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Market Participant User Guide ISO Reliability

1. Market Participant User Guide ISO Reliability Requirements Application IRR Ul Last Revised November 21 2011 ISO Public 1 of 84 California ISO Table of Contents ek ug e EE 5 1 1 ROSOUIT Ce E EE E 5 Wee E EE EE 5 1 3 P rp se of User Cli ol eee ef EE er ee eee ae eer re eer terre 6 Terms Acronyms and Definitions E E WE 6 Monthly Plan ghee est 001 eee Eee EEN 8 3 1 Monthly Process Flow Dee tet EN WEN WE 8 3 2 Monthly Plan Due Date EN WE EN eeeaesneeneoueeeonecaecueeaeeneseenecaeeneeaeenesaneneenneneeatens 9 3 3 Monthly RA Processing Timeline nn EE enen OE oetnennecnennecneanecnesecneaecnesnscnesneceanecneaecnesneceeanscneanseneanecneanseneanscneanseneaneens 10 SA Monthly Template ET ge CN Wi EN WE 11 A NRS RA Subset of hours reporting for RA compliance year 2012 sectteeccsessessessesseeneentesesstssesseeseeneeseeneeaeeaeeaeenesaeeneeaeeneeateneeaeeaeeateaeeaeeaseateaeeateateatenteases 12 4 1 NRS RA reporting today through December 31 2011 2 gman cosccsscsttrassaseasersesoesssseseeransateasersesoussntesserauseesasessescrenteaersuseuseneeseeeateate 12 4 2 NRS RA reporting beginning Janty 1 201 790 MMe ccseccessasessersstMcosseseccassaseaersesensonseseecansaceanersessasonseseesausausesersessarsateanersusensenesaeseatsase 14 4 3 NRS RA AE lee aketehtetc Die AKT WE 16 4 4 Standard Capacity Product SCP and Subset of Hours for NRS RA EEN 17 NRS RA Bid Kalte DE Ef E E coecnecnecnecnecnecnesnesnesae
2. NOI OD This process is depicted below in Figure 28 and Figure 29 If the RA plan has errors on upload the errors will be displayed on the screen and the plan cannot be uploaded Please refer to errors section of this user guide for more details on errors ISO Public 48 of 84 E California ISO Rateg a bereed hee CZ California ISO Shaping o Renewed Future Home Download Status Upload RA Plan Submittal Type mm Choose File to Upload Target Period ew Month Upload File ry Reset c Upload g lt gt Files of type Aa Files Lance Figure 28 Process for Uploading an RA Plan Steps 1 6 ISO Public 49 of 84 California SO California ISO Shaping o Renewed Future Download Status lt q Uploaded Successfully Submittal Type Month Ahead Target Period October Month 2011_ Year SCID ciso we Upload File i Reset fy Upload Figure 29 Process for Uploading an RA Plan Step 7 ISO Public 50 of 84 CG California ISO 14 IRR User Interface Uploading Supply Plan The steps for getting to the Supply Plan Upload screen are 1 Select the Status tab in the application 2 Select Supply Plan to check the status of submitted Supply Plans This process is depicted below in Figure 30 S California ISO Shaping a Renewed Future Home Download Upload Status Welcome to ISO Reliability Requirements Please use the menu bar above to navigate the
3. CcIso EN Upload File Lal Reset fj Upload Figure 47 Example Error Message Received Due to Invalid Resource ID ISO Public 68 of 84 S California IS q 0 bemori Ta es 16 2 5 Invalid Contract Number Figure 48 provides an example of the error messages that would be received if the Contract Number of a Supply Plan was invalid when submitted Reviewing the error received in Figure 48 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell B7 and Field This indicates the cell number where the field is creating an error 3 resCapContryNum Error The Value is null or invalid This is the actual error message for the entry To fix this error please enter a valid contract number and then resubmit Null is not an accepted entry S California ISO Shaping a Renewed Future Home Download Upload Status Upload Supply Plan AR For Sheet Resources Cell B7 and Field resCapContrNum Error The Value is null or invalid Submittal Type Month Ahead Target Period October wi Month 2011 Wl year SCID CSO E Upload File in Reset Upload Figure 48 Example Error Message Received Due to Invalid Contract Number ISO Public 69 of 84 California ISO 16 2 6 Invalid Date Figure 49 provides an example of the error messages that would be received if the Date of a Supply Plan was invalid when submitted Reviewing the first l
4. Cell G6 and Field This indicates the cell number where the field is creating an error 3 scidLse Error The Value is null or invalid This is the actual error message for the entry To fix this error please enter a valid LSE SCID and then resubmit Null is not an accepted entry S California ISO Shaping a Renewed Future Home Download Upload Status Upload Supply Plan AR For Sheet Resources Cell G6 and Field scidLse Error The Value is null or invalid Submittal Type Month Ahead Target Period FS Month SCID ciso v Upload File kal Reset A Upload Figure 50 Example Error Message Received Due to Invalid SCID of Load Serving Entity ISO Public 71 of 84 4 California ISO 16 2 8 Invalid Date Range Invalid Resource ID Resource Not Associated to SC Figure 51 provides an example of the error messages that would be received due to an invalid resource ID or an invalid date range or the resource may not be associated to the scheduling coordinator submitting the supply plan California ISO Shoping o Renewed Future Home Download Upload Supply Plan The record with Resource ID ELK_ISO_1 _ Eff Start Date 10 1 11 12 00 AM and Eff End Date 10 31 11 11 59 PM does not have a Valid Date Range or Not a valid Resource ID or Resource is not associated with SC Submittal Type Month Ahead Target Period October Month 2011 Year
5. Plans with only warnings will have the status accepted with warnings Plans with no errors or warnings will have status as accepted ISO Public 81 of 84 G California ISO Table of Figures Figure 1 Monthly RA Plan and Supply Plan Validation Process Diagram eeseeeseessesreesessessrssresressersrertessersterrenseretertessresttseresteseserestesseestesresseeee 8 Figure 2 RA Plan and Supply Plan Submittal Timeline szggergersgeueseed eege eege EES 9 Figure 3 Illustration of the Monthly RA Capacity Values for a Given Resource under the Current Structure 13 Figure 4 Illustration of the Monthly RA Capacity Values for a Given Resource under the New Subset of Hours RA Contract Structure 15 Figure 5 Example of a Cross Validation between RA and Supply Plans for NRS RA Resources that are using Subset of Hours Contracts 16 Figure 6 Example of an NRS RA Resource Participating in SCP for Two of the Five Availability Assessment House 17 Figure 7 Possible Scenarios for the Supply Plan Import Allocation Validation ec eeecessecssceeeeeescecssecsseeeseeesseecsaecsseeseeeesaeecaeeeseeeeeeesneessaeens 20 Figure 8 Example of NRS RA SIBR Actions in Day Ahead Market without Outages Aua 22 Figure 9 Example of NRS RA SIBR Actions in Day Ahead Market with Outages AANEREN 23 Figure 10 Example of NRS RA SIBR Actions in Real Time Market without Cutages ANEREN 24 Figure 11 Example of NRS RA SIBR Actions in Real Time M
6. eesssseseesessrsssesressrssresresseseresresstsstestenstsstesteestestrsttestesetsrisstesseseresressesee 55 Figure 35 Process for Checking Status of a Submitted Supply Plan Steps 1 2 esseseseesessrsssessessersrssresstesresresstrstesteestestrsiestesseserestesseseresresseseet 56 Figure 36 Process for Checking Status of a Submitted Supply Plan Step 3 sssseesssssssssssessrssresressererssressessteseenserstesteestestretiuseessesrissresseseresrenseseest 57 Figure 37 Errors Upload failed please try again If problems persist contact CAISO Support essessssesssssesessserssestseseesteressesersessrseeseeseeeesses 57 Figure 38 Errors Uploaded Template has either blank sheet s or has invalid parameters ssessssessessesessseesessssrssssesresessrsressrsersrssrseesessesersses 58 Figure 39 Example List of Error Messages Received with Blank Admin Info Tab in Submitted RA Plan 60 Figure 40 Example Blank Admin Info Tab of a Submitted RA Plan RIMINI sn cececeescceeecceseeeceenesceessecesscecceesscessaccesseeeattaeesteccenseneentess 61 Figure 41 Example Error Message Received with Invalid Entry in the Admin Info tab of Submitted RA Plan 62 Figure 42 Example Invalid Entry in Admin Info Tab of a Submitted RA Plan oo eseu 63 Figure 43 Example List of Error Messages Received with Blank Admin Info Tab in Submitted Supply Plan 64 Figure 44 Example Error Message Received Due to the Use of an Invalid Plan Template 65 Figure 45
7. Download File Figure 16 Process for Downloading RA Plans Step 3 ISO Public 34 of 84 California ISO Bepop beeen Ieee 11 3 Downloading Supply Plans The steps for downloading or viewing submitted Supply Plans are 1 Select Download tab 2 Select RA Plan and 3 Once on the Supply Plan list select the respective icon to either download or view the details of the submitted Supply Plan This process is depicted below in Figure 17 and Figure 18 S California ISO Shaping a Renewed Future Home Welcome to ISO Reliab A aA Please use the menu bar above ro Supply Plan Figure 17 Process for Downloading Supply Plans Steps 1 2 Upload Status SG California ISO Shaping o Renewed Future ISO Reliability Requirements Home Download Upload Status Supply Plan List Submittal Type 11 2011 M Show details ilter Trade Month Trade Year Plan Type Status Created By Supply plan Created Date Y Updated By Jack 10 21 2011 Jack Accepted Bill Updated Date Actions 10 21 2011 Resubmittal Required 10 2011 M Supply plan 10 19 2011 Bill 09 15 2011 Download File csv BR EXCEL PDF ISO Public 35 of 84 L S California ISO Figure 18 Process for Downloading Supply Plans Step 3 12 IRR User Interface Template Details 12 1 Non CPUC RA Template The steps to complete the various tabs of a Non CPUC RA Template will be described in the subsequent pages Figure 19 provides
8. Table 12 Access Level Definitions for the Application Access Request Form AARP ccceeceesscesssesseceeeeeeeeesseecaeceseeeseeesaaecaeenaeeneneeeaeeenaeens 30 Table 13 Complete List of Admin Info Tab Null Error Messages the Definitions and the ses 61 Table 14 Complete List of Admin Info Tab Invalid Error Messages the Definitions and the Fues 63 ISO Public 84 of 84
9. Worksheet I Physical and Import Export Resources Resource Capacity Contract asd a Figure 21 Non CPUC RA Template I_Phys_Res_Import_RA_Res Tab ISO Public 40 of 84 t S California ISO 12 2 CPUC RA Plan Template The steps to complete the various tabs of a CPUC RA Plan Template will be described in the subsequent pages Figure 22 provides an example of the Certification tab The fields highlighted in blue are required to be completed for submittal those highlighted in green are optional The required fields under the Certification tab are Month and Year of Resource Adequacy Plan Please enter month and year of RA Plan Example Jan 2012 Name of the Load Serve Entity LSE Please enter a valid LSE name Energy Service Provider Registration Number if applicable Please enter provider details Date of Filing Please enter current date CAISO Scheduling Coordinator ID Please enter valid SC Name of the person who prepared the plan title and valid date Contact person details such as name title valid email valid telephone valid address etc ISO Public 41 of 84 California ISO Beyog beeen howe RA Compliance Period covered by this Filing Name of Load Serving Entity LSE Energy Service Provider Registration Number if applicable Date of Filing Scheduling Coordinator Certification of Information Consistent with Rules 1 and 2 4 of the CPUC s Rules of Practice and Procedure this resource adequac
10. invalid when submitted Reviewing the error received in Figure 45 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 D3 and Field This indicates the cell number where the field is creating an error 3 recap Error The Value is null or invalid This is the actual error message for the entry To fix this error please enter a number for RA MW and then resubmit Zero 0 and null are not accepted S California ISO Shaping a Renewed Future Download Upload Status pupply Plan es EE d For Sheet Resource ell DS and Field raCap Error The Value is null or invalid Doo gg Submittal Type Month Ahead Target Period October wl Month 2011 J SCID CSO v Upload File ry Reset Upload Figure 45 Example Error Message Received Due to Invalid Resource Adequacy MW ISO Public 66 of 84 S California IS e a baeri Ta es Figure 46 provides an example of the error messages that would be received if the Resource Adequacy MW of a Supply Plan had greater than two 2 decimal places when submitted Reviewing the error received in Figure 46 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell D3 and Field This indicates the cell number where the field is creating an error 3 recap Error The Value 11 00089 should have two decimal places This is the actual error message for the
11. 6 Five Possible Scenarios for the Ranking of Pricing Fields in the I RDT ISO Public 19 of 84 California ISO 6 NRS RA Supply Plan Import Allocation validation beginning January 1 2012 All Supply plans with NRS RA resources are validated against their Import Allocation The RA capacity can be less than or equal to the Import Allocation otherwise the plan will fail validation Figure 7 depicts the different scenarios that may occur during the import allocation validation Pass Pass Validation Validation Figure 7 Possible Scenarios for the Supply Plan Import Allocation Validation ISO Public 20 of 84 amp S California ISO 7 NRS RA beginning January 1 2012 SIBR Rules Scheduling Infrastructure Business Rules SIBR will be changing to reflect the automatic bid generation for NRS RA resources The text here is designed to provide a high level overview of what SIBR will be doing in putting in bids for NRS RA resources This is in no way an exhaustive description of SIBR or how it works In addition this does not include information on IFM and RTN Basic rules of how SIBR Inserts Bids e Outages are not considered in SIBR they are handled in IFM Day Ahead and RTN Real Time systems e Inthe Day Ahead o The Bid is capped at the RA Capacity o Outages are ignored by SIBR and o The IFM uses the availability in SLIC e In Real Time o The Bids are capped at the RUC award o Outages are ignored by SIBR and o The RT
12. CPUC RA Template I_Phys_Res_Import_RA_Res Tab esessseeseerseseesessrssresresseseresressttstestensttetestessttsttsissttsesetsstesseseresresseseet 40 Figure 22 CPUC RA Templagiaitertificati ora WEEN Win EEN 42 Figure 23 CPUC RA Template Month Ahead RA Summary Tab 2 2 eeeceecececeeseceesccesneeceseescensaccesceesaseacessascessenseceeacerseacesseneaeeaaesseceesneeeeseene 43 Figure 24 CPUC RA Template R Sburce TAD A WE 44 Figure 25 Supply Template Admino Tab WEN E 46 Figure 26 Supply Template Resource WE TE 47 Figure 27 Process for Checking Status of a Submitted Supply Plan Steps 1 2 esesesessesessrsesessessessresresstssrestrnstrssesteestesersrrestensestrestesseserssrensense 48 Figure 28 Process for Uploading an RA PIAS MII E 49 Figure 29 Process for Uploading an RA Plan GE ei eedeeeebteegeE Ee EE Eege 50 Figure 30 Process for Checking Status of a Submitted Supply Plan Steps 1 2 esssssessesessrsssessesstrsresressresresetsstsstesteestesereresressesrssresseseresensenee 51 Figure 31 Process for Uploading a Supply Plan Steps E 52 Figure 32 Process for Uploading a Supply Plan Step 7 EtegeeSeggierbteeke hie EE eege ee EEN 53 Figure 33 Process for Checking Status of a Submitted RA Plan Steps 1 2 ssssssssssseesessrsssesresstssresresserstettenstrssestesstestreiesrensesiestesseserestesseneet 55 ISO Public 82 of 84 G California ISO Figure 34 Process for Checking Status of a Submitted RA Plan Step 3
13. DI 2012 Supply Plan 12 2011 Supply Plan 11 2011 Supply Plan 09 2011 Supply Plan 09 2012 Supply Plan 11 2011 Supply Plan 10 2011 Supply Plan Accepted with Warnings Accepted Accepted Accepted Resubmittal Required V 5 see S S HS S 5 S ys 5 3 F132 ls Z 8 i a gl 8 Bae E 6 ei ei Gel se Wl e Status e Warning No Record LSE RA Plan e Warning No Record LSE RA Plan e Warning Supply Plan capacity is greater than RA Plan e Warning Supply Plan capacity is greater than RA Plan e Warning Supply Plan capacity is greater than RA Plan Figure 56 Example of Possible Supply Plan Warnings Received upon Upload 80 of 84 t S California ISO 18 Cross Validation After the ISO has received all plans RA and Supply the cross validation is triggered by the ISO This validation is a comparison of all RA plans against the supply plans The following validation checks are performed during the cross validation 1 Check MW between RA and supply for each resource 2 Check for the resource entry in both RA and Supply 3 Check Import allocation between RA and Supply and 4 Check NQC for all resources If there are any errors after cross validation the errors can be seen on the status tab All errors will be displayed in the comment section and the status of the plan will be changed to re submittal required SCs need to correct the errors and resubmit plans which have status as re submittal required
14. Imoo ON po Zone SP26INP26 M N Zone Peak Demand Coincident Peak Hour Demand Forecast provided by CEC MW in SCE TAC Area SCE TAC Peak Demand Coincident Peak Hour Demand Forecast provided by CEC MW in SDGE TAC Area SPGETA TAC Peak Demand Coincident Peak Hour Demand Forecast provided by CEC MW in PG amp E TAC Area SS Fa Tac Zonal RAR 115 RA obligation for each Zone ETTE mis Lesen Zonal RAR for Month Ahead Minus Demand Response MW S A Allocations Total System RAR All required fields er Table 2 Total Claimed Resource Adequag 5y Type of Capacity Sum of Sum of Sum of Resource Resource Resource Resource Double Click on bhp ciniing ne Cells Category 1 Category 2 Category 3 Category 4 below to go to Each Zepp Figure 23 CPUC RA Template Month Ahead RA Summary Tab ISO Public 43 of 84 H California ISO Figure 24 provides an example of the Resource tab The fields highlighted in blue are required to be completed for submittal The required fields under the Resource tab are Enter LSE Capacity Contract Identifier cannot be blank Valid Scheduling Resource ID cannot be blank Valid RA Capacity MW This value must be a number with a maximum of two 2 decimal places Zero is not accepted for the MW field Null is not accepted Local RA if it applies to Local capacity Please enter a valid number otherwise enter zero 0 Null is not accepted Capacity Effective Start Date Exampl
15. Period October 1 month 2011 vear SCID CISO we Upload File i Reset Upload Figure 32 Process for Uploading a Supply Plan Step 7 ISO Public 53 of 84 S S California ISO 15 IRR User Interface Status There are four valid statuses visible in IRR application 1 Validation in Progress All plans RA and Supply submitted for monthly RA processing will be set to validation in progress 2 Re submittal Required Plans that have errors resulting from cross validation will be set to re submittal required with the list of errors and the user can resubmit the plan On resubmission the status will change to validation in progress Refer to error section in this guide for more details 3 Accepted Indicates the plan has no error and is accepted for the submitted trade month 4 Accepted with Warnings Plans which fail one of the following validation checks will have the accepted with warnings status Local Capacity Requirement check Forward Commitment Obligation check CEC Demand Forecast not met No record in LSE RA plan Supply plan Capacity is greater than RA plan D Dm mn For more details please refer to the Warnings section in this guide 15 1 Checking Status of RA Plan The steps for checking the status of an RA Plan are 1 Select the Status tab in the application 2 Select RA Plan to check the status of submitted RA Plans and 3 Once on the RA Plan list the errors or warnings can be found displayed in the
16. SCID ciso v Upload File Lal Reset H Upload Figure 51 Example Error Message Received Due to Invalid Date Range Invalid Resource ID and Resource Not Associated to SC ISO Public 72 of 84 E53 California ISO Bepop beeen Ieee 16 2 9 Duplicate Record Figure 52 below provides an example of the error message that would be received due to a duplicate record in the submitted supply plan Multiple entries for the same resource ID contract number and date range are not allowed gt California ISO Shoping o Renewed Future Home Download Upload Status Upload Supply Plan The record with Resource ID ELK_ISO_1 Eff Start Date 10 1 11 12 00 AM and Eff End Date 10 31 11 11 59 PM is a duplicate row Submittal Type Month Ahead fal Target Period October Ma Month SCID ciso v Upload File Lal Reset Upload Figure 52 Example Error Message Received Due to Duplicate Record ISO Public 73 of 84 S California ISO 16 2 10 Invalid Net Qualifying Capacity Figure 53 provides an example of the error messages that would be received if the Net Qualifying Capacity of a Supply Plan was invalid when submitted Reviewing the error received in Figure 53 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell D5 and Field This indicates the cell number where the field is creating an error 3 raCap Error RA Capacity wit
17. an example of the Admin Info tab The fields highlighted in blue are required to be completed for submittal those highlighted in green are optional The required fields under the Admin Info tab are Name of the Load Serve Entity LSE Please enter a valid LSE name Name of CAISO SC Please enter a valid SC name CAISO Scheduling Coordinator ID SCID Please enter a valid SCID Month and Year of Resource Adequacy Plan Please enter month and year of RA Plan Example Jan 2012 Name of the person who prepared the plan title and valid date Contact person details such as name title valid email valid telephone valid address etc ISO Public 36 of 84 California ISO a Kessen f ser Administrative Information Name of Load Serving Entity LSE Name of CAISO Scheduling Coordinator SC CAISO Scheduling Coordinator ID SCID Month and Year of Resource Adequacy Plan Mon YYYY Legal Notification By submitting this Monthly Plan to the CAISO the Load Serving Entity is confirming that the Resource Adequacy Plan has been prepared by someone with authority to do so contains all of the information required by the CAISO to be reported in the Resource Adequacy Plan and that all such information is true and accurate Further the Load Serving Entity affirms and agrees that by submitting this Monthly Plan the CAISO is entitled to rely on the accuracy of the information provided in the Resource Adequacy Plan to perform those functions
18. authority to do so contains all of the information required by the CAISO to be reported in the Supply Plan and that all such information is true and accurate Further the Scheduling Coordinator affirms and agrees that by submitting this Supply Plan the CAISO is entitled to rely on the accuracy of the information provided in the Supply Plan to perform those functions set forth in CAISO Tariff Section 40 including but not limited to matters that can affect the operation dispatch and settlement treatment of resources listed in the Supply Plan All Supply Plans submitted to the appropriate electronic mailbox as specified by the CAISO shall be deemed to originate from the Scheduling Coordinator referenced in the Supply Plan however the Scheduling Coordinator will be notified of multiple submissions discrepancies with Resource Adequacy Plans and or other errors Person who prepared this Supply Plan Name Title Date Contact Person for Questions about this Supply Plan Name Title Email Telephone Address Address 2 City State Zip Back Up Contact Person for Questions about this Supply Plan Optional Name Title Email Telephone Figure 25 Supply Template Admin Info Tab ISO Public 46 of 84 gt California ISO Beye o besen lowe Figure 26 provides an example of the Resource tab The fields highlighted in blue are required to be completed for submittal The required fields under the Resource tab are Enter
19. set forth in CAISO Tariff Section 40 including but not limited to matters that can affect the operation dispatch and settlement treatment of resources listed in the Resource Adequacy Plan All Resource Adequacy Plans submitted electronically as specified by the CAISO shall be deemed to originate from the Load Serving Entity referenced in the Resource Adequacy Plan however the Load Serving Entity will be notified of multiple submissions discrepancies with Supply Plans and or other errors Person who prepared this Resource Adequacy Plan Name Title Date Contact Person for Questions about this Resource Adequacy Plan Name Title Email Telephone Address Address 2 City State Zip Back Up Contact Person for Questions about this Resource Adequacy Plan Name Title Email Telephone Template Version 20120101 Figure 19 Non CPUC RA Template Admin Info Tab ISO Public 37 of 84 G California ISO Figure 20 provides an example of the Summary tab The fields highlighted in blue are required to be completed for submittal Null fields are not accepted in this tab Please fill in a 0 if there is no entry The required fields under the Summary tab are Month and Year of Filling Planning Reserve Margin PRM Peak Demand MW Forward Commitment Obligation Physical Resources in CAISO Control Area Liquidated Damages Contracts Dispatchable Demand Response Program Resources Total Resource Adequacy Cap
20. the monthly plans can only be for the specific RA month that is the start date and time and end date and time must correspond with the current RA month and cannot span multiple months Table 3 provides an example of the data entry format for two NRS RA resources with Subset of Hours capacity beginning in January 2012 Please note that the table below is an example only and is not in the exact format of the actual RA and Supply templates as columns are not represented here that are included in those templates Special instructions are provided in the templates section of this user guide Capacity Effective Capacity Effective Start End Date RA Date mm dd yyyy mm dd yyyy Contract Resource ID MW hh mm ss hh mm ss DTIMI DTIMI DTIMI DTIMI TIMD_ABC789_1_UC_010203 9 00 _ 10 15 2011 06 00 00 10 20 2011 22 00 00 _ DTIMI DTIMI DTIMI DTIMI DTIM2 DTIM2 DTIM2 DTIM2 DTIM2 Table 3 Example of the Future Data Entry Structure for Two NRS RA Resources with Subset of Hours Capacity ISO Public 14 of 84 California ISO spog o hose A graphical representation of a given resource s monthly RA capacity values under the new subset of hours RA contract structure can be found in Figure 4 This is not an exact replication of the capacity in Table 3 and is provided as an illustration only Under Subset of Hours only available for specific hours Mo N 1 Mo N Mo N 1 Figure 4 Illustration of the Monthly RA Capacity Values fo
21. these two requirements the Resource Adequacy program is created There are two categories of market participants that meet these requirements e Load the Resource Adequacy plan and e Generation Supply plan However due to jurisdictional differences the Resource Adequacy plans for the load are broken down into two additional categories e RA Plans for California Public Utilities Commission CPUC Jurisdictional market participants e RA Plans for non California Public Utilities Commission non CPUC Jurisdictional market participants 1 1 Resource Adequacy Plans Resource Adequacy Plans identify the specific resources that the Load Serving Entity LSE is relying on to satisfy its forecasted monthly peak Demand and Reserve Margin for the relevant reporting period For anon CPUC Load Serving Entity the annual and monthly Resource Adequacy Plans must be submitted pursuant to the schedule set forth in Exhibit A 2 found in the Reliability Requirements BPM For CPUC Load Serving Entities the annual and monthly Resource Adequacy Plans must be submitted pursuant to the schedule established by the CPUC 1 2 Supply Plans Supply Plans are an integral element in the resource adequacy process as they represent the primary means of informing CAISO of the capacity that is designated for resource adequacy purposes for a specified month Supply Plans are essentially a monthly verification and confirmation by Scheduling Coordinators for Resource Adequacy Capaci
22. through October HE 14 18 Table 4 SCP Availability Assessment Hours Resources that do not have RA during the five 5 availability assessment hours will not participate in SCP during these hours Figure 6 below provides an example of an NRS RA that will only be participating in SCP for two 2 of the five 5 availability assessment hours Partial Availability during SCP Availability Assessment Hours No SCP Availability calculation if there is no RA Capacity for those hours No RA Capacity T414 Tri T16 T17 T18 4719 S gt Non SCP AA Hours Figure 6 Example of an NRS RA Resource Participating in SCP for Two of the Five Availability Assessment Hours ISO Public 17 of 84 t D jf on ee California ISO 5 NRS RA Bid Options IRDT There are five 5 possible scenarios for the priority ranking of pricing fields in the intertie resource data template I RDT Table 5 gives the definitions from the I RDT of the pricing fields used in bid prioritization Master File Field Name RDT Field Name Definition Parameter and or Enumeration MIN_HR_BLK_LIM Minimum Hourly Block Limit 1 24 hours Represents the maximum number of consecutive Trading Hours that an Intertie resource can be bid in if a Minimum Hourly Block is specified in the Bid Must be a whole number from 1 to 24 NEGO_RANK_LMPM Negotiated Rate Option A method of calculating Generated Bids based on a negotiatio
23. year Market Participants should begin using these for the January 2012 compliance month RA Template for CPUC Jurisdictional http www cpuc ca gov NR rdonlyres 0D9C3804 348F 4E73 9C87 0435304F9920 0 Final2012SystemRATemplate xls RA Template for non CPUC Jurisdictional http www caiso com Documents Stakeholder 20teleconference 20Aug 2031 20201 1 ProposedISOResourceAdequacyPlanTemplate xls Supply Plan Template http www caiso com Documents Stakeholder 20teleconference 20Aug 2031 20201 1 ProposedISOSupply PlanTemplate xls ISO Public 11 of 84 G California ISO 4 NRS RA Subset of hours reporting for RA compliance year 2012 4 1 NRS RA reporting today through December 31 2011 Through December 31 2011 only one value can be entered for the entire month The change beginning in compliance year 2012 only applies to Non Resource Specific NRS resources that have sold Resource Adequacy RA capacity denoted as NRS RA resources Table 2 provides an example of the current data entry structure for two NRS RA capacity resources Please note that the table below is an example only and is not in the exact format of the actual RA and Supply templates as columns are not represented here that are included in those templates Special instructions are provided in the templates section of this user guide Capacity Effective Capacity Effective RA Start Date End Date Contract Resource ID MW mm dd yyyy mm dd yyyy DTIM1 TIMD_ABC789
24. Example Error Message Received Due to Invalid Resource Adequacy MW EE 66 Figure 46 Example Error Message Received Due to Invalid Resource Adequacy MW NEEN 67 Figure 47 Example Error Message Received Due to Invalid Resource ID NRBBBIIOY ssecscccescceseeesMresceesascessencoceescessaccessensentascesteccenseneentens 68 Figure 48 Example Error Message Received Due to Invalid Contract Number 69 Figure 49 Example Error Message Received Due to Invalid Date ff Reece ceccceesccrsscceseencetenscersaccesseneoeesseesaccesseesessencentencenneneontens 70 Figure 50 Example Error Message Received Due to Invalid SCID of Load Serving Ent 71 Figure 51 Example Error Message Received Due to Invalid Date Range Invalid Resource ID and Resource Not Associated to bt 72 Figure 52 Example Error Message Received Due to Duplicate Record AMINO SIRI cccccecscccsscceseeecssnesceesscceseecoeenscessaccessenceetecesteccenseneeetens 73 Figure 53 Example Error Message Received Due to Invalid Net Qualifying Capacity 74 Figure 54 Example Error Message Received Due to Invalid Import Allocation scceceeeseceeecceseeeeeeeesceeseccessencoeesscenaccetseeeeneescentencetseneentees 76 Figure 55 Example of Possible RA Plan Warnings Received upon Uplod im ccsscccseescersecceseeececesscesssccessensoceescesseccesseeeeeseneetseccenseneeneene 78 Figure 56 Example of Possible Supply Plan Warnings Received upon Upload 80 Table o
25. ISO Master RESONTGE ee starl Effective End Date Time Capacity File Adequacy Date Time Contract Capacity mm dd yyyy hh mm ss Velo bb hi8 HPYCMPR CISO_KBGKKS_ _UC_01020304 50 00 10 03 201100 00 00 10 07 2011 23 59 59 HPYCMPR CISO_KBGKKS_ _UC_01020304 50 00 10 10 2011 00 00 00 10 14 2011 23 59 59 HPYCMPR CISO_KBGKKS_ _UC_01020304 50 00 10 17 2011 00 00 00 10 21 2011 23 59 59 HPYCMPR CISO_KBGKKS_ _UC_01020304 50 00 10 24 2011 00 00 00 10 28 2011 23 59 59 Table 8 Example Template for Resource Providing the Same Capacity Value during the Weekdays Only Resource Resource Effective Start Capacity Resource ID in CAISO Master Adequacy Date Time Effective End Date Time Contract File i mm dd yyyy hh mm ss aika mm dd yyyy hh mm ss HPYCMPR CISO_KBGKKS_ _UC_01020304 50 00 10 03 2011 00 00 00 10 07 2011 23 59 59 Table 9 Example Template for Resource Providing Varying Capacity Values during the Weekdays Only ISO Public 27 of 84 gt California ISO Bopog o bereegd howe 8 1 3 NRS RA Template Example3 Workweek 6 AM to 10 PM Table 10 is an example template for a resource planning to provide the same capacity for all hours of the weekday only from 6 00 AM to 10 00 PM e 22 59 59 Goen Resource ID in CAISO Master deed gleicht Effective End Date Time z Adequacy Date Time ON Contract Capacity mm dd yyyy hh mm ss Garderie Table 10 Example Template for Resource Providing t
26. N uses the availability in SLIC From these basic rules there are four 4 examples of their application e Example 1 Day Ahead market without Outages e Example 2 Day Ahead market with Outages e Example 3 Real Time market without Outages and e Example 4 Real Time market RUC award greater than RA In the examples below there is a difference between a SIBR bid that is extended to RA for DA or RUC for RT and a bid that is filled in or bid at the RLC amount e Extended Bid uses the bid price to extend the bid to the RA for DA or RUC for RT and the RLC IRDT information is not considered e Filling in a Bid Bid at RLC uses the RLC bid priority from the IRDT to fill in the bid to the RA capacity for DA or RUC capacity for RT ISO Public 21 of 84 CG California ISO 7 1 NRS RA SIBR Example 1 Day Ahead Market without Outages Figure 8 provides an example of the actions taken by SIBR in the Day Ahead market without outages In this scenario the RA capacity is 50 MW and the Availability is above 50 MW Caps at SC BidSOMW Bid25MW Self Schedule No Bid 25 MW SIBR NoAction ExtendsBidto BidsatRLC Bidsat RLC RA 50 MW fromIRDT fromIRDT Figure 8 Example of NRS RA SIBR Actions in Day Ahead Market without Outages ISO Public 22 of 84 S California ISO 7 2 NRS RA SIBR Example 2 Day Ahead Market with Outages Figure 9 provides an example of the actions taken by SIBR in the Day Ahead market with outages In this scenario th
27. RA Capacity ISO Public 25 of 84 California ISO 8 NRS RA beginning January 1 2012 filling out the Templates The subsequent sections provide examples of how to complete the templates for the following types of Subset of Hours contacts One Month Weekdays Only Workweek 6 am to 10 pm One Day 10 am to 2 pm Please note that the tables below are examples only and are not in the exact format of the actual RA and Supply templates as columns are not represented here that are included in those templates Special instructions are provided in the templates section of this user guide 8 1 1 NRS RA Template Example One Month Table 7 below is an example template for a resource that plans to provide the same capacity value for all hours of the full month Resource Resource Effective Start Capacity Resource ID in CAISO Master Adequacy Date Time Effective End Date Time Contract Capacity Number MW HPYCMPR CISO_KBGKKS_ _UC_01020304 25 00 10 01 2011 00 00 00 10 31 2011 23 59 59 Table 7 Example Template for Resource Providing the Same Capacity Value for One Month mmiddiyyyy hh mm ss 4d yyvy hh mm ss ISO Public 26 of 84 S California ISO 8 1 2 NRS RA Template Example 2 Weekdays only Table 8 is an example template for a resource that plans to provide the same capacity for all hours during the weekdays only The RA capacities could also vary in each time period as shown in Table 9 E Resource ID in CA
28. Resource Capacity Contract Number cannot be blank Valid CAISO Resource ID cannot be blank Valid RA Capacity MW This value must be a number with a maximum of two 2 decimal places Zero is not accepted for the MW field Null is not accepted RAR Capacity Effective Start Date Time Example 10 01 2011 00 00 00 RAR Capacity Effective End Date Time Example 10 01 2011 00 00 00 Enter SCID of Load Serving Entity Figure 26 Supply Template Resource Tab ISO Public 47 of 84 S California ISO 13 IRR User Interface Uploading RA Plan The steps for getting to the RA Plan Upload screen are 1 Select the Status tab in the application 2 Select Supply Plan to check the status of submitted Supply Plans This process is depicted below in Figure 27 S California ISO Shaping a Renewed Future Home Download Welcome to ISO Reliability Requirements RA Plan Please use the menu bar above to navigate the application Status Figure 27 Process for Checking Status ofa Submitted Supply Plan Steps 1 2 The steps for uploading an RA Plan are Select the RA Plan type Monthly for Submittal Type Note Annual is not available For Target Period select trade month Example For January Monthly RA please select the month as January For Target Period select the year Select CAISO assigned SCID from the drop down box for SCID Select RA Plan file to upload Click the Upload button and Receive message Uploaded Successfully
29. _I_UC_010203 10 31 2011 DTIM2 TIMD_ABC123_I_UC_010203 10 31 2011 Table 2 Example of the Current Data Entry Structure for Two NRS RA Capacity Resources ISO Public 12 of 84 California IS Bopog o beseegd howe A graphical representation of a given resource s monthly RA capacity values under the current structure can be found in Figure 3 This graphic is not an exact replication of the capacity in Table 2 and is provided as an illustration only RA Capacity Same Value for all hourin the month Mo N 1 ISO Public 13 of 84 S An ICO CS Calitornia ISO 4 2 NRS RA reporting beginning January 1 2012 Remember this change only applies to NRS RA resources Starting with the January 2012 RA compliance month data to be submitted into the new IRR Application starting November 21 2011 subset of hours will be implemented for NRS resources that have sold RA capacity i e NRS RA subset of hours Subset of hours is where the intertie NRS resource has sold capacity that is not under contract for all hours in the month The SC would enter the capacity that it is under contract as it varies based on their obligations Therefore multiple values can be entered over the month Both the time and the capacity may vary Time can span from short periods a few hours to longer periods a few days as long as the start time is at the beginning of an hour XX 00 00 and the end time is at the end of an hour XX 59 59 However the data in
30. a visual example of the error messages that would be received if the RA MW value on the submitted Supply Plan was greater than the tie allocation limit Reviewing the error received in Figure 54 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell D7 and Field This indicates the cell number where the field is creating an error 3 raCap Error RA Capacity with value 3800 0 exceeds tie allocation This is the actual error message for the entry To fix this error please enter a valid RA MW or Import Allocation value and then resubmit ISO Public 75 of 84 SH California ISO Noten a beeen ses California ISO Shoping o Renewed Future Home Download Status Upload Supply Plan For Sheet Resources Cell D7 and Field raCap Error RA Capacity with value 3800 0 exceeds Tie Allocation Submittal Type Month Ahead Target Period Month 2011 year SCID CSO E Upload File WY Reset Upload Figure 54 Example Error Message Received Due to Invalid Import Allocation ISO Public 76 of 84 S California ISO 17 IRR User Interface Warnings 17 1 RA Plans Warnings For all RA plans there are three validation checks performed on upload of a plan These checks serve as warnings only to provide information to the user The following three warnings may be seen flagged on upload 1 Local Capacity Requirement Not Met 2 Forward Commitment Obligation Not M
31. above the monthly Availability Payments standard will be eligible for an Availability Incentive Payment for the month calculated as outlined in Section 40 9 6 3 Enterprise Data EDR This application supports market monitoring and various corporate reporting needs by saving data Repository from various applications in a centralized data repository Historical Qualifying H Wb wa oo Capacity Resource QC A resource whose Qualifying Capacity is determined using historical output data iniaarated Fonard The pricing run conducted by the CAISO using SCUC in the Day Ahead Market after the MPM RRD 9 Market IFM process which includes Unit Commitment Ancillary Service procurement Congestion Management and Energy Procurement based on Supply and Demand Bids A READIN IRR This application validates maintains and reports on Resource adequacy information Requirements Master File This application maintains reference data for Market Participants Resources Contracts etc for use by Market Participants and downstream applications ISO Public 6 of 84 gt California ISO Term Acronym Definition Qualifying Capacity reduced as applicable based on 1 testing and verification 2 application of Net Qualifying performance criteria and 3 deliverability restrictions The Net Qualifying Capacity determination NQC Capacity shall be made by the CAISO pursuant to the provisions of this CAISO Tariff and the applicab
32. acity ISO Public 38 of 84 California ISO Month and Year of Filing Planning Reserve Margin PRM adopted by Local Regulatory Authority XX X Peak Demand MW Summary Table 1 Resource Adequacy Forward Commitment Obligation Type of Capacity e l Physical Resources in CAISO Control Area ll Liquidated Damages Contracts that do not specify a Physical Source or a Tie Point for the Energy lll Dispatchable Demand Response Program Resources Summary Table 2 Claimed Resource Adequacy Capacity by Type of Capacity Figure 20 Non CPUC RA Template Summary Tab ISO Public 39 of 84 California ISO Figure 21 provides an example of the _Phys_Res_Import_RA_Res tab The fields highlighted in blue are required to be completed for submittal The required fields under the _ Phys _Res_Import_RA_Res tab are Resource Capacity Contract Number cannot be blank Valid CAISO Resource ID cannot be blank Valid Resource Adequacy Capacity MW This value must be a number with a maximum of two 2 decimal places Zero is not accepted for the MW field Null is not accepted Local RA if it applies to Local capacity Please enter a valid number otherwise enter zero 0 Null is not accepted RA Capacity Effective Start Date Time Example 10 1 2011 00 00 00 RA Capacity Effective End Date Time Example 10 1 2011 23 59 59 Minimum Hours in a Month should be a valid number otherwise enter zero 0 Null is not accepted
33. application Supply Plan Figure 30 Process for Checking Status of a Submitted Supply Plan Steps 1 2 The SC for uploading a Supply Plan are Select the RA Plan type Monthly for Submittal Type Note Annual is not available For Target Period select trade month Example For January Monthly RA please select the month as January For Target Period select the year Select CAISO assigned SCID from the drop down box for SCID Select Supply Plan file to upload Click the Upload button and Receive message Uploaded Successfully NOOR WOM 4 This process is depicted below in Figure 31 and Figure 32 If the Supply Plan has errors on upload the errors will be displayed on the screen and the plan cannot be uploaded Please refer to errors section of this user guide for more details on errors ISO Public 51 of 84 SG California ISO Rateg beeen Ieee S California ISO Shaping a Renewed Future Home Download Upload Status Upload Supply Plan Submittal Type Es Select ke Choose File to Upload Target Period 2 ee Select M Year Upload File g If Reset J Upload g G Des File name Ir d Files of type Aa Fies zl Lancet Figure 31 Process for Uploading a Supply Plan Steps 1 6 ISO Public 52 of 84 California ISO California ISO Shaping o Renewed Future Home Download Status Upload Supply Plan i Uploaded Successfully Submittal Type Month Ahead Target
34. arket with RUC Award greater than RA Capacity eeeseeeseeceeseeeeesrrerrerersers 25 Figure 12 Access Levels for the IRR User Interface Rn MME lt 2reenescececeestsenenekiieesanesncacenseedd soca caadcapuseased sacle vasdendavelueeusnuste 30 Figure 13 Flow Diagram of the End to End RA Monthly Preggigssigiiinn Sepa cesscesecececeesccesecceseeececeecessancessencoeeesceneaceeseeseetencesteneenseneentess 32 Figure 14 Process for Downloading RA Plan and Supply Plan Templates sera 33 Figure 15 Process for Downloading RA Plans Steps 1 7 ff 2 co seesceresccescenseceeceesaccesseesceesscessaccesseneeeteseesseccenneneentess 34 Figure 16 Process for Downloading RA PlanssStepD a TA Aae MD oe cncceeecceseeeseceescessaccessencceesseeseaceesseeseetescesteccenseneontens 34 Figure 17 Process for Downloading Supply Plans Cf 7 WK ff ff eEReERNEEREEEEENEERREEEREEEREEEEEEEERREEERNEEREEEEEEEERNeEN 35 Figure 18 Process for Downloading Supply Bn Step 3 A NBM c scccccceessccnnccesseescceesceessccescenseeeencessaccessensoeeecessaccessenecetencesseceetseneestens 36 Figure 19 Non CPUC RA Template Admin Ikob Bg 02 SQppppeccescceeeceecceesccesseesecesscesseeceseescaseaaceesacceseesceesscersaceeescecattaseeeseccessenseetens 37 Figure 20 Non CPUC RA TemplategSummary Tata ff Meee ceecsccceecceseencoeenscesaceeseencatenscensaccesseeeceesteesaceesseeeessescestencetseneontees 39 Figure 21 Non
35. comments section for each submitted plan This process is depicted on the following page in Figure 33 and Figure 34 ISO Public 54 of 84 California ISO Bepop beeen Ieee California ISO Shaping o Renewed Future Home Download Upload Welcome to ISO Reliability Requirements ep de Please use the menu bar above to navigate the application Supply Plan Figure 33 Process for Checking Status of a Submitted RA Plan Steps 1 2 S California ISO Shaping o Renewed Future ISO Reliability Requirements v 2 0 4 Home Download Upload Status RA Plan Status List Filter Trade Month Trade Year Submittal Type SCID 4 Status Plan Type Comments 10 2011 M RA Plan ciso Validation in progress 2011 M RA Plan ciso Resubmittal Required e Error No Record in Supply Plan 2011 M RA Plan ciso Accepted 2011 RA Plan CSO Accepted with warnings Warning CEC Demand forecast not met Figure 34 Process for Checking Status of a Submitted RA Plan Step 3 ISO Public 55 of 84 S California ISO Bepop beroni lowe 15 2 Checking Status of Supply Plan The steps for checking the status of an RA Plan are 1 Select the Status tab in the application 2 Select Supply Plan to check the status of submitted Supply Plans and 3 Once on the Supply Plan list the errors or warnings can be found displayed in the comments section for each submitted plan This process is depicted below in Figure 35 and Fi
36. e 10 01 2011 Capacity Effective End Date Example 10 01 2011 Worksheet L RESOURCES l Physical Resources in ISO Control Area and Import RA resources from outside ISO Control Area Capacity Capacity LSE Capacity Contract Identifier Scheduling Resource ID Figure 24 CPUC RA Template Resource Tab ISO Public 44 of 84 t S California ISO 12 3 Supply Plan Template The steps to complete the various tabs of a Supply Plan Template will be described in the subsequent pages Figure 25 provides an example of the Admin Info tab The fields highlighted in blue are required to be completed for submittal those highlighted in green are optional The required fields under the Admin Info tab are Name of CAISO SC Please enter a valid SC name CAISO Scheduling Coordinator ID SCID Please enter a valid SCID Month and Year of Resource Adequacy Plan Please enter month and year of RA Plan Example Jan 2012 Name of the person who prepared the plan title and valid date Contact person details such as name title valid email valid telephone valid address etc ISO Public 45 of 84 G California ISO Bepeg bereri lowe Administrative Information Name of CAISO Scheduling Coordinator SC CAISO Scheduling Coordinator ID SCID Month and Year of Supply Plan Mon YYYY Legal Notification By submitting this Supply Plan to the CAISO the Scheduling Coordinator is confirming that the Supply Plan has been prepared by someone with
37. e Error The Value is null or invalid T For Sheet Admin Info Cell C25 and Field contZip Error The Value is null or invalid For Sheet Admin Info Cell C14 and Field prepDate Error The Value is null or invalid For Sheet Admin Info Cell C12 and Field prepName Error The Value is null or invalid For Sheet Admin Info Cell C13 and Field prepTitle Error The Value is null or invalid Submittal Type Month Ahead Target Period October month 2011 Ml vear SEH CSO we Upload File KE Reset Upload Figure 39 Example List of Error Messages Received with Blank Admin Info Tab in Submitted RA Plan ISO Public 60 of 84 California ISO Person who prepared this Resource Adequacy Plan Contact Person for Questions about this Resource Adequacy Plan Null not accepted Telephone Enter Valid Data Address Address 2 City State Zip Figure 40 Example Blank Admin Info Tab of a Submitted RA Plan Error Message Error Def Fix contCity City name Invalid or Null Please enter a valid city name cell cannot be blank contEmail Email ID Invalid or Null Please enter a valid email cell cannot be blank contName Name Invalid or Null Please enter name cell cannot be blank contState State Invalid or Null Please enter a valid state name cell cannot be blank contTel Telephone Number Invalid or Null Please enter a valid Ph number cell cannot be bla
38. e RA capacity is 50 MW and the Availability is 10 MW due to the outage __ Caps at RA SC BidSOMW Bid10 MW Self Schedule No Bid 10 MW SIBR NodAction ExtendsBidto BidsatRLC BidsatRLC RA 50 MW from IRDT fromIRDT Figure 9 Example of NRS RA SIBR Actions in Day Ahead Market with Outages ISO Public 23 of 84 SCH California ISO 7 3 NRS RA SIBR Example 3 Real Time market without Outages Figure 10 provides an example of the actions taken by SIBR in the Real Time market without outages In this scenario the RA capacity is 50 MW the Availability is above 50 MW and the RUC award is 30 MW SC Bid50MW Bid30MW_ Bid15MW Self Schedule No Bid 15 MW SIBR No Action No Action Extends Bid BidsatRLC Bidsat RLC to RUC from IRDT from IRDT Figure 10 Example of NRS RA SIBR Actions in Real Time Market without Outages ISO Public 24 of 84 SCH California ISO 7 4 NRS RA SIBR Example 4 Real Time market with RUC award greater than RA Capacity Figure 11 provides an example of the actions taken by SIBR in the Real Time market when the RUC award is greater than the RA capacity In this scenario the RA capacity is 40 MW the Availability is above 50 MW and the RUC award is 60 MW Caps at RUC SC Bid60MW Bid40 MW Bid15MW Self Schedule No Bid 15 MW SIBR NodAction ExtendsBid Extends Bid BidsatRLC BidsatRLC to RUC to RUC from IRDT from IRDT Figure 11 Example of NRS RA SIBR Actions in Real Time Market with RUC Award greater than
39. entry To fix this error please enter a value for RA MW with a maximum of two 2 decimal places i e 11 00 and then resubmit S California ISO Shaping a Renewed Future Home Download Upload Status Upload Supply Plan For Sheet Resources Cell D6 and Field raCap Error The Value 11 00089 should have two decimal places Submittal Type Month Ahead Target Period October M Month 2011 Year Upload File el Reset f Upload Figure 46 Example Error Message Received Due to Invalid Resource Adequacy MW ISO Public 67 of 84 e 0 bme leer S California IS 16 2 4 Invalid Resource ID Figure 47 provides an example of the error messages that would be received if the Resource ID of a Supply Plan was invalid when submitted Reviewing the error received in Figure 47 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell C7 and Field This indicates the cell number where the field is creating an error 3 resourceld Error The Value is null or invalid This is the actual error message for the entry To fix this error please enter a valid resource ID and then resubmit 4 California ISO Shaping o Renewed Future Home Download Upload Status Upload Supply Plan For Sheet Resources Cell C7 and Field resourceld Error The Value is null or invalid Submittal Type Month Ahead z Target Period Ee sl month 2012 a
40. ersesenseneess 64 16 2 2 Nota Valid Te plat erer 65 16 2 3 Invalid Resource Adegq acy MW E 66 ISO Public 3 of 84 California ISO 162A Invalidi Resource IN webcasts aE EE Aa E neces pach cece tacos ed cee ceeet econ ede 68 16 2 5 D MOT ol a eT ee 69 16 2 6 nyald eeneg 70 16 2 7 Invalid SCID of L ad Serving Entity s snien cia tiscali 71 16 2 8 Invalid Date Range Invalid Resource ID Resource Not Associated to St EEN 72 16 2 9 Duplicate Record E E WE 73 16 2 10 Invalid Net Qualifying Capacity es ssecctcsesecsesceesesesees nne Dig receeaneceeaneeneaneceesnecteansceesnecteaneceesnecteanscneanscneansenennseneanectennes 74 16 2 11 Invalid Import ee ee E EN WE 75 17 IRR Wser Ee EEN e TN A ii iii EN WE 77 17 1 FRA PU cays eh TEEN W MEET ne coca SL ee On a arama rau 77 17 2 Supply Plan Warn gS EN EN E 79 Mee RTGS SV UU UO EE Wi REN WE 81 E de d TT eR E 82 ET e WEE gt EEN WE pn enn rrr meer nr ren vere mere ere re een 83 ISO Public 4 of 84 t S California ISO 1 Introduction The ISO Reliability Requirements are made up of two criterions e The Local Capacity Requirements LCR and e The California Energy Commission CEC Peak Demand Forecast The LCR is an annual number that is constant for all hours in the year and is specific to the Local Capacity Area LCA The CEC Peak Demand forecast is an hourly number that varies monthly and is applicable to the California ISO Balancing Authority Area BAA From
41. es are 1 Select Download tab 2 Select Templates and 3 Select either RA Plan or Supply Plan to download the respective template This process is depicted below in Figure 14 E3 California ISO Shaping o Renewed Future Home Download Upload RA Plan ISO Welcome to ISO H Templates Please use the menu bar above to RA Plan Supply Plan Supply Plan Figure 14 Process for Downloading RA Plan and Supply Plan Templates ISO Public 33 of 84 California ISO Rateg a bereend Ieee 11 2 Downloading RA Plans The steps for downloading or viewing submitted RA Plans are 1 Select Download tab 2 Select RA Plan and 3 Once on the RA Plan list select the respective icon to either download or view the details of the submitted RA plan This process is depicted below in Figure 15 and Figure 16 gt California ISO Shaping a Renewed Future Home Download Upload Status Welcome to ISO Reliab iaa Please use the menu bar RA Plan Figure 15 Process for Downloading RA Plans Steps 1 2 G California ISO Shaping a Renewed Future ISO Reliability Requirements Home Download Upload Status RA Plan List Show details ilter Trade Month Trade Year Submittal Type Plan Type SCID Status Created By Created Date Y Updated By Updated Date Actions 11 2011 M RA Plan ciso Resubmittal Required Jack 10 21 2011 Jack 10 21 2011 10 2011 M RA Plan CSO Accepted Bill 10 19 2011 Bill 09 15 2011 csv BR EXCEL A PDF
42. et 3 CEC Demand Forecast Not Met Figure 55 below provides an example of a RA Plan upload that received all three warnings local capacity requirement not met forward commitment obligation not met and CEC demand forecast not met ISO Public 77 of 84 SH California ISO Bopig beseend howe California ISO Shoping o Renewed Future Home Download Status Upload RA Plan Uploaded Successfully Submittal Type Month Ahead Upload File B a ity Reset L Upload Figure 55 Example of Possible RA Plan Warnings Received upon Upload ISO Public 78 of 84 G California ISO 17 2 Supply Plan Warnings The Supply Plan warnings may result after every cross validation run A cross validation compares all submitted RA plans against all submitted Supply plans The following two warnings may be seen flagged for the Supply Plan after a cross validation 1 No record in LSE RA Plan 2 Supply Plan MW greater than RA Plan As shown in Figure 56 on the following page the warnings can be seen in the Supply Plan Status List under the Status tab The warnings are located in the comments section of this list Please note a supply plan may be accepted with warnings ISO Public 79 of 84 ce California ISO Beye beeen Ieee California ISO Shoping o Renewed Future Home Supply Plan Status List ISO Public Trade Month Trade Year Submittal Type Plan Type 10 2012 Y Supply Plan 10 2011 M Supply Plan 02 2011 Supply Plan
43. f Tables Table 1 IRR Processing Deadlines for the 2012 Compliance eat 10 Table 2 Example of the Current Data Entry Structure for Two NRS RA Capacity Resources ee eeeeeeeeeeeeeeesseeceaeceeeeeeeesaeecsaecnseenseeesaeeenaeens 12 Table 3 Example of the Future Data Entry Structure for Two NRS RA Resources with Subset of Hours Capacity ceeeeeeseeseeeeeeeeneeeneeees 14 Table 4 SCP Availability Assessment Hours 2re fffff scccccssscscssccssssccesssecessscssnnecosssesssoneeonnssessscecsenesenseaessanasenaceessacseenasecsanesenaccessacesenaseeses 17 Table 5 I RDT Definitions of the Pricing Fields used in Bid Prioritization s ceseceeseeeseceeecceseeececenscersancenseneoeeeeceneaceeseeeentescentencenseneontess 18 Table 6 Five Possible Scenarios for the Ranking of Pricing Fields in the FRDT A 19 Table 7 Example Template for Resource Providing the Same Capacity Value for One Month 26 Table 8 Example Template for Resource Providing the Same Capacity Value during the Weekdays Only 0 cece eeeeeeeseeeneeeeeeeeeeeeeeeeaeeeaeens 27 ISO Public 83 of 84 S California ISO Table 9 Example Template for Resource Providing Varying Capacity Values during the Weekdays Only seesescssseesresressessrssreeresreesereresressersres 27 Table 10 Example Template for Resource Providing the Same Capacity Value for the Weekday Only 28 Table 11 Example Template for Resource Providing the Same Capacity Value for One Day Only 29
44. face EE AE oie WE 33 11 1 Downloading Templates E R annasan aara aa eenean a GMM eesneonecnesnecnesnecnesnesneanecnesnssneanecnesnseneanscaeanecneansenennseneaeeneanes 33 11 2 IRAN E eoecnecnecnecnecnecnecnecnecneesses gig snecnecnesnecssnecnesnecnesnseneanscnesnsenesneeneanscneansenennseneaneeneanes 34 11 3 Downloading Supply E CN WT EE WE ER 12 IRR User Interface Template Details errereen E d ene ED eonesnecneonecneanecnennecneansenennecneanecnennseneansenesneenest 36 12 1 Non CPUC ENKEN REN E 36 12 2 CPUC RA Plan Template EN Win REN WE 41 12 3 Supply Plan Template TT in REN 45 13 IRR User Interface Uploading RA D 2 BK E O cssasessersessassssessernsassesessessarsnsenersuseusenessessatsateaseranseusenessessarsatensersete 48 14 IRR User Interface Uploading Supply an 8 200 eessen 51 15 IRR User Interface CL TEEN WE EEN WE 54 15 1 Checking Status Of WEN ff ff 54 15 2 Checking Status GR pply Plan EN Wf ansa oe noorest nnan tunureenoonn nunan tnntneor eenn nn annt ntne enon nnanan nunute nene en onnan nnnE etrean orenat nnanet nere er neat 56 E TE Ku ee WEN MN WE 57 16 1 EE ege EN E ane ee E E ere eee rere E ee ee ere ree 59 16 1 1 Null or Invalid Entries in tH amp gAdmin Tab H 59 16 2 Keng GEN EEN WEEN 64 16 2 1 Null or Invalid Entries in the Admin Tab ccsccsssssecsecsessssessessesesssssesecsassaseaserseseessnseseesarsateasersessarsneeseerarseseaneesesoarsnteseesauseusaneeseccarenteas
45. gure 36 S California ISO Shaping a Renewed Future Home Download Upload Welcome to ISO Reliability Requirements FARE Please use the menu bar above to navigate the application mp Supply Plan Figure 35 Process for Checking Status of a Submitted Supply Plan Steps 1 2 S California ISO Shaping a Renewed Future ISO Reliability Requirements Home Download Upload Status RA Plan Status List Filter Trade Month Trade Year SCID 4 Status Comments Submittal Type Plan Type 10 2011 M Supply Plan ES Validation in progress 2011 M Supply Plan CSO Resubmittal Required Error No Record in Supply Plan 2011 M Supply Plan CSO Accepted 2011 Supply Plan ciso Accepted with warnings Warning No Record in LSE RA plan ISO Public 56 of 84 California ISO Deyog beeen Ieee Figure 36 Process for Checking Status of a Submitted Supply Plan Step 3 16 IRR User Interface Errors Figure 37 below displays an example of the error message Upload failed please try again If problems persist contact CAISO Support If the upload fails because of this error please email the template RA or Supply to reliabilityrequirements caiso com with a screenshot of the error or call ISO Help Desk S California ISO Shoping o Renewed Future Home Download Status Upload Supply Plan Upload failed please try again If problems persist contact CAISO Support Submittal Type Month Ahead Ta
46. h value 1000 0 exceeds NQC This is the actual error message for the entry In this example the submitted RA value is greater than the NQC To fix this error please enter a valid Net Qualifying Capacity and then resubmit Please note Resource Adequacy MW in the supply plan cannot exceed the NQC of that resource RA should be less than or equal to the NQC value S California ISO ping o Renewed Future Download Upload Status Upload Supply Plan D For Sheet Resources Cell DS and Field raCap Error RA Capacity with value 1000 0 exceeds NQC Submittal Type Month Ahead Target Period October wl Month oni e Year SCID z Upload File ry Reset E Upload Figure 53 Example Error Message Received Due to Invalid Net Qualifying Capacity ISO Public 74 of 84 S S California ISO 16 2 11 Invalid Import Allocation The Resource Adequacy MW for a resource cannot exceed the Import Allocation limit Every tie import resource has an allocation limit on the tie An example of this is as follows e SCID CISO Branch Group Mead MSL and tie limit on Mead_MSL is 10 MW for the SC CISO Resources CISO_I_F_MSL1 and CISO_ _F_MSL2 share the branch group Mead_MSL e On the supply plan for CISO the sum of the RA MW for resources CISO_ _F_MSL1 and CISO_ _F_MSL2 cannot exceed 10 MW e Therefore RA MW should be less than or equal to the tie allocation limit Figure 54 on the following page provides
47. he Same Capacity Value for the Weekday Only ISO Public 28 of 84 SCH California ISO 8 1 4 NRS RA Template Example 4 One Day from 10 AM to 2 PM Table 11 is an example template for a resource planning to provide the same capacity for all hours of one day only from 10 AM to 2 PM i e 13 59 59 Resource Resource ID in CAISO Master Resource Erecive start Effective End Date Time Capacity File Adequacy Date Time Contract Capacity mm dd yyyy hh mm ss mm dd yyyy hh mm ss HPYCMPR CISO_KBGKKS_ _UC_01020304 25 00 10 01 2011 10 00 00 10 31 2011 13 59 59 Table 11 Example Template for Resource Providing the Same Capacity Value for One Day Only ISO Public 29 of 84 amp 53 California ISO Bepop s beeen see 9 Access and Permissions The screen shot in Figure 12 displays the access levels for the ISO Reliability Requirement User Interface IRR UI tool Market Participants have only one access level to the IRR Application which allows the user to upload RA Plans and Supply Plans CEC Digital Certificates are required to have access to upload the Peak Forecast California ISO Shaping o Renewed Future ISO Reliability Requirements v 2 0 4 Home Download Welcome to ISO Reliability Rea nts Market Participants Please use the menu bar above to navigate Supply Plan Peak Forecast The CEC Only Figure 12 Access Levels for the IRR User Interface Table 12 below describes the access levels that are used in the ap
48. ine error received in Figure 49 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2 Cell F7 and Field This indicates the cell number where the field is creating an error 3 effEndDate Error The Value is null or invalid This is the actual error message for the entry To fix this error please enter a valid date and then resubmit As an example for October month RA the effective start date can be 10 01 11 00 00 00 and the effective end date can be 10 31 2011 23 59 59 S California ISO Shaping a Renewed Future Home Upload Supply Plan Download Upload Status For Sheet Resources Cell F7 and Field effEndDate Error The Value is null or invalid For Sheet Resources Cell E7 and Field effStDate Error The Value is null or invalid Submittal Type Target Period SCID Upload File iy Reset GC Upload ISO Public Month Ahead EA October v Month CSO sl 2011 MV Year Figure 49 Example Error Message Received Due to Invalid Date 70 of 84 S California IS s ke ses eee 16 2 7 Invalid SCID of Load Serving Entity Figure 50 provides an example of the error messages that would be received if the SCID of the Load Serving Entity for a Supply Plan was invalid when submitted Reviewing the error received in Figure 50 1 For Sheet Resources This lets the user know that the error is in the Resource tab 2
49. le Business Practice Manual Non Resource Specific NRSSR A system resource external to the ISO balancing authority area and is considered as an import or a tie System Resource resource Risidiial Diet The process conducted by the CAISO in the Day Ahead Market after the IFM has been executed to Commiiment RUC ensure sufficient Generating Units System Units System Resources and Participating Loads are committed to meet the CAISO Forecast of CAISO Demand Resource Adequacy Availability RAAM RAAM is a secure server based web application Management Tool Resource Adequacy WS Compliance Year The calendar year in which RA activities are conducted Resource Specific Ss K System Resource RSSR System Resources identified by a specific Resource ID Scheduling amp beaain A logging application that allows Market Participants to notify the ISO when a Generating Unit s g gging SLIC properties change due to physical problems Users can modify the maximum and minimum output of for ISO of California a unit as well as the ramping capability of the unit Settlements and Market Clearing Settlements The Settlements acronym refers to a collection of applications comprised of Settlements Dreams Market Clearing etc Collectively these applications settle the ISO markets processing and creating Settlement Statements and Invoices ISO Public 7 of 84 E California ISO Deyo s bereed howe 3 Monthly Plan Processing 3 1 Month
50. ly Process Flow Diagram The overall process diagram is shown in Figure 1 below ISO Public Monthly RA and Supply Plan Validation Process Original Submission D o Re submittal Re submittal E Original E Submission Ss RA Plan O Re submittal pare 2 igi e submi Original ke E Submission Required RA Plan Re submittal Required SC Non CPUC SC CPUC Jursidictional Re submittal Required Supply Plans No Errors C pa J Load IRR Database CPUC Validation x Report 7 Original Submission IRR UI Upload Supply Plan Application for Errors ISO IRR UI Cross Validation Re submittal Figure 1 Monthly RA Plan and Supply Plan Validation Process Diagram 8 of 84 SS California ISO 3 2 Monthly Plan Due Date The RA and Supply plans are all due the last business day of the month two months prior to the RA Compliance Month This submittal timeline is depicted in Figure 2 below Two months Prior One month Prior Two Months One Month Prior Prior to the RA tothe RA Compliance Month Compliance Month Last Business Day Figure 2 RA Plan and Supply Plan Submittal Timeline ISO Public 9 of 84 S California IS Vateg berend loeo 3 3 Monthly RA Processing Timeline Once the data is loaded into the IRR system the required processing time is as follows e 3 Business days to run the first cross validation e 10 Calendar days for re submit
51. min Tab Figure 43 below displays the error messages that would be received if the Admin Info tab of the Supply Plan was left blank when submitted For more detail on these error messages please refer back to the previous section 16 1 1 on null or invalid entries in the Admin Info tab for an RA Plan GZ California ISO Shaping a Renewed Future Home Download Upload Supply Plan For Sheet Administrative Info Cell C21 and Field contAdd Error The Value is null or invalid For Sheet Administrative Info Cell C23 and Field contCity Error The Value is null or invalid For Sheet Administrative Info Cell C19 and Field contEmail Error The Value is null or invalid For Sheet Administrative Info Cell C17 and Field contName Error The Value is null or invalid For Sheet Administrative Info Cell C24 and Field contState Error The Value is null or invalid For Sheet Administrative Info Cell C20 and Field contTel Error The Value is null or invalid For Sheet Administrative Info Cell C18 and Field contTitle Error The Value is null or invalid For Sheet Administrative Info Cell C25 and Field contZip Error The Value is null or invalid For Sheet Administrative Info Cell C14 and Field prepDate Error The Value is null or invalid For Sheet Administrative Info Cell C12 and Field prepName Error The Value is null or invalid For Sheet Administrative Info Cell C13 and Field prepTitle Erro
52. n with the CAISO or the Independent Entity Rank 1 2 or null PRC_RANK_LMPM A method of calculating Generated Bids based on Rank 1 or null Management Charge LMP Option Locational Marginal Prices GMC_RANK_LMPM A method of calculating Generated Bids based on a Rank 1 2 or null Price Taker Option price taker value of zero plus an estimate of the Grid Table 5 I RDT Definitions of the Pricing Fields used in Bid Prioritization The five possible scenarios for the ranking of Generated Bid Fields in the intertie resource data template are e Scenario 1 if there is nothing selected all fields are blank or null the default will be GMC_RANK_LMPM Price Taker GMC there is no second or third option Scenario 2 Selected GUC_RANK_LMPM Price Taker GMC there is no second or third option e Scenario 3 Selected NEGO _RANK_LMPM NEGO there is no second or third option e Scenario 4 Selected PRC_RANK_LMPM LMP then there must be a second selection in this scenario it is GUC_RANK_LMPM Price Taker GMC e Scenario 5 Selected PRC_RANK_LMPM LMP then there must be a second selection in this scenario it is NEGO_RANK_LMPM Negotiated These combinations are depicted below in Table 6 ISO Public 18 of 84 California ISO LMP Price Taker Negotiated Scenarios PRC_RANK_LMPM GMC_RANK_LMPM_ NEGO _RANK_LMPM 2 1 3 1 4 1 2 5 1 2 Table
53. ned by the CAISO 5 Valid Resource ID to SCID relation only for supply plans 6 Duplicate records are not allowed 7 RA MW cannot be greater than NQC for Supply Plan 8 RA MW cannot exceed import allocation for tie resources for Supply Plans Cross Validation performed by CAISO 1 Verify LSE is not reporting a higher RA Capacity than the value on the Supply Plan 2 Validate that a record exists in the Supply and RA Plan 1 2 3 4 5 Status Accepted with Warnings Pass Cross Validation with Flags Local Capacity requirement not met Forward Commitment Obligation not met CEC Demand Forecast not met No record in RA Plan Supply Plan MW greater than RA Plan RA Plan and Supply Plan Use IRR web application to load all monthly Supply and RA Plans Fail Data Validation Plan uploaded successfully Status Validation in Progress Fail Cross Validation Status Resubmittal Required Pass Cross Validation Status Plan Accepted Figure 13 Flow Diagram of the End to End RA Monthly Process 32 of 84 E53 California ISO Deyog a beownd Ieee 11 IRR User Interface Download The Download tab of the user interface can be used to download the templates for RA and Supply Plans as well as previously submitted RA and Supply plans 11 1 Downloading Templates The steps for downloading either RA or Supply plan templat
54. nk contTitle Title Invalid or Null Please enter a title cell cannot be blank contZip Zip Code Invalid or Null Please enter zip code cell cannot be blank prepName Name Invalid or Null Please enter name cell cannot be blank preptitle Title Invalid or Null Please enter a title cell cannot be blank Table 13 Complete List of Admin Info Tab Null Error Messages the Definitions and the Fixes ISO Public 61 of 84 gt California IS bemori TI zeg Figure 41 provides an example of the error messages that would be received if an entry Admin Info tab of a RA Plan was invalid when submitted Figure 42 Reviewing the first line error received in Figure 41 1 For Sheet Admin Info This lets the user know that the error is in the Admin Info tab 2 C3 and Field This indicates the cell number where the field is creating an error 3 shLseName Error The Value _ is greater than size 60 This is the actual error message for the entry Thus the error in this example is located in cell C3 on Admin Info tab because the entered value is too large and therefore invalid To fix this error please open the template and enter an LSE name less than 60 characters Then resubmit the template A complete list of invalid entry messages their definitions and the fix can be found below in Table 14 SG California ISO Shaping a Renewed Future Home Download Upload The Month 11 in the template does n
55. ot match the Month 10 submitted on the Screen Submittal Type Month Ahead EI Target Period October M Month 2021 WI Year es cso iv Upload File Lal Reset E Upload Figure 41 Example Error Message Received with Invalid Entry in the Admin Info tab of Submitted RA Plan ISO Public 62 of 84 S California IS qo besen Izeg Administrative Information Name of Load Serving Entity LSE Name of CAISO Scheduling Coordinator SC CAISO Scheduling Coordinator ID SCID Gabed45 Month and Year of Resource Adequacy Plan Mon YYYY Figure 42 Example Invalid Entry in Admin Info Tab of a Submitted RA Plan Error Message Error Def Fix shLseName The value is greater than 60 The LSE name entered has a character count greater than 60 Character count must be less than 60 SCID does not match The SCID in the template does not match the SCID selected in the web application Enter valid SCID in the template and select the same SCID from the drop down Month does not match The template is for the month of October but the loading was performed for November Make sure the month in the template matches the month selected in the drop down Table 14 Complete List of Admin Info Tab Invalid Error Messages the Definitions and the Fixes ISO Public 63 of 84 California ISO n bemori f ser 16 2 Supply Plan Errors 16 2 1 Null or Invalid Entries in the Ad
56. plication access request form AARF for IRR UI access A separate AARF is required for each level of access AARF must be submitted by your ISO point of contact Role Market Participant Table 12 Access Level Definitions for the Application Access Request Form AARF ISO Public 30 of 84 E S California ISO 10 End to End RA Monthly Process Figure 13 on the following page provides a flow diagram of the end to end RA monthly process beginning with the market participants upload of the RA and the Supply plans The decision boxes describe the different cross validation checks that are performed by the application Failure to pass any of these validation checks will result in an error message The status names that can be found in bold shows what point the user is at in the validation process when they receive a specific status While the flow diagram provides a high level understanding of the RA monthly process the subsequent sections will discuss the process components in more detail ISO Public 31 of 84 CG Col ISO Public fornia ISO Geyer beeen Meee Data Validation performed on upload of a plan 1 SC certificate Validation User must have a valid certificate from the ISO to use the application 2 Template must be valid Use ISO templates only for supply plan and non CPUC RA plan use CPUC RA template for CPUC RA Plans Do not change the format of the templates 3 Valid date range 4 Valid Resource ID assig
57. r The Value is null or invalid For Sheet Administrative Info Cell C4 and Field spScName Error The Value is null or invalid For Sheet Administrative Info Cell C5 and Field spScid Error The Value is null or invalid For Sheet Administrative Info Cell C6 and Field monthYear Error The Value is null or invalid Submittal Type Month Ahead ze Target Period EE a Month SCID CSO w Upload File kal Reset Figure 43 Example List of Error Messages Received with Blank Admin Info Tab in Submitted Supply Plan ISO Public 64 of 84 Ss California ISO 16 2 2 Not a Valid Template Figure 44 is an example of the error message Expected Sheet Phys_Res_Import_RA_Res not found which would be received due to the use of an invalid Supply Plan template Please use the templates posted on the ISO website California ISO Shaping o Renewed Future Home Download Upload RA Plan Expected Sheet I_Phys_Res_Import_RA_Res not found Submittal Type Month Ahead Target Period November month 2011 Wlyear SCID ISO we Upload File in Reset j Upload Figure 44 Example Error Message Received Due to the Use of an Invalid Plan Template ISO Public 65 of 84 SCH California ISO 16 2 3 Invalid Resource Adequacy MW Figure 45 provides an example of the error messages that would be received if the Resource Adequacy MW of a Supply Plan was null or
58. r a Given Resource under the New Subset of Hours RA Contract Structure ISO Public 15 of 84 S California ISO q o beeegd howe 4 3 NRS RA Cross Validation beginning January 1 2012 As a result of the Subset of Hours implementation for the NRS resources that have sold RA capacity the need for hourly detail in both the RA and Supply Plans is required This requirement applies to all plan types that have Subset of Hours NRS RA resources e RA Template for CPUC Jurisdictional e RA Template for non CPUC Jurisdictional e Supply Plan Template Figure 5 below shows an example of a cross validation between an RA plan and a Supply plan for NRS RA resources that are using Subset of Hours contracts In the example the resources have the same capacities but are over different time frames Therefore this would fail during cross validation Capacities Match Time Frames Do Not Match Figure 5 Example of a Cross Validation between RA and Supply Plans for NRS RA Resources that are using Subset of Hours Contracts ISO Public 16 of 84 California ISO Rateg a bereed hee 4 4 Standard Capacity Product SCP and Subset of Hours for NRS RA With subset of hours the five 5 availability assessment Hours will not be changing The five SCP availability assessment hours are outlined in Table 4 Hour Ending Exclusions January through March and Saturday Sunday and federal holidays HE 17 21 November through December April
59. rget Period October Month 2011 Year SCID y Upload File wl Reset A Upload Figure 37 Errors Upload failed please try again If problems persist contact CAISO Support ISO Public 57 of 84 S California ISO Vateg berend Ieee Figure 38 below displays an example of the error message Uploaded Template has either blank sheet s or has invalid parameters A blank resources tab Both RA and Supply cannot be uploaded using the IRR user interface If the user has only demand response or liquidated damages and no resources as Resource Adequacy to be submitted as a part of monthly RA filings then please email the plan to reliabilityrequirements caiso com S California ISO Shoping o Renewed Future Home Download Upload Status Upload RA Plan Uploaded Template has either blank sheet s or has invalid parameters Submittal Type Month Ahead Target Period November Month SCID Upload File ry Reset A Upload Figure 38 Errors Uploaded Template has either blank sheet s or has invalid parameters ISO Public 58 of 84 S S California ISO 16 1 RA Plan Errors 16 1 1 Null or Invalid Entries in the Admin Tab Null or invalid entries in the required fields of the RA Plan will result in an error message Figure 39 provides an example list of error messages that would be received if the Admin Info tab of a RA Plan
60. snesnesiesnecnesnecnecnsceonscaeonseneanecneoscneanscneanecneanscneanscneanscaeansoneaneens 18 NRS RA Supply Plan Import Allocation validation beginning January 1 2012 eneen 20 NRS RA beginning January h WEEN WEN EN 7 1 NRS RASIDR Example 1 Day Ahead Market without Outages cssscssscsscsssssssssssessssssesenssssssesseesesssseseesensssssseeseesessnseseesaesssssseeseeessenseseeeseesssaneens 22 7 2 NRS RA SIBR Example 2 Day Ahead Market ee UE 23 7 3 NRS RA SIBR Example 3 Real Time market without Outages ot cnccseinnoniinnmuncndn henteinananmiadtianiminmemaanunn 24 7 4 NRS RA SIBR Example 4 Real Time market with RUC award greater than RA Capacltv ENEE 25 8 NRS RA beginning January 1 2012 filling out the Templates ee 26 814 1 NRS RA Template Example One Mieren 26 ISO Public 2 of 84 G C alifornia ISO 8 1 2 NRS RA Template Example 2 Weekdays Oily scccescncsscesiteass cecceaseestescssecicesaseistdensechcnsitstatssasdenquesseestssetschatatee tieaadeeasiitaidiase danedtetstomesnrtenessaeeaees 27 8 1 3 NRS RA Template Example3 Workweek 6 AM to 10 PI sassscssccssestscesescusdccacceaccancces aectiacrcaccaavecvestacmnartaccrnaectavenneaea certna rca nea poeceshomecanicaenacces 28 8 1 4 NRS RA Template Example 4 One Day from 10 AM to 2 PM oiw eecececsssssessessesseesesseeseeseeseeseeseeneeseeneeseeneeseeneeaeeateseeaseaeenseaeeaseaeeateaeeneeateateateaseatenss 29 De Access and Pri SS E 30 10 End to End RA Monthly ee ER 31 11 IRRUser Inter
61. tal e 3 Business days to run the second cross validation and e 2 Business days to load the data into production The deadline for all plans to be in production is by the 23 of each month The first cross validation re submittal second cross validation and production loading due dates for the 2012 compliance year are outlined in Table 1 below 1st Cross 2nd Cross Load into Validation Re submittal Due Validation Production Calendar 3 Business 2 Business Days 10 Feb 2012 Fri 12 30 2011 Wed 1 4 2012 Sat 1 14 2012 Wed 1 18 2012 Mar 2012 Tue 1 31 2012 Fri 2 3 2012 Mon 2 13 2012 Thu 2 16 2012 Mon 2 20 201 May 2012 Fri 3 30 2012 Wed 4 4 2012 Sat 4 14 2012 Wed 4 18 2012 Fri 4 20 201 Jun 2012 Mon 4 30 2012 Thu 5 3 2012 Sun 5 13 2012 Wed 5 16 2012 Fri 5 18 201 Thu 5 31 2012 Tue 6 5 2012 Fri 6 15 2012 Wed 6 20 2012 Fri 6 22 201 Wed 7 4 2012 Sat 7 14 2012 Wed_7 18 2012 Fri 7 20 201 Fri 8 3 2012 Mon 8 13 2012 Thu 8 16 2012 Mon 8 20 201 Oct 2012 Nov 2012 2 Apr 2012 Wed 2 29 2012 Mon 3 5 2012 Thu 3 15 2012 Tue 3 20 2012 Thu 3 22 201 2 2 2 Table 1 IRR Processing Deadlines for the 2012 Compliance Year ISO Public 10 of 84 L California ISO 3 4 Monthly Template Locations There are different RA templates required based on the type of plan being loaded and on the market participants jurisdiction The hyperlinks below direct to the respective templates for the 2012 RA compliance
62. ty of the information contained in Resource Adequacy Plans submitted by Scheduling Coordinators for LSEs The Supply Plan confirms that a Scheduling Coordinator is committed to scheduling and or Bidding the Resource Adequacy Capacity that has been reported to CAISO The Supply Plan establishes the formal business commitment between the CAISO and Resource Adequacy Resources by confirming the status of the resource as Resource Adequacy Resource ISO Public 5 of 84 amp D jf on ee o ifornio ISO 1 3 Purpose of User Guide The user guide gives an overview of the RA program and describes in detail how to use the IRR application This document will help the SC to understand how to Upload and Download the RA and Supply plans check the Status and decipher error and warning messages related to plan and cross validation 2 Terms Acronyms and Definitions Term Acronym Definition Availability SC DEEN Assessment The monthly process of determining actual availability for the SCP resources Availability A pre defined set of hours in each month corresponding to the operating periods when high demand Assessment Hours conditions typically occur and when the availability of Resource Adequacy Capacity is most critical to maintaining system reliability ER A Resource Adequacy Resource subject to Section 40 9 4 whose availability calculation under Availability Incentive Section 40 9 4 2 is more than two and a half percent 2 5
63. was blank when submitted Figure 40 Reviewing the first line error received in Figure 39 1 For Sheet Admin Info This lets the user know that the error is in the Admin Info tab 2 C21 and Field This indicates the cell number where the field is creating an error 3 contADD Error The Value is null or invalid This is the actual error message for the entry Thus the error in this example is located in cell C21 on Admin Info tab because it is null or has an invalid entry Similarly all the remaining errors in Figure 39 are from a null or invalid value in the Admin Info tab To fix these errors please open the template and insert valid entries into the cells Then resubmit the template A complete list of invalid or null error messages their definitions and the fix can be found below in Table 13 ISO Public 59 of 84 California ISO a beeen hose California ISO Shaping a Renewed Future Download eet For sheeran Info Cell C23 and Field contCity Error The value ts Toll or invalid For Sheet Admin Info Cell C19 and Field contEmail Error The Value is null or invalid T For Sheet Admin Info Cell C17 and Field contName Error The Value is null or invalid T For Sheet Admin Info Cell C24 and Field contState Error The Value is null or invalid T For Sheet Admin Info Cell C20 and Field contTel Error The Value is null or invalid For Sheet Admin Info Cell C18 and Field contTitl
64. y compliance filing has been verified by an officer of the corporation who shall expressly certify under penalty of perjury the following 1 have responsibility for the activities reflected in this filing 2 have reviewed or have caused to be reviewed this compliance filing 3 Based on my knowledge information or belief this filing does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made 4 Based on my knowledge information or belief this filing contains all of the information required to be provided by CPUC orders rules and regulations Certified By Authorized LSE Representative Name Title Date Signature sign the hard copy of filing Contact Person for Questions about this Filing Name Title Address Address 2 City State Zip Telephone Email Email address to receive approval or rejection letter Back Up Contact Person for Questions about this Filing Optional Name Title Telephone Email Figure 22 CPUC RA Template Certification Tab ISO Public 42 of 84 California ISO Weteg o berend lowe The Month Ahead RA Summary Tab can be seen in Figure 23 The LSE Obligations in Summary Table 1 and the Total Claimed RA Capacity by Type of Capacity MW in Summary Table 2 are both required fields for submittal Worksheet B Month Ahead RA SUMMARY Summary Table 1 LSE Obligations Month of Filing

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