record Select the required event from the Results section Click on Entitlement button The Entitlement screen opens Click on the CA Details Eligibility or Bookings button to view the respective details Sou PON e 78 ABN GRIP Channels User s Manual p ABN AMRO Clearing You are logged in ss TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Entitlement
42. specified by the user while creating the response or generated by system 94 ABN GRIP Channels User s Manual Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Action It lists action performed for a particular response or instruction A drop down list will be provided for all the possible actions on an instruction like create delete authorize reject submit and cancel User Id Id of the user who has performed the action Audit Date The Range of date during which auditing of Response is intended on any From To action if specified Response The Range of Response deadline dates can be given of events for which Deadline Date From To auditing is being done 8 9 1 1 View Response Edit Details To view the Response Audit Details do the following 1 From the home page click on the Enquiry tab 2 Click on the Corporate Actions tab The Corporate Actions Details screen opens 8 9 1 2 Audit Detail Field References Client Reference The Client Reference of the Response either specified by the user while creating the response or generated by system Audit Date Date on which action has been performed Action It lists action performed for a particular response or instruction A drop down list will be provided for all the possible actions on an instruction like create delete author
43. the Official and unique reference assigned by the official central body entity within each market at the beginning of a corporate action event Response Deadline From To It is possible for client to specify the Market Deadline Date range to search specific corporate actions Effective Date It is possible for client to specify the Effective Date range to search From To specific corporate actions Maturity Date It is possible for client to specify the Maturity Date range to search From To specific corporate actions Payment Date It is possible for client to specify the Payment Date range to search From To specific corporate actions Meeting Date It is possible for client to specify the Meeting Date range to search From To specific corporate actions Market Claim It is the date by which the depository stops monitoring activities of the Tracking End Date From To event for instance accounting and tracking activities for due bills end It is possible for client to specify the Market Claim Tracking End Date range to search specific corporate actions ABN GRIP Channels User s Manual 2 1 4 Advance Search for a Record Advance Search enables users to search for the relevant records using a set of attributes which appear by clicking on the Advance Search hyperlink in the Corporate Action View search block at the left hand side corner The hyperlink text changes to Basic Search once the user clicks
44. the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Securities Category Type of security Equity or Debt Instrument Start Date Start date of the security Stock Exchange The main stock exchange where the security is listed 47 ABN GRIP Channels User s Manual To view the Sec unity details do the following 1 From the home page click on the Securities tab 2 Click on the Securities Information tab The Securities Listing screen opens 3 Search for the required security by entering either the Securities Identifier or Securities Name A list will be displayed for the selected security with different records for different securities identifier schemes 4 Select the required record and click on the Securities Name provided as a hyperlink The Securities Details screen opens 5 Trade 5 1 Trade Enquiry Transaction Status Enquiry allows the user to monitor the status of transactions Transaction Status Enquiry has two sections Transaction Listing and the Result section User specifies a search criterion on the Transaction Listing section and presses the Search Button to view the corresponding outcome in the Results section 48 ABN GRIP Channels User s Manual 5 1 1 Trade Enquiry Field Reference You are logged in as TCS GUIDE 05 Oct 12 06 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Asset Valu
45. the payment is initiated Amount This will be the amount which is pending or anticipated Component This field describes the amount All the movements will be grouped by Type component type so that clubbing of charges can be done 9 8 5 1 View Overdue Unconfirmed Balance You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Overdue Unconfirmed Balance View Client Cash Account Transaction Type Overdue Unconfirmed Balance BP IK N V Securities Account No 110 SH 3 Currency Select z As of Date 17 047 Results Transaction Type Page 1 Reorder E 5 Component Type Client Reference Value Date Order Date Amount Securities Number Securities Name 20128 27 02 2012 22 F 28 ABN ANEO Principal 20128 27 02 2012 2 16 2 A Frincipal 20128 27 02 2012 18 108 ABN A ty Principal 20078 21 02 2012 2 11 F ity Principal 8011001248002 NL0008022275 AAA AUTO GROUF 1 Principal NL0000202600 NG Eur Principal NL0000202600 NG Groep Principal To view the Overdue Unc onfimed Balance do the following ew Ne From the Home page click on the Payments tab Click on the Cash Balance link the Cash Balance screen opens Enter the required search criteria to display the results Click on the Overdue Unconfirmed Balance hyperlink for the detailed view The Un
46. the securities 35 ABN GRIP Channels User s Manual Securities Type Indicates the type of security The two possible values are Equity and Debt Instrument It is an optional field for Holdings Enquiry search Client It is auto populated by the Client associated with the selected Security Account Results Available Quantity The difference of the Total Qty and the Blocked Qty Blocked Quantity The total blocked quantity of the securities It is a hyperlink if quantity gt 0 On clicking this hyperlink Blocked Quantity screen opens Place of Safekeeping The location where securities are kept Registration Name The position type in which securities are registered Total Quantity The total quantity of the securities including Blocked Quantity Unsettled Buy It is a hyperlink if quantity gt 0 This link opens Unsettled Buy Detail Quantity screen for all relevant trades and settlement date range as one month Unsettled Sell It is a hyperlink if quantity gt 0 This link opens Unsettled Sell Detail Quantity screen for all relevant trades and with settlement date range as one month Lent Quantity It is a hyperlink if quantity gt 0 This link opens Lent Quantity Detail screen for all relevant trades and with settlement date range as one month Borrowed Quantity It is a hyperlink if quantity gt 0 This link opens Borrowed Quantity Detail screen for all relevant
47. with values as WITH WITHOUT and ALL so ABN GRIP Channels User s Manual that Client can search for those CA events where holdings is present The Default value will be WITH Event Classification non This is a Drop down with possible values as Mandatory with Choice and Voluntary Mandatory Event Reference It isa 16 characters unique identifier for the corporate action Id Event Type It is a drop down and shows external event Types as per Swift Qualifiers Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Announcement It is possible for client to specify the Announcement Date range to Date From To search specific corporate actions On default page load Announcement Date From will be populated as Today 30 calendar days where as Announcement Date To will be populated as current business date Ex Date From To It is possible for client to specify the Ex Date range to search specific corporate actions It is possible for client to specify the Record Date range to search specific corporate actions Record Date From To Market Deadline Date From To It is possible for client to specify the Market Deadline Date range to search specific corporate actions Event Status This will be the processing status of the event with possible values Official Number Reference It shows
48. 10 2 1 1 View Transaction Audit Details To view the Transaction Audit Details do the following 1 From the home page click on the Trade Initiation tab 2 Click on the Audit tab The Transaction Audit Details screen opens File Transfer Trade Initiation View Amend Audit New Authorize Transaction Audit Details Client Reference cttest Audit Date Action Delete Action Performed by Results Field Name Previous Value Current Value 10 3 Transaction Audit Details Field Reference 134 ABN GRIP Channels User s Manual Client The Client Reference of the Response either specified by the user Reference while creating the response or generated by system Action This will list action performed for a particular response or instruction A drop down list will be provided for all the possible actions on an instruction like create delete authorize reject and cancel Audit Date Date on which action has been performed Action Org Id User Id of the user who has performed action on that Performed By instruction will be displayed here Field Name Name of the field of transaction for which changes have been done Previous Value The previous value of the transaction fields Current Value The current value of the transaction fields 11 Glossary A Asset Valuation It is a portfolio of settled positions of a client B Bank Reference It uniquely identifies a settlement received
49. 20003800001001 prakhar shivani Outbound 24 08 2012 24 08 2012 100 EUR No AARSE Dp To delete a Payment Transaction do the following 1 From the Home page click on Payments tab 2 Click on View tab The View Payments screen opens 3 Search for the payments to be deleted Select one or more payments to be deleted Click on the Delete button The Acknowledgment screen appears On successful deletion the status of the payment changes to Deleted 9 5 Cancel Payment All the instructions that are sent to Bancs and which are eligible for cancellation will be made visible in Cancel Screen To cancela payment do the following 1 From the Home page click on Payment Initiation tab 2 Click on Cancel tab The Cancel Payments screen opens 3 Search for the payments to be canceled 4 A cancel button will be provided to the user and once the cancel is selected the payments that are selected for cancellation will be created in Pending Cancellation status if the user role is not Individual otherwise the status will be Cancellation Authorized The transaction needs to be authorized to complete the cancellation process 5 On this Screen detail of the payment Instruction will be visible along with Cancel button through the client reference hyperlink in the result table 105 ABN GRIP Channels User s Manual ABN AMRO Clearing You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logo
50. 6 281 754 67142192 EUR EUR Forex Value EUR 5 960 00 112 594 67 4 480 00 4 016 159 120 00 400 00 4 016 281 754 67 roe ME Valuation Date As At The relevant date It is mandatory for Valuations Enquiry search Portfolio Currency Defaulted to Preferred Portfolio Currency as specified in user profile It is mandatory for Valuations Enquiry search Security Account Name of the account holding the securities If specified it will show No valuation by account Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Valuation Date As At The relevant date It is mandatory for Valuations Enquiry search Portfolio Currency Defaulted to Preferred Portfolio Currency as specified in user profile It is mandatory for Valuations Enquiry search Security Account No Name of the account holding the securities If specified it will show valuation by account Base Currency This will be the user preferred Base Currency defined in the user profile in system admin module for the web account 30 ABN GRIP Channels User s Manual Results Base Currency This will be the user preferred Base Currency defined in the user profile in system admin module for the web account Business Partner It is the name of Business Partners Debt Table displaying the total value in base and por
51. 9 7 Payment Enquiry Payments Enquiry allows the user to view payment transactions which in turn provide detailed payment transactions Payments Enquiry has two sections Payments Enquiry and the Result section User specifies a search criterion on the Payments Enquiry Section and presses the Search button to view the corresponding outcome in the Results section Home Enquiry File Transfer Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Payments Enquiry Securities Identifier Scheme ISIN Exkrempiates Ema 3 E Results Page iba Reorder R pil Order ID Value Date Order Date Client Reference Status Payment Type Currency Amount sdfsdfsdf 120002 prakhar srivastavs obe red l al Transfer prakhar 1 CLIENT CASH1 3 prakhar Client This will be reference number associated with respective transaction Reference User can also search upon the client reference which was put at the time of creation of payment instruction Status Status of the payments Value Date It is the date on which the payment is received in the account User can specify the range of Value date A calendar button is also provided for selecting the dates rather than typing them These will be the mandatory fields Order Date It is the date on which the payment is initiated or captured in the system User can specify the range of Order date A cale
52. B1T22929868 ABNAHKHH FULL NAME 4001 ST007 e FULL NAME G 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0600002405 FULL NAME PENDING CANCELLATION 2009099688 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0600002405 FULL NAME J 4 Select the required response and click on the Authorize button The Acknowledgment screen appears 5 Click on OK to complete the authorization process On successful authorization the status of the response changes from Pending Authorization to Authorized or from Pending Cancellation to Cancellation Authorized You are logged in as TCS CUSTODYUS File Transfer Payment initiation Response Initiation View New Calendar Authorise Cancel Acknowledgement Client Reference Status Success Failure Response Authorised Sucesstully 8 7 Rejecting a Response The user can reject one or more responses from the Authorise Response screen available in Response Initiation tab The responses in status Pending Authorisation or Pending Cancellation can be rejected from this screen 92 ABN GRIP Channels User s Manual To rejecta response do the following 1 From the home page click on Response Initiation tab 2 Click on Authorize tab The Authorize Response screen opens 3 Search for the record s to be rejected Enquiry File Transfer Calendar Authorise Cancel Audit Authorise Response Ed templates et Response
53. BN SCA 2 0002520002 ABN SCA 3 Securities Name Securities Identifier Exercised Quantity Gross Amount NetAmount TaxAmount TaxRate Pre fund 1 NLO006032275 1 500 1 NL0006023375 2 500 1 NLO006033275 1 500 1 NLO006022375 1 NLOO06022375 1 NLO006023275 EUR 375 EUR 375 EUR 625 EUR 375 EUR 250 D Stock Entitlements Securities Account No 00023480001 CITCO BANK AAA AUTO GROUP NV EO 1 Securities Name Securities Identifier Quantity Entitled Securities Entitled Identifier Entitled Quantity Tax Amount T NL0006022375 500 AAA AUTO GROUP NV EO 1 NLO006032275 100 Note Any amount quantity which is debited in the system will be displayed with negative signage Cash Entitlements Exercised Quantity Sum of Exercised Quantity across an Event Reference Security Account Security Id Option No and Sub option no for a given value date Gross Amount Sum of Gross Amount in Gross Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value date It is displayed with the currency Net Amount Sum of Net Amount in Net Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value date It is displayed with the currency Option Number The Option Number along with description of the Option for which Entitlement is generated Securities It is the Security Account Id suffixed wit
54. CA or Trade Securities It is the securities account number of the client Account No Currency Currency of the cash balance Transaction This will be a drop down which user can select the values from Type Days User can put the no of days for which he wants to see the projection or detail of unconfirmed movements As Of Date It is the date up to which all the cash balances of the user are present in the cash account By default the current system date will be displayed Unconfirmed It is the balance which is pending till As of date Balance Result Section Transaction The transaction type selected by the user Type Client This will be reference number associated with respective Transaction Reference Securities This is the issue number or securities number in preferred numbering 117 ABN GRIP Channels User s Manual Number scheme in case movements have been generated due to CA or Trade Securities This is the issue name or securities name in case movements have been Name generated due to CA or Trade Value date It is the date on which the payment is received in the account Order Date It is the date on which the payment is initiated Amount This will be the amount which is pending or anticipated Component This field describes the amount All the movements will be grouped by Type component type so that clubbing of charges can be done 9 8 4 1 View Unconfirm
55. GRIP Channels User s Manual Home Enquiry File Transfer Calendar Authorise Cancel Audit Corporate Action View Securities Identifier Scheme ISIN Ed templates ari okii or Without 27 10 2010 02 11 2010 il BHeanu 00008 GBauuqGgu aga l Results Page 1 Reorder B SLA Response Deadline Event Reference Event Type Securities Name Securities Identifier Total instructed Quantity Total Uninstructed Q E 20 02 2010 13 00 00 201000 010007622 DUTCH AUCTION PILECON ENG GB 874 1000 1000 igi 28 03 2010 13 UTCH AUCTION 1000 1000 43 ON 1000 1000 GENERAL MEETING Ff C GI 1000 1000 Note You can reset these specified search parameters and assign new values to them thus specifying new search criteria using Reset button 2 1 5 Maintaining Search Criteria The user has the privilege of saving search criteria This is particularly useful for users who run specific queries frequently Different users can save the searched query with the same name You can add as many search criteria as you want to the Saved Search list Any one of the search criteria can be loaded from the Saved Search list for searching the records You can also delete the saved search criteria The following sections explain the process of creating and deleting a search template taking the example of Corporate Actions screen 2 1 6 Saving a Search Template You can save the search criterion so that you don t have to enter the s
56. IP Channels User s Manual Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Counter Party Name of the receiver or deliverer of securities for the order Transaction Status Its possible values can be Accepted Matched Rejected To Be Repaired canceled and DK Settlement Date It isthe date of Settlement To and From Place Of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Securities Account No Account Number of the account holding the securities Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Trade Date To and From The date of trade Results Securities Account No Account Number of the account holding the securities Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Broker Allegement Id The system generates the Broker Allegement ID when the Broker Allegement is received Depository Reference The reference of the Order sent by the Depository Transaction Status The current status of the Broker Allegement The system generates the status when the broker Allegement is rec
57. Inc 1100 Folymetal 110002480001 110002480001 110002480002 nt002 Platina Energy Group Inc 1100024800 2 110002480002 CITC 33 ABN GRIP Channels User s Manual Holding Enquiry Holdings As At Relevant business date It is mandatory for Holdings Enquiry search Securities Account No Account Number of the account holding the securities Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile It is an optional field for Holdings Enquiry search Client Business Partner It is an optional field for Holdings Enquiry search Securities Type Indicates the type of security The two possible values are Equity and Debt Instrument It is an optional field for Holdings Enquiry search Securities Account No Account Number of the account holding the securities Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Securities Name Name of the securities Securities Type Indicates the type of security whether Equity or Debt Instrument Total Quantity The total quantity of the securities including Blocked Quantity 4 2 2 View Holdings Enquiry To view the available holdings do the following 1 From the home page click on the Securities tab 2 Click on the Holdings tab The Holdings Enquiry screen opens 4 2 3
58. OUP NV EO 1 NL0008022275 18 800 K Trade Details Securities Account No Securities Name Securities Identifier Trade Date Value Date Transaction Type Trade Quantity CashAmount Countel 110002480001 BANK UP NVEO 1 NL0008032375 20 01 2012 20 01 2012 RI 2 000 BP11000 11000248000 Client002 NL0008023375 20 01 0 01 2012 RI 2 500 BP11000 11900248000 J NL0006033375 20 0 01 2012 RI 1 500 BP11000 11000252000 DUF NL0008022275 0 01 2012 1 000 110003620 3 L NLO00602 0 0 Ri 800 11000363000 3 NLOO0602 20 01 2012 8 000 110003620003 3 AAD IPNVEO 1 NLOO06033375 8 000 7 1 4 Entitlement Details When client will select a corporate action and click on Entitlement button browser window will be refreshed with client s Cash and Security Entitlement details The user can also view the entitlement details of an event from the Entitlement button provided on the Corporate Action Details Eligibility Response and Bookings screens 75 ABN GRIP Channels User s Manual 7 1 4 1 pT ABN AMRO Cl Asset Valuation Entitlement Holdings Entitlement Field Reference You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Corporate Action Details Cash Entitlements Securities Account No 110002480001 CITCO BANK 2520002 A
59. PRELIM CONFIRMED UNITED KINGDOM Lel Note You can reset these specified search parameters and assign new values to them thus specifying new search criteria using Reset button 2 1 3 Advance Search Field Reference p ABN AMRO Clearing Calendar Corporate Action gt Templates Market Event Classification vent Status Announcement Date From Ex Date From Record Date From Market Deadline From Effective Dat Maturity Date From Payment Date From Authorise Cancel View Select gt All All Enquiry File Transfer Audit You are logged in ss TCS CUSTODYUSR 27 Oc 2010 Logout Response Initiation Holding Indicator identifier Official Reference Number Announcement Date To Securities Identifier Scheme ISIN e m m oa Cs 8 8 Results Response Deadline 20 02 2010 13 00 00 28 03 2010 13 00 00 31 10 2010 13 00 00 31 10 2010 13 00 00 Event Reference Event Type DUTCH AUCTION DUTCH AU DUTCH AU ANNUAL GENERAL MEETING Securities Name Securities Identifier PILECON ENGRG MCD PILECON ENGRG MCD PILECON ENGRG MCI PILECON ENGRG MCD GB1T22929874 Total Instructed Quantity 1000 1000 1000 1000 Reorder 9 Total Uninstructed Q 1000 1000 1000 1000 Market This is a Drop down listing all the Optional field for the search Markets available in Bancs It will be Holding Indicator This is a Drop down
60. S GUIDE 12 Oct 12 05 22hrs GMT Time Logout View New Authorize Cancel File Transfer Payment Initiation Payment Audit Details Client Reference Action Results Field Name Payment Type Payment Product From Cash Account Payment Status Value Date Order Date Related Reference Amount Currency Standing Instruction To Cash Account To Account Name To Account Address Audit Date Action Performed by Previous Value Outbound Bank Transfer 1200023800001002 Pending Authorization 12 10 2012 12 10 2012 12000 EUR No 120998456000001 mary Current Value 107 ABN GRIP Channels User s Manual Client The Client Reference of the Response either specified by the user while Reference creating the response or generated by system Action This will list action performed for a particular response or instruction A drop down list will be provided for all the possible actions on an instruction like create delete authorize reject and cancel Audit Date Date on which action has been performed Action Org Id User Id of the user who has performed action on that instruction Performed By will be displayed here Field Name Name of the field of transaction for which changes have been done Previous Value The previous value of the transactions fields Current Value The current value of the transaction fields 108 ABN GRIP Channels User s Manual
61. TCO BANK Securities Name Securities Identifier Value Date Option Number Gross Amount TaxAmount Pre FundedAmount Net iV EO Ni 02 0 NV EO 02 0 1 CSH EUR 375 1 CSH EU NV EO 02 0 1 CSH Ev EUR 250 VEO 1 N 92 9 iV EO 02 0 NV EO 12 1 CSH NVEO 1 N 0202 2012 1 CSH 1 CSH 1 CSH EUR 200 EUR 2 000 EUR 2 000 Securities Name Securities Identifier Disburse Name Disburse Identifier Quantity Availability Date PostDate 0O AAA AUTO GROUP NVEO 1 NLO006022275 AAA AUTO GROUP NVEO 1 NLO006023275 100 06 10 2012 23 02 2012 2 Note Any amount quantity which is debited in the system will be displayed with negative signage Cash Bookings Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Base Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Value Date It is the date of credit of realization of corporate action Option Number Option Number along with description for which the Booking is done Gross Amount Sum of Gross Amount in Gross Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value date Tax Amount S
62. View Response Edit Details 0 eeesesesesescssseseseteeseeeeeseseseececeeseseeees 95 9 PAYMENTS csccccsececceceeeeeeeeeaeeecaeeeeaeeneaeeeeaeeeeaeeeeaeeeuaeeeuaeeuuaeeeuarenuarennananea 96 wo N m 19 WwW Ne LOMO SO ODUBOOWONEF Gi m WO 1H MW Ow SSS WNE o 00 o0 UW Ne yo Oo oa fs o he Oo Hb or m m ERP RPPPrPH NOOO 9D90900 Pere ree ee ONHDUBWNDN m oO e o gt U PAYMENT NEW a a a a che a ea aa a a as 96 AUTHORIZE PAYMENT s4 24 sdi douse ita aweta adda vac cndlasadaidiaved addabadaddia ete hadabac a 99 Payment Details Field Ref rences ccceeceeceeeeeeeeeeeeeeeeeeeeneeaeens 101 VIEW PAYMENT essa ccusaveacderavese hess vesanidadeentedeeadadedahasatadsaasabdiayaeacasabes 103 Payment View Details ccccccccccceceeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeaesneegs 103 View Payments cnncsiestocbetabiidoaebiae st a a a i a an AURAA 104 DELETE PAYMENT E E EE 104 CANCEL PAYMENT EEEE E E TE 105 AUDIT PAYMENT cis seriene raan e aa aaa e i a Ea ADE Eo AT EEEE EA 106 Audit Field Reference riana A E AA EERE 107 9 6 1 1 View Payment Audit Details eeceseseseseseseeetetseeeeesesesesesesesees 107 PAYMENT ENQUIRY EEE E E E E A 109 Payment Enquiry Field Reference sssssssserrrrsserrerrrrrrrrerrrrrrrrrre 109 View Payments ENquiry cccccccccceeeeceeeeeeteeeeeeeeeteeeeeeeeeereeateneeaey 110 Payment Details Field Reference sssssssrrserrrrrrerrerrrrrrrrrrrr
63. account is Individual then Payment will automatically be authorized at the time of creation and hence creator and authority can be same else creator and authority for authorization cannot be same 99 ABN GRIP Channels User s Manual To authorize rejecta Payment Transaction do the following oPwn Pp From the Home page click on Payments tab Click on Authorize tab The Authorize Payments screen opens Search for the required payment record s Select the required record s and click the Authorize or Reject button If the user clicks on Authorize from list screen the Acknowledgment screen opens On successful authorization the status of the payment changes from Pending Authorization to Authorized If the user clicks on Authorize button on Details screen on successful authorization the status of the payment changes from Pending Authorization to Submitted and record is sent to BaNCS system real time User is shown acknowledgment screen depending on the BaNCS processing If the user clicks on Reject the Acknowledgment screen opens On successful rejection the status of the payment changes from Pending Authorization to Rejected Field References Client R eference The client reference entered by the user while initiating the payment is displayed Order Date From To It is the date on which the payment is initiated User can specify the range of Order Date A calendar butt
64. ails Securities Account Account Number of the account holding the securities No Securities Account Name of the securities Account Name Transaction Details Bank Reference Uniquely identifies a settlement received order Client Reference The 16 character transaction reference number Even a part of this reference number can be specified in the search and records are displayed where starting part of reference number matches with the given search It is an optional field for Transaction Status Enquiry Date of Receipt The date of receipt of trade instruction message Place of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Quantity The total quantity to be settled 52 ABN GRIP Channels User s Manual Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Securities Name Name of the securities Settled Amount The Final Amount settled between client and the counter party Settled Quantity The quantity settled between client and the counter party Settlement Amount It is the Principle amount on which securities are traded Settlement Date The date of settlement Trade Date The date of trade Transaction Status It indicates the status of the transaction Its possible values are Unmatched Ma
65. aluation based on settled positions do the following 1 From the home page click on the Securities tab Click on Asset Valuation tab The Asset Valuation As at lt Valuation Date gt screen appears with the details of portfolio of all accounts linked to the web account 3 Enter the security for which valuations are needed 4 Click on search The Asset Valuation by Securities As at lt Valuation Date gt screen opens 4 2 Holding Enquiry Holdings Enquiry allows the user to view blocked holdings which in turn provide detailed available holdings as of end of the previous day Holding Enquiry has two sections Holdings Enquiry and the Result section User specifies a search criterion on the Holdings Enquiry section and presses the Search Button to view the corresponding outcome in the Results section 4 2 1 Holdings Enquiry Field References You are logged in as TCS GUIDE 05 Oct 1206 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Holdings Enquiry As at 05 09 2012 Securities Identifier Scheme ISIN Exrempiates p Select ow a Results Page B Reorde es Client Securities Account No Securities Name Securities Identifier Total Quantity 11000248 CITCO BAN 110002480001 CITCO BANK AAA UP NV EO 1 NLO006022375 110002480001 T ABN ING Eurt Platina Energy Group
66. ame each time for query the same search There is no limit to the number of search templates that can be saved and added to the Saved Search list The process is explained below by taking the following scenario into account Scenario You want to search for Corporate Actions that satisfy the following conditions q Event Classification Mandatory q Event Type Attachment q Security Identifier GB1T22929874 11 ABN GRIP Channels User s Manual To save the above specified search criteria do the following 1 Log on to the Web Channel s Application 2 Click on Enquiry Tab 3 Navigate to Corporate Action Sub Menu The Corporate Actions screen Opens 4 To specify the search criteria do the following a Select the Event Classification as Mandatory b Select the Event Type as Attachment c Select the Security Identifier as GB1T22929874 5 Click on the Templates link provided at the top of the Corporate Action View search block 6 On click of it the fields Saved Search and Template Name appear 7 Enter a name for the template say Data in Template Name and click on the Save button or icon The criterion are saved and added to the Saved Search list and the relevant records for the search criteria are displayed in the drop down list p ABN AMRO i You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Pay
67. an view one or more responses created through Channels with its status from the View Response screen available in Response Initiation tab You are logged in as TCS CUSTODYUSR 27 Oct 2010 Home Enquiry File Transfer Response Initiation New Calendar Authorise Cancel Audit Response List Securities Identifier Scheme ISIN Ed templates ated Beil Response List Page 1 Reorder 6 r Status Event Reference Client Name Securities Account No Securities Name Securities Identifier PENDING AUTHORISATION 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 To view a response do the following 1 From the home page click on Response Initiation tab 2 Click on View tab The View Response screen opens 3 Search for the record s to be viewed 87 ABN GRIP Channels User s Manual 8 3 Using Calendar Screen File Transfer Authorise Cancel Securities Identifier Scheme ISIN porozno o Date fiero amp Calendar View 20 10 2010 to 26 11 2010 Calendar Sunday Monday Wednesday Thursday 20 21 28 PILECON ENGRG MCD RIGHTS ISSUE To view calendar screen do the following 1 From the home page click on Response Initiation tab 2 Click on Calendar tab from the sub menu The Calendar screen opens with a calendar view with date range from previously 7 calendar days to next 30 days The calendar will contain events for which response deadline date falls in the range specified 3 Search
68. ans tatus Select x 05 09 2012 E e To riosr2012 ED 2p os 2 Place of Settlement Status Securities Account No Securities Identifier Trade Date SettlementDate Settlement Quantity Settlement Amount Order Type inmatched 110002520009 ABN SCA9 ISIN 46 05 09 2012 UNIT 500 o Be Repaired 110002520009 ABN SCA9 ISIN N 46 208 05 09 2012 UNIT 200 Be Repaired 110003520009 ABN SCA9 ISIN 6 3 09 2012 05 09 2012 UNIT 500 o Be Repaired 110002520009 ABN SCA9 ISIN NL0000046712 02 09 2012 05 09 2012 UNIT 600 3 Search for the trade to be canceled Select one or more trades to be canceled Click on the Cancel button The Acknowledgment screen appears and the status of the transaction changes to Pending Cancellation The transaction needs to be authorized to complete the cancellation process p ABN AMRO Clearinc You are logged in as TCS GUIDE 15 Oct 1209 20hs GMT Time File Transfer Trade Initiation View Amend Audit New Authorize Acknowledgment Client Reference Status Success Failure Success Cancellation request has been initiated successfully with Canc Related Reference process20 10 1 6 Deleting a Transaction The user can delete one or more trade orders in Pending Authorization status from the View Amend Transaction screen To delete a transaction do the following 1 From the home page click on Trade Initiation tab 2 Click on View Amend ta
69. apabilities User System Administation 2 Common Features The features that are common across Web Channels are explained in this section For example there is information on how to search a particular record or a set of records You will also find information on how to hide unhide and reorder columns in a list or how to search with the help of hour glass This section also gives a description of icons that are common across the screens such as Export to Excel and PDF 2 1 Searching for a Record The functionality is explained by taking Corporate Action Enquiry screen as an example To view the list of records on Corporate Actions Screen which is in Enquiry tab of Channels a search criterion needs to be specified to display the relevant records defined in the system ABN GRIP Channels User s Manual The process of searching for a record is segregated on the basis of commonly used fields for search i e into Basic Search and Advance Search By default any one pair of date is mandatory for search unless user specifies the Event Reference or the Securities Identifier in any of the search criteria i e Basic or Advanced Search criteria and with a Holding Indicator defaultely populated as With The possible values of Holding Indicator are q With Lists all those events on which client has position for an account q Without Lists all those events on which client does not hold position for an account q All Lists all events i
70. at whether the Trade is Opening leg or a Closing leg of Repo Other Details Registration It is unique reference number sent by client to identify 125 ABN GRIP Channels User s Manual Flag Opening and Closing leg of Repo Trade Stamp Duty The rate used to calculate the Repurchase Amount Currency Stamp Duty Reference number sent in by the client for second leg of a Amont Repo Trade Special Settlement Transactions to be settled with special Pever delivery Non STP Delivery In case of a receipt the settlement is not sent to market without Matching In case of deliver ABN does not expect a cointer instruction from street Physical It indicates securities to be settled physically 10 1 1 1 View Transaction Details To view the Transaction Details do the following From the home page click on Trade Initiation tab Click on View Amend tab The Transaction List screen opens Search for the required trade order Click on the Client Reference of the required record which is provided as a link to open the details of the trade The Transaction Details screen opens Pw N a You sre logged in ss TCS GUIDE 05 Oct 12 06 20hrs GMT Time Logout p ABN AMRO CI View Amend Audit New Enquiry File Transfer Trade Initiation Response Initiation Authorize Cancel Transaction List Templates seet nonz S baa seee _ JP Page 1 Status Client Refe
71. ate Rights Trading End Date Maturity Date Last Date Of Trade Response Status Response Details Securities Account No Securities Name Securities Identifier Response Type Response Accepted Quantity Response Date 110002480001 CITCO BANK 119002480001 110002480002 110002520001 ABN 110002520002 GROUP NV EO 1 NL000 022375 Cash 1 500 AUTO NVEO 1 NL0008 s s Option 00 31 01 2012 AUTO VEO 1 AAA AUTO 21 01 2012 4 000 31 01 OUP NVEO 1 NLOOOE sh 1 000 23 AAA AUTO GROUP NV EO 1 NL0008022275 TED AAA AUTO ACCEPTED ACCEPTED KI 7 1 6 Bookings Details When client will select a Corporate Action Event Reference and click on Booking button browser window will be refreshed with booking details The user can also view the Booking details of an event from the Booking button provided on the CA Details Eligibility Entitlements and Response screens 7 1 6 1 Bookings Field Reference 81 ABN GRIP Channels User s Manual pT ABN AMRO Clea Asset Valuation Holdings Bookings You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Trade Broker Allegement Payment Cash Balance CAJProxy Sec Movement E Corporate Action Details Cash Bookings Securities Account Number 110002480001 110002480002 110002480002 11000353 110002520002 110002520003 LL Stock Bookings Securities Account Number 110002480001 CI
72. ategory of the client Institutional Individual CSM Market Segment Tax Residence Tax residence country of the client Country Tax Residence Tax residence country change Date of the client Country Change Date Previous Name Name of client in previous system Full Legal name Full legal name of client in real world Street Name Street name in address of client in the system City Town City Town in address of client in the system House Building Number House Building Number in address of client in the system Postal Zip Code Postal Zip Code in address of client in the system House Building Name House Building Name in address of client in the system 28 ABN GRIP Channels User s Manual Country Country in address of client in the system Room Floor Suite Number Room Floor Suite Number in address of client in the system State Province State Province in address of client in the system Creation Date Creation date of client Activation Date Activation date of client Preferred Numbering Scheme Preferred numbering scheme of the client Language Language of the client Name of Old Name of old system System Id in Old System Id of the client in old system Business Partner Bp type of the Client Type Preferred Preferred numbering scheme of the client Numbering Scheme To view the Clie
73. ation Holdings Broker Allegement Payment Cash Balance CA Proxy Sec Movement Trade Enquiry Securities Identifier Scheme ISIN Exrempiates Client R nce Transa pe Seet A See ts siSdS Trans sees ma A m e E Pad tifier iA Results Client Reference 110003620009 110003620008 110002480001 110002520009 Transaction Listing Actual Settlement User can specify the range of Settlement Date in format specified by Date From To user in User Preference screen for search A calendar button is also provided for selecting the dates rather than typing them These are optional fields for Transaction Status Enquiry Client Reference The 16 character transaction reference number Even a part of this reference number can be specified in the search and records are displayed where starting part of reference number matches with the given search It is an optional field for Transaction Status Enquiry Counter Party Name of the receiver or deliverer of securities for the order Place of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Settlement Date User can specify the range of Settlement Date in format specified by From To user in User Preference screen for search A calendar button is also provided for selecting the dates rather than typing them These are mandatory fields for Transaction Status Enq
74. ation Ict 110002530001 ABN SCA 1 ABNDVOP ISIN NLO000046712 Pending Aut n test 110002520001 ABN SCA 1 ABNDVOP ISIN NLOO00046712 Pending Authorization est 110002520001 ABN SCA 1 ABNDVOP ISIN NLO000046712 Pending Authorization testremarks 110002520010 ABN SCA 10 ABNDVOP ISIN NL0000046712 Page 1 EJ Recroer i Trade Date Settlement Date Settlement Quantity Settle 06 10 2012 06 10 2012 06 10 2012 06 10 2012 5 If the user clicks on Authorize the Acknowledgment screen opens On successful authorization the status of the trade changes from Pending Authorization to Authorized or from Pending Cancellation to Cancellation Authorized 6 If the user clicks on Reject the Acknowledgment screen opens On successful rejection the status of the trade order changes from Pending Authorization to Rejected or from Pending Cancellation to Cancellation Rejected p ABN AMRO Clearing in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation View Amend New Authorise Cancel Audit Acknowledgement Client Reference Status Record Authorised Suosssfully Success Failure 128 ABN GRIP Channels User s Manual 10 1 4 Amending a Transaction The user can amend trade orders in Pending Authorization status from the View Amend Transaction screen To amend a transaction do th
75. atus Event Reference Client Name Securities Account No Securities Name Securities Identifier PENDING AUTHORISATION 2 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0600002405 FULL NAME PILECON ENGRG M Oo O AUTHORISED 2 ABNAHKHH FULL NAME 201220 4 001 JSTOO7 SCA SG0E00002 ULL NAME PILECON ENGRG no PENDING CANCELLATION 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0E00002406 FULL NAME FILECONENGRG MCD GBIT 85 ABN GRIP Channels User s Manual Search Section Event Reference It is the unique reference of the event Response Deadline From To User can specify the range of Response Deadline Date in dd mm yyyy format A calendar button is also provided for selecting the dates rather than typing them Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Status Status of the response Canc Related It is the cancellation reference of the response which has been canceled Reference and authorized Response List Authorized By The authorizer s name appears Client Reference The Client Reference of the Response either specified by the user while creating the response or generated by system Created By The creator s name appears Eligible Holdings It is the
76. atus Success Failure Record Deleted Successfully 10 1 7 Replicating a Transaction The user can replicate a trade order in Pending Authorization or Authorized or Submitted status from the View Amend Transaction screen To replicate a transaction do the following 1 From the home page click on Trade Initiation tab 2 Click on View Amend tab The View Amend Transaction screen opens 3 Search for the trade to be replicated 4 Select the trade to be replicated Click on the Replicate button The Acknowledgment screen appears On successful replication the status of the trade order changes to Pending Authorization 132 ABN GRIP Channels User s Manual 5 The same screen appears that is available while creating a new transaction i e Create Transaction screen 6 Add button is also available here Using this functionality user can replicate a trade as many number of times as he wants 10 1 8 Auditing a Transaction Audit allows the user in viewing audit related information of the instruction created i e from creation of record in Channels to submission of response to Bancs and canceled i e from creation of cancellation request in Channels to submission of cancellation request to Bancs User depending upon the role will be able to view all actions performed on the instruction The user can audit one or more trade orders on which any one of AUTHORIZE CANCEL CREATE
77. atus of the client whether Active or Inactive Language Language of the client 3 3 1 1 View Client Information To view the Client Information do the following 1 From the Home page click on the Home tab 2 Click on the Client Information tab The Client Information screen opens 3 3 2 View Client Details The user can view the details of a Client from the Client Short Name provided as a link on the Client Enquiry screen 27 ABN GRIP Channels User s Manual p ABN AMRO Clear Overview User Preference Client Details Client Details Client Id Status Change Date Category Tax Residence Country Previous Name Full Legal Name Address Details Street Name House Building Numbe House Building Name Room Floor Suite Number Other Details Creation Date Preferred Numbering Scheme Name in Old System street name You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Contact Us Securities Information Client Information Status Short Name Market Segment Tax Residence Country Change Date City Town Postal Zip code Country State Province Activation Date Language Id in Old System Client id Id of the Client in the System Status Status Of Client Active or Inactive Status Change Date The Date on which status has been changed Client Short Name Short name of the client in the system Category C
78. ayment transactions created To view a payment transaction do the following From the Home page click on Payments tab Click on Payments tab The View Payments screen opens Search for the required initiated payment Click on the Client Reference of the required record which is provided as a link to open the details of the payments The Payment Details screen opens 5 Click on the Close button to close the view Pw Ne 9 4 Delete Payment The user can delete one or more payments in Pending Authorization or Pending Cancellation status from the View Payments screen Same user who has initiated the cancellation or creation request can delete 104 ABN GRIP Channels User s Manual You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response initiation Help Authorize Cancel Audit View Payments Edrempiates ction foz E o hzo E CS Valie Date To a L M ccount C e Results Er 20 Reorder N FE Status From Cash Account Client Reference PaymentType Value Date OrderDate Amount Currency Standing Instruction Accot Submitted 120003720001001 CLIENTS CASH1 __testyouhji Outbound 24 08 2012 24 08 2012 12 345 EUR No AASOF Pending Authorization 120003800001001 prakhar mq 5555 Outbound 24 08 2012 24 08 2012 100 EUR No AARSE Submitted 120002800001001 prakhar ef Outbound 24 08 2012 24 08 2012 100 EUR No AFSGI Submitted 1
79. b The View Amend Transaction screen opens 131 ABN GRIP Channels User s Manual ABN AMRO Clearing You are logged in as TCS GUIDE 05 Oct 12 06 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help View Amend Audit New Authorize Cancel Transaction List IE templates c ference C Transaction Type See LA r 1 T a L 77y 2 Plac ne _ aa P l E J Reset_ Seruia Page 1 E 22004 fi Status Client Reference Securities Account No Securities Name Securities Identifier Trade Date Settlement Date Settlement Quantity Settler Pending Authorization a 110002520001 ABNSCA1 ABNDVOP ISIN NLOO00046712 05 10 2012 05 10 2012 Pending Authorization cttest 110003520001 ABN SCA 1 ABNDVO ISIN NLO000046712 05 10 2012 05 10 2012 Pending Authorization 110003520001 ABN SCA 1 A V IL000004 2 05 10 2012 05 10 2012 Submitted re n7canc 110002520009 ABN SCA9 ABNDV IL0000048712 05 10 2012 05 10 2012 Amend Replicate Delete 3 Search for the trade to be deleted 4 Select one or more trades to be deleted Click on the Delete button The Acknowledgment screen appears On successful deletion the status of the trade order changes to Deleted You are logged in as TCS GUIDE 15 Oct 12 09 20hrs GMT Time Logout Enquiry File Transfer Trade Initiation Response Initiation Heip View Amend Audit New Authorize Cancel Client Reference St
80. cceceeeeeeeeeeeeeeeeeeeeeeeeeeseeenesneens 132 Auditing a TransactiOn cccccccecc eee eee eee eet eee eeeeeeeeeeeeeeeeeeeeneeaeeney 133 AUDIT FIELD REFERENCE mournen ttataevonaicgak vena anne vena caneneaa anne wanddanenea denne ss 134 10 2 1 1 View Transaction Audit Details oo cee cceescssecscsecsseseee 134 TRANSACTION AUDIT DETAILS FIELD REFERENCE 0sccececeeeeeeeceeeceeeeaeesaees 134 GLOSSARY siiciista fi coven aaraa aa aaa aaa 135 1 Introduction GRIP Web Channels is an integrated internet banking application consisting of two separate applications These two applications are required to be installed separately on the server q Sysadmin This application is for the system administrator only System Administrator can create and manage the user amp role profiles of the users who would be accessing the Channels application q Channels This Application is offered to extend existing Settlement Instruction Details Corporate Action Event Details view Payment Instruction Details Cash and Security Movements Trade Initiation Payment Initiation and Response Initiation services to clients over the internet The functionalities that are covered under the current scope are as mentioned below Enquiry q Asset Valuation q Holding q Trade q Broker Allegement q Payment q Cash Balance q Corporate Action Enquiry q Securities Movement Instruction Initiation q Trade q Payment q Response Reporting Download c
81. ches for records for the specified criteria in a screen and displays them in the list Reset Resets the values specified in all the fields in a screen 21 ABN GRIP Channels User s Manual 3 Home Page The home page of Web Channels allows the user to The other sections of the home page display a welcome note last login details and messages p ABN AMRO ne You sre logged in as TCS GUIDE 10 Jan 12 09 15hrs GMT Time Logout File Transfer Trade Initiation Home Enquiry Payment Initiation Response Initiation Help ContactUs Securities Information Client Information Last Login ee eee Welcome to ABN AMRO Clearing Query and Instructing Tool You can now access your portfolio settlement corporate actions cash details and status Privacy Policy Disclaimer 3 1 Overview The overview tab gives a summarized report of the transactions Instruction and events relevant to the securities account tagged to the user The user can view the count of trades in Matched Unmatched Settled and Canceled status Also displayed on this screen are the count of Corporate Actions announced in the last 7 days both for Proxy and other events separately count of events the Response Deadline Date of which falls in the next 7 days both for Proxy and other events separately count of events other than Proxy events the disbursements of which are pending for the last 7 days and count of e
82. confirmed Balance View screen opens 120 ABN GRIP Channels User s Manual 10 Trade Initiation The user can create transactions manually from the Trade Initiation tab The transaction created needs to be authorized so that it can be submitted for further validation before processing at the back end system The user can also do amendments in the details or can cancel a transaction 10 1 Transaction List Field Reference Search Section Canc Related Its is the client reference number of trade for which cancellation request Reference has been generated Client The 16 character transaction reference number Reference Counterparty Name of the receiver or deliverer of securities for the order Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Place of The location where securities are kept and settlement takes place Settlement Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Canc Related Reference Its is the client reference number of trade for which cancellation request has been generated Settlement Date From To User can specify the range of Settlement Date in dd mm yyyy format A
83. d MM yyyy if the user has not specified any date format User can specify the date in following formats e dd MM yyyy e MM dd yyyy e yyyy MM dd 24 ABN GRIP Channels User s Manual This format is applicable throughout the application in Channels once selected by user after a new login q Landing Page This will be a drop down field and will show all screens Authorized to user User can select any screen and then can save the preference When ever user will log into channels application again instead of Home Page user will be able to see the Landing page To navigate to the user preference do the following 1 Log onto the Web Channel s Application 2 Click on the Home tab from the navigator 3 User Preference screen opens with the User Preferred date format drop down 4 Select the user preferred date format and click on Save 5 An acknowledgment screen opens which specifies that the user selected date format will be reflected after the next login of the user T ABN AMRO Clear Hane m a Lagat Home Enquiry File Transfer Trade Initiation Response Initiation Overview User Preference FAQ Contact Us Securities Information Client Information Numbering Scheme Securities Identifier z Date Format Date Format MM dd yyyy Landing Page Seen Name Enquiry Transaction z Note If no preference for date format is selected all the dates in the application wil
84. dd a new response or delete the selected record 6 Click on the check box for the record created and click on Submit button to submit it in the system The Acknowledgment screen appears File Transfer Calendar Authorise Cancel Acknowledgement Account No Options Status Success Failure 201220 4 051 ABNSWISS SCA SG000007270 FULL NAME 1 AA Success esponse Crested Successfully with the Client Reference KUMAR 7 Click on OK to complete the initiation process On successful creation the response is submitted in Pending Authorization status 8 6 Authorizing a Response The user can authorize one or more responses from the Authorize Response screen available in Response Initiation tab The responses in status Pending Authorization or Pending Cancellation can be authorized from this screen To authorize a response do the following 1 From the home page click on Response Initiation tab 2 Click on Authorize tab The Authorize Response screen opens 3 Search for the record s to be authorized 91 ABN GRIP Channels User s Manual p ABN AMRO Clearing Home Enquiry File Transfer Trade Initiation _ Response Initiation Calendar Authorise Cancel Audit Authorise Response Ed rempiates Page 1 Reorder g Event Reference Client Name Securities Account No Securities Name Securities Ide 2009007599 ABNAHKHH FULL NAME 201220 4 001 CWCUST007 SCA SG0800003405 FULL NAME FILECONENGRG MCD G
85. do the following From the home page click on the Trade tab Click on the Transaction Status tab The Transaction Listing screen opens Search for the required Transaction Order record Click on the Client Reference link of the required transaction The Transaction Order Details screen opens Pens E 5 2 Broker Allegement BaNCS Securities Processing receives Allegement instructions from agent depository which is initiated by counter party These instructions that are either for delivery or receipt of securities are captured in the system as Broker Allegement Broker Allegement Enquiry has two sections Broker Allegement Enquiry and the Result section User specifies a search criterion on the Broker Allegement Enquiry section and presses the Search Button to view the corresponding outcome in the Results section 5 2 1 Broker Allegement Enquiry Field Reference Home Enquiry File Transfer Asset Valuation Holdings Trade Broker Allegement CA I Proxy Payment Cash Balance Broker Allegement Enquiry Securities Identifier Scheme ISIN l S Results Page 1 Reorder be Broker Allegementid Depository Reference Status Order Type Securities Account No Securities Identifier Trade Dat RVPTRADEOOS sbcTRADEOO1 Cancelled RECEIVE VERSUS PAYMENT 201220 4 001 CWCUST007 SCA SG0600002405 FULL NAME ISIN LU0085495222 26 07 201 Depository It is the unique reference number of the depository Reference Number 55 ABN GR
86. e The date of trade Quantity The quantity settled between client and the counter party 4 2 8 2 Borrowed Quantity Details Screen Blocked Quantity allow the user to view the blocked positions To view the Bonowed Quantity positions do the following From the home page click on the Securities tab Click on the Holdings tab The Holdings Enquiry screen opens Enter the required search criteria to display the results Click on a Client link for its detailed holdings The Holding Details screen opens The Borrowed Quantity appear as a link if the quantity is greater than zero Click the Borrowed Quantity Details Holdings link if the quantity is greater than zero Screen The Borrowed Quantity Details Holdings screen appears au PWN Pe 4 3 Security Movement Security Movement allows the user to see movements of security in a list Security Movement has two sections Security Movement Enquiry List and the Result section User specifies a search criterion on the Security Movement Enquiry List section and presses the Search Button to view the corresponding outcome in the Results section 4 3 1 Security Movement Field References In GRIP Securities the clients of the bank are referred to as business partners of the bank Business Partner can be an Individual or an Institution 42 ABN GRIP Channels User s Manual Asset Valuation Holdings Trade Home Enquiry File Transfer Trade Initiation Response Initiation Broker Allegeme
87. e following From the home page click on Trade Initiation tab Click on View Amend tab The View Amend Transaction screen opens Search for the trade to be amended Select the trade to be amended Click on the Amend button The Amend Order screen appears A Ww N p ABN AMRO Clear View Amend Audit New Authorize Cancel Enquiry File Transfer BP12000266 BANQUE N la IC INBBEBEBB BP12000382 66 8080 Ci y 1D BIC TEBSSL2A 5 Edit the required details 6 Click on Submit button The Transaction Acknowledgment screen appears 129 ABN GRIP Channels User s Manual You are logged in as TCS GUIDE 15 Oct 12 09 20hrs GMT Time Logout File Transfer Trade Initiation Response Initiation Authorize Cancel P11000347 BINCKBANK N V Vithout Matching Order Type Receive Free of Payment Ict has een amended 10 1 5 Cancelling a Transaction The user can cancel one or more trade status from the Cancel Transaction screen To cancel a transaction do the following 1 From the home page click on Trade Initiation tab 2 Click on Cancel tab The Cancel Transaction screen opens 130 ABN GRIP Channels User s Manual You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout File Transfer Trade Initiation Response Initiation Help View Amend Audit Authorize Cancel Cancel Securities Identifier Scheme ISIN j Templates Transaction Type Select 7 Select z r
88. e for client to specify the Ex Date range to search specific corporate actions Record Date It is possible for client to specify the Record Date range to search From To specific corporate actions Market Deadline It is possible for client to specify the Market Deadline Date range to Date From To search specific corporate actions 2 1 2 Basic Search for a Record Basic Search enables users to search for the relevant records using minimum set of attributes which appear by default on the Corporate Actions Screen for example Announcement Date From Announcement Date To Market Event Classification etc The user must specify the mandatory attributes fields marked with to perform the search The default screen shows Basic Search criterion s The basic search process is explained below by taking the following scenario into account Scenario You want to search for Corporate Actions which satisfies the following conditions q Event Classification All q Event Type All q Security Identifier GB1T22929874 To search for a record do the following 1 Log onto the Web Channel s Application Click on Enquiry Tab Navigate to CA Proxy Sub Menu The Corporate Actions screen opens The screen displays some attributes which are part of Basic Search Criterion s To specify the search criteria do the following a Select the Event Classification as All b Select the Event Type as All c Select the Security Identifier eg
89. e list screen gt Reorder Table columns Microsoft Internet Explorer provided by TATA CONSULTAN iol x Reorder Columns Reordering Available Columns Visible Columns Event Reference SLA Event Type Securities Name Securities Identifier Total Instructed Quantity Total Uninstructed Quantity c Click the OK button You are returned to the list screen where you will find that the fields present in Visible Columns are now displayed on the list screen 20 ABN GRIP Channels User s Manual 2 4 Common Icons and Buttons The icons and buttons that are common across Web Channels are explained below Icon Button Name Description Export all Data Microsoft Excel to Allows export of data in a list screen to an Excel file Export all Data to PDF Allows export of data in a list screen to a PDF file P Find Opens up a screen to display the set of valid values for that field Calendar Opens up a calendar from date and time can be selected Collapse All Collapses all entries in the list displayed i Expand All Expands all entries in the list displayed x Close Closes the current window Next Displays the records on the next page in a list screen Previous Displays the records on the previous page in a list screen Save Template Saves the template with the name specified nC oo n Delete Template Deletes the selected search template Search Sear
90. e user s system File Type It is the type of file To create a Response the File Type should be CA Order Creation Remarks The user can give some remarks for the uploaded file To upload a file do the following 1 From the home page click on File Transfer tab 2 Click on Upload File tab The Upload File screen opens 3 Select a file from the Browse button or write the complete path and name of the file in File Name 4 Select the type of the file 5 Enter Remarks if required 6 Click on Upload File The Acknowledgment screen appears Click OK on the Acknowledgment screen If successfully uploaded the file would be listed in File Authorize screen 7 If successfully uploaded the records of the file will be available in Response Authorize screen in Pending Authorization status User can can search for the records of a specific file using File Name field in Response Authorization screen 6 2 File Authorize Uploaded transaction details files in all status can be viewed from the File View tab 60 ABN GRIP Channels User s Manual 6 2 1 File Authorize Field Reference File View Upload File File Authorize Download Template File Authorise f Ed templates File Name It is Name of the uploaded file File Type Type of uploaded file No of Transactions It indicates the no of transactions that have been entered in the uploaded file Remarks Remarks text given while uploading the fi
91. ects the Event Classification of the Corporate Action Possible values are Mandatory Mandatory With Choice and Voluntary Event Reference A 16 character unique identifier for the event sent to the client in outgoing notifications It is a hyperlink used to navigate to the CA Details Event Status The processing status of the Corporate Action Possible values are Complete Information Only Prelim Confirmed Prelim Unconfirmed With Entitlements Event Type The type of Corporate Action announced For example Cash Dividend Dividend Reinvestment Event Description of the Corporate Action announced Description Official Official and unique reference assigned by the official central body entity Reference within each market at the beginning of a corporate action event Number Securities Security Number of the security on which the event is announced as per Identifier client s preferred numbering scheme Securities Name It is the Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Key Dates Announcement It is the date on which the Corporate Action is announced Date Ex Date The date on or after which any trade done on the security undergoing the Corporate Action is not eligible for Corporate Action entitlement Effective Date The date at which an event issuer s Perspective is
92. ecurities Identifier Eligible Balance 110002480001 CITCO BANK JPNVEO 1 M NLO008023375 2 CITCO Client003 AAS 1 ABNSCA1 0002 ABN SCA 2 rc m m AAA AUTO GROUP NV E GT Trade Details Securities Account No 110002480001 Ci 110002480002 110002480 Securities Name 2 000 2 500 1 500 1 000 800 8 000 Note Any amount quantity which is debited in the system will be displayed with negative signage Stock Entitlements Quantity Sum of Exercised Quantity across an event reference Security Account Id Base Security Id Option No and Entitled Securities for a given Value date Entitled Security Long name of disbursed security will be shown if security Type is Securities Debt Instruments In case security type is Equity or Warrants Security short name will be shown Entitled Security Number of the entitled security as per client s preferred Identifiers numbering scheme Entitled Sum of disbursed Quantity across an event reference Security Account Id Quantity Base Security Id Option No and Entitled Securities for a given Value date Securities It is the Old Account Id or Security Account Id if Old Account Id is not 77 ABN GRIP Channels User s Manual Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Base Security
93. ecurities Identifier Value Date Option Number Gross Amount TaxAmount Pre FundedAmount Net 110002480001 AAA AUTO OUP NVEO 1 NLO006032275 1 CSH EUR 375 110002480002 JP NV EO NLOO0 9 5 2 Gi EUR 110002480002 OUP NV EO NL0008022275 EUR 375 110002520001 l OUP NV EO NL00060 5 EUR 250 110002520002 JP NV NL0008022275 2 1 0 EUR 200 110002520002 L JP NV NLOOOEO 5 2 CSH EUR 2 000 110002520002 A fe JP h 0 NLO006032375 c 33 33 4 Stock Bookings B Securities Account Number Securities Name Securities Identifier Disburse Name Disburse Identifier Quantity Availability Date PostDate O 110002480001 CITCO BANK AAA AUTO GROUP NV EO 1 NL0006033375 X AUTO GROUP NV EO 1 NLO006033375 100 05 10 2012 23 02 2012 2 T Esey i Eemere 8 Response Initiation The user can initiate responses manually from the Response Initiation tab The response created needs to be authorised so that it can be submitted for further validation before processing at the back end system The user can also cancel a response 8 1 Response List Field Reference p ABN AMRO Cle Tel You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Response Initiation Calendar Authorise Cancel Audit Response List Securities Identifier Scheme ISIN Templates Event R eadline From y From Date File Nar Response List Page 1 Reorder amp O St
94. ed Balance You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CA Proxy Sec Movement Unconfirmed Balance View Client P ABN AMRO BANK N V Cash Account Securities Account No 0 01 SC Currency Transaction Type Select 7 Days As of Date 106 2012 Unconfirmed Balance Results Page 1 E Reorder Transaction Type Client Reference Securities Number Securities Name Value Date Order Date Amount Component Type Receive Deliver Order 21510 NLO000302600 ING Eurt 12 04 2012 06 04 2012 1 000 Principal Receive Deliver Order 20559 FROO10688259 ABN AMRO Security 08 02 2012 07 03 2012 75 Principal Reversal Reoeive Deliver Order 20559 FROO10688259 ABN AMRO Security 08 03 2012 05 03 2012 75 Principal Receive Deliver Order 20556 FROO10688259 ABN AMRO Security 05 03 2012 05 02 2012 75 Principal Receive Deliver Order 20555 FROO10688259 ABN AMRO Security 05 02 2012 05 03 2012 75 Principal Reversal Reoeive Deliver Order 20555 FROO10688259 ABN AMRO Security 06 02 2012 05 03 2012 75 Principal Receive Deliver Order 20521 FROO10688259 ABN AMRO Security 06 03 2012 05 03 2012 77 Principal Receive Deliver Order 20519 FROO10688259 ABN AMRO Security 08 02 2012 05 02 2012 77 Principal To view the Unconfimed Balance do the following 1 From the Home page click on the
95. ed Reference Address Account With Institution Client to Bank Info Standing Monthly instruction 101 ABN GRIP Channels User s Manual Payment Details Related It is reference number associated with Inbound Payment Reference Canc Related It is the client reference number of payment for which cancellation Reference request has been generated Client The 16 character transaction reference number Reference Payment Type It indicates the type of payment instruction initiated It can be Outbound Inbound and Internal Transfer Value Date It is the date of credit of realization of payment initiated Order Date It is the date on which payment is initiated Amount Indicates Amount to be credited or debited Currency Indicates the currency entered while initiating payment Payment It can be Customer Application and Bank Application Product Status Indicates status of the payment order From Account From Cash Account It indicates debit account of the user To Account Name Name of the Beneficiary Standing It indicates the instruction given by account holder to bank to make Instruction payment on regular interval to the same payee It can be Yes or No Account With This field identifies the financial institution other than the Sender or Institution Receiver at which the beneficiary of money has been or is
96. eived Its possible values can be Accepted Matched Rejected To Be Repaired canceled and DK Trade Date The date of trade Settlement Date The date of settlement of trade Amount The amount of money to be paid or received in exchange of security in a trade order Quantity The total quantity to be settled 56 ABN GRIP Channels User s Manual A c at Agent The Nostro Account using which the trade order is going to settle Depository Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Counter party Name of the receiver or deliverer of securities for the order Place Of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Place Of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Securities Account No Account Number of the account holding the securities Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Trade Date To and From The date of trade 5 2 1 1 View Broker Allegement Details To view the Broker Allegement details do the following 1 From the home page click on the Trade
97. eliver 124 ABN GRIP Channels User s Manual Delivering Agent agent Receiving Delivering Custodian It is the NCS Receiving Delivering Custodian name Buyer Seller BIC It is the BIC related to a buyer seller of security Buyer Seller Account It is the account related to the buyer seller of security Receiving Delivering Custodian Account It is the account related to the NCS Receiving Delivering Custodian name Others COBO Indicator Change of Beneficial Ownership of Security Selic Cetip These are the codes related to trade for Brazilian Market Coge SELIC Special Settlement and Custody System CETIP Center for the Custody and Financial Settlement of Securities Remarks Remarks if any given while creating a transaction STT Payable This is the Security Transfer Tax Indicator which decides whether tax Indicator will be levied or not Internal Change of Beneficial Ownership of Security Reference ITR Number It is Income Tax Return notification Number Repo Details Repo It is unique reference number sent by client to identify Reference Opening and Closing leg of Repo Trade Repo Rate The rate used to calculate the Repurchase Amount Secondary Leg The Reference number sent in by the client for second leg Reference of a Repo Trade Leg It isa drop down with values as Opening and Closing This will indicate th
98. ettlement Receive settlement Deliver Loan Transaction Collateral Receive etc Counter party Name of the receiver or deliverer of securities for the order Movement Description In can be Borrow and Lend Amount Quantity Amount credited or debited from user account Transaction ID Its possible values can be Receive Deliver Order RGO MM Pledge Manual Booking Corporate Action 44 ABN GRIP Channels User s Manual Value Date The date of settlement of settled quantity Creation Date Date of creation of transaction Order Movement Reason It can be Confirmed and Unconfirmed 4 4 Securities Information The user can view the details of securities present in the system The detailed information on the securities can be viewed in this tab The Securities Listing screen is divided into two sections Securities Listing and Result You are logged in as TCS GUIDE 11 Oct 12 12 02hrs GMT Time Logout Enquiry File Transfer Trade Initiation Payment Initiation Y Response Initiation Help Securities Information Client Information Securities Enquiry Listing Securities Identifier Scheme ISIN Exdrempiates Scheme eea wy rs i ea SCO Results Page 0 Reorde y Securities Name Scheme Identifier Indicative Market Price Sector Code Face Value Group Inc 4 4 1 Securities Listing Field Refere
99. financial institutions involved in international financial transactions Receiving Delivering Parties Counter party The Delivering Receiving party that interacts with place of settlement Counter party BIC Counter party s bank information code Agent Depository The Agent or Depository which is going to settle the trade A c at The Nostro Account using which the trade order is going to settle Agent Depository 6 File Transfer The user can create transactions and responses in the system by downloading the standard template filling the details and uploading it back using the File Transfer tab The uploaded file needs to be authorized so that it can be submitted for further validation before processing at the back end system 6 1 Upload File The Upload File tab provides the user the facility to upload the Transaction Details and Response Details in the pre defined template available in Download Trade Template or Download CA Template The format and structure of template file should not be altered amended for a successful file upload Only files in CSV format can be uploaded 59 ABN GRIP Channels User s Manual 6 1 1 Upload File Field Reference The user can upload a file for creating a transaction or response File View Upload File File Authorize Download Template File Name It is the name and complete path of the file to be uploaded A Browse button is provided to select a file from th
100. for the event for which the response needs to be initiated 4 Click on the Securities Name Event Type hyperlink The Response screen opens 5 Enter the required response details select an option and enter the Instructed Quantity and Client Reference Click on the Add or Delete link to add a new response or delete the selected record 6 Click on the check box for the record created and click on Submit button to submit it in the system The Acknowledgment screen appears 7 Click on OK to complete the initiation process On successful creation the response is submitted in Pending Authorization status On click of submit button user will be shown an acknowledgment screen showing the status of the record sent 8 4 Deleting a Response The user can delete one or more responses in Pending Authorisation status from the View Response screen available in Response Initiation tab 88 ABN GRIP Channels User s Manual To delete a response do the following 1 From the home page click on Response Initiation tab 2 Click on View tab The View Response screen opens 3 Search for the record s to be deleted hl ABN AMRO Cleari ng You sre logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Calendar Authorise Cancel Audit Response List Ed templates Canc Relates EERE Response List Page 1 Reorder B mi Status Event Reference Client Name Securities Account No
101. funds that will be made available on the value date Currency The Currency of the Credit Debit amount Payment Product It can be Customer Application and Bank Application Related Reference It is reference number associated with Inbound Payment From Account From Cash Account It indicates debit account of the user To Account Name Name of the Beneficiary Standing It indicates the instruction given by account holder to bank to make Instruction payment on regular interval to the same payee It can be Yes or No Account with This field identifies the financial institution other than the Sender or Institution Receiver at which the beneficiary of money has been or is to be credited with the amount claimed BIC Beneficiary associated with BIC Correspondent Beneficiary To Cash Account It indicates credit account of the user Description It indicates extra information given by sender to financial institution Address Address of the Beneficiary 98 ABN GRIP Channels User s Manual Client To Bank Remarks entered by the user while initiating payment Info To create a paymenttansaction do the following 1 From the Home page click on Payments tab Click on New tab The Payment Initiation screen opens 3 Fill the required details Client Reference Value Date Order Date Amount Currency From Cash Account Name Transaction
102. greater than zero Matched Indicates the number of trades in matched status with value date as the current date It is a hyperlink if this value is greater than zero Response Deadline Indicates the number of events for which the Response Deadline Date falls in the next 7 calendar days Pending Cancellation Indicates the number of Instruction under cancellation with value date as the current date It is a hyperlink if this value is greater than zero To be Authorized This will indicate the no Of Instruction which are pending atuhorization To be Cancelled Indicates the number of Instruction under cancellation with value date as the current date It is a hyperlink if this value is greater than zero To Be Repaired Indicates the number of Instruction which cannot be processed until the repair is done for the instruction with value date as the current date It is a hyperlink if this value is greater than zero 3 1 2 Overview of Transactions The user can view the summary of trades from the Overview tab To view the transaction summary do the following 1 From home page click on Home tab 2 Click on Overview link 3 The Transaction Summary for Value Date lt Current Date gt head summarizes the transactions 23 ABN GRIP Channels User s Manual 3 1 3 Overview of Corporate Actions The user can view the summary of Corporate Actions from the Overview tab To view the Corporate Ac
103. h Security Account Long Name Account No Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Base Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Tax Amount Sum of Tax Amount with Tax Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value 76 ABN GRIP Channels User s Manual date Tax Rate Tax Rate as per the entitlement record for the event Security Account Security Identifier Option No Sub Option No for a given value date Pre Funded It is the reclaim amount Amount T ABN AMRO Clear You are logged in ss TCS GUIDE 12 Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Asset Valuation Holdings Trade Broker Allegement Payment CashBalance FutureCash CA Proxy Sec Movement Event Summary Event Reference Event Description Market Securities Identifier Dividend Type Key Dates Announcement Date Record Date Interest Start Date Rights Trading Start Date Effective Date Last Date Of Trade Position Details Securities Account No Event Type Event Classification Event Status Securities Name Official Reference Number Ex Date Meeting Date interest End Date Rights Trading End Date Maturity Date Securities Name Provisional Eligibility S
104. he Result section User specifies a search criterion on the Corporate Actions View section and presses the Search Button to view the corresponding outcome in the Results section 64 ABN GRIP Channels User s Manual 7 1 1 1 Asset Valuation Holdings Corporate Actions Field Reference You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CAI Proxy Sec Movement Corporate Action View Securities Identifier Scheme ISIN Extempiates Marl Advance Search All All All 06 01 2012 a j Results Page B Reorder R Event Reference Securities Name Securities Identifier Event Type Announcement Date Event Status Market Meeting Date 401200 02 AAA AUTO GROUP NV EO 1 NL0006022375 i ption Voluntary 20 01 2012 Authorized NETHERLANDS OUP NV EO NLOO L on Voluntar 20 01 2012 Authorized NETHERLANDS TO GROUP NV EO NI ntary 20 01 2012 lly Paid NETHERLANDS NV EO NL v ntan 20 01 2012 Authorized NETHERLA 20 01 2012 Partially Paid NLO006023375 v on Voluntary 27 01 2012 Authorized NETHERLANDS Announcement Date From To It isthe date on which the Corporate Action is announced User can provide a range of dates 30 days range in the search criteria Announcement Date From is mandatory if Announcement Date To is specified and vice versa A
105. hich are yet to be Delivered Delivery Provisional It is a check box when checked will depict that the eligibility shown is Eligibility provisional eligibility i e eligibility before the First Eligibility Date 7 1 3 2 View Eligibility Details To view the Eligibility details do the following SOO eow Ne details Log on to the Web Channel s Application From the home page click on the Enquiry tab Click on CA Proxy Tab the Corporate Actions Details screen opens Search for the required Corporate Action record Select the required event from the Results section Click on Eligibility button The Eligibility screen opens Click on the CA Details Entitlements or Bookings button to view the respective 74 ABN GRIP Channels User s Manual q ABN AMRO Clearing You are logged in ss TCS GUIDE 12 Oct 1204 03hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CAIProxy Sec Movement Eligibility corporate Action View Details Position Details Securities Account No Securities Name Provisional Eligibility Securities Identifier Eligible Balance Settled Balance Pending Receive Pending Deli 119002480001 CITCO BANK AA UPNVEO 1 J NL0006032275 2 000 2 000 11000248000 NL0008022275 4 000 r 110002520001 ABN SCA 1 Aj 1 E NL0008022275 1 000 m 110002620003 ABN SCA 3 AAA AUTO GR
106. iabetsdedaberesedagers 37 4 2 5 1 Blocked Holdings Field References 0 0 eeeeseeseseeeeeseseseseeeseseseseeesees 37 4 2 5 2 View Blocked Holdings 0 cece cccccesesesenseeeseseseseseseseseseseeeeeseecseseeeeeeeeees 37 Unsettled Buy Sell Detail Screen eect ee 38 4 2 6 1 Unsettled Buy Sell Detail Field Reference cccceeeeeeeeeees 38 4 2 6 2 View Unsettled Buy Sell Screen oo eeeeeesesetetceseseeeseseseeeeeeesesenens 39 Lent Quantity Details Screen ete ne nt need 39 4 2 7 1 Lent Quantity Details Screen oo ccceseseseseseseseseseseseeseseeeseseecseeeeeeens 40 Borrowed Quantity Details Screen cece cette eee ee 41 4 2 8 1 Borrowed Quantity Details Field References cceeeeeeteeees 41 4 2 8 2 Borrowed Quantity Details Screen ou eeeeeeseseteteeseceeteeeeseseeceesesenens 42 SECURITY MOVEMENTS 2 00474 y nueia aia Ae A EEE AE eO E e EETA 42 Security Movement Field References cecceseeseeeeeeeeeeeeeeeeeeeeneeaes 42 Securities Identifier Field Reference cecceceeeeeeeeeeeeeeeeeeeeaeeneeaes 44 SECURITIES INFORMATION ios acs ceses can ovine need dveeuldeaexerviwsiunenvcndude beracvedwnun cies 45 Securities Listing Field Reference ccceceeceeseeeeeeeeeeeeeeeeeaeeaeeaeenes 45 View Securities InformatioN sinirine ea naeia e VENE aK 46 6 6 6 6 7 G9 CO 0 CO 4 4 3 View Security Details pereon org ihein ia eE yE AAEE AAEE AEAEE ANE 46 TRADE aira a a e a
107. icates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Status Type It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Status Type values which are send to client in Swift message Status Code It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Status Code values which are send to client in Swift message Reason Code It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Reason Code values which are send to client in Swift message Settlement The settled quantity between the client and the counter party Quantity Client Business Partner Transaction Type Indicates the type of transaction It can be TURN TRAD EGSP SECL and SECB Order Sub Type Indicates the Sub Type of the Transaction It is used to identify different Derivative Trades Failed Status Defines whether the Trade is failed or not Security Type The type of security 5 1 1 1 View Transaction Status Enquiry To view the Transaction Status do the following 1 From the home page click on the Trade tab 2 Click on the Transaction Status tab The Transaction Status Enquiry screen opens 5 1 2 Transaction Order Details
108. in PDF of Corporate Actions screen 15 ABN GRIP Channels User s Manual B6B 1 i1 CO s AB oe e The following image displays the exported data in Excel of Corporate Actions Details screen it also includes the Corporate Actions Details along with the Option Details table data H report CADetailsods OpenOffice org Calc Ele Edt yew Insert Format Tools Data Window Help E BASiFiBBEli FE RRS D H A EA A i rote B ibs o Bi Uli zam hX EE O B A Details Deft Respome Deadline Date P et Deadline Date Payment Date CSH USD 2 CR Yes 21 Oct 2011 01 0000 24 Oct 2011 224500 2 CSH CAD 2 CR No 1 Oct 2011 0100 00 24 Oct 2011 22 45 00 2 SCU 10 1 0R No 21 Oct 2011 01 00 00 24 Oct 2011 224500 25 10 2011 ABN GRIP Channels User s Manual The following image displays the exported data in PDF of Corporate Actions Details screen it also includes the Corporate Actions Details along with the Option Details table data P report_CADetails pdf Adobe Reader E o x File Edit Yiew Window Help x 5 B EB Kd Comment 2 3 Customizing Columns in a List When a user opens a list in the Corporate Actions screen a search criterion needs to be specified to display the records defined in the system for that particular criterion in a pre defined order However you have the option of redefining the order of the columns as per your requirement
109. ing to a particular set of criteria The data listed in the Results table on the Channels Application can be exported to an Excel or PDF file This option is provided on the top of the list of results displayed The user can click on the icon to export the report to an Excel file The user can click on the icon to export the report to a PDF File To Export PDF Excel File do the following 1 Log on to the Web Channel s Application Click on Enquiry Tab The Corporate Actions screen opens Click on the or faa icon The File Download Pop Up appears with Options Save Open Cancel Buttons oe RN 14 ABN GRIP Channels User s Manual a On Clicking the Open Button the File is opened b On Clicking the Save Button the File is saved in the specified location c On Clicking the Cancel the Pop up is closed File Download i xj Do you want to saye this file or find a program online to open it Name report sls Type Unknown File Type 6 07KB From 172 21 161 96 Find Save harm your computer If you do not trust the source do not find a 9 While files from the Internet can be useful some files can potentially program to open this file or save this file What s the risk For example if user exports the data at Corporate Actions screen then the Results table will be exported but if a user exports the data on screen other than Corporate Actions screen for example CA Details Eligibility Entitlement or Booki
110. ivani Outbound 24 08 2012 24 08 2012 100 No AARSE gt 9 3 1 Payment View Details To view the payment details do the following 1 From the Home page click on Payments tab 2 Click on View tab The View Payments screen opens 3 Search for the required payment 4 Click on the Client Reference of the required record which is provided as a link to open the details of the payments The Payment Details screen opens 103 ABN GRIP Channels User s Manual T ABN AMRO Clearing You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home ji File Transfer Payment Initiation Response Initiation Authorize Cancel Audit View Payments re Standing Instruction onder Date Front fanaa taconite z Value Date From E Value Date To E Canc Related Reference E j om Cash Account L je Social Baste Results Ere 20 Reorder R E Status From Cash Account Client Reference PaymentType Value Date Order Date Amount Currency Standing Instruction Accot Submitted 120003720001001 CLIENT3 CASH1 testyouhji Outbound 24 08 2012 24 08 2012 12 345 EUR No AASOF Pending Authorization 120003800001001 prakhar q 3555 Outbound 24 08 2012 24 08 2012 100 EUR No AARSE Submitted 120003800001001 prakhar ef Outbound 24 08 2012 24 08 2012 100 EUR No AFSGI Submitted 120003800001001 prakhar shivani Outbound 24 08 2012 24 08 2012 100 EUR No AARSE e 9 3 2 View Payments The user can view the p
111. ize reject submit and cancel User Id Org Id User Id of the user who has performed action on that instruction will be displayed here Field Name Name of the field of transaction for which changes have been done Previous Value The previous value of the transaction fields Current Value The current value of the transaction fields 95 ABN GRIP Channels User s Manual 9 Payments The user can initiate payments manually from the Payment Initiation tab 9 1 Payment New The user can create a new payment transaction from Payment Initiation screen For each type of payment user is shown different fields OUTBOUND PAYMENT p ABN AMRO Clearini You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response Initiation View New Authorize Cancel Audit Payment Initiation Payment Details Payment Type outbound Payment Product Select ed Client Reference L jj Value Date zron E Order Date frznozo12 Amount l Currency Select E From Account From Cash Account To Account To Cash Account Name Account With Institution BIC Correspondent Beneficiary Description Client to Bank info 5 Use of Client to Bank Info field might result in Non STP processing Standing Monthly Instruction InI seBook i Submit INBOUND PAYMENT 96 ABN GRIP Channels User s Manual T ABN AMRO Clea You are logged in
112. l follow the DD MM YYYY format User can only select the Date Format and save the changes 25 ABN GRIP Channels User s Manual 3 2 Client Information The user can view the details of clients present in the system that are tagged to the user The detailed information on the clients can be viewed in this tab The Client Information screen is divided into two sections Client Enquiry and Result 3 3 Client Enquiry 3 3 1 Client Enquiry Field References Home Enquiry File Transfer Trade Initiation Overview User Preference FAQ Contact Us Securities Information Client information Client Enquiry _ Short Name Results Page 1 Reorder R ps Short Name Client Status Category Creation Date Activation Date Language Id In Old System ort name ve ndivid 5 03 2012 05 03 2012 English English English English English English English English Client Enquiry Client Short Name It is the name assigned to each client Role It is a dropdown You can select one of the available role Client Id It is a unique id assigned to each client Id In Old System Id In Old System 26 ABN GRIP Channels User s Manual Result Activation Date Activation date of client Client Short name It is Client name with client id Category Category of client like institutional individual CSM Creation Date Creation Date of Client Id in Old System Id of client in old system Client Status St
113. le Status Status of the uploaded file Upload Date Calendar date on which the file was uploaded in the system Upload Date From Range of calendar dates on which the file was uploaded to search for Upload Date To a particular file s It is mandatory for File View search Uploaded By IDEAL Custody Log in account Id who uploaded the file 6 2 2 Authorizing Rejecting a file The user can authorize the uploaded Trade Order CA Response File The user can also open the files by clicking on the file name Authorization is required if file upload is at Record Level To authorize records of a file do the following 1 From the home page click on File Transfer tab 2 Click on File tab The File screen appears 61 ABN GRIP Channels User s Manual 3 Select a successfully uploaded file and click on authorize button 4 Acknowledgemnt screen will appear indicating file has authorized rej ected sucessfully 6 3 File View Uploaded transaction details files in all status can be viewed from the File View tab 6 3 1 File View Field Reference Home Enquiry File Transfer File View Upload File File Authorise Download Template File View mplates Select z 05 12 2009 E Page 1 Reorder File Name FileType No of Transactions Upload Date Uploaded By Authorised Date Authorised By Remarks Status Authorized By It is Custody Log in account id who authorized the file Authorized Date It is Date and
114. le in the system for Reason Code values which are send to client in Swift message Response Accepted Quantity It is the quantity of holdings advised in the response Response Type It is the Option Type on which a response is created Receiving Delivery Party It is the unique name assigned to the receiving delivery agent of the trade Repo Rate The rate used to calculate the repurchase amount Response Type It is the Option Type on which a response is created Securities Identifier It is the Security Number as per Client s Preferred Numbering Scheme Security Account It is the account holding the security for the Business Partner Security Type It is the type of security Equity Fixed Income Status Code It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Status Code values which are send to client in Swift message Transaction Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Unconfirmed Balance It is the balance which is pending till As of date Unmatched Indicates the number of trades that is unmatched with value date as the current date It is a hyperlink if this value is greater than zero Value Date It is the date of credit of realization of corporate action
115. list and name of selected file in File Name field Po Ne 6 4 Download Template The user can create records using the standard template provided on the Download Template tab File View Upload File File Authorize Download Template Select 63 ABN GRIP Channels User s Manual To download template do the following From the home page click on File Transfer tab Click on Download Template Tab The Download Template screen appears Fill in the required details File Type amp File Extension Select the File Type from the drop down list as either CA Response Creation or Trade Order Creation Select the File Extension from the drop down list as either CSV or XML 6 Click on Download Button A download box appears providing the user the options of opening and saving the template The default name of the file opened saved is CATemplate csv or CATemplate xml for CA Response Creation a ee ee vI 7 Corporate Actions The corporate action announcements announced are shared by the Bank to their various clients by extending their existing services over the Internet via the Integrated Internet Banking Solution IBS Corporate Actions allows the user to view Corporate Action announcements and related details 7 1 Corporate Action Details Option Details Eligibility Entitlements Response Bookings Q2 2 2 2 2 7 1 1 Corporate Actions Corporate Actions screen has two sections Corporate Action View and t
116. ls in the next 7 calendar days p ABN AMRO Clearing View New Calendar Authorise Cancel Audit Home Enquiry File Transfer Corporate Action View gt Templates Market Select z Ev sifi All x x 3 3 02711 2010 E E et Results Page 1 Reorder B SLA Response Deadline Event Reference Event Type Securities Name Total Instructed Quantity Total Uninstructed Q 20 02 2010 13 00 00 2 ROW y UCTION CON ENGRG MCD GI EE 22 02 2010 12 00 00 31 10 2010 13 00 00 1000 1000 1000 1000 1000 1000 31 10 2010 13 2 R0100 ANNI n PILECON ENGRG MCD GB1T2 1000 1000 3 Search for the event for which the response needs to be initiated 4 Select the required event and click on the Response button The Response screen opens ABN AMRO Clearing You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help View New Calendar Authorise Cancel Audit Response corporate Action Details se Response List Page 1 I Select Securities Account No Eligible Quantity Pending Submission Options Instructed Quantity Instd Qh Select Oo Oo 201220 4 051 ABNSWISS SCA SG0600007270 FULL NAME 16 o Select z 90 ABN GRIP Channels User s Manual 5 Enter the required response details select an option and enter the Instructed Quantity and Client Reference Click on the Add or Delete link to a
117. lso Announcement Date From To become optional if either Event Reference or Security Identifier is specified Holding It is used to classify the records depending on whether the user has Indicator holding or not on the Corporate Action announced For example it has values as With If the user selects With and search then all the corporate actions are listed where the user has holding Without If the user selects Without then the corporate actions on which user doesn t have holdings are listed All Lists all the corporate actions announced irrespective of clients holding By Default With is selected Event It reflects the Event Classification of the Corporate Action Possible values Classification are Mandatory Mandatory With Choice and Voluntary Event Reference A 16 character unique identifier for the event sent to the client in outgoing notifications Event Status The processing status of the Corporate Action Possible values are Complete Information Only Prelim Confirmed Prelim Unconfirmed With Entitlements 65 ABN GRIP Channels User s Manual Event Type The type of Corporate Action announced For example Cash Dividend Dividend Reinvestment Ex Date The date on or after which any trade done on the security undergoing the From To Corporate Action is not eligible for Corporate Action entitlement User can provide a range of dates in the search
118. lumn from the list do the following a Select the column by clicking on it in the Visible Columns box b You can also select multiple columns at a time To do this press the CTRL button and then click on the required columns c Click the Remove Selection Kdicon to the left of the Visible Columns box d The columns selected in the Visible Columns box are transferred to the Available Columns box This indicates that these columns will now not be displayed on the list ABN GRIP Channels User s Manual 5 Reorder Table columns Microsoft Internet Explorer provided by TATA CONSOCTANS i Reorder Columns Reordering Available Columns Visible Columns Response Deadline SLA Event Reference Event Type Securities Name Securities Identifier Total instructed Quantity Total Uninstructed Quantity es e Click the OK button You are returned to the list screen where you will find that the fields present in Available Columns box are not displayed on the Result section 9 To unhide a column from the list do the following a Select the column by clicking on it in the Available Columns box You can also select multiple columns at a time To do this press the CTRL button and then click on the required columns b Click the Add Selection 2d icon to the right of the Available Columns box The columns selected in the Available Columns box are transferred to the Visible Columns box This indicates that these columns will now be displayed on th
119. mber Securities Name Securities Identifier Value Date Option Number Gross Amount TaxAmount Pre FundedAmount Net 110002480001 AA GROUP NVEO 1 N 2 02 2012 1 cs EUR 375 110002480003 NV 110002480003 A N N 5 2 02 1 EUR 375 EUR 250 110003 3 A V 5 2 02 1 EUR 200 1 EUR 2 000 110002520002 a SRO VEO Ni 6033375 2 02 2012 1 CS EUR 2 000 J Stock Bookings Reorder B4 p Securities Account Number Securities Name Securities Identifier Disburse Name Disburse identifier Quantity Availability Date PostDate 0O 110002480001 CITCO BANK AAA AUTO GROUP NV EO 1 NL0008022375 AAA AUTO GROUP NV EO 1 NL0008022375 100 05 10 2012 23 02 2012 2 Stock Bookings Disburse It is the Security Number of the Entitled Security as per Client s Preferred Identifier Numbering Scheme Disburse Name Security Short Name of the Disbursed Security if the security type is Equity or Warrants Security Long Name of the Disbursed Security is displayed if the security 83 ABN GRIP Channels User s Manual type is Debt Instrument Quantity Sum of Disbursed Quantity across the event Security Account Security Identifier Option No and Entitled Security for the given value date Option Number Option Number along with description for which the cash security entitlement is generated Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No
120. ment Initiation Response Initiation Help Asset Valuation Holdings Trade Broker Allegement CA Proxy Payment Cash Balance Sec Movement Corporate Action View Securities Identifier Scheme ISIN Exrempiates Saved Search gt a Template Name ests A Market All z Holding Indicator with E Event Classification Mandatory with Choice Event Type attachment o y GB1T22929874 s All z F 8 m S m 5 B 8 e r a a 8 r a 8 P B p Results Page 1 Reorder B Event Reference Securities Name Securities Identifier Event Type Event Classification Announcement Date Event Status Market K REIT ASIA GB1T22929874 CALL ON INTERMEDIATE SECURITIES VOLUNTARY 01 10 2009 COMPLETE UNITED KINGDOM K REIT ASIA GB17229298 DIVIDEND OPTION MANDATORY WITH CHOICE 21 07 PRELIM CONFIRMED UNITED KINGDOM K REIT ASIA CASH DIVIDEND MANDATORY 2 COMPLETE UNITED KINGDOM K REIT ASIA ANNUAL GENERAL MEETING VOLUNTARY 25 03 2010 PRELIM CONFIRMED UNITED KINGDOM J E 2 1 7 Loading a Search Template There is no limit to the number of search criteria that can be saved and added to the search template list You can load any one of the saved search criteria in the Search Criteria box and use it for searching the records 12 ABN GRIP Channels User s Manual To load the search criteria from the list of saved search criteria do the following 1 Log on to the Web Channel s Application 2 Click on Enquiry Tab
121. n each market at the beginning of a corporate action event Number Payment Date From To The Date on which the Cash Security Movement is due to take place User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Payment Date From becomes mandatory if Payment Date To is specified Record Date From To The Date at which positions are struck at the end of the day to note which parties will receive the relevant amount of entitlement due to be distributed on payment date User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Response Deadline Date From To It is the Response Deadline Date of the event the latest date by which the client gets back to the custodian with the chosen option of cash security realization User can provide a range of dates in the search criteria This is an optional search criterion for Corporate Action Enquiry Response Deadline Date From becomes mandatory if Response Deadline Date To is specified 66 ABN GRIP Channels User s Manual Securities Identifier Security Number of the security on which the event is announced as per client s preferred numbering scheme 7 1 1 2 View Corporate Actions Enquiry To view the Corporate Actions do the following 1 From the home page click on the Enquiry tab 2 Click on the Corporate Ac
122. nario into account Scenario You want to delete the search template named data on Corporate Actions screen To delete saved search criteria do the following 1 Logon to the Web Channel s Application 2 Click on Enquiry Tab 3 The Corporate Actions screen opens 13 ABN GRIP Channels User s Manual Click on the Templates link provided at the top of the search The fields Saved Search and Template Name appear Select Data from the Saved Search list au 7 Click on Delete Template icon The selected template is deleted from the list You are logged in as TCS GUIDE 15 2hs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment CashBalance FutureCash CAJProxy Sec Movement Corporate Action View Securities Identifier Scheme ISIN Bhempiates Saved Search Template Name B With X 01 16 2012 02 15 2012 5 E El E 5 El El E Results Page 1 E Reoser 0 Event Reference Securities Name Securities Identifier Event Type Event Classification Market Meeting Date NL000802237 Di n Volunt E 12 A rizs NETHERLANDS NETHERLANDS id NETHE NDS Partially Paid Authorized 2 2 Exporting Search Results The user can view the details of Corporate Actions through the Enquiry screens The Search facility is provided on the screen to allow the user to list the data accord
123. nce Securities Listing Securities It is the numbering scheme of the selected security along with the Identifier Scheme security number as per the numbering scheme Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed 45 ABN GRIP Channels User s Manual Security Type The type of security Maturity Date Maturity Date Range Search on Maturity Date range will fetch From To securities which have maturity date between entered Date range Results Indicative Market Market Price of the security Price Scheme Identifier It is the numbering scheme of the selected security along with the security number as per the numbering scheme Sector Code It is the Sector code for a given security Securities Name It is the Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Maturity Date Maturity date of the respective security 4 4 2 View Securities Information To view the Securities Information do the following 1 From the home page click on the Securities tab 2 Click on the Securities Information tab The Securities Information screen opens 4 4 3 View Security Details The user can view the details of a security from
124. ndar button is also provided for selecting the dates rather than typing them Cash Account This is the account of the user from where the money is transferred User can directly put the Cash Account reference or can use the search pop up to search on this field It will be non mandatory 109 ABN GRIP Channels User s Manual 9 7 2 View Payments Enquiry p ABN AMRO Clearir g You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Payments Enquiry Securities Identifier Scheme ISIN Exremplates Standing Instruction gt Order Date From E Or e LC 7 Account P2 Results Order ID Value Date Order Date Client Reference Cash Account Status Payment Type Amount 1082 05 09 2012 sdfsdfsdf 120002800001001 prakhar srivastavs e re Internal Transfer 32 424 9795 2 24 08 2012 testjyotiusr 120002770002001 sh re Q J 2 345 24 08 2012 testshivabni 120002800001001 prakhar 24 08 20 120002770002001 ps_cash 120003770002001 ps_cash 120002800001001 prakhar testyouhj 120003720001001 CLIENTS CASH1 To be Repaired 24 08 2012 201 testshivani 120002800001001 prakhar To be Repaired To view the available Payment Transactions do the following 1 From the Home page click on the Payments tab 2 Click on the Enquiry The Payment En
125. ngs screen then the Result set will get exported along with the CA Details on top of the result set also gets exported The following image displays the exported data in Excel of Corporate Actions screen port xls OpenOffice org Calc File Edit View Insert Format Tools Data Window Help E BHLR Fe XA SD ON bv MAOGBEAOY Fntee F iE aria fo ABU D SF To le O B A y I ih Mt I Secunities Identifier Event Type Event Classification Announcement Date Event Status Market Meeting Date US98884U1088 Dividend Option Mandatory with Choice 21 10 2011 Authorized United States ZAGG US98884U1088 Dividend Option Mandatory with Choice 20 10 2011 Authorized United States ZAGG US98884U1088 Dividend Option Mandatory with Choice 12 10 2011 Authorized United States CHINA GREEN CGA US16943W1053 Dividend Option Mandatory with Choice 30 09 2011 Authorized United States CHINA GREEN CGA US16943W1053 Dividend Option Mandatory with Choice 30 09 2011 Authorized United States ZAGG US98884U1088 Dividend Option Mandatory with Choice 30 09 2011 Authorized United States ZAGG US98884U1088 Dividend Option Mandatory with Choice 30 09 2011 Authorized United States CHINA GREEN CGA US16943W1053 Dividend Option Mandatory with Choice 23 09 2011 Authorized United States CHINA GREEN CGA US16943W1053 Dividend Option Mandatory with Choice 23 09 2011 Authorized United States of Sheet 1 1 0 e O a The following image displays the exported data
126. nt CA Proxy Payment Cash Balance Sec Movement Securities Movement Enquiry List Templates Results Securities Account No Securities Identifier A C at Agent Depository 100117820043 100117820044 A select TEE Page 1 Reorder 5 AgentDepository Transaction Type Counterparty Order Type Tran BF08000003 BP 7 DP Settlement Reosive BP10011 RO COSMOS FREE OF PAYMENT ID 12 BP08000001 BP TELEKURS Se ent Re sive BP10001 ABSA FREE OF PAYMENT ID 12 Movement Reason The movement Reason can be either Confirmed or Unconfirmed Securities Account No Account Number of the account holding the securities Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Counter Party Name of the receiver or deliverer of securities for the order A c at Depository Agent The Nostro Account using which the trade order is going to settle Transaction ID Its possible values can be Receive Deliver Order RGO MM Pledge Manual Booking Corporate Action Trade Date Date Of trade Value Date It isthe date of credit of realization of corporate action Transaction Date Date of Transaction Reversal Indicator Reversal indicator is Yes if a corresponding reverse movement has been created Ex Movement is reversed when a trade with anticipations is settled
127. nt details do the following PWN P From the Home page click on the Home tab Click on the Client Information tab The Client Enquiry screen opens Search for the required client A list will be displayed Select the required record and click on the Client Short Name provided as a hyperlink The Client Details screen opens 4 Securities The Securities function allows the user to view Asset Valuation Holdings Securities Information and Securities Movements as available in BaNCS System 4 1 Asset Valuation The Asset Valuation link allows the user to view indicative valuation for the relevant portfolios 29 ABN GRIP Channels User s Manual 4 1 1 Asset Valuation Field References You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Securities Identifier Scheme ISIN Asset Valuation As at 12 07 2012 05 27 35 Valuation s At 05 10 2012 El Business Partner gt BP11000348 BP11000353 gt BP12000368 BP12000371 gt BP12000372 Asset Valuations Equity Value in Base Currency Value EUR 303 530 00 2 035 240 00 0 00 303 530 00 2 035 240 00 0 00 0 00 0 00 0 00 2 338 770 00 0 00 2 338 770 00 Value in Base Currency 5 960 00 112 594 67142192 4 480 00 4 016 159 120 00 400 00 4 01
128. of Corporate ACtiONS ccc eee eee t nett teeta 24 Overview Of Payment ccccccecc eee eee eee eee eee eeeeeeeeeeeeeeeeeeeeaeeeeeaeeaes 24 User Preferences Yoron ernea A aE A EAE E a 24 CUENT INFORMATION inyui e aA E E AA EAE E AAA ENAA 26 CLIENT ENQUIRY resori tie ait ra ineton en are e en a aa e a 26 Client Enquiry Field References sssssssssssseerrrrsrrrerrrrrrrrrerrrrrreere 26 3 3 LL View Clint Informatio msgs minnn en a a a 27 View Client DetailSscnrrr reeniri ant AAE ATEA NETT EN 27 SECURITIES ai riara saraa Tarara EAN EAN ANARAN NEAN ENNS EAA REAN FEAN DEN AP ENIAEA ENEAN RENEA RA 29 ASSET VALUATION Musas tics nra Neia a AEAEE EASA EA AOE EE anus TAANOA EA TAN 29 Asset Valuation Field References sssssrrerissrrrrisrirerirrirerrrrirrresrens 30 Asset Valuation by Account Field Reference cccesceeeeeeeeeeeeeeenees 32 4 1 2 1 View Asset Valuation by Securities 0 eseseteeseeeseeeseeeseseeesesesenens 33 HOLDING ENQUIRY oaii inakaa viani eda Kia via tin iea eiae 33 Holdings Enquiry Field References cece cece eect eee eee eee eee eee 33 View Holdings Enquiry ccce 34 Holding Details Field Reference ceececeee eee e eee eee nee nent 34 4 2 3 1 Holding Details Field Reference oo ee eeeeeseseseseteeseceseeeseeeeeseseeeeeeees 35 View Available HOldingS cccccceeeeeeeeeeeteteeeeeeeeeeeeeeeeeeeneeneeaees 36 Blocked HOlGINGS si csccieyesesedanetesadavershasiegededevscabe
129. on Advanced Search Examples of Advance Search Criterion s Response Deadline From Payment Date From etc The Advance Search process is explained below by taking the following scenario into account Scenario You want to search for Corporate Actions which satisfies the following conditions Event Classification All Event Type All Security Identifier eg GB1T22929874 Payment Date From 22 03 2011 Payment Date To 20 04 2011 Q2 2 2 2 2 To search fora record do the following 1 Log onto the Web Channel s Application Click on Enquiry Tab Navigate to the Corporate Action sub Menu The Corporate Actions screen opens The screen displays some attributes which are part of Basic Search criterion s Expand the search criterion s by clicking on the Advance Search link To specify the search criteria do the following a Select the Event Classification as All b Select the Event Type as All c Select the Security Identifier as eg GB1T22929874 d Select the Payment Date From as 22 03 2010 from the Calendar or type the date in the user preferred date format i e dd mm yyyy mm dd yyyy or yyyy mm dd e Select the Payment Date To as 20 04 2010 from the Calendar or type the date in the user preferred date format i e dd mm yyyy mm dd yyyy or yyyy mm dd 7 Click on the Search button 8 The relevant records for the specified search criteria are displayed in the list au PWN ABN
130. on is also provided for selecting the dates rather than typing them Value Date From To It is the date of credit of realization of payment initiated User can specify the range of Value Date A calender button is also provided for selecting the dates rather than typing them From Cash This is the debit account of the user from where the money is Account transferred User can directly put the Cash Account reference or can use the search pop up to search on this field Status Status of Payment Instruction in Channels System Canc Related Its the client reference number of payment instruction for which Reference cancellation request has been generated Result Section Authorized By The Authorizes name appears Only shown in the result section of View tab Canc Related It is the client reference number of payment for which cancellation Reference request has been generated Client The 16 character transaction reference number Reference Payment Type It indicates the type of payment instruction initiated It can be Outbound Inbound and Internal Transfer Created By The Creators name appears Only shown in the result section of View tab Standing It indicates the instruction given by account holder to bank to make 100 ABN GRIP Channels User s Manual Instruction payment on regular interval to the same payee It can be Yes or No Account with
131. onfimed Balance do the following From the Home page click on the Payments tab Click on the Cash Balance tab the Cash Balance screen opens Enter the required search criteria to display the results Click on the Confirmed Balance hyperlink for the detailed view The Confirmed Balance View screen opens Pw Ne T j IRO CI You are logged in as TCS CUSTODYUSR 2 Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Asset Valuation Holdings Trade Broker Allegement CA Proxy Payment Cash Balance Sec Movement Confirmed Balance View Client P10001170 JPMC Securities Account No Cash Account RO Currency Value Date From 28 09 21 Value Date To Transaction Type t Opening Balance Confirmed Balance Results Page 1 Reorder fia Transaction Type Client Reference Securities Number Securities Name Value Date Order Date Amount Running Balance Component Type Payments 33421 NLOO7202 Alex 27 10 2010 27 10 2010 8 854 00 78 854 00 Char Alex 27 10 2010 27 10 2010 8 854 00 78 854 00 Alex 27 10 2010 27 10 2010 8 884 00 9 8 4 Unconfirmed Balance View Clicking on Unconfirmed Balance hyperlink will open a new window with all the cash movements which are pending by As Of Date A detail section will be displayed at the top of the screen 116 ABN GRIP Channels User s Manual p ABN AMRO Clear You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home Enquir
132. onse DetailS 2 cccsvecucessecawceds vou AE be ay deat Gu ehavw rene lb aneaes 79 7 1 5 1 Response Field Reference ccccceceseseseeeetetseeesesesnseseseseseteeeeteneees 80 7 1 5 2 View Response Details 0 0 ccccccssssseseesssssssesesesesesesesesesseeseseeseecseeesees 81 7 1 6 Bookings Detall S resres ie aaas a Aa AE E an le eee oases 81 7 1 6 1 Bookings Field Reference cccccscsessssssesescsesesesessseeeseetsesescseeeaeeees 81 7 1 6 2 View Booking Details 0 cc cccccccececesesceseseseseseneeeeesesnsnseseseseteteseeeeteees 84 RESPONSE INITIATION cccccececeeeeeeeeeaeeenaeeeeaeeeeaeaeeeeaeeaeaeeaeaeeeuaeeeeaneeeanegeas 85 1 RESPONSE LIST FIELD REFERENCE 0c0ceeeeeeee eect tretti ntr EEEE EEEE EEEE EEEE 85 2 VIEW A RESPONSE tic snc sha diva cba dister shut suid dea aiutr abil seid ghana auld abies ARIN 87 3 USING CALENDAR SCREEN jis seca caval iiai E itd pail ea ieGi attend i rai 88 4 DELETING A RESPONSE x5 siaisyetasehabadeddiaveeatalspadavelsvaad bole yadaudieretaieieeds 88 5 GREATING A RESPONSE seinci poena an Eaa AE anal aveaatoieyadaedatoseoutasegs 90 8 5 1 From Corporate Action View SCreen cece eect eect teen eer 90 6 AUTHORIZING A RESPONSE isa renneri ireen iania nn ea AEE a dd os 91 7 RE ECTING A RESPONSE iriaren iir A E ro oani 92 8 CANCELLATION OF A RESPONSE a cic ccvcccanedia vara baved cane cie teas cebadctweeeydeeneeeeees 93 9 AUDITING OF A RESPONSE steinin noanean EEE aca AEEA Aa ETERO a 94 8 9 1 1
133. order created in BaNCS Base Security This is the security on which a trade is executed BIC Correspondent Bank Identification Code associated with Beneficiary Beneficiary Blocked Reason The reason for blocking Broker Allegement Id The system generates the Broker Allegement ID when the Broker Allegement is received C Client The Business Partner name associated with the web account Client Reference It is the reference number of the trade provided by the user Category Category of client like institutional individual CSM Cash Account Account associated with user where money is deposited to buy securities Component Type This field describes the amount All the movements will be grouped by component type so that clubbing of charges can be done 135 ABN GRIP Channels User s Manual Confirmed Balance It is the balance which is confirmed till As Of Date Counter Party It identifies the party which will receive or deliver the security Depository Reference Number It is the unique reference number of the depository Eligible Holdings It is the eligible holding for each custody account for a particular event and eligible security It is calculated and displayed as of Ex Date BC Date Deadline Date Event Reference It is a 16 character unique Reference Id of the Corporate Action Event Stage It is the processing stage of the Corporate Action Event Statu
134. ount to be credited or debited Currency Indicates the currency entered while initiating payment Related It is reference number associated with Inbound Payment Reference Status Indicates status of the payment order From Account From Cash Account It indicates debit account of the user To Account Name Name of the Beneficiary Standing It indicates the instruction given by account holder to bank to make Instruction payment on regular interval to the same payee It can be Yes or No Account with This field identifies the financial institution other than the Sender or Institution Receiver at which the beneficiary of money has been or is to be credited with the amount claimed BIC Beneficiary associated with BIC Correspondent Beneficiary To Cash It indicates credit account of the user Account Description It indicates extra information given by sender to financial institution 111 ABN GRIP Channels User s Manual Address Address of the Beneficiary Client To Bank Remarks entered by the user while initiating payment Info p ABN AMRO Clearing You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Payment Enquiry Details Payment Details Payment Type In sfe Payment Product
135. ponse Field Reference You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Corporate Action Details Event Summary Event Reference Event Description Market Securities Identifier Dividend Type Key Dates Announcement Date Record Date Interest Start Date Rights Trading Start Date Effective Date Last Date Of Trade Response Details Securities Account No 110002480001 110002480001 C Event Type Event Classification Event Status Securities Name Official Reference Number Ex Date Meeting Date Interest End Date Rights Trading End Date Maturity Date Response Status Securities Name Securities Identifier Response Type Response Accepted Quantity Response Date NL0008022375 ash 1 500 500 31 0 4 000 Note Any amount quantity which is debited in the system will be displayed with negative signage Response Details Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Base Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed
136. present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Base Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Available Date Date when stock payment is done Post Date Date when the Payment has been Posted Booking Status It defines what is the status of booking to the client for example projected and posted 7 1 6 2 View Booking Details To view the Booking details do the following SO UT ee Go Ne details Log on to the Web Channel s Application From the home page click on the Enquiry tab Click on CA ProxyTab the Corporate Actions Details screen opens Search for the required Corporate Action record Select the required event from the Results section Click on Bookings button The Bookings screen opens Click on the CA Details Eligibility or Entitlements button to view the respective 84 ABN GRIP Channels User s Manual pT ABN AMRO Clearir q You are logged in as TCS GUIDE 05 Oct 12 08 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Bookings Es Corporate Action Details Cash Bookings Securities Account Number Securities Name S
137. quiry screen opens 9 7 3 Payment Details Field Reference t ABN AMRO Clearing You are logged in as TCS GUIDE 05 Oct 1206 20hs GMT Time Logout Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CAIProxy Sec Movement Payment Enquiry Details Payment Details Payment Type Internal Tra Payment Product Client Reference tinter Order ID Value Date 4 08 2012 Order Date Amount 2 Currency Status C le Related Reference From Account From Cash Account 3800001002 prakhar srivastava To Account To Cash Account 120003720001001 CLIENT3 C Name Address Account With Institution BIC Correspondent Benificiary Description Client To Bank Info Standing Monthly Instruction Ni Frequency 110 ABN GRIP Channels User s Manual Payment Details Payment It can be Customer Application and Bank Application Product Canc Related It is the client reference number of payment for which cancellation Reference request has been generated Client The 16 character transaction reference number Reference Payment Type It indicates the type of payment instruction initiated It can be Outbound Inbound and Internal Transfer Value Date It is the date of credit of realization of payment initiated Order Date It is the date on which payment is initiated Amount Indicates Am
138. rence Securities Account No Trade Date Settlement Date Settlement Quantity Settler 110002520001 ABN SCA 1 ISIN NLO000046712 05 10 2012 05 10 2012 Pending Authorization Id 110002620001 ABN SCA 1 ISIN NLOO00046712 08 10 2012 05 10 2012 110003520001 ABN SCA 1 ABN ISIN NL0000048712 06 10 2012 05 10 2012 110002520009 ABN SCA9 ABNDV ISIN NL0000048712 05 10 2012 05 10 2012 126 ABN GRIP Channels User s Manual 10 1 2 Creating a Transaction The user can create a new trade order from Create Transaction screen To create a transaction do the following 1 From the home page click on Trade Initiation tab Click on New tab The Create Transaction screen opens 3 Fill in the required details Client Reference Transaction Type Securities Identifier Security Account No Settlement Date Settlement Quantity and Counterparty are mandatory fields Enter Remarks if required 5 Click on the Submit button The Transaction Acknowledgment screen opens Click OK on the Acknowledgment screen to complete the process of trade initiation The trade order will be created in Pending Authorization status You sre logged in as TCS GUIDE 05 Oct 12 06 20hrs GMT Time Logout File Transfer Trade Initiation Response Initiation Help View Amend Audit New Authorize Cancel Create Transaction Securities Identifier Scheme ISIN Transaction Details Test Settlement Receive z Or Receive Free of Payment z NL0000046712
139. rrespective of whether the client has position or not for an account 2 1 1 Basic Search Field Reference Enquiry File Transfer Trade Initiation Asset Valuation Holdings Tr Broker Allegement Payment Cash Balance CAIProxy Corporate Action View Exdrempiates An All a AW prama A C a m o oo Market This is a Drop down listing all the Markets available in Bancs It will be Optional field for the search Holding Indicator This is a Drop down with values as WITH WITHOUT and ALL so that Client can search for those CA events where holdings is present The Default value will be WITH non This is a Drop down with possible values as Mandatory with Choice and Voluntary Event Classification Mandatory Event Reference It isa 16 characters unique identifier for the corporate action Id Event Type It is a drop down and shows external event Types as per Swift Qualifiers Securities Identifier It is the Security Number as per Client s Preferred Numbering Scheme Announcement Date From To It is possible for client to specify the Announcement Date range to search specific corporate actions On default page load Announcement Date From will be populated as Today 30 calendar days where as Announcement Date To will be populated as current business date ABN GRIP Channels User s Manual Ex Date From To It is possibl
140. rrrrrrre 110 GASH BALANCES o maeaea r tata areca e rica utetanarishaaiate d 112 Cash Balance View Field Reference ssssssrrrrrererrrrrrrrerrrrrrrerrrrrrrrrre 113 View Cash Bala C Enean gee a a O t a A OR 114 Confirmed Balance View irinen eroina e a e iiaa 115 9 8 3 1 View Confirmed BalanCe ssseseseseseseesesreresesisrerisreresesesreriersreresrssesrerse 116 Unconfirmed Balance VieW ccccccccccececeeeeeeeeeeeeeeeceeeeesgeneeegenenegs 116 9 8 4 1 View Unconfirmed Balance oo cece ccccssccsscsecssesscsssesessesssesecsseeees 118 Overdue Unconfirmed Balance VIEW cccccc cece ee ceee ee eeeeeeeeeeeeeeeeens 118 9 8 5 1 View Overdue Unconfirmed Balance uu ccccccccccccssessesscsesecsctseseees 120 TRADE INITIATION inea a ATO AT 121 TRANSACTION LIST FIELD REFERENCE cccccccceeccceeeceeeeeveeeeeceueeevgueeeeauns 121 Transaction Details Field References ccccc cee ece cess eee e sees eae eeaees 123 10 1 1 1 View Transaction Details oo cceccscsecsscsscsssescssesssesecssesesee 126 Creating a Transaction ccccccccceeceeeeeeeeeeeeeeeeeeeeeeeeeeeeseeeetsneeaeegs 127 Authorizing Rejecting a Transaction ccccceeseeeeeeeeeeeeeeeeeeeeaeenes 127 Amending a TranSAactiOn cccccccc eee eee eee eet eee eeeeeeeeeeeeeeeeeeeenteneeney 129 Cancelling a Transaction i e 130 Deleting a TranSactiOn ccccccccecceceeeeeeeeaeeeteeeeeeeeeeeeeeeeeneeaeeneegs 131 Replicating a TranSactiOn ccccccc
141. rrrrrrrsrrerrrrrrrrrrerrrrrsrrrre 62 6 3 2 Viewing a filein foucestisccnes enlaid iadtiae AE EE a A TEE a EEEE 63 4 DOWNLOAD TEMPLATE renio iaa tanana a E EN Ea na EEEE E neds 63 CORPORATE ACTIONS cccccceceecuceeeuaeeeuaeeeuaeeeuaeeeuaeeeuaeeeuaeeeuaeeeuaeeeuasenuananya 64 1 CORPORATE ACTION DETAILS irde casey ata tncdexdersuatatelandiaiencalesel add rate sacgayeten 64 7 1 1 Corporate ACtIONS 2 itatta aee O E EEEE E EEE 64 7 1 1 1 Corporate Actions Field Reference sesssssessesessessrersseseesessererssestes 65 7 1 1 2 View Corporate Actions Enquiry 0 cccccsesesesesesesessseeetstseseseseseseseeesees 67 7 1 2 Corporate Action DetailsS ccccccceccees eee eeeeeeeeeeeeeeeeeeeeeeeeteaeeateaes 67 7 1 2 1 Corporate Action Details Field Reference 0 eeeeeeseteteeeeeeeeeees 67 7 1 2 2 View Corporate Action Details cccccseseseeseseseseseseseseeeteeseseeeees 70 TOEN EA 1 E E E E T ee 70 T124 F rther Detd S e Sa a A E a 71 7 1 3 Eligibility Details ccceccccc ccc ece eect eee eet eae eateeeeeeeeeeeneeeeeneeaeeaes 72 7 1 3 1 Eligibility Field Reference oo ccccccccccceeseseeeeseeeseeeseseseseseeeseeteeeees 73 7 1 3 2 View Eligibility Details oo nisn anene a 74 7 1 4 Entitlement Details r cenere irane riro r EEEn aE Ee EESE ke 75 7 1 4 1 Entitlement Field Reference ou cccccccssseesesseececsesecseseeececseneeseees 76 7 1 4 2 View Entitlement Details cececsesescsecseeeececsesecseseeecseseceteeees 78 7 1 5 Resp
142. rs Only shown in the result section of View Amend tab File Name Shows Manual in case if the Transaction has been created from the application else shows the file name Place of The location where securities are kept and settlement takes place Settlement Securities It is the Old Account Id or Security Account Id if Old Account Id is not Account No present suffixed with Security Account Long Name Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities It is the Security s Short Name if the Security associated with the trade Name order is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Settlement The amount of cash to be settled between the client and the counter Amount party 122 ABN GRIP Channels User s Manual Settlement Date of settlement of trade Date Settlement The quantity to be settled between the client and the counter party as Quantity specified in the order Trade Date The date of trade Transaction It indicates the status of the transaction Its possible values are Status Unmatched Matched Can celled Settled Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Status It indicates the status of the transaction Its possible values are Unmatched Matched Can celled Settled
143. s It indicates whether an event is approved in NCS Custody or not Event Type It is the type of Corporate Action announced Indicative Price It is the validated security market price used for the purpose of valuation computation and reporting Leg This will indicate that whether the Trade is Opening leg or a Closing leg of Repo Movement Reason The movement Reason can be either Confirmed or Unconfirmed Overview It is a summary Corporate Actions including Proxy events Preferred Number It is the preferred numbering scheme for a security It is based on the client preferred numbering scheme mentioned in user profile Payment Account It is the account from which the payment is to be made Place of Safekeeping It is the place at which securities are kept Payment Type It indicates the type of payment initiated Outbound Inbound Internal Transfer Portfolio Currency It is the preferred currency of the user in which he wants to see his portfolio Pool Reference Reference number sent by the client to identify constituents of a back to back trade This field will only appear for transaction type TURN Quantity The quantity settled between client and the counter party 136 ABN GRIP Channels User s Manual Reason Code It will be a non mandatory field It will be a drop down list with various status transitions availab
144. s The Holding Details screen opens 40 ABN GRIP Channels User s Manual 5 The Lent Quantity appear as a link if the quantity is greater than zero 6 Click the Lent Quantity Details Holdings link if the quantity is greater than zero Screen The Lent Quantity Details Holdings screen appears 4 2 8 Borrowed Quantity Details Screen Borrowed Quantity allow the user to view the Borrowed positions 4 2 8 1 Borrowed Quantity Details Field References Trade Details Client Reference RFPTRADEOO1 CA Details Event ID Borrowed Quantity Details Screen Order Id 2493211 24 02 2010 Order Id 100117830043 C WVCUSTO007 SCA SG06 Reorder pS Trade Date Settlement Date Quantity Order Type 27 02 2018 Reorder ay Quantity Trade Date Value Date Securities Identifier It is Securities Identifier based on the client preferred numbering scheme mentioned in user profile Security Account The Security Account Id Security The Security Id suffixed with the security name Trade Details Client Reference It is the Transaction Reference Number Order Id It is the Order ID Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of 41 ABN GRIP Channels User s Manual payment Settlement Date The date of settlement of settled quantity Trade Dat
145. s Identifier Scheme ISIN Response List Page 1 E Reco E I Event Reference Client Name Securities Account No Securities Name Securities Identifier Response Accepted Quantity Option ABN AMRO BANK N V 110002520007 ABN SCA 7 NG Groep1 NL0000202600 CITCS BANK 1100 o CO Client002 GI 1 NLO006033375 ABN Client 110002480001 CITCO BAN 4 Select the required response and click on the Cancel button A pop up appears to confirm the cancellation 5 Click on Yes to continue with cancellation The Acknowledgment screen appears 6 Click on OK to complete the cancellation process On successful cancellation the status of the response changes from Submitted to Pending Cancellation 8 9 Auditing of a Response Audit allows the user in viewing audit related information of the instruction created i e from creation of record in Channels to submission of response to Bancs and canceled i e from creation of cancellation request in Channels to submission of cancellation request to Bancs The user can audit one or more trade orders on which any one of AUTHORIZE CANCEL CREATE DELETE REJECT SUBMIT operations has been performed To audita response do the following 1 From the home page click on Response Initiation tab 2 Click on Audit tab The Audit Response screen opens Audit Field References Client Reference The Client Reference of the Response either
146. send to client in Swift message Place of Safe keeping The location where securities are kept Pool Reference It is the reference Number sent by the Client to identify constituents of a Bulk Trade Leg It is a drop down with values as Opening and Closing This will indicate that whether the Trade is Opening leg or a Closing leg of Repo Repo Reference It is unique reference number sent by client to identify Opening and Closing leg of Repo Trade Instructed Quantity The Net Settlement Amount Results Client Reference The 16 character transaction reference number Even a part of this reference number can be specified in the search and records are displayed where starting part of reference number matches with the given search It is an optional field for Transaction Status Enquiry Securities Account No Account Number of the account holding the securities Securities Name Name of the securities Settlement Date The date of settlement of settled quantity Quantity The Total settled quantity between the client and the counter party as 50 ABN GRIP Channels User s Manual specified in the order Trade Date The date of trade Transaction Status It indicates the status of the transaction Its possible values are Unmatched Matched Canceled Settled It is an optional field for Transaction Status Enquiry Order Type It ind
147. t Date Event Status Market Meeting Date 4012001641002 AAA AUTO GROUP NV EO NLOO06032275 Dividend Option Voluntary 20 01 2012 Authorized NETHERLANDS 1 AAA AUTO GROUP NV EO 1 NLO006033375 Dividend Option Voluntary 20 01 2012 Authorized NETHERLANDS AAA AUTO GROUP NV EO NLO006022275 Dividend Option Voluntary 20 91 2012 Partially Paid NETHERLANDS AAA AUTO GROUP NV EO NLOO0E033275 Dividend Option Voluntary 30 01 2012 Authorized NETHERLANDS 12001644002 AAA AUTO GROUP NV EO NLO006022375 Dividend Option Voluntary 30 01 2012 Partially Paid NETHERLANDS 1012001602002 AAA AUTO GROUP NV EO NLO006023375 Dividend Option Voluntary 27 01 2012 Authorized NETHERLANDS 4 gt The Reorder Columns screen appears You will see two boxes on the screen a Available Columns This box is blank b Visible Columns The columns are listed in this box in the order pre defined in the system Reorder Table columns Microsoft Internet Explorer provided by TATA Reorder Columns Reordering Available Columns Visible Columns SLA Response Deadline Event Reference Event Type Securities Name Securities Identifier 7 In the Visible Columns box select the column whose sequence in the list needs to be changed and use t and a icons to move them up or down the sequence Note In the screen below the order of the columns Event Reference has been changed 18 ABN GRIP Channels User s Manual r Reorder Table columns
148. t is the terms of underlying trade transaction between the counter parties Possible Values are Delivery Free of Payment Delivery Versus Payment Received Free of Payment and Receive Versus Payment Trade Quantity It is the quantity of trade placed executed Cash Amount It is the Cash Amount value of the Trade It is represented in the system as cash amount with currency Counter party Name It is the name of the person institution entering the contract on the opposite sides of the transaction It is the combination of counter party Id followed by its name created in the system 73 ABN GRIP Channels User s Manual Position Details Securities It is the Security Account Id suffixed with Security Account Long Name Account No Securities It is the Security Number as per Client s Preferred Numbering Scheme Identifier Securities Name It is the Security s Short Name if the Security is Equity or Warrants If the Security is a Debt Instrument then Long Name is displayed Eligible Balance It is the sum of Settled Balance Pending Receive Pending Delivery across an event reference security account and eligible security for specified value date Settled Balance It is the Sum of Entitled Nominal s which are Settled Pending It is the Sum of Entitled Nominal s which are yet to be Received Receive Pending It is the Sum of Entitled Nominal s w
149. tab 2 Click on the Broker Allegement tab The screen Broker Allegement details opens 5 2 2 Broker Allegement Details Field Reference Broker Allegement Details provides the user with a view of the broker Allegement details The user clicks on the link of the Broker Allegement ID to open the Broker Allegement Details Screen Broker Allegement Details has three sections Transaction Details Settlement Details and Receiving Delivering Parties section 57 ABN GRIP Channels User s Manual You sre logged in es TCS CUSTODYUSR 27 Oct 2010 Logout Enquiry File Transfer Trade Initiation Response Initiation Payment Initiation Help Asset Valuation Holdings Trade Broker Allegement CA Proxy Payment Cash Balance Sec Movement Broker Allegement Details Transaction Details Broker Allegement Id RV Status Order Type PAYMENT Depository Reference Trade Date 26 10 Settlement Date instruction Date 26 10 2010 Client Type Settlement Details Securities Account 301220 4 001 CWCUST007 SCA SG0600003405 FULL NAME Securities Identifier Quantity mount Deal Price 32 Deal Amount Place of Settlement HE CENTRAL DEPOSITORY PTE LIMITED Place of Settlement BIC Receiving Delivering Parties CounterParty ABNAHKHH F CounterParty BIC Agent Depository cweu PORE Alc at AgentiDepository Broker Allegement The system generates the Broker Allegment ID when the Broker Id Allegement is received Order Type It indicates
150. tched Canceled Settled It is an optional field for Transaction Status Enquiry Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Transaction Type Indicates type of trade TURN TRAD EGSP SECL and SECB Pool Reference Reference number sent by the client to identify constituents of a back to back trade This field will only appear for transaction type TURN Place Of Safekeeping It is a Unique identification code assigned to the requested place of safe keeping Agent Depository of the Security Id Reason The reason code for trade failure Tolerance Level Gives the Tolerance Amount as specified in the Net Settlement Tolerance SI setup for the transaction Off Market Identifies a trade as an OFF Market Trade Indicator Short in Security The security availability to show settlement of a deliver trade order Attribute Deal Currency Currency corresponding to Deal Amount Deal Amount This is amount on which Deal is Initiated It sis Calculated on the basis of Deal Price and Settlement Quantity Deal Price The price of the security for which Trade was initiated 53 ABN GRIP Channels User s Manual Receiving Delivering Agents Buyer Seller Name The unique identifying code and name assigned to a buyer seller of security A Buyer Seller is a
151. ted cash account If the cash account field is left blank all the cash accounts are displayed Value Date It is the date on which the payment is received in the account User can From To specify the range of Value date A calendar button is also provided for selecting the dates rather than typing them Opening The balance at the beginning of the value date from Balance Transaction Type Indicates the type of transaction Result Section Transaction The transaction type selected by the user Type Client This will be reference number associated with respective Transaction Reference Securities This is the issue number or securities number in preferred numbering Number scheme in cash movements have been generated due to CA or Trade Securities This is the issue name or securities name in cash movements have been Name generated due to CA or Trade Value date It is the date on which the payment is received in the account Order Date It is the date on which the payment is initiated Amount This will be the amount which is pending or anticipated Running This column will show the balance against each movement after Balance considering Debit or Credit indicator 115 ABN GRIP Channels User s Manual Component This field describes the amount All the movements will be grouped by Type component type so that clubbing of charges can be done 9 8 3 1 View Confirmed Balance To view the C
152. tfolio currency of Debt Instruments in base and portfolio currency held Indicative Price The indicative market price used for the purpose of valuation computation and reporting Portfolio Currency Defaulted to Preferred Portfolio Currency as specified in user profile Quantity The quantity of securities including the blocked securities available with the client in the specified custody position Security Account Name of the account holding the securities No Securities Currency The currency of the security Securities The preferred numbering scheme Identifier Security Type It indicates the type of security Equity Debt Instrument Valuation Date As At The relevant date Value in Base The total Value in the currency for all Clients Security Accounts Currency Value lt Portfolio The total Value in the portfolio currency for all Clients Security Currency gt Accounts Securities The preferred numbering scheme Identifier 31 ABN GRIP Channels User s Manual 4 1 2 Asset Valuation Holdings Trade Asset Valuation by Account Field Reference Home Enquiry File Transfer Trade Initiation Broker Allegement Payment Cash Balance Future Cash CA Proxy Sec Movement Asset Valuation by Account As at 12 07 2012 05 27 35 Securities Account No Securities Account Name Base Currency Portfolio Currency a Securities Type Debt Instrument
153. the Securities Name provided as a link on the Securities Listing screen 46 ABN GRIP Channels User s Manual p ABN AMRO Clearing Overview User Preference You are logged in as TCS GUIDE 05 Oct 1208 20hrs GMT Time Logout Home Enquiry File Transfer Trade Initiation Response Initiation FAQ Contact Us Securities Information Client Information Security Details Securities Identifier FROO 9 Securities Name Securities Category D instrument Type Instrument Sub Type SECURITIES Issue Currency Depository Par Value Start Date OYD Stock Exchange Scripless Indicator End Date Indicative Market Price Date of Price Country Country The country of origin of the security Date of Price Date of market price Depository The depository in which the security records are kept End Date Expiry date of the security Indicative Market Price Market Price of the security Instrument Sub Type It is instrument sub type Instrument Type Type of security Equity or Debt Instrument Issue Currency The currency in which the security is issued Par Value The value at which the security was issued Scripless Indicator It identifies whether a security exists in physical form scripless or both Securities Identifier It is the Security Number as per Client s Preferred Numbering Scheme Securities Name It is the Security s Short Name if
154. the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Transaction Status The current status of the Broker Allegement The system generates the status when the broker Allegement is received Its possible values can be Accepted Matched Rejected To Be Repaired canceled and DK Depository The reference of the Order sent by the Depository Reference Trade Date The date of trade Settlement Date The date of settlement of trade Instruction Date The date of settlement of trade Client Type It is the type of client associated with the selected Security Account Settlement Details Securities Account Account Number of the account holding the securities No 58 ABN GRIP Channels User s Manual Securities It is Securities Identifier based on the client preferred numbering Identifier scheme mentioned in user profile Quantity The total quantity to be settled Settled Amount Amount of settlement of trade Deal Price Deal Price of the trade order Deal Amount Deal Amount of the trade order Place Of The location where securities are kept and settlement takes place It is Settlement an optional field for Transaction Status Enquiry Place Of It is the BIC Bank Identification Code related to the place of Settlement BIC settlement A unique data that identifies precisely the
155. time on which the file was authorized File Name It is Name of the uploaded file File Type Type of uploaded file No of Transactions It indicates the no of transactions that have been entered in the uploaded file Remarks Remarks text given while uploading the file Status Status of the uploaded file 62 ABN GRIP Channels User s Manual Upload Date Calendar date on which the file was uploaded in the system Upload Date From Range of calendar dates on which the file was uploaded to search for Upload Date To a particular file s It is mandatory for File View search Uploaded By IDEAL Custody Log in account Id who uploaded the file 6 3 2 Viewing a file The user can view the uploaded Trade Order CA Response File The user can also open the files by clicking on the file name To view a file do the following 1 From the home page click on File Transfer tab 2 Click on File View tab The File View screen appears 3 Search for the required record file 4 Select the file from the list of files displayed Click on the File Name A download box appears giving the user the options of opening and saving the file To view records ofa file do the following From the home page click on File Transfer tab Click on File View tab The File View screen appears Select a successfully uploaded file and click on View button Response View screen will open showing the responses uploaded by selected file in result
156. tion summary do the following 1 From home page click on Home tab 2 Click on Overview link 3 The Corporate Action Highlights as at lt Current Date gt head summarizes the events Summary of Proxy events can be viewed under the head Proxy Highlights as at lt Current Date gt 3 1 4 Overview of Payment The user can view the summary of Payment from the Overview tab To view the Corporate Action summary do the following 1 From home page click on Home tab 2 Click on Overview tab 3 The Payment Highlights as at lt Current Date gt head summarizes the events Summary of Payment events can be viewed under the head Payment Highlights as at lt Current Date gt 3 1 5 User Preferences This tab is used to help user to give preference for setting the following three options q Email Notification Three radio buttons named Do you prefer to get email notification for Market Bulletins Insights Guides will be provided Default value for the same will be Yes for the first time when user logs in Channels application q Numbering Scheme This will be a drop down field and will show all numbering schemes currently available on NCS Custody Default value for the same will be ISIN Any change to the numbering scheme will be effective once user logout and login again to the application q Date Format This will be a drop down field and will show all date formats supported by channels Default value will be d
157. tions tab The Corporate Actions Details screen opens 7 1 2 Corporate Action Details q The user can view the Corporate Action details through the Event Reference which is provided as a link q The user can also view the Corporate Action details from the CA Details button provided on the Eligibility Entitlements Response and Bookings screens 7 1 2 1 Corporate Action Details Field Reference Home Enquiry File Transfer Trade Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CAIProxy Sec Movement Corporate Action Details Event Summary Event Reference Event Type Event Description Market Securities Identifier Dividend Type Key Dates Announcement Date Record Date Interest Start Date Rights Trading Start Date Effective Date Last Date of Trade Option Details Option Number Description Currency Event Classification Event Status Securities Name Official Reference Number Ex Date Meeting Date Interest End Date Rights Trading End Date Maturity Date Details SCU 5 1 NL0008022275 NL0008022275 CR Reorder i FE Response Deadline Date GMT Time Zone Market Deadline D Default Yes 31 01 2012 13 20 00 No Event Summary 67 ABN GRIP Channels User s Manual Dividend Type Specifies the conditions in which a dividend is paid Possible Values are Regular Final Special Interim Event Classification It refl
158. to be credited with the amount claimed BIC Beneficiary associated with BIC Correspondent Beneficiary To Cash It indicates credit account of the user Account Description It indicates extra information given by sender to financial institution 102 ABN GRIP Channels User s Manual Address Address of the Beneficiary Client To Bank Remarks entered by the user while initiating payment Info 9 3 View Payment The user can view Payment Records in any status at the same time from the Payments View Screen A Pi Yo i CS Gi 2 2 05 22hrs G o p ABN AMRO learing You are logged in as TCS GUIDE 12 Oct 12 05 22hrs GMT Time Logout Home File Transfer Trade Initiation Payment Initiation Response Initiation Authorize Cancel Audit View Payments Exempiates Standing Instruction Client Re Status sees i Order Date From iss2012 E Order D o fizos2012 Value Date From 1 E Vah o J Canc Related Reference L J From Cash Account _ 1 Results Erao 20 Reorder E pS B Status From Cash Account Client Reference Payment Type Value Date Order Date Amount Currency Standing Instruction Accot Submitted 120003720001001 CLIENT3 CASH1 testyouhji Outbound 24 08 2012 24 08 2012 12 345 r No AASOF Pending Authorization 120002800001001 prakhar 1 Outbound 24 08 2012 24 08 2012 100 r No AARSE Submitted 120002800001001 prakhar jite Outbound 24 08 2012 24 08 2012 100 No AFSGr Submitted 120002800001001 prakhar sh
159. trades and with settlement date range as one month 4 2 4 View Available Holdings To view the available holdings do the following Pon E From the home page click on the Securities tab Click on the Holdings tab The Holdings Enquiry screen opens Enter the required search criteria to display the results Click on a Client link for its detailed holdings The Holding Details screen opens 36 ABN GRIP Channels User s Manual 4 2 5 Blocked Holdings Blocked Holdings Enquiry allows the user to view the blocked holdings and the associated blocking reasons Detailed blocked positions are displayed as of end of the previous day 4 2 5 1 Blocked Holdings Field References Blocked Holdings Securities Account 110002480001 CITCO BANK Securities SAA AUTO GROUP WY EG 1 Total Blocked Holdings 25 SOO Details by blocking reason Reorder ee T Blocked Reason Quantity Pending CA 31 000 Blocked Reason The reason for blocking Quantity The quantity blocked for a particular reason Security The Security Id suffixed with the security name Security Account The Security Account Id Total Blocked The quantity of security which is blocked Holdings 4 2 5 2 View Blocked Holdings The user can view the details of the blocked holdings from the Holdings Enquiry screen To view the blocked positions do the following 1 From the home page click on the Securities tab 2 Click on the Holdings tab The
160. uiry Securities Account Account Number of the account holding the securities No Trade Date From User can specify the range of Trade Date in format specified by user in To User Preference screen A calendar button is also provided for selecting the dates rather than typing them These are optional fields for Transaction Status Enquiry 49 ABN GRIP Channels User s Manual Transaction Status It indicates the status of the transaction Its possible values are Unmatched Matched Canceled Settled It is an optional field for Transaction Status Enquiry Order Type It indicates the type of transaction It can be Deliver free of payment Deliver verses of payment Receive free of payment Receive verses of payment Transaction Type Indicates the type of transaction It can be TURN TRAD EGSP SECL and SECB Client Business Partner Status Type It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Status Type values which are send to client in Swift message Reason Code It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Reason Code values which are send to client in Swift message Status Code It will be a non mandatory field It will be a drop down list with various status transitions available in the system for Status Code values which are
161. um of Tax Amount in Tax Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value date Pre Funded It s the tax reclaim amount which is paid to specific clients even before Amount the recovery of tax reclaim Net Amount Sum of Net Amount in Net Amount Currency for the event Security Account Security Identifier Option No Sub Option No for a given value date 82 ABN GRIP Channels User s Manual Net Amount in It is the Net Amount calculated after applying the Foreign Exchange Rates Pay Currency of the Paying Currency Tax Rate Tax Rate as per the entitlement record for the event Security Account Security Identifier Option No Sub Option No for a given value date Fx Rate It is the Foreign Exchange Rates Cash Account It is the cash account of the client with the custodian created in the system It is displayed with cash account Id and its name Post Date Date when the Payment has been Posted Booking Status It defines what is the status of booking to the client for example projected and posted p ABN AMRO Clear You are logged in ss TCS GUIDE 05 Oct 12 06 20hrs GMT Time Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance CA Proxy Sec Movement Bookings Gri Corporate Action Details Cash Bookings Reorder EE 5 Securities Account Nu
162. ut Home File Transfer Trade Initiation Payment Initiation Response Initiation Help View New Authorize Cancel Audit Cancel Payments Exrempiates Standing Instruction Client Reference Order Date From Value Date From No x fi 3 07 2012 E I Status Cash Account Order Date To Value Date Select z D ae 12 08 2012 5 Reset Page 1 Reorder fig Standing Instruction Be Results Order ID Status Cash Account Client Reference PaymentType Value Date Order Date Currency 9787 Tobe Repaired 120002800001002 prakhar nausitestoutshee Outbound 13 07 2012 13 07 2012 EUR No 9788 To be Repsired 120003710004001 Client2 CASH3 naushisheet Outbound 13 07 2012 13 07 2012 EUR No 9789 To be Repaired 120003770002001 ps_cash naushisheet1 Outbound 13 07 2012 13 07 2012 No na na ns o 9 6 Audit Payment Audit allows the user in viewing audit related information of the instruction created i e from creation of record in Channels to submission of response to Bancs and canceled i e from creation of cancellation request in Channels to submission of cancellation request to Bancs User depending upon the role will be able to view all actions performed on the instruction The user can audit one or more trade orders on which any one of AUTHORIZE CANCEL CREATE DELETE REJ ECT SUBMIT operations has been performed ABN AMRO Clearing You sre logged in ss
163. vent terms Sequence D and Sequence F narrative of MT564 p ABN AMRO Cleari Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CAIProxy Sec Movement Home Enquiry File Transfer Response Initiation Corporate Action Details Event Summary Event Refe Narratives Event Desc Market Securities H Dividend Tyf Key Dates Announcer Record Dat Interest Sti Rights Trad Message Type Option Number Narrative Type Effective Da Last Date o EHZ line Date GMT Time Zone Market Deadline D 7 1 2 4 Further Details All the Sequence C Narratives coming in the MT568 message are present in the Further Details pop up To view the Further details do the following Log on to the Web Channel s Application 1 Click on Enquiry Tab 2 And then open Corporate Actions screen 3 Search for the required Corporate Action record 4 Click on the Event Reference hyperlink of the required event The Corporate Action Details screen opens 5 Click on the Further Details button to view the additional details of the event Sequence C narrative of MT568 71 ABN GRIP Channels User s Manual T ABN AM RO C a x You are logged in as TCS CUSTODYUSR 27 Oct 2010 Logout Enquiry File Transfer Trade Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement CA Proxy Payment Cash Balance Sec Movement Corporate Action Details Event Summary Event Reference 2009 Event
164. vents other than Proxy events the disbursements of which are anticipated in the next 7 days In case of Payment the count of Payment Instructions will correspond to the current date For statuses Cancelled and Executed it will tell give the count of Instructions that have been Cancelled and Executed till present date For rest status Authorized To Be Authorized To Be Cancelled and To Be Repaired it will give the count of Instructions in respective statuses on present date 22 ABN GRIP Channels User s Manual 3 1 1 Overview Field Reference Announcements Indicates the number of events announced in the last 7 calendar days It is a hyperlink of this value is greater than zero Pending Indicates the number of events other than Proxy events for which Disbursements Cash or Stock Payment Date falls in the next 7 calendar days Anticipated Pending Indicates the number of events other than Proxy events for which Disbursements not Cash or Stock Payment Date falls in the last 7 calendar days completed Settled Indicates the number of trades that has been settled as at the current date It is a hyperlink if this value is greater than zero Unmatched Indicates the number of trades that is unmatched with value date as the current date It is a hyperlink if this value is greater than zero Canceled Indicates the number of trades canceled with value date as the current date It is a hyperlink if this value is
165. y File Transfer Trade Initiation Payment Initiation Response Initiation Asset Valuation Holdings Trade Broker Allegement Payment Cash Balance Future Cash CAJProxy Sec Movement Unconfirmed Balance View Client 000353 ABN AMRO BANK N V Cash Account Securities Account No 00 01 ABN SCA 1 Currency Transaction Type Days As of Date 2 06 2 Unconfirmed Balance Search Reset Results Page 0 Reorder 38 p5 Transaction Type Client Reference Securities Number Securities Name Value Date Order Date Amount Component Type Receive Deliver Order 21510 NL0000203800 ING Eurt 12 04 2012 08 04 2012 1 000 Principal Receive Deliver Order 20559 FR0010688259 ABN AMRO Security 08 02 2012 07 03 2012 75 Principal Reversal Receive Deliver Order 20559 FROO10688259 ABN AMRO Security 03 05 03 2012 75 Principal Receive Deliver Order 20556 FROO10688259 ABN AMRO Security 5 05 02 2012 75 Principal Receive Deliver Order 20555 FROO10688259 ABN AMRO Security 5 5N 2 75 Principal Reversal Reoeive Deliver Order 20555 FROO10688259 ABN AMRO Security 5 t 5 Principal Receive Deliver Order 20521 FR0010688259 ABN AMRO Security 5 5 03 2 77 Principal Receive Deliver Order 20519 FROO10688259 ABN AMRO Security 08 02 2012 05 02 2012 77 Principal Search Section Client This is name associated with business partner Cash Account This is the issue number or securities number in preferred numbering scheme in case movements have been generated due to
166. y default the current system date will be displayed It is the value date up to which all the cash balances of the user are present in the cash account 113 ABN GRIP Channels User s Manual 9 8 2 p ABN AMRO Clear Asset Valuation Holdings Cash Balance View emplates Client Nar Trade 8 2 Cash Account z View Cash Balance d in as TCS GUIDE 05 Home Enquiry File Transfer Trade Initiation Payment Initiation Response Initiation Help Broker Allegement Payment Cash Balance CA Proxy Sec Movement Securities Identifier Scheme ISIN A Select 05 10 2012 E JE Results Client BP12000280 prakhar 12 1 12000268000 8 ABN Client1 Securities Account No 120003800001 prakhar 120003800001 orskher 120002680001 Page 1 E Recroe N Cash Account Currency Confirmed Balance Unconfirmed Balance Overdue Unconfirmed Tc 120002800001001 120002800001002 At 120002720001001 CLIENT3 CASH1 120002710008001 120002710005001 C 120002710004001 120002710002001 C 2 710002001 C EUR 09 EUR EUR EUR EUR EUR EUR EUR sh EUR EUR prakhar prakhar Client SCA To view the available cash balances do the following 1 2 Click on the From the Home page click on the Payment tab Cash Balance link The Cash Balance view screen opens Client Name It is the name associated with business partner Securities Account No
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