FirmSoft Administration
Contents
1. 22 2mm2mmmmmmmm amwe mm name mzmm ALLA aana aa 39 GCC Inbound Contacts Support cece e Laa LaaLa 40 FirmSoft Roles and Status 41 Status Descriptions a 41 Search and Edit Permissions 2 42 Export or Print Search Results 43 Send an Email to One or More Users eceeeeeceeeeeeeeeeeeeeeeeeeeees 44 View a Name Contact Permissions eee eee 45 Add or Edit a User uk 46 Add or Remove a Firm Permission 47 Modify Firm Permissions 2 49 User Manual 3 Table of Contents Set Sessions Cancel Inquiry Accounts and Tag 50 52 Access the Firm Permissions 0000 0 cee ccccccccccecceceeecccccececccncssseeseessseeeeeeeeeees 52 Modify SESSION ACCESS D eue a ha E 52 Change Cancel Inquiry Permissions 2 53 PC OU ee ten taht te PA namaga AA AA ha WA UA MOLA yo GA paa 53 A MA WA AA EEA AAE ENE Aa Wa KA AL 53 4 User Manual FirmSoft Please submit user experience feedback about this help system Getting Started FirmSoft is a browser based order management tool that provides real time access to information on working and filled CME Globex orders across multiple firm IDs FirmSoft provides important risk mitigation functionality during system failures With FirmSoft customers can view and cancel orders for CME Direct and iLink Support for CME Europe is available in FirmSoft with the same permissioning and user functionality as CME Group marke2. Cancelled Cancelled Pending Pending Cancel Pending New Pending Replace Replaced Replaced Rejected Session Level Reject Rejected Business Level Rejected Expired Eliminated All All Order Type Definitions Option Description ALL All entered orders MKL Market Limit LMT Limit STP Stop with Protection STL Stop Limit MKT Market Time In Force TIF The following options are available from the TIF drop down list A TIF specifies how long the order remains in effect TIF Option Description GTC GTD Good Till Canceled Good Through Date FaK Fill And Kill Sess Day Session Day FoK Fill or Kill AtClose Market Close MoA Market on Auction 25 User Manual Cancellations FirmSoft allows cancellation of individual orders and use of Mass Quote Cancel All Note You must have Cancel permissions to cancel an order lt 3 CME Group How the world advances FirmSoft Order Inquiry Cancellati Administration Tools Mass Quote Cancel All Order Cancellation History i Mass Quote Cancellation History Options e Cancelan Order e View Cancellation History e Cancel All Mass Quotes e View Cancellations Mass Quotes FirmSoft User Bob Broker bobbroker Environment Application User Preferences Help User Manual 26 FirmSoft Cancel an Order gt To cancel orders 1 Doone ofthe following e Select individual orders to cancel a In the Search Results section on the Order Inquiry ta
3. FF baker E 110 Needham Kevin FF ebeo Fem a str OToot Larry O pioi Firm User CME Group C frmusera Fem List F Needham Kevin C fraser B Needham Kevin 2 Click Send Email FirmSoft launches the firm s email application with all selected email addresses populated in the Bcc field 3 Enter text and click Send User Manual 44 FirmSoft View a Name Contact Permissions gt To display current permissions for a contact 1 Do one of the following e From the Results list click a SMART Click ID or a Name Contact OR e From the Results list click View in the row of the Name Contact to view Results Select All None Send Email SMART Click ID Role Name Contact Status baker Bill d Date Modified Modified By bbaker Firm User 01 21 2013 CME Group bobbroker Firm User Broker Bob o 03 21 2013 CME Group The selected user permissions display User Contact Information Name Broker Bob Primary Phone 312 648 3899 E Mai kevin needham cmegroup com Alternate Phone Firm Permissions Status Firm Exchange Subfirms Admin sessions Account o 020 CME None No ZZH All All Pa lt a 1 CME None No All Inquiry 2 Click Back to return to Search Results or Edit to edit user permissions 45 User Manual Tag 50 Cancelinquiry Export Print Last Login 0316 2012 View Edit 0519 2013 View Edit Date Modified Modified By 2013 03 21 219585 2013 03 21 2195
4. First Name sy The SMART Click Login page displays Enter a SMART Click ID and Password Click Login The My Profile page appears with your personal information Click Edit My Information in the upper right of the Personal Information box Modify Personal or Login information as appropriate Click Submit Message displays indicating information has been updated Click Logout in the upper right of the SMART Click Registration page Log back into FirmSoft or use the browser back button options to return to the FirmSoft application User Manual 38 FirmSoft FirmSoft Administration The FirmSoft Administrator establishes permissions for users When the FirmSoft Administrator logs into FirmSoft the Administration Tools tab is available for modifying a user s permissions PA ME G User Bob Broke Se rou p Environment How the world advances Application FirmSoft Order Inquiry Cancellations Administration Tools User Preferences Search 4 Edit Permissions E AddiEdit User From the Administration Tools page e Search and Edit Permission e Add Edit User 39 User Manual FirmSoft GCC Inbound Contacts Support Effective Monday November 17 2014 the CME Group Global Command Center GCC will begin to support GCC Inbound Contacts based on the FirmSoft permissions authorized through the FirmSoft Admin tool for their SMART Click user ID The GCC will continue to support existing GCC Inbound Contacts based on a
5. 10 Order Inquiry 2 11 Basic Search Criteria lili 12 Search Orders 12 Search Records anger nad aaao aoaaa daa hahaa aaa LaLa LLALA LALALALA LLALA DDALL LALLA LALLA LLA LLLA LLALL anaa 13 Orders Search Criteria iii LADLAD LLDD DALAL Danana 14 Fills Search Criteria didier iii dde due a eceuuccceeee 15 Aggregate Fills Search Criteria eee meme 16 Wildcard Matching iii iii iii 17 Suffix Matching aoaaa aoaaa oaaao anaana aana e cece cece namuna mwm mwm cence eee eee cece manemane 18 Search Result Options lille 19 Order Detail Page Examples 00222222 coco cece e cece eee eeeetteteeetetteseeees 21 Naming ZIP File Report Conventions 2 00 anaoa aoaaa LaaLa LLALLA DLADLA LLALLA aa aana 22 Search Criteria Definitions 0 000 LL 23 Order Status Definitions 20 occ ccc cece cece eee e ence eee eeeeeeeeeeeeeeeeeeee 25 Order Type Definitions 20 25 Time In Force TIF 222222222222 iii ii iiiiiiieese 25 Cancellations mmmmmmmmmm mmama mmama mama LADLAD LLALLA LaaLa Laa 26 Cancel aN 26 Ia 27 View Cancellation History 29 Cancel All Mass Quotes ua 30 View Cancellations Mass Quotes 32 User Preferences Xx 33 Favorite Queries iii died ice ccuccccccccccccccec 34 User Preferences Summary Layout iii 36 Profile Management oaaao aaan aoaaa aoaaa e cece ccc ee cece mz mm mwan mme DLLD LADLAD LADLAD ALAL Laa LaaLa 38 FirmSoft Administration
6. 20 Next Limit Self Price Tag 50 ania BIS Time In CST reag OMNI Account Firm Contract Qty Reason Exchange apa Dec Qty ID Qty Prev ID Limit Price Client Order Status CME NYMEX CME NYMEX CME NYMEX YV817023 Working 203 203 DUMMY 8 YV8 SELL 2014 01 17 11 38 25 209 0 TEST ACCOUNT 665 HOH4 HOK4 8 YV817022 Working 202 202 DUMMY 11 YV8 BUY 2014 01 17 11 38 25 194 0 TEST ACCOUNT 6G5 HOH4 HOK4 11 Partially YV817020 Filled 201 201 DUMMY 44 YV8 BUY 2014 01 17 11 38 25 150 0 TEST ACCOUNT 6G5 HOH4 HOK4 47 3 Adjust search results options including export to CSVor PDF Optional Note A wildcard may be used for Client Order ID or Contract when you are unsure of the exact term Note Population of Excel column fields when Report to File is selected will vary by search type Note Add Query to Favorites if desired User Manual 14 FirmSoft Fills Search Criteria A Fills Search provides a list of filled orders by the criteria selected Search Records Please Select lv Select a saved search a recent search or enter new criteria below A Clear Fields Trader ID Firm 6G5 Session ID Aj A Account Tag 50 Exchange CME Orders Aggregate Fills Include mass quote fills Fill Type Enumerate TIF anc Order Type anc 7 Client Order ID Trading Day Jan 17 201 6 Price Format Da il Fill Price Spreads Leg OMNI Contract Cross ID Product Code Lookup Mou
7. 4 On the Confirm Changes page click Submit User Manual 46 FirmSoft Add or Remove a Firm Permission gt To add or remove a firm permission 1 To access the Firm Permissions section of the Add Edit User tab page either e Enter a search on the Search amp Edit Permissions tab and from the Results list do one of the following e Click aSMART Click ID or Name Contact When the Current Permissions page displays click Edit OR e Click Edit in the row of the Name Contact to edit e From the Add Edit User tab enter the user s SMART Click ID and SMART Click Token and click Continue 2 Onthe Add Edit User tab click Add Remove Firm Search amp Edit Permissions Add Edit User Firm Permissions janedoe Add Remove Firm The list of firms displays Search amp Edit Permissions AddEdit User Lil Select Firms dmaguire Highlight Exchange CME EUR CME E GCC SATURDAY TEST FIRM MACQUARIE FUTURES USA 001 287 CI DOWD WESCOTT GROUP SUNGABD GCC TEST 002 287 Cc CANESH CHE BP CORPORATION NORTH AMERICA 003 287 SPIKE TRADING 287 O DYNAMIC COMMODITIES 005 287 NKO DIVISION Hd ONG FIRST TRADITION PTE LID oog QUIET LIGHT SECURITIES LLC HA MIZUHO SECURITIES CIL 019 714 Ch LST DIVISION OF NEWEDGE USA LLC 020 1 PRUDENTIAL BACHE COMMODITIES LLC Subtirm Class Aj Exchange Cancel Next Cancel Note In the Select Firms list FirmSoft displays two different types of entries The value 001 represent
8. CANNOT be undone Cancelled orders display in a new window Cancel Orders Executed User 19209 at Tue Mar 19 10 11 01 CDT 2013 Loading Watch List Cancelled 0 Pending 2 Errors 0 Records 1 2 of 2 Order Cancellation Records Shown Client Order ID Cancel Client Order Id Cancel HON Cancel Time User Name Original Oty Status AM5 283559 82230156 AM5 26355 82230156 AliSebteaj2 2013 03 19 10 10 27 406 E19209 60 PENDING AMb 26355 82230155 AMS 26359 622330155 AMSebt66j1 2013 03 18 10 10 27 441 E19209 60 PENDING e Click Refresh Page to view the changes to the Status field e Click El to print a copy of this window e Click a Client Order ID to view order details Note The Cancel HON field is for internal use It is a sequential number attributed per brokerage firm per instrument and per calendar day Also referred to as a central trading engine assigned number User Manual 28 FirmSoft View Cancellation History View non Mass Quote orders that were cancelled in FirmSoft gt To view cancellation history 1 Click the Cancellations tab 2 Click the Order Cancellation History tab Order cancellation history displays Mass Quote Cancel All Cancel Orders Executed Client Order ID L 11630 116340 Export Results CSV PDF Options Cancel Client Order kd 116339 116340 Mass Quote Cancellation History User E19209 at Tue Mar 19 10 50 38 COT 2013 Records 1 2 of 2 Order Cancellation Records
9. Firm Permissions Status Exchange Firm Subfirms Admin Sessions Account Tag 50 Cancel Inquiry O CME EUR 000 None No Al Al All Inquiry o CME 147 None No All ABC DEF GHIJKL MNO UMM inquiry amp Cancel o CME 653 None All 12344 did 123 Inquiry RCE KE 6 Click Submit The Finished Editing page displays 7 Click Continue to return to the Search amp Edit Permissions page 51 User Manual FirmSoft Set Sessions Cancel Inquiry Accounts and Tag 50 In addition to assigning Firms and Firm Permissions to a user the following user permissions may be modified e Sessions e Cancel Inquiry e Account e Tag 50 Session Cancell lnquiry au Sessions o Inquiry Restrictions C Inquiry amp Cancel 7U9 ZUM All Accounts 77H O Selection allTag 50s Selection Note Please separate multiple values using commas Note Modify access on each firm separately Access the Firm Permissions Switch to the Firm Permissions section of the Add Edit User tab if not currently on it gt To access the Firm Permissions Either e Enter asearch on the Search amp Edit Permissions tab and from the Results list do one of the following e Click a SMART Click ID or Name Contact When the Current Permissions page displays click Edit OR e Click Edit in the row of the Name Contact to edit e From the Add Edit User tab enter the user s SMART Click ID and SMART Click Token and click Continue Modify
10. FirmSoft License Agreement for the appropriate exchange Note Once approved submit the completed Schedule 9 to your Globex Account Manager Reference the Schedule 9 for CME Global Account Management return information 9 User Manual FirmSoft FirmSoft Menu The tabs across the top of the page serve as the FirmSoft menu lt 3 CME Group Use Environment How the world advances Application FirmSoft Order Inquiry Cancellations Administration Tools User Preferences This menu provides four primary functions e Order Inquiry Search for Orders Fills and Aggregate Fills e Cancellations Cancel an order perform a Mass Quote cancel or view cancel history Only visible for users with Cancel permissions e User Preferences Save Queries and reports modify the summary layout manage a profile e Administration Tools Only visible for the FirmSoft Administrators User Manual 10 FirmSoft Order Inquiry Order Inquiry provides a wide range of user defined and application defined search criteria FirmSoft gt ME Group User Bob Broker bobbroker Environment How the world advances Application A Order Inquiry Cancellations Administration Tools User Preferences Help Search Records Please Select Select a saved search a recent search or enter new criteria below li Clear Fields Fills Aggregate Fills T I E D The Order Inquiry screen consists of four major sections A Basic Sear
11. Type All Order Status Working Client Order ID During Al Available El Price Format Dec aa Side All A OMNI Contract Cross ID Price Save This Search Froduct Code Lookup gt To save queries and reports 1 Enter search Name 2 Tosave as a favorite click Save as Favorite Optional 3 To save as an email report cick Save as Email Report Optional Email report options display Save as Email Report Note Reports are always run for previous trading day Use email from SMART Click kevin needham cmegroup com Send Report email to e Select Use email from SMART Click or enter email address in Send Report email to box Note Aggregate Fills cannot be saved as an Email Report 4 Enter search criteria Firm selection is mandatory Note Wildcard matching is available for Account Tag 50 Client Order ID and Contract Note Click Product Code Lookup to access CME Group Product Codes Listing web pages if needed 5 Click Save This Search Search is added to the Saved Queries list User Manual 34 FirmSoft At the bottom of the User Preferences window FirmSoft provides a summary of all saved queries The display area identifies the name of the query the query type and whether is was selected as a Favorite or an Email report To edit a saved query click Edit To delete a saved query click Delete Saved Queries Note There is a total limit of 20 saved queries Of these 20 queries only
12. below illustrates the updates made to the FirmSoft Help system Date 5 22 15 11 5 14 7 25 14 1 21 14 9 30 13 4 16 12 Author JJ JK JK JK JK 7 User Manual Topic SMART Click Registration FirmSoft Roles and Status Description i 2 3 ka a SS ae eS oe PS IU IS GCC Inbound Contacts Support Getting Started SMART Click Registration Pages updated e FirmSoft Menu e Order Inquiry e Cancellations e User Preferences e FirmSoft Administration Orders Search Basic Search Criteria Search Results Search and Edit Permissions Add or Remove a Firm Wildcard Usage Fills Search Aggregate Fills Search Favorite Queries Order Search Basic Search Criteria Search Results Search and Edit Permissions Add or Remove a Firm Set Sessions Cancel Inqury SMART Click Registration Procedure Fills Search Criteria Orders Criteria Description Updated CME Globex Roles and Entitlements links e Added new page for GCC Contacts Inbound Support e Updated links for login SmartClick 1 2 e Updated images for banner 3 Addition of Exchange field to multiple screens to incorporate CME Europe functionality Added view and cancel orders for CME Europe products 1 2 3 4 5 9 Added Wildcard Usage page 6 Added Wildcard to usage in order pages 1 2 7 8 9 Trader ID is now only used to help look up Firm Session it is never used as query criteria 2 Aver
13. cmegroup com sso navmenu action CME Group Portfolio amp Risk Firmsoft NR CORE Margin Calculator NR FirmSoft opens with the Order Inquiry or Administrative page depending on permissions 5 CME Group Portfolio amp Risk v Admin Center v My Profile bd CERT EXTERNAL Firmsoft NR FirmSoft lt 3 CME Group How the world advances Order Inquiry Cancellations User Preferences Help Search Records Please Select v Select a saved search a recent search or enter new criteria below li Clear Fields Waders moor Session nit r Accome agso ache cue Orders Fills Aggregate Fills TF A v Order Type Aj v Order Status Working w Client Order ID AA During Ail Available vi PriceFormat Dec Y Side Al v OMNI Contract Cross ID Price Product Code Lookup Mouseover field descriptions for context sensitive help CD Fields with this border support use of the wildcard character CL Report to file 2014 CME Group Inc Disclaimer Privacy Policy Note To view the CME end user license agreement click the User License Agreement link Note To register for a SMART Click ID click Need to Register gt To log out of FirmSoft Click Logout in the upper right of the header Contact Information For questions regarding this and other CME applications please refer to the Contact Information directory on CME Group s Client Systems Wiki User Manual 6 FirmSoft What s New The list
14. contracts based on the Dow Jones Industrial Average are not sponsored endorsed sold or promoted by Dow Jones and Dow Jones makes no representation regarding the advisability of trading such product s BM amp FBOVESPA is a trademark of BM amp FBOVESPA KRX is a trademark of Korea Exchange DME is a trademark of Dubai Mercantile Exchange BMD is a trademark of Bursa Malaysia BMV is a trademark of Bolsa Mexicana De Valores All other trademarks are the property of their respective owners The information within this document has been compiled by CME Group for general purposes only CME Group assumes no responsibility for any errors or omissions Additionally all examples in this brochure are hypothetical situations used for explanation purposes only and should not be considered investment advice or the results of actual market experience All matters pertaining to rules and specifications herein are made subject to and are superseded by official CME CBOT and NYMEX rules Current rules should be consulted in all cases concerning contract specifications Copyright 2015 CME Group Inc All rights reserved Table of Contents Table of Contents Getting Started 5 Logging In and Logging Out 5 Contact Information _ 0 0 e cece mam mmama mwm mmama eeeeeeeeeeeeees 6 What s New Un 7 SMART Click Registration 9 SMART Click Token ie 9 FirmSoft Administrator 9 FIFMSOTt MEN Maan e aaea Dba thats
15. is the iLink Session ID which represents the first three characters of tag 49 SenderCompID 2 If desired add additional search criteria for e Orders e Aggregate Fills 3 Click Report to File to open the results in an Excel file Optional 4 Click Submit Query displays under Search Results or in Excel if Report to File has been selected 5 Adjust search results options including export to CSVor PDF Optional Note Population of Excel column fields when Report to File is selected will vary by search type Note Add Query to Favorites if desired User Manual 12 FirmSoft Search Records gt To search records 1 From the Search Records list select a previously executed search Search Records Please Select Please Select ORDERS search executed at 2013 03 18 09 42 49 ORDERS search executed at 2013 05 15 09 42 34 2 Click Report to File to open the results in an Excel file Optional 3 Click Submit Query displays under Search Results or in Excel if Report to File has been selected 4 Adjust search results options including export to CSVor PDF Optional Note Population of Excel column fields when Report to File is selected will vary by search type Note Add Query to Favorites if desired 13 User Manual Orders Search Criteria FirmSoft provides specific criteria to customize Order searches gt To use order search criteria FirmSoft 1 Enter or selec
16. provide restrictions on the orders that show in the Search Results on the Order Inquiry page The following fields utlize wildcards e Search Header Account and Tag 50 e Orders and Fills tabs Client Order ID e All tabs Contract These fields are identifed by a curved blue border Use the asterisk along with a text combination for pattern matching Valid wildcards may use an asterisk before in the middle of or after the text string Only one internal asterisks may be used and it may not be used with any other asterisks Note Mutliple asterisks strings may be used but they perform the same function as a single asterisk For example ABC or ABC may be used but the result will be the same as ABC Valid Patterns Invalid Patterns ABC A B C ABC A B C ABC ABC DEF ABC ABC DEF AB C If an invalid wildcard string is used an error message displays 17 User Manual FirmSoft Suffix Matching Use Suffix Matching to further refine Account and Tag 50 fields when a selected option ends in a For example TES TES and TES are all allowed The suffix string matches to last characters of the orders Account or Tag 50 selections which do not end in will not see the suffix matching field gt To use Suffix Matching 1 Select an Account or Tag 50 option which ends in a from the list MNO ABC DEF In this example a suffix box displays when DEF J
17. 10 may be saved as Favorites Name My First Search Type ORDERS Favorite Report Last Modified 2013 04 10 10 32 18 74 Trader ID Firm Session ID All Account Tag 50 Exchange CME TIF All 1 Order Type All Order Status Working Client Order ID During All Price Format Dec Side All OMNI Contract Cross ID Price Note The total limit for Saved Queries is configurable Current query limits are based upon user type and are displayed on the Summary Layout page 35 User Manual FirmSoft User Preferences Summary Layout FirmSoft provides options to modify the displayed data columns and the pagination of results User Preferences Profile Management Favorite Queries amp Email Reports Columns for the Order report Columns for the Fill report OA status aty MAS Limit Price Fill Price palag Limit Price Dec OMNI Nanaig Tag 50 Account Deleted Columns ae malag Status ADD Stop Price Fill Time CST ADD Stop Price Dec DELETE DELETE Tag 50 ADD Sender Location ID LABS Self Match Prev ID Deleted Columns Time In CST Humber of Results Displayed Select the number of results displayed by default in the query set 50 results per page 75 results per page ID 100 results per page 250 results per page 500 results per page O 1000 results per page Cancel Save Changes Note This is a representation of the screen and does not include all Order Fill columns
18. 3 CME Group FirmSoft User Manual 11 2 2015 Disclaimer Futures trading is not suitable for all investors and involves the risk of loss Futures are a leveraged investment and because only a percentage of a contract s value is required to trade it is possible to lose more than the amount of money deposited for a futures position Therefore traders should only use funds that they can afford to lose without affecting their lifestyles And only a portion of those funds should be devoted to any one trade because they cannot expect to profit on every trade All references to options refer to options on futures CME Group is a trademark of CME Group Inc The Globe Logo CME Chicago Mercantile Exchange Globex iLink E mini Galax C FirmSoft CME DataSuite and CME DataMine are trademarks of Chicago Mercantile Exchange Inc New York Mercantile Exchange NYMEX miNY and ClearPort are registered trademarks of the New York Mercantile Exchange Inc COMEX is a trademark of Commodity Exchange Inc FIX and FAST are trademarks of FIX Protocol Limited FIX FASTSM is a service mark of FIX Protocol Limited Dow Jones Dow Jones AIG Commodity Index The Dow Dow Jones Industrial Averagesm and DJIA are service marks of Dow Jones amp Company Inc and American International Group Inc AIG and have been licensed for use for certain purposes by the Board of Trade of the City of Chicago Inc CBOT CBOT futures and options on futures
19. 85 FirmSoft Add or Edit a User Firmusers can be added or edited e Add Firm Users from the Add Edit User tab e Edit Firm Users from the Search amp Edit Permissions tab or the Add Edit User tab gt To add a Firm User 1 From the Add Edit User tab enter a user a SMART Click ID and SMART Click Token and click Continue 2 Select Firm User and click Next 3 Doone or more of the following e Add firms e Modify Firm Permissions e Set Sessions Cancel Inquiry Accounts and Tag 50 4 When all changes have been made click Next 5 On the Confirm Changes page click Submit gt To edit a Firm User Results nha Select All None Export A SMART Click ID Role Name Contact Status Date Modified Modified By Last Login Firm User rwer11 wer11 02062013 Moore 07 22 2011 View bbaker Firm User baker Bill J 01 21 2013 CME Group 05 26 2013 View Edit 1 Doone of the following e Enter a search on the Search amp Edit Permissions tab and from the Results list do one of the following e Click a SMART Click ID or Name Contact When the Current Permissions page displays click Edit OR e Click Edit in the row of the Name Contact to edit e From the Add Edit User tab enter the user s SMART Click ID and SMART Click Token and click Continue 2 Doone or more of the following e Add or Remove a Firm e Modify Firm Permissions e Set Sessions Cancel Inquiry Accounts and Tag 50 3 When all changes have been made click Next
20. KL or TES is selected Suffix Box appears below field Account TES Im 2 Enter a string in the Suffix Box and click Submit Note e If TES is selected in the Account or Tag 50 field and NT is entered in the Suffix box all orders with Accounts or Tag 50 that begin with TES and end with NT display e The pattern created by the Account or Tag 50 selection and use of a suffix is subject to the Valid Invalid wildcard pattern rules listed above An additional may not be added to the suffix string e If adding a suffix to a selected Account or Tag 50 will generate an invalid pattern then the suffix box does not display For example if TES NT is selected in the Account or Tag 50 field the suffix box does not display User Manual 18 FirmSoft Search Result Options After Search Results load additional options can be used to view customize or save the information Search Results Search Completed 2014 01 17 15 23 45 974 by username bobbroker in 0 ms Search Criteria searchType ORDERS firm 665 sessionid All exchange CME timelnForce All 7 orderType All orderStatus Working side All 7 dates All priceFormat Dec Add Query to Favorites Cancel Selected F Client Status Limit Order ID Price V817025 Working 203 YV817022 Working 202 Partially Filled YV817020 201 Option View Order Details Note Not available for Aggregate Fills Order History Modify I
21. Session Access Access can be given to all sessions for a firm or restricted to a smaller number gt To allow access to all sessions Click the All Sessions radio button in the Session area gt To limit session access 1 Click the Restrictions radio button in the Session area 2 Select the appropriate Session s User Manual 52 FirmSoft Note Press the Crtl key to select multiple sessions Change Cancel Inquiry Permissions Users may have Inquiry or Inquiry amp Cancel permissions for a firm gt To set cancel Inquiry access Click the appropriate Cancel Inquiry permission Accounts A user can have access to All Accounts or account access can be limited gt To access all accounts Click the All Accounts radio button gt To access selected accounts 1 Click the Selection radio button 2 Enter the Accounts separated by acomma Use Wildcards to restrict order selection Account G All Accounts Selection ABC DEF GHI JKL MNO Note Please separate multiple values using commas Tag 50 A user can have access to All Tag 50s or Tag 50 access can be limited gt To access all Tag 50s Select the All Tag 50s radio button gt To access specific Tag 50s 1 Select the Selection radio button 2 Enter the Tag 50s separated by acomma Use Wildcards to restrict order selection AllTag 50s Selection 123 45 Note Please separate multiple values using co
22. Shown Cancel HON Cancel Time Contract Original Qty 5614218214 2013 03 19 10 01 02 178 LOZO P10650 1 5614218215 2013 03 19 10 01 02 131 LOZO P10650 2 User Name E15209 E19209 Records 1 2 of 2 Order Cancellation Records Shown e Sort by clicking the arrows adjacent to any column Execution Windows Today last 5 days Status CANCELLED CANCELLED e To export results at the bottom of the page click CSV for Excel or PDF for an Adobe output file e Click a Client Order ID to view details e Click the Last 5 days link to view cancellations for the previous five days or click the Today link to view today s cancellations e Click Refresh Page to display Status changes for the cancellation Note The Cancel HON field is for internal use It is a sequential number attributed per brokerage firm per instrument and per calendar day Also referred to as a central trading engine assigned number 29 User Manual Cancel All Mass Quotes Use this function to cancel all Mass Quotes gt To cancel all mass quotes 1 Click the Cancellations tab 2 Click the Mass Quote Cancel All tab The Mass Quote Cancel All tab displays 3 Doone of the following e Cancel by Firm Session Cancel by Firm Session Enter the firm and session you wish to submit a Mass Quote Cancel All message for Firm session Exchange 007 a Enter a Firm The Session list populates FirmSoft Note Following the entry of two chara
23. T Click support and troubleshooting Information Note Click the following link to view a video that describes the SMART Click registration and access process EH smart Click Video SMART Click Token A Token is required to set up your account referenced in the SMART Click User Guide Your FirmSoft Administrator may need to establish permissions for you in FirmSoft Contact your FirmSoft Administrator and provide your assigned SMART Click User ID and generated Token to complete permissions set up Note The FirmSoft Administrator will notify you when your permissions are established Depending on permissions the FirmSoft Administrator provides values for e Trader ID The unique ID of the entity that traded the order assigned by your FirmSoft Admin e Firm Assigned by your FirmSoft Admin a user can search on an assigned firm identifier e Session Assigned by your FirmSoft Admin a user can search on an assigned session identifier under which the order was entered e Account Assigned by your FirmSoft Admin a user can search on an assigned account identifier e Broker Assigned by your FirmSoft Admin a user can search on an assigned broker identifier FirmSoft Administrator One of the roles associated with FirmSoft is the Clearing firm FirmSoft Administrator This role adds and updates permissions for FirmSoft users In addition to SMART Click registration you will need to request access to FirmSoft by completing a Schedule 9
24. age Fill search requires entry of a Firm and does not return results for Limit Price Stop Price OMNI Time In Fill Time and Sender Location ID 7 Report to File available for Aggregate fills 8 Addition of Exchange field to multiple screens to incorporate CME Europe functionality Added view and cancel orders for CME Europe products 1 2 3 4 5 Tag 50 and Exchange display on Order page Broker does not 1 2 Tag 50 is an option Broker is not 6 Updates included content supporting the following FirmSoft enhancements FirmSoft Date Author Topic Description Optional Fill Time column available for Fill search results Time displays with millisecond timestamp for order fill and Cancel Time in Search Results Integration of SMART Click which allows users to self manage updates to their user ID and related contact information Simplification of the access model with Secure Socket Layer SSL connectivity Optimization of query performance with a redesigned order management database 3 26 12 JK Fills Search Criteria Fill Time column enhancements User Manual 8 FirmSoft SMART Click Registration SMART Click is a self managed centralized user profile service that authenticates access to CME Group applications and services Access the CME SMART Click page to e Create anew SMART Click user ID and profile e Review the SMART Click User Guide e Update a SMART Click User ID and profile e Find SMAR
25. b select one or more of the check boxes for orders that require cancellation Search Results Search Completed 2013 03 19 09 56 34 by username E19209 in 47 ms Search Criteria searchType ORDERS traderki 2AC sessionid All account OECACCOUNT14 exchange priceFormat Dec Add Query to Favorites Cancel Selected EI Customize results Records 1 100 of 107 shown Client Order Status Timeln CST Tag50 Qty OP Session ID Contract ID Firm BS Account 2013 03 16 LOZO 116340 Working 07 09 42 631 GECachel 2 2 P10650 TE 007 Sel OECACCOUNT14 F 2013 03 16 LOZO 2 1 116339 07 09 04 446 QECache1 1 P10650 2 Z 007 Sell OECACCOUNTI4 nia baat 2013 03 13 MNF4 YA 11443 06 24 08 242 OECachel 5 0 NNG4 Z 007 Buy OECACCOUNTI4 Note When there is no check box adjacent to an order the order is not available for cancellation because the permissions do not allow cancellation or the order status is not eligible for cancellation b Select Selected from the Cancel list and click Go Cancel Selected GO e Cancel all orders for a firm a In the Basic Search Criteria section select a firm Search Records Please Select Session ID Ang b Select All from the Cancel list and click Go Cancel Selected r MA All 27 User Manual FirmSoft 2 Inthe confirmation screen click OK Firm3oft Cancel Confirmation Total orders to cancel 2 116340 116339 Note Once you click OK changes
26. ch Criteria B Orders Search Criteria C Fills Search Criteria D Aggregate Fills Search Criteria Following any search that returns data Add Query to Favorites may be clicked to activate the User Preferences tab and add the query to the favorites list Search Results Search Completed 2013 03 18 12 44 30 by username E19209 in 127 ms Search Criteria searchType ORDER5 sessionid All 7 exchange All 7 toDate 2013 03 16 23 59 59 priceFormat Dec Add Query to Favorites 11 User Manual FirmSoft Basic Search Criteria FirmSoft provides the option to search on basic criteria such as Firm Account Session ID Tag 50 and Exchange Part or all of this information may be entered to filter the search results Previous records may be searched as well e Search Orders e Search Records previously entered searches Search Orders gt To search orders 1 Enter or select search criteria as desired Trader ID gt Firm 653 gt Session D Aji gt Account Tag 50 Exchange CME x e Entering Trader ID initiates a Firm Session ID lookup but is not a query critieria e Trader ID Firm selections are limited to those the user has access to e Entering one character in the Trader ID field or two characters in the Firm field and hovering over the field will bring up a list of matching values to select from Note The Session ID
27. cters in the Firm field a list displays with matching entries If desired select an option from the list b Select a Session from the list Exchange populates c Click Cancel by Firm Session Review screen appears d Click Yes Cancel All Confirmation screen appears e Click OK to return to Mass Quote Cancel All tab or click Mass Quote Cancellation History to view the Mass Quote Cancellation History tab Cancel By Firm Session EXECUTED User E19209 Mass Quote Cancellation Executed at Tue Mar 19 15 05 27 COT 2013 page for updated status One item found 1 Session Status ZU7 Message Sent One item found 1 e Cancel by Trader Cancel By Trader Enter the Trader ID you wish to submit a Mass Quote Cancel All message for Trader ID Al AA Note Wildcards accepted for the 4th and 5th position Disclaimer Privacy Policy a Enter a Trader ID User Manual 30 FirmSoft Note Following the entry of one character in the Trader ID field a list displays with matching entries If desired select an option from the list b Click Cancel by Trader Review screen appears c Click Yes Cancel All Confirmation screen appears d Click OK to return to Mass Quote Cancel All tab or click Mass Quote Cancellation History to view the Mass Quote Cancellation History tab Cancel By Trader EXECUTED User E19209 Mass Quote Cancellation Executed at Tue Mar 19 15 11 44 COT 2013 Visit the Mass Qu
28. enabled permissions within the FirmSoft Administrator s view exist All permissions within the FirmSoft Administrator s view are active for this user 41 User Manual FirmSoft Search and Edit Permissions From the Search amp Edit Permissions tab the clearing firm FirmSoft Administrator locates a user by entering any of the available search criteria gt To search for a user Enter critieria in field or select from list and click Search Enter one or more characters in a field to retrieve all possible matches that start with those characters Add Edit User SMART Click ID E Mail Address Last Name First Name Account Number Firms Exchange B All All CME EUR CME The results display in the Results section Note The crown icon ot indicates a FirmSoft Administrator Results Select All None SMART Click ID Name Contact Status Date Modified Modified By Last Login E Firm User 01 21 2013 CME Group 03 16 2012 IT billyjoe Firm User Joe Billy 02 21 2013 Tuttle Joseph 05 16 2012 View Edit bobbroker Firm User Broker Bob 0421 2013 Tuttle Joseph 03142013 View Edit 0320 2013 Tuttle Joseph 03192013 View Edit bobtrader Firm Used t Trader Bob Options e Export or print e Send an email e View current permissions for a contact e Edit current permissions for a contact Note To view Name Contact information place cursor over the Name Contact A pop up displays the email and contact
29. hanges within the same firm Each Firm Exchange combination will have a unique row gt To modify permissions 1 To access the Firm Permissions section of the Add Edit User tabpage either e Enter asearch on the Search amp Edit Permissions tab and from the Results list do one of the following e Click aSMART Click ID or Name Contact When the Current Permissions page displays click Edit OR e Click Edit in the row of the Name Contact to edit e From the Add Edit User tab enter the user s SMART Click ID and SMART Click Token and click Continue 2 From the Add Edit User tab scroll up or down to find the firm to modify 49 User Manual Firm Permissions bobbroker 653 Session ID All Session IDs Saana LA Restrictions Class A Firm YWE a Status YKY Yer Disable Permission Delete Permission Make Admin Session ID ia All Session IDs Fi Restrictions Enable Permission Delete Permission Make Admin Apply to subfirms 147 905 Session ID All Session ID Exchange CME o cession Ibs di Restrictions Status SUBFIRM Disable Permission Delete Permission Add Remove Firm Cancelinquiry Inquiry E Inquiry amp Cancel Account A All Accounts Selection 123 did Note Please separate multiple values using commas Tag 50 ID AllTag 505 Selection 123 Note Please separate multiple values using commas Cancelilnquiry Inquiry E Inquiry amp Cancel Accou
30. in the items page list Click a column header to sort items by that column Click again to reverse the sort To customize the layout of either the Order or Fill results click the Customize results link on the Order Inquiry window This links to the User Preferences Summary Layout where columns that display on Order and Fill searches can be reordered or deleted At the bottom of the page click the appropriate link to export the results to a CSV Excel or PDF Adobe and follow instructions to open or save file Note PDF option is not available for aggregate fills FirmSoft Option Step Actions Save Results 1 Click Add Query to Favorites The User Preferences page displays Add Query to Favorites 2 Follow Favorite Queries and Email Reports process starting at Step 2 Save as Email Report User Manual 20 FirmSoft Order Detail Page Examples Use the Order Detail page to view details for a specific order Note Order Detail is not an option with Aggregate Fills Order Detail without fill DataSource Order Key Client Order ID Order Info ZSN6 User Firm Exchange BIS Open Oty 1 Tag 50 TRUT CME CBOT DUME Buy TIF Good Till Cancel Account CTI Code TEST_ACCOUNT 3 Sender Location ID Brio Time In CST 2013 09 17 09 33 55 597 Order History Session ID Client Order ID BS Ot Open Filed Cancelled Contract Oty Oty Oty Buy 1 1 0 0 Type YAU YXU36655 Limit Order Z5N6 Order De
31. lid in a Windows or Unix file name An invalid character is replaced with an X Both report names and internal report names may contain an X instead of the invalid character This zip file consists of two csv files labeled Example XGoldman Larry 2009 06 13 reporti 282 part1 csv XGoldman Larry 2009 06 13 report1 282 part2 csv In this example there is another zip file labeled Example XGoldman Larry 2009 06 13 reporti 282 2 zip which contains XGoldman Larry 2009 06 13 report1 282 part3 csv User Manual 22 FirmSoft Search Criteria Definitions Term Cross ID Client Order ID Contract During Fill Type OMNI Order Status Order Type Price Format and Price Side Spreads 23 User Manual Search Field Type Field Field Field List with custom option List Field List List List and Text Box List List Definition Cross ID is a unique identifier which is used to group legs of a Request For Cross RFC order Unique identifier for an order assigned by the client Tag 11 CIOrdID in the iLink SDK Message Specifications The symbol used to identify the instrument being traded Provides the selection of a time frame To include the previous day s date in the report results select the previous day from the list Time parameter measurement by search type e Order Searches the time parameter is measured against Time In e Fill Searches the time parameter is measured against Fi
32. ll Time The default for this option is today s date Select how fill type is displayed Select e Enumerated Simple search for fills no aggregation or averaging A separate row is displayed for each partial fill e Averaged Search for fills total filled quantity aggregated by order A calculated average fill price is also displayed The Omnibus Account Number is an account held in the name of an entity or person It may be utilized for placing and clearing the trades of one or more undisclosed customers of the account holder The order status Order Status Definitions The type of order Order Type Definitions The format of the price and the price The order side Select e Bfor Buy e Sfor Sell e All for Any Options for viewing spreads Select e Summary for a summary view Term TIF Time in Force Trading Day Search Field Type List List FirmSoft Definition e Leg for a detailed list of the fills received in the underlying legs Specifies how long the order remains in effect TIF definitions Specifies the time frame for Fills criteria To include the previous day s date in the report results select the previous day from the Trading Day drop down list User Manual 24 FirmSoft Order Status Definitions Order Status displayed based on value selected in the Order Inquiry window Option Description Working New Partial Fill Pending Cancel Pending New Pending Replace
33. mmas 53 User Manual
34. nt All Accounts Selection Note Please separate multiple values using commas Tag 50 AllTag 505 Selection Note Please separate multiple values using commas Cancel Inquiry Inquiry Inquiry amp Cancel Account All Accounts Selection ABC DEF GHI JKL ANG Note Please separate multiple values using commas Tag 50 A AllTag 505 Selection UMM Note Please separate multiple values using commas FirmSoft Note If the firm is a subfirm there will be a gray band indicating this along the left side and the Make Admin and Apply to Subfirms options will not be available Note If Permissions are Disabled Firm row will be grayed out Status will be red 3 Doone or more of the following e Click Disable Permission to disable a permission or Enable Permission to enable e Click Delete Permission to delete permission for the selected firm or subfirm e Click Make Admin to make the user a Firm Admin for the selected firm or click Remove Admin to remove the user as a Firm Admin e Click Apply to subfirms to apply permissions to all subfirms Subfirms display to the right of the firm information box e Set Sessions toggle Cancel Inquiry restrict Accounts or Tag 50 User Manual 50 FirmSoft 4 Repeat step 2 for additional Firms Subfirms as necessary 5 When finished with changes click Next Confirm Changes page displays Confirm Changes bobbroker
35. ote Cancellation History page for updated status 2items found displaying all tems 1 Firm session Status 875 GXB Message Sent oro GXD Message Sent 2items found displaying all tems 1 31 User Manual FirmSoft View Cancellations Mass Quotes View mass quotes that were cancelled using FirmSoft Mass Quote Cancellation gt To view canceled mass quotes 1 Click the Cancellations tab 2 Click the Mass Quote Cancellation History tab Mass Quote Cancel All Order Cancellation History Mass Quote Cancellations Executed User 19209 at Fri Sep 13 10 36 02 COT 2013 Execution Window Today last 5 days One MQ Cancellation Record found Firm Code session User Symbol Status Cancel Time 007 AN 19209 SENT 2013 09 13 10 35 49 680 One MQ Cancellation Record found Export Results C 5V PDF Options e Sort by clicking the arrows adjacent to any column e To export results at the bottom of the page click CSV for Excel or PDF for an Adobe output file e Click the Last 5 days link to view cancellations for the previous five days or click the Today link to view today s cancellations e Click Refresh Page to display status changes for the cancellation User Manual 32 FirmSoft User Preferences Use the User Preferences page to set up queries and email reports modify summary layouts and manage profiles FI
36. phone numbers Note The Status indicates the state of FirmSoft access for a user User Manual 42 FirmSoft Export or Print Search Results Use the print or export buttons in the Results section to print or export contact information Results o aa select All None SMART Click ID Role Name Contact Status Date Modified Modified By Last Login M bbaker Firm User baker Hill 01 21 2013 CME Group 0316 2012 View Edit F billyjoe Firm User Joe Billy 02212013 Tuttle Joseph 05 16 2012 View Edit gt To print search results 1 From the Results section click Print Results list displays in new window in printer friendly format 2 Right click on the list and select Print from the menu Forward Reload Save as Translate to English View page source View page info Inspect element 3 Select printer options and click Print gt To export search results From the Results section click Export Depending on the browser the file will automatically download and may be opened or saved or a dialog box will prompt to open or save the file 43 User Manual FirmSoft Send an Email to One or More Users Use Send Email to send an email to one or more users Note Functiionality and number of users allowed may vary by browser type gt To send email 1 From the Results list click the check box adjacent to the user or click Select All SMART Click IG Status Date Modified 8 klodilied By
37. previously submitted CME Group Globex Schedule 3 amp 4 until March 31 2015 After this date only users with a SMART Click ID and permissioned FirmSoft rights will be considered GCC Inbound Contacts with the necessary permission s to status and or cancel orders Note A SMART Click ID is a unique user ID that allows access to CME Group systems The SMART Click ID is retained by the user even when the user changes firms clearing or trading All users should only have 1 SMART Click ID Additional SMART Click information is available here As aresult of this new model Clearing Firm Administrators will no longer be required to submit a CME Group Globex Schedule 3 amp 4 to register GCC Inbound Contacts Instead the Administrators will use the FirmSoft tool to enable permissions for GCC Inbound Contacts as necessary User Manual 40 FirmSoft FirmSoft Roles and Status FirmSoft provides three roles with varying levels of permission If the Role is Role appears as Permissions allowed Firm Admin User Firm 2 Cou a Administrate users at firms they are permissioned for Search and cancel orders if they are permissioned Firm User Firm User Search and cancel orders if they are permissioned by the Firm Admin Example SMART Click ID Role fs_smart Firm User 9 fs smart Firm User Status Descriptions Status Icon Description All permissions within the FirmSoft Administrator s view are inactive for this user Disabled and
38. rmSoft vw M E G ro u p EE Ee How the world advances Application 7 Order Inquiry Cancellations Administration Tools Help User Preferences Favorite Queries amp Email Reports iJ Summary Layout Profile Management 4 Enter a Name 2 Save as Favorite E 3 Select search fields Orders Fills Aggregate Fills TIF Ang A Order Type All A Order Status Working A Client Order ID During All Available Price Format Dec aa Side Alje OMNI Contract Cross ID Product Code Lookup Saved Queries Note There is a total limit of 20 saved queries Of these 20 queries only 10 may be saved as Favorites Name Jackie1 Type ORDERS ma Favorite O Report Last Modified 2013 06 12 13 33 05 443 Trader ID AA Firm 007 Session ID Ali Account Taq 50 Exchange All TIF All 3 Order Type AI Order Status Working ClentOrder ID During All Price Format Dec Side All OMNI Contract Cross ID Price Options e Save Query as Favorite e Summary Layout e Profile Management 33 User Manual FirmSoft Favorite Queries Save a search as a favorite or email report User Preferences Favorite Queries amp Email Reports li Summary Layout Profile Management 1 Enter a Name 2 Save as Favorite Save as Email Report 3 Select search fields Trader ID A Firm All A Session ID All 5 Account a Exchange CME A Orders Fills Aggregate Fills TIF All A Order
39. s a Class A firm The value 001 287 represents subfirm 287 in Class A firm 001 If a user requires permissions for the Class A firm and all subfirms select only the Class A firm If a user requires distinct permissions for multiple subfirms the Firm Administrator must select each Firm Subfirm 3 To highlight CME or CME Europe firms select an option under Highlight Exchange Optional Highlight Exchange None None CME EUR CME Note A single firm may have individual exchange codes they are treated as separate permissions 4 Doone of the following e To Add Firms select a firm or firm subfirm combination in the left column and click ni Selected firm information moves from left column to right 47 User Manual FirmSoft e To Delete Firms select a firm or firm subfirm combination in the right column and click Lal Selected firm moves from right column to left Note If a user is being added no firms will display on the right 5 When finished adding or deleting firms click Next to return to the Firm Permissions section of the Add Edit User page User Manual 48 FirmSoft Modify Firm Permissions The following options are available for User Firm Permissions e Enable Disable permissions e Delete permissions e Make Admin Remove Admin e Apply to subfirms Note Trading member firms will have different Firm IDs if they trade with both CME and CME Europe Class A firms may have different exc
40. seover field descriptions for context sensitive help Fields with this border support wildcard usage E Report to file Search Results Search Completed 2014 01 17 15 02 41 060 by username bobbroker in 0 ms Search Criteria searchType FILLS firm 6G5 sessionid All exchange CME includeMassQuoteFillsFlag true filType Averaged timelnForce All orderType All 7 spreadType Leg date TODAY fromDate 2014 01 17 00 00 00 toDate 2014 01 17 23 59 59 priceFormat Dec Add Query to Favorites Order Price Customize results Records 1 50 of 1000 shown items page 50 Page 12 34 567 891011 12 13 14 15 16 17 18 19 20 Next gt Sender stop Limit Fill jo Fill Kae S Location Exchange Price Price Price ot Status Time Tag 50 Prev ID Dec Dec Dec CST ID Client Fill Session Fill Limit Stop Order ID Qty Price OMNI Account Firm ID Contract Qty Price Price Bi CME Partially YV815791 13 9439 TEST ACCOUNT 665 NYMEX 9 439 Filled DUMMY CME Partially NYMEX dual Filled Partially Filled YV815791 13 9437 TEST ACCOUNT 6G5 DUMMY YV815757 669 9437 TEST ACCOUNT 6G5 9 437 DUMMY gt To conduct a fills search 1 Click the Fills tab on the Order Inquiry page 2 Select Fill Type Note Average Fill requires entry of a Firm and does not return results for Limit Price Stop Price OMNI Time In Fill Time and Sender Location ID 3 Enter or select additional appropriate criteria on the Fills tab e Click Repor
41. t Users can view e Order information including status e Fill information including partial fills and fills from mass quotes e Order history e Order details including timestamps and cancel replace history If enabled to do so FirmSoft users can cancel e an individual order e agroup of orders e all working orders and mass quotes Watch a video overview of FirmSoft features and functionality Logging In and Logging Out FirmSoft uses SMART Click to access the application If you do not have a SMART Click ID or do not have SMART Click access for FirmSoft reference SMART Click Registration for access links and information Note For issues logging in contact SMARTClick support at 312 930 3444 or access the SMART Click page LO mA po a 3 CME Group Firmsoft NR Use your CME Group SMART Click credentials to sign in By logging in you agree to the User License Agreement User ID Need to register Password forgot my password forgot my user ID 2014 CME Group Inc Version 2 0 70 5 User Manual FirmSoft gt To login to FirmSoft 1 Click login to FirmSoft or enter https firmsoft cmegroup com into a browser 2 Enter User ID Smart Click ID and Password then click Login The Navigation menu displays If the User ID Password combination is not valid you will be prompted to re enter along with a validation sequence 3 Select FirmSoft from the Portfolio and Risk menu e gt Q https loginnr
42. t the appropriate criteria in the Orders tab Click Report to File to route the search output to an excel file instead of the screen e Basic Search Criteria may be also be entered e View search criteria definitions e Click Product Code Lookup to access CME Group Product Codes Listing web pages if needed 2 Click Submit Query displays under Search Results or in Excel if Report to File has been selected Search Records Please Select Select a saved search a recent search or enter new criteria below i Clear Fields Exchange CME Trader ID Firm 6G5 Session ID All Account Tag 50 TIF a Order Type All mi Order Status Working Aggregate Fills Client Order ID During All Available Price Format Dec w OMNI Contract Product Code Lookup Fields with this border support wildcard usage Cross ID Side All Price Report to file Mouseover field descriptions for context sensitive help Search Results Search Completed 2014 01 17 14 53 02 951 by username bobbroker in 0 ms Search Criteria searchType ORDERS firm 6G5 sessionid All 7 exchange CME timelnForce All orderType All orderStatus Working side All 7 date All priceFormat Dec __ Add Query to Favorites Selected Cancel Customize results Records 1 50 of 1000 shown Items page 50 lv Page 12 34 567 891011 12 13 14 15 16 17 18 19
43. t to File to route the search output to an excel file instead of the screen e Enter addtional Basic Search Criteria if appropriate including use of wildcards for Account and Tag 50 fields e Check Include mass quote fills to include fills from mass quotes e View search criteria definitions e Click Product Code Lookup to access CME Group Product Codes Listing web pages if needed Note A wildcard may be used for Client Order ID or Contract when you are unsure of the exact term 4 Click Submit Query displays under Search Results or in Excel if Report to File has been selected 5 Adjust search results options including export to CSVor PDF Optional Note Sender Location ID is not populated for mass quote fills Note Add Query to Favorites if desired 15 User Manual FirmSoft Aggregate Fills Search Criteria An Aggregate Fills Search provides a summary of filled orders for the selected Trading Day To conduct an aggregate fills search 1 Click the Aggregate Fills tab on the Order Inquiry page Search Records Please Select xr Select a saved search a recent search or enter new criteria below Lil Clear Fields Trader ID Firm 665 Session ID Aj Account Tag 50 Exchange CME Orders Fills Aggregate Fills Contract ne i G Trading Day Jan 17 2014 iw Show Tag 50s in results Product Code Lookup Mouseover field descriptions for context sensitive help Fields with this border support wildcard
44. tail with fill DataSource Order Key Client Order ID 622971326 YV550765 Order Info 6CU3 User Firm Exchange Tag 50 YW5147 CME DUME TIF Day Account CTI Code Origin TEST_ACCOUNT 3 1 Time In CST 2013 09 17 09 12 46 516 Fill Info Contract 6CU3 Fill ID 6214 064 Order History Session ID Client Order ID BS Oty Open Filled Cancelled Contract Oty Oty Qty Buy 3 O 3 0 Type WS WVSo076G Limit Order 6CU3 21 User Manual Limit Price 11 364 Contract Limit Price Z5N6 11 364 Origin Receipt Time CST 1 2013 09 17 09 33 55 715 Stop Account Price TEST ACCOUNT Limit Frice 9 685 Receipt Time CST 2013 09 17 09 12 46 524 Fill Report Time CST 2013 09 17 09 12 46 753 Account TEST ACCOUNT Type Status Limit Order Working Manual Ord Ind Self Match Prev ID N 12345675 Status Time In CST Working 2013 09 17 09 33 55 657 Type Status Limit Order Filled Manual Ord Ind N Self Match Prew ID Status Time In CST Filled 2013 09 17 09 12 46 516 FirmSoft Naming ZIP File Report Conventions FirmSoft compresses and breaks apart a large report to ensure delivery for email applications FirmSoft uses a compressed zip file which contains csv files The zip file name is labeled USER NAME _ YYYY MM _DD _ Report _ FirmCode _ Zip Example XGoldman Larry 2009 06 13 reporti 282 1 zip Note The USER NAME may contain characters that are not va
45. tems Page Sort Customize Export Export options CSW PDF 19 User Manual Records 1 50 of 1000 show tems page so fl Page 1234567891011 12 13 14 15 16 17 18 19 20 Next Limit Price Dec 203 202 20 Self Tag 50 paa ra BIS Time In CST aN OMNI Account Firm fontract Qty Reason Exchange pus ID DUMMY 8 YV8 SELL 2014 01 17 11 38 25 209 0 TEST ACCOUNT 6G5 HOH4 HOK4 8 app DUMMY 11 YV8 BUY 201401 1711 3825194 0 TEST ACCOUNT 665 HOH4 HOK4 11 Nora DUMMY 44 YV8 BUY 2014 01 17 11 38 25 150 0 TEST ACCOUNT 6G5 HOH4 HOK4 47 Pret Page 123456 7691011 1213 14 15 16 17 16 19 20 Next gt Step Actions 1 3 Click a Client Order ID in the Search Results section Order Details displays in a new window Note If blocked by browser s pop up blocker click security message to access or change browser permissions If desired click a Client Order ID in the Order History section to view the details of that order Click Li to close the Order Detail window Click a Client Order ID in the Search Results section Order Details will display in a new window may be blocked by browser s pop up blocker Note If blocked by browser s pop up blocker click security message to access or change browser permissions Click a Client Order ID in the Order History section to view the details of that order Click to close the Order Detail window In the Search Results section select an option
46. that appear on the actual screen The following functions are available to modify these reports from the Summary Layout window e Modify report field order e Delete areport field e Change the number of Items per page User Manual 36 FirmSoft gt To modify search results fields 1 Click the User Preferences tab select Summary Layout 2 In the Columns for the Order report section drag columns up or down until they are in the desired location in the report gt To delete or add a search results field 1 From the User Preferences tab select Summary Layout 2 In the Columns for the Order report section do one of the following e Click Delete adjacent to the field to delete OR e Click Add adjacent to a field in the Deleted Columns section to add it back into the report 3 Click Save Changes when finished gt To change the number of results displayed 1 From the User Preferences tab select Summary Layout 2 Inthe Number of Results Displayed section click the radio button for your selection 3 Click Save Changes when finished 37 User Manual FirmSoft Profile Management Profile Management provides access to modify your user profile gt To view edit profile information 1 JR GA a AO S On the Profile Management tab click Edit in the Profile Information section User Preferences Favorite Queries amp Email Reports Summary Layout lt E19209 gt Profile Information
47. usage E Report to file Search Results Search Completed 2014 01 17 15 14 22 346 by username bobbroker in 0 ms Search Criteria searchType AGGREGATE FILLS firm 6G5 sessionid All date TODAY exchange CME contract G fromDate 2014 01 17 00 00 00 toDate 2014 01 17 23 59 59 show Brokers true Add Query to Favorites Account Tag 50 Product Instrument Avg Fill Pre 100 000 TEST ACCOUNT DUMMY GE GEZ4 Account Tag 50 Product Instrument Avg Fill Pre 12389 000 12389 000 12384 000 12384 000 100 141 100 141 GCG5 DUMMY TEST ACCOUNT DUMMY Export options CSV 2 Enter Firm 3 Enter addition search criteria as desired e Enter Basic Search Criteria if appropriate e View search criteria definitions e Click Product Code Lookup to access CME Group Product Codes Listing web pages if needed Select Trading Day from the list Click Show Tag 50s in results to show Tag 50 4 5 6 Click Report to File to open the results in an Excel file Optional 7 Click Submit Query displays under Search Results or in Excel if Report to File has been selected 8 Adjust Search Result Options including export to a CSV Note A wildcard may be used for Client Order ID or Contract when you are unsure of the exact term Note Population of Excel column fields when Report to File is selected will vary by search type Note Add Query to Favorites if desired User Manual 16 FirmSoft Wildcard Matching Wildcards
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