Structured Securities (STS) - National Association of Insurance
Contents
1. NOTE There is a 100 Cusip limit per file Portfolio Summary Welcome NAIC Test Acct u ems On the Portfolio Summary Automated Valuation Service tab you can see the total Home Searches Portfolios My Account New Window Help Log Off aon E number of securities in Structured Securities Portfolio Management 7 total result s your po rtfolio by Ty pe Year 2013 Portfolio Name 00001 My Insurance com RMBS or CMBS Status Summary All Items Purchase Download History of Securities by Type of Securities by Portfolio Status of Securities by Security Status Invoices total number of securities RMBS 7 Ready for Download 7 Modeled 7 Invoice SS00000001 3 2 Total 7 0 Downloaded Total 7 Total 7 In your po rtfol IO an d applicable invoice s ws10 OLTPDVLP AVSPLUS Copyright 1991 2013 National Association of Insurance Commissione All rights reserved 8 26 2013 SECURITY STATUS for a given year a security always has a status of one of the following e N A The security was not modeled or submitted for consideration for that particular year Requested for Consideration The security is under review and whether or not it will be modeled has yet to be determined To Be Modeled That the security has undergone an initial review and will be modeled Modeled The security has been modeled Not Modeled The security will not be modeled When a security is identified as Not Modeled it is always acco2. Structured Securities STS 2015 User s Manual Table of Contents GRINS d4 IIT 1 Introduction to Structured Securities eee eese eee e eene eee eee nennen 3 System Hours abd SuDDOTt sich E E VR BEES CHE o ER V VERA ei 3 Contact Information sessie a E T a 4 System Requirements vea ea pecia ran co uda Ya Ve NK EENE SK CR A LS TO T UMS 4 Third Party Administrator Service ius ues v oa soe s qe e Rene Sa eU en SE a ae voU URN ERN E A Dee Tu EOM S KR VR SUN S UNE 4 AVS Home Page amp Logging IN essecseecsecseccoccsecsoccoecseccsecccccsecseccoecsoccoecsecseecoccsecseecseecsees 5 NAIC Log In WIDOOW 5 vet ce o ci dva ade edad evade vu us E NOR e hd vada rine SN oed Eu daa FUE NTE 5 First Time Logging n i coa esa rua ENS ESR SR NER Cu xS RAS FUNEM a E XR Va NU HN aUa E QUAE EA a ru EUPV VR SEV eKG 6 Using Structured Securities ciii oveeL espe EDU pda ex Eod ea eH EE E Qua P IL Pene RU LPR E Ra en Pa Ceo Ee GE 6 Accepting Terms oT USC s ie ener ER S RUDI vau SEO RNE DI EAE VU ORE S VAR dE EdaeR up aT sedeo ee wan vy vu uS OUNS 7 CUSIP Search Add to Portfolio and Submit for Consideration 7 Porttollo Madnagemoent io poo ivese nelloeiueda te APPS ve cede tud eM A E DIS M D DIOE MEAT ID MN 9 All Items in your POFQtJOllo iscosss sspe Sio es kao ERRARE DRE ERE RE RRSARE FERRE E ERER ERAS CERERI EINEN 10 Portfolio Summary EE pu
3. ws02 NAICBETAAVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 22 2013 NAIC Log In Window N A IC National Association of Insurance Commissioners Enter your AVS ID User Name and Password The password is case sensitive and will appear as rm asterisks 5 when entered After the User Name and Boii Md Login i entered read and agree Forgot your password Click Here to all terms and Need assistance with logging in conditions by selecting Z Email Support Call Support 816 783 8500 i the check box beside the By Checking the box to Terms and Conditions th e eft your agree to all i terms and conditions label National Association of Insurance Commissioners 2015 Select the Login Button First Time Logging In eee eee ee IDE Page 5 2015 STS User s Guide Last Updated October 26 2015 The first time you log in the system will prompt you to select challenge questions and provide answers After established if you forget your password and select the Forget Your Password hyperlink the system will prompt you to enter the case sensitive answers to the challenge questions you previously selected If you provide the correct case sensitive answers the system will display the change password prompts If you are not able to provide the case sensitive answers contact the NAIC Help Desk by email help naic org or phone 816 783 8500 for addition
4. company s internal use and to store the information and data in one or more databases for interrogation analysis manipulation compilation report preparation or later retrieval Violation of these terms will result in termination of this license and may result in legal action Third Party Administrator TPA Limitations on Use Third party administrators TPAs are required to sign a hardcopy License Agreement and return it to the NAIC to provide an insurance company client list to the NAIC and to pay an access fee prior to accessing client insurance companies Reports TPAs agree to use the data within each Report only for their insurance company clients that hold non agency RMBS or CMBS securities in their portfolio and only to assist in the preparation of insurance company client regulatory financial filings Even after signing the Terms of Use as a permitted user TPAs must obtain written authorization from the NAIC to use the Report for each insurance company client Permission will only be granted after the insurer has paid its assessed modeling fee to the NAIC The TPA is restricted from using the Report for any Page 1 2013 STS User s Guide Last Updated September 1 2013 insurance company client that has not paid its 2015 Structured Securities modeling fee or assessment to the NAIC In addition the TPA agrees not to market sell share transfer or otherwise distribute this data in any manner or form Violation of these terms will resul
5. 8 20 2013 Welcome NAIC Test Account M If you are also an AVS subscriber then you ll see Home Searches Portfolios My Account New Window Help Log Off Bulletin E Inquiry Service View All Posts additional navigations in the To Filing Exempt Date All Users Aug 20 2013 H A z avs menu bar to distinguish Structured Securities gt AVS Search AVS Portfolio C Securities VOS and FE Quick Search Portfolio Upload amp Valuation Requests Portfolio b etwee n AVS an d St ru ct ure d n Multiple Portfolio Upload Manage Structured Securities Portfolio NO Period End Update Multi Company Portfolio Download VOS and FE Advanced Search Alert Notification Settings Se C u r It es p ro CESS es i Ex Dividend Alert Notification Report Search Foreign Exchange Rates Search Modeled Securities Mutual Funds Add Remove from Portfolio in Bulk Counterparty Designations s Counterparty Desiana M Note For the purpose of this Group Code 99 View Invoice Details r a Schedule BA m guide the remaining screens Surplus Notes NAIC1 p Surplus Notes NAIC2 NAIC6 View Online Tutorials T RSAT Index List will be shown as if the user Industry Memo only has access to Structured Securities ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 Terms of Use Page 6 2015 STS User s Guide Last Updated October 26 2015 F Lay Help Log Off Home Searches Portfolios My Accou
6. be able to access the Report THIS REPORT HAS BEEN DEVELOPED FOR REGULATORY COMPLIANCE PURPOSES ONLY IT SHOULD NOT BE USED AS INVESTMENT ADVICE IS NOT INTENDED AND SHOULD NOT BE USED AS THE BASIS UPON WHICH TO BUY OR SELL ANY SECURITY DOES NOT TAKE INTO ACCOUNT THE SPECIFIC INVESTMENT OBJECTIVES FINANCIAL SITUATION AND OR PARTICULAR NEEDS OF ANY PERSON OR ENTITY DOES NOT CONSTITUTE AN OFFER OR AN INVITATION TO MAKE AN OFFER TO BUY OR SELL ANY SECURITIES DOES NOT REPRESENT A BASIS FOR TRADING OR A RECOMMENDATION RELATING TO ANY SECURITIES THIS REPORT CONTAINS INFORMATION THAT IS SUBJECT TO CHANGE AND MAY NOT BE CURRENT AS OF THE DATE HEREOF AND NEITHER LICENSOR NOR ANY OTHER PARTY HAS A DUTY TO UPDATE INFORMATION IN THE REPORT Insurer Limitations on Use By clicking on the Agree button as an insurer agree that have paid the required Structured Securities modeling assessment to the NAIC and agree to use the data within the 2015 Report only for non commercial informational use shall not market sell share transfer or otherwise distribute this data in any manner or form including on a local area network to any other person that is not my insurance company affiliate it being understood that affiliate is any entity wholly controlling controlled by or under common control of Licensee Notwithstanding the foregoing shall have the right to reproduce the information and data in whole or in part in any medium or format for my
7. produce prices based upon expected losses for each NAIC designation Insurers will map the carrying value of each RMBS to these amounts to determine the appropriate NAIC designation and accompanying RBC requirements Members of the NAIC have also authorized an assessment of the costs associated with this project to those U S insurers that own non agency RMBS CMBS subject to the modeling process An assessment of the costs associated with this project are billed to the insurance companies owning non agency RMBS CMBS CUSIPs subject to the new modeling and assessment process based on Schedule D information from December 31st statutory annual statement filings The NAIC will include all securities that have been identified as non agency RMBS CMBS held by insurers as of the Annual and 2 Quarter in the first file delivery in late December annually Securities that were identified after the 2 Quarter cut off will be analyzed and released in a similar format on late January System Hours and Support The Structured Securities service is available at https avsplus naic org avsplus pages public home jsf Due to the nature of the Internet the system is available nearly 24 hours a day seven days a week However the official system hours are 8 a m to 5 p m CST The system is not available during periods of scheduled maintenance and updating which is generally the first Saturday of each month Maintenance and update periods are posted on the STS Bull
8. tems Purchase Download History CUSIP Type Date Action Taken By t h ec h a nge TESTTEST1 ADD Tue Aug 20 15 20 27 CDT 2013 NAIC Test Account ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 Download Multiple Portfolios Navigate to Portfolios Multi Company Portfolio Download y La Welcome NAIC Test Acct Home Searches Portfolios My Account Select the file format for the Help Log Off download and the portfolios to be included Download Submissions File Status Date Completed Central Time File Format In Queue For Processing csv Select Submit to start the SelectFile Format amp csv C text Select All process to create the single Multi Company Portfolio Download Download Company Code Company Name Zip file with the portfolios z Available 00001 My lnsurance com 1 Available 00002 Local Insurance Inc Iv Available 00003 Our Insurance Co ws10 OLTPDVLP AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 27 2013 Ze ded ian The process to create the Zip file aW 9 om EP TC may take up to 15 minutes to Home Searches Portfolios My Account New Window Help Log Off s complete You may need to refresh your browser to see the File Status Date Completed Central Time File Format Ready To Download 08 27 2013 2 22 PM csv link to the Zip file
9. 00 Walnut Street Suite 1500 Kansas City MO 64106 Phone 816 783 8300 E mail securitiessupport naic org For assistance with your ID or password please have the following information available AVS User ID and password NAIC company code system contact name and type of browser used Then contact Help Desk 816 783 8500 E mail help naic org System Requirements AVS performs optimally under Microsoft Internet Explorer version 7 and version 8 and under the two most current major versions of Firefox i e 8 x and 9 x Customers will not be required to load any additional software onto their PCs Users must have a valid ID and password to use the system To obtain an AVS User ID and password please contact the AVS Administrator at 816 783 8300 Third Party Administrator Service A Third Party Administrator TPA is defined as an individual or group of individuals that are in the business of advising managing or procuring Structured Securities data for insurance companies investment portfolios A TPA is allowed to create and maintain portfolios in the name of one or more insurance companies All clients of TPAs must specify the TPA to which they are granting access Page 4 2015 STS User s Guide Last Updated October 26 2015 AVS Home Page amp Logging In To access the AVS home page open a browser and enter https avsplus naic org avsplus pages public home jsf AVS Inquiry Service Filing Exempt Help Log
10. 6 2015 Welcome NAIC Test Account in a Home Searches Portfolios My Account AVS Automated Valuation Service New Window Help Log Off Structured Security Search Criteria Structured Security Search Results No results found Add TESTTEST1 to portfolio CUSIP TESTTEST1 v CUSIP 4 Issuer Name 4 Issue Description 4 This security is not modeled and has not been submitted for consideration this year If you want to request this security for consideration please use the Add to Portfolio button to the right The act of adding this security to a portfolio will also submit it for consideration Search Clear Download Full RMBS CMBS Listing LTPQA AVSPLU opmgnto 1991 2013 1 Add to Portfolio E 00001 My Insurance com 00002 Local Insurance Inc F 00003 Our Insurance Co Portfolio Management f o Welcome NAIC Test Account Home Searches Portfolios My Account New Window Bulletin Board Lates Structured Securities Portfolio To S Multi Company Portfolio Download All Users Upcoming Events Aug ZU 20 AVS Structured t A wealth of information is at your fingertips with a subscription to the Automated Portfolio i Valuation Service AVS is the fastest and most efficient way to obtain crucial Manage Structured Securities Portfolio eV Multi Company Portfolio Download information about the securities in your portfolio Search Web based real time Automated Valuation Service now with a histor
11. P Portfolio Status Invoice v Type Security Status Action TESTCUSIP1 Ready for Download SS00000001 RMBS Modeled TESTCUSIP2 Ready for Download SS00000001 RMBS Modeled TESTCUSIP3 Ready for Download SS00000001 RMBS Modeled TESTCUSIP4 Ready for Download SS00000001 RMBS Modeled TESTCUSIP5S Ready for Download SS000000D RMBS Modeled TESTCUSIP6 Ready for Download SS00000001 RMBS Modeled TESTCUSIP7 Ready for Download SS00000001 RMBS Modeled Export Download List Download Modeled Data ws10 OLTPDVLP AVSPLUS Copyright amp 1991 2013 National Association of Insurance Commissioners All rights reserved 8 26 2013 The Purchase tab shows the securities that have been added to your portfolio that will be modeled and are available to purchase Securities that you no longer wish to purchase can be removed by selecting the Remove link prior to purchasing Once you have purchased the securities and the Modeled Data is available you can download the data on this tab or Export the details to a csv file Page 11 2015 STS User s Guide Last Updated October 26 2015 History of Actions in your Portfolio 9 Welcome NAIC Test Account ome Searches Portfolios My Account Help Log rt that have occurred in your Structured Securities Portfolio Management 223 total result s m portfolio the date it occurred Year 2013 x Portfolio Name 00001 My Insurance com and the individual who made Summary All
12. STCUSIP2 Ready for Purchase RMBS Modeled Remove TESTCUSIP3 5000001 Rues Modele your portfolio to compensate you TESTCUSIP4 Ready for Download SS000001 RMBS Modeled e ee for that security You can now use this empty slot to add the same type of security to your portfolio without being invoiced Summary All Items 967 Purchase 0 Download 952 History 29 BE currenty none Once you have purchased the This view contains all of the items in your portfolio F R CUSP Portfolio Status Invoice v Type Security Status replacement security It will show TESTCUSIP5 Submitted for Consideration Undetermined Submitted for Considerato j n yo u r po rtfo iO W it h t h e Sa m e TESTCUSIP6 SS000001 Modeled TESTCUSIP7 Submitted for Consideration Undetermined Submitted for Consideration NVO ce num be ras t h e TESTCUSIP8 Submitted for Consideration Undetermined Submitted for Consideration z TESTCUSIP9 Submitted for Consideration Undetermined Submitted for Consideration re p a C e m e nt S e C u r l ty Al SO t h e E bain MU au Portfolio Status for the Available TESTCUSIP11 Ready for Download SS000001 CMBS Modeled TESTCUSIP12 Ready for Download SS000001 RMBS Modeled Em pty S ot WI C h ange to U sed TESTCUSIP3 Used Empty Slot replaced by TESTCUSIP6 SS000001 ode Histo Empty Slot replaced by Cusip Ready for Download 55000001 RMBS Modeled Note If there are unused empty slots in yo
13. VS ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 Welcome NAIC Test Acct wv Automated Valuation Service A product of Home Searches Portfolios My Account New Window Help Log Off Invoice Criteria Period 2013 STS Invoice Details 2 results d Pup Company Name Invoice Number Order Date anor Invoice Type Billing Contact Invoiced Cocode invoiced Company Name Invoice Total 00001 My Insurance com SS000001 08 23 2013 Yes TPA TESTUSER 00001 My Insurance com Pending 00003 Our Insurance Co SS000002 08 23 2013 No Initial TESTUSER 00003 Our Insurance Co Pending Export Search Results as CSV ws10 OLTPDVLP AVSPLUS Copyright 19414 2013 National Association of Insurance Commissioners All rights reserved 8 26 2013 Select the invoice link to download the detailed list of securities on that invoice View the details related to all of your invoices by navigating to My Account View My STS Invoices Select the year for the period to view all invoices or Export the details in a csv file Page 13 2015 STS User s Guide Last Updated October 26 2015 Bulletin Board Notices Welcome NAIC Test Acct ocu Help Log Off Automated Valuation Service Home Searches Portfolios My Account New Window Bulletin Board Latest Posts To Subject Date The four most recent Bulletin AV S Use
14. al assistance Using Structured Securities After successfully logging in you will see the below screen C Test u gem me NAI v wo A See im po rta nt Automated Valuation Service or DG Home Searches Portfolios My Account New Window communications Bulletin Board Latest Posts To Subject All Users Upcoming Events Aug 20 2013 for Structured AF cmm Utilize the dashboard T AVS Structured Secu Securities in the mie ti b A wealth of information is at your fingertips with a subscription to the Automated O p l O n S O r m e n u a r B u eti n B Oa rd Valuation Service AVS is the fastest and most efficient way to obtain crucial M MR E E uit Lompany Fortiolio Downloa information about the securities in your portfolio NER to navigate through Web based real time Automated Valuation Service now with a historical Search Modeled Securities TE view Mdifoepye BonForfub n Dui Structured Securities e Database includes over 250 000 securities from over 40 000 issuers e Unlimited securities in your portfolio Unlimited searches and Unlimited My Account valuation files View Invoice Details e Alert Service will send you a daily e mail notifying you of changes to Help securities in your portfolio View Online Tutorials Check out the AVS homepage to find out how you can get access to AVS ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved
15. ce T heck out tne 2 nomepage te fired aut how pou can get access Io Mia F hs Welcome NAIC Test Account Home Searches Portfolios My Account New Window Help Log Off Structured Security Search Criteria Structured Security Search Results CUSIP DSF a Issuer Name a Issue Description 4 Clear Download Full RMBS CMBS Listing ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 Welcome NAIC Test Account Roger Rose The Terms of Use will appear the first time you select a Structured Securities process each day You will need to review and accept the Terms of Use to continue to the page you requested To complete a CUSIP search select Searches gt Search Modeled Securities Enter the security number in the CUSIP field and select Search Page 7 2015 STS User s Guide Last Updated October 26 2015 Welcome NAIC Test Acct Automated Valuation Service A product of Home Searches Portfolios My Account New Window elp TOt Structured Security Search Criteria Structured Security Search Results 1 result cusip TESTCUSIP5 o CUSIP 4 sS er Name 4 Issue Description 4 TESTCUSIP5 TESTING NAME TESTING Description Clear Download Full RMBS CMBS Listing ws10 OLTPDVLP AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 29 2013 n gt Welcome NAIC Test Acct Auto
16. containing all Mecum see n portfolio files requested Select All Multi Company Portfolio Download Download Company Code Company Name O Available 00001 My Insurance com 1 Available 00002 Local Insurance Inc Page 12 2015 STS User s Guide Last Updated October 26 2015 View Invoice Detail Welcome NAIC Test Account A product of c eH m Home Searches Portfolios My Account zem wv Automated Valuation Service New Window Help Log Off Bulletin Board Latest Posts View My STS Invoices View To Subject Date All Users Upcoming Events Aug 20 2013 AVS Structured A wealth of information is at your fingertips with a subscription to the Automated Portfolio Valuation Service AVS is the fastest and most efficient way to obtain crucial Manage Structured Securties Portfolio NS Multi Company Portfolio Download information about the securities in your portfolio Search Web based real time Automated Valuation Service now with a historical Search Modeled Securities view Add Remove from Portfolio in Bulk e Database includes over 250 000 securities from over 40 000 issuers Unlimited securities in your portfolio Unlimited searches and Unlimited My Account valuation files View Invoice Details Alert Service will send you a daily e mail notifying you of changes to Help securities in your portfolio View Online Tutorials Check out the AVS homepage to find out how you can get access to A
17. es Report Your use of an ID and password to access the RMBS CMBS Structured Securities Report constitutes your agreement to the terms and conditions of this agreement without limitation or exception If you do not agree to these Terms of Use you are not permitted to access the RMBS CMBS Structured Securities Report As the owner of the Structured Securities Report the NAIC grants you a non exclusive non transferable license to use the file according to the terms and conditions stated herein CUSIP Search Add to Portfolio and Submit for Consideration Welcome HAPS Test Account Hicamee Searches Ny Account Sew Window cip Log Off Bulletin E Inquiry Sarica Moa LJ Filing Exempt Las Al Users tnarch Mexiniezi ecurition Pug 22 2011 AVS Structured Secures 00 A wealth of information is af your fingertips with a subscription 1a the Aulomnated Portfolio Valuation Sande KS is the fastest and most fciant way t obtain cnacial CalplmalouiegiidegcUyu informabon about ha securitas in your portali MOeuIi Gidnidlanld Search Web based real time Autamaled Valuation Sendo new with hist rica Search Wogeled Securities view AgdRimows from Pomii in Duk Database includes mer 250 000 securitias fom over 0 000 uera 2 Unbmited senarilies in pou partioi Unlimied searches and Unlimibed My Accoum valuation filas Aw levies Detain Aer ien ce will sand you a daily e mail noting you ef changes bo Help secxilies in pour portfolio Vira Chali
18. etin Board to let you know when the database will be unavailable System support is provided by the NAIC Help Desk the AVS Administrator and other NAIC staff as necessary Support hours are Monday through Friday 8 00 a m to 5 00 p m CST excluding holidays and or other periods of time when the NAIC offices may be closed The NAIC has established a help line to receive and respond to questions regarding the RMBS CMBS modeling process instructions and invoices By calling the NAIC at 816 783 8300 and selecting the Structured Securities prompt callers can access NAIC staff representatives for assistance with 1 questions related to user id and password for access to the file 2 questions related to invoices or to remit payment by credit card or by wire transfer or 3 Technical questions related to the application For questions related to statutory accounting and or the impact of the RMBS CMBS modeling and assessment process on RBC please contact the QA Help Line at 816 783 8400 and select the RMBS option Additional information and answers to frequently asked questions are posted at the NAIC s website at http www naic org index structured securities htm Page 3 2015 STS User s Guide Last Updated October 26 2015 Contact Information Questions about becoming an STS subscriber or questions regarding your company s portfolio and billing should be directed to National Association of Insurance Commissioners AVS Administrator 11
19. ical Search Modeled Securities view Add Remove from Portfolio in Bulk e Database includes over 250 000 securities from over 40 000 issuers e Unlimited securities in your portfolio Unlimited searches and Unlimited My Account valuation files View Invoice Details e Alert Service will send you a daily e mail notifying you of changes to Help securities in your portfolio View Onino TURO Check out the AVS homepaae to find out how you can get access to AVS ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 welcome LAILUNTABUUHANP nian raet annt Automated Valuation Service A product of Home Searches Portfolios MyAccount New Window Help Log Off Structured Securities Portfolio Management v Select Portfolio Account Code Account Name Year 2014 Y Toggle Fiter View 19135 ALFA MUT INS CO BCBSM INC Gear Fillers B When adding a security to your portfolio specify the company s to add the security to if you are associated to more than one company then Save Select Portfolios to view your company portfolio or download Multi Company Portfolios if you are associated to more than one company If you are associated to multiple STS accounts or a TPA you can narrow your search by populating the filter with the Account Code or Account Name Page 9 2015 STS User s Guide Last Updated October 26 2015 All Items in your Portfo
20. in Exit HAIC AVS Structured Securities To Log In to AVS select A wealth of information is at your fingertips with a subscription to the Automated The application makes the modeled data for residential mortgage backed Valuation Service AVS is the fastest and most efficient way to obtain crucial securities RMBS and commercial mortgage backed securities CMBS more Log n information about the securities in your portfolio easily accessible as it helps to determine the risk based capital RBC requirements for the non agency RMBS CMBS securities owned by U S e Web based real time Automated Valuation Service now with a historical insurers Th e N Al C AVS Lo g n view e Database includes over 250 000 securities from over 40 000 issuers e Review RMBS CMBS modeled data for CUSIPs held as reported by the Wi n d OW d i Sp ays e Unlimited securities in your portfolio Unlimited searches and Unlimited end of the second quarter valuation files Get CUSIP prices based on expected losses for each NAIC designation e Alert Service will send you a daily e mail notifying you of changes to Purchase modeled data year round for additional securities acquired securities in your portfolio e Download modeled data for companies in a group into one convenient CSV file Check out the AVS homepaae to find out how you can get access to AVS Check out the Structured Securities homepaae to find more information as to what is available
21. lio AVS Automated Valuation Service NAIC Next select the Year to Welcome NAIC Test Acct view your portfolio Home Searches Portfolios My Account Help Log Off Structured Securities Portfolio Manage etarTesult s 9 Additional information Year 2013 Portfolio Name 00001 My Insurance com Summary All Items Purchase Download History re ated to yo u r po rtfo lO S Currently none This view contains all of the items in your portfolio ava a b e O n t hese ta bs CUSIP Portfolio Status Invoice v Type Security Status Action TESTCUSIP1 Ready for Download SS00000001 RMBS Modeled TESTCUSIP2 Ready for Download SS00000001 RMBS Modeled TESTCUSIP3 Ready for Download SS00000001 RMBS Modeled S TESTCUSIP4 Ready for Download 00000001 RMBS Modeled You can up load a TXT file to TESTCUSIP5 Ready for Download SS00000001 RMBS Modeled M TESTCUSIPG Ready for Download SSO0000001 aues n Add or Remove securities TESTCUSIP7 Ready for Download 5500000001 RMBS Modeled to your portfolio in a batch Export Portfolio Add Remove Securities in Bulk ws10 OLTPDVLP AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners Allitonts resemed 8 26 2013 fi e O r Expo rt yo u r Po rtfo lio to a csv file Add Remove Securities in Bulk File Format Add Remove codes Delete 1 Add 2 File format Company Code Add Remove Code Cusip Example 12345 2 0011AKCO
22. mated Valuation Service A product of Home Searches Portfolios My Account New Window Help Log Off Security TESTCUSIP5 TESTING NAME TESTING Description Year v Security Type Security Status Action 2013 RMBS Modeled Add to Portfolio s 2012 RMBS Modeled NIA Back ws10 OLTPDVLP AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 29 2013 n a ata Welcome NAIC Test Account Automated Valuation Service A product of Home Searches Portfolios My Account New Window Help Log Off Structured Security Search Criteria Structured Security Search Results No results found Add TESTTEST1 to portfolio CUSIP TESTTEST1 o CUSIP 4 Issuer Name 4 Issue Description 4 This security is not modeled and has not been submitted for consideration this year If you want to request this security for consideration please use the Add to Portfolio button to the right The act of adding this security to a portfolio will also submit it for consideration Download Full RMBS CMBS Listing ws02 OLTPQA AVSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 20 2013 Select the security Select Add to Portfolio s This message will display if the security you are searching for has not been selected to be modeled To request it to be modeled simply add the security to your portfolio Page 8 2015 STS User s Guide Last Updated October 2
23. mpanied by an explanation of why it was not modeled The following are reasons a security will not be modeled O Asset Class Obligation Type Invalid Insufficient Information Model Insufficient Information Data Under NAIC Threshold Other Page 10 2015 STS User s Guide Last Updated October 26 2015 Purchase Securities 1v Welcome NAIC Test Acct Home Searches Portfolios My Account Help Log Off Structured Securities Portfolio Management 8 total result s 7 Year 2013 Portfolio Name 00001 My Insurance com Summary All Items Purchase Download History This view contains all of the items related to purchasing additional modeled securities CUSIP Portfolio Status Invoice v Type Security Status Action TESTCUSIP8 Ready for Purchase CMBS Modeled Remove Export Purchase List ws 10 OLTPDVLP AXSPLUS Copyright 1991 2013 National Association of Insurance Commissioners All rights reserved 8 26 2013 Export the security details that Select Purchase to are available for purchase in your complete the process to portfolio in a csv file purchase the security for your portfolio Download Modeled Data nV Welcome NAIC Test Acct Home Searches Portfolios My Account Help Log Off Structured Securities Portfolio Management 8 total result s wo Year 2013 Portfolio Name 00001 My Insurance com a Summary All Items Purchase Download History This view contains only modeled items that have been invoiced CUSI
24. nt New Window Structured Securities Terms of Use NAIC 2013 RMBS CMBS STRUCTURED SECURITIES REPORT TERMS OF USE The National Association of Insurance Commissioners NAIC is providing a proprietary report with information regarding non agency Residential Mortgage Backed Securities RMBS and Commercial Mortgage Backed Securities CMBS hereafter known as The RMBS CMBS Structured Securities Report The NAIC owns and retains all rights to the data within the RMBS CMBS Structured Securities Report THIS RMBS CMBS STRUCTURED SECURITIES VALUATION REPORT HAS BEEN DEVELOPED FOR REGULATORY PURPOSES ONLY IT SHOULD NOT BE USED AS INVESTMENT ADVICE IS NOT INTENDED AND SHOULD NOT BE USED AS THE BASIS UPON WHICH TO BUY OR SELL ANY SECURITY DOES NOT TAKE INTO ACCOUNT THE SPECIFIC INVESTMENT OBJECTIVES FINANCIAL SITUATION AND OR PARTICULAR NEEDS OF ANY PERSON OR ENTITY DOES NOT CONSTITUTE AN OFFER OR AN INVITATION TO MAKE AN OFFER TO BUY OR SELL ANY SECURITIES DOES NOT REPRESENT A BASIS FOR TRADING OR A RECOMMENDATION RELATING TO ANY SECURITIES THIS RMBS CMBS STRUCTURED SECURITIES REPORT CONTAINS INFORMATION THAT IS SUBJECT TO CHANGE AND MAY NOT BE CURRENT AS OF THE DATE HEREOF AND NEITHER LICENSOR NOR ANY OTHER PARTY HAS A DUTY TO UPDATE ANY INFORMATION IN THE REPORT Following confirmation of payment of your Structured Securities acquisition or assessment fee you will be provided an ID and password to access the RMBS CMBS Structured Securiti
25. o Evo Pos edi cS MC I I p M LIU IUE 10 P rch se Securities eoe aonn EL doe tute eeiu luteo a e drin erus 11 Download Modeled Data iiie mina 11 History of Actions in your Portfolio eee eee eene eene ene rennen teen nnn 12 Download Multiple Portfolios ccscscsssccscscccsccscscscsccccccscsceccccscsceccecscscssescecscucscesessess 12 View Invoice Det all pene iere te EE eI DIE MT 13 Bulletin Board Noctes ii ie ve leche epe oeo oe deo rovo ve leeds e quie mios elo eios Odes eoo uso ee VEU ee edd daud 14 USI Guo RT I D I PEIUS 14 2015 STS TUA Last Updated October 26 2015 Terms of Use NAIC 2015 RMBS CMBS STRUCTURED SECURITIES REPORT The National Association of Insurance Commissioners NAIC is providing a proprietary report with information regarding non agency Residential Mortgage Backed Securities RMBS and Commercial Mortgage Backed Securities CMBS hereafter known as the 2015 RMBS CMBS Structured Securities Report or Report The NAIC owns and retains all rights to the data within the Report understand that following confirmation of my payment to the NAIC of the Structured Securities modeling assessment fee will be provided an ID and password to access the Report As the owner of the Report the NAIC grants to me a non exclusive non transferable license to use the file according to the terms and conditions stated herein must agree to these Terms of Use in order to
26. rs 3rd Quarter End Schedule Sep 19 2013 STS Users 2013 Project Dgadines Nov 22 2013 Board notices display on the AVS Users 3rd Qtr 2013 Fore dash board To see the details Interested Parties New changes in 2013 Project Deadlines From AVS Admin To STS Users for any notice simply move AVS Search Date Nov 22 2013 VOS and FE Quick Search subject2015 Project Deadines your curser over the subject CUSIP VOS and FE Advanced Search Ex Dividend Foreign Exchange Rates Mutual Funds Counterparty Designations Letter of Credit Banks Group Code 99 Schedule BA Surplus Notes NAIC1 Timeline for 2013 project Late December RMBS CMBS modeled data will be posted to AVS January 2 2014 5 p m CT deadline for submitting securities to be considered for modeling to be included in the addendum file and a box will display with the message You can also select View All Surplus Notes NAIC2 NAIC6 RSAT Index List Industry Memo Posts to see other messages posted to the Bulletin Board Cusip Credit Summary All Items 967 Purchase 4 Download 948 History 29 If yo u h ave re ce ive d a C re d it fo r a Bg eny none f r This view contains all of the items in your portfolio pa id off secu rity yo u WI now CUSIP Portfolio Status Invoice v Type sECurity Status Action TESTCUSIP1 Ready for Purchase RMBS Modeled Remove have an Availa ble Em pty Slot in TE
27. t in termination of this license and may result in legal action No Warranties Limitation of Liability NEITHER THE NAIC NOR ITS 2015 DATA MODELING AGENTS HAVE MADE ANY WARRANTY OR PROMISE EITHER EXPRESS OR IMPLIED WITH RESPECT TO THE REPORT PROVIDED HEREIN AND EXPRESSLY DISCLAIM THE IMPLIED WARRANTY OF MERCHANTABILITY AND FITNESS FOR ANY PARTICULAR PURPOSE NEITHER THE NAIC NOR ITS 2015 DATA MODELING AGENT SHALL BE LIABLE FOR AND EXPRESSLY WAIVE ANY CLAIM FOR DIRECT OR INDIRECT LOSS COST OR INJURY WHETHER BASED IN CONTRACT TORT OR OTHERWISE SUFFERED BY ME AS A RESULT OF RELIANCE ON OR USE OF THE DATA CONTAINED IN THE REPORT Change in Terms of Agreement The NAIC reserves the right to revise these Terms of Use at any time by updating this posting By clicking AGREE I am bound to these terms Page 2 2015 STS User s Guide Last Updated October 26 2015 Introduction to Structured Securities In 2009 members of the National Association of Insurance Commissioners NAIC approved the recommendation of the Valuation of Securities E Task Force and Financial Condition E Committee to create a new modeling and assessment process for non agency residential mortgage backed securities RMBS This assessment process will assist state regulators in ultimately determining the Risk Based Capital RBC requirements for the non agency RMBS CMBS owned by U S insurers at the end of each year For each of the RMBS CMBS CUSIPs the new model will
28. ur portfolio by the end of the first quarter 2015 the NAIC will issue you a refund Page 14 2015 STS User s Guide Last Updated October 26 2015
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