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Morningstar® DirectSM User Guide

1. Remove All Remove 144 l Presentation Studio Create a Factsheet using Morningstar Template 3 Locate the Fidelity Contrafund and click OK to be taken back to the Investments Settings dialog box Investments Settings Saved Lists Select saved list v Add Delete F Name Inception Date Category Show Fidelity Contrafund aJ 5 17 1967 US OE Large Growth v Benchmark Russell 1000 Growth TR USD KI Alter your benchmark defaults E tss Al d Category Average L US OE Large Growth Q KS Large Growth L lt E ocroll to the right to change your default colors and markers Save List OK Cancel 4 he Category Average for the selected investment will automatically populate 5 Click OKto view your output 6 You ve successfully created a factsheet using a Morningstar Template Wa Untitled Workbook Morningstar Presentation Studio ES KA Home Chart Data Table _ Format en x m u dp Lal L ma i A lam m DO D Investments Workbook Page Chart Table Text Auto Layout Calculate PDF PPT XPS Fidelity Contrafund MORNINGSTAR Key Information Risk Reward Time Period 3 1 2005 te 2 28 2010 5 00 4 00 Trailing Returns Calendar Year Returns 55 00 37 50 30 00 22 50 15 00 7 50 D __ mm 0 00 7 50 15 00 22 50 c 30 00 amp 37 50 45 00 2009 2008 Time Period 3 1 2005 to
2. Last Quarter End v Portfolio Data As of date Last Quarter End v Reset OK Cancel 141 Presentation Studio Understand the Layout 5 Use the Data tab to create your defaults for benchmarks return series time periods portfolio dates and more Application Settings Attribution NA _ 88 Lii E 88 Data Attributi Layout Display nee ced Start Date 1 Year agc Use Data Time Period Start Date End Date Last Quarter End v Use Data Time Period End Date Security Classification GICS Sector x Attribution Investment Process Three Factor v m rr nking O Arithmetic Geometric Portfolio Holdings Inferring Weights Forward in Time O Inferring Weights Backward in Time Separate Classification v Expand Composite Assets All Levels C Specific Levels v Long Only Include Cash Proxy USTREAS T Bill Auction Ave 3 Mon a 6 Go to the Attribution tab to set your Performance Attribution setting defaults such as time period security classification investment process and more Application Settings Layout 2258 E Data Attribution Font Size Font Color Workbook Layout Landscape Font Morningstar 1 v Factsheet Layout Portrait Font Morringstar 1 v Reset OK Cancel 142 Presentation Studio Understand the Layout 7 Go to the Layout tab to set your defaults for font size f
3. One time run Date 03 12 2010 EN E O Repeat Every v Day v O Repeat onthe 1 day ofthe month Repeat on the First vw Mon v of the month every Month Completion None Notification O Alert message in Morningstar Direct Email the results to your collegues 172 Email Excel results file to the following email recipients Enter valid email address separated by a semi colon Q OK Cancel Performance Reporting Automatically Run Reports using Batch Scheduling 173 6 Click OK and you will be taken to the Batch Login dialog box Wc Batch Login fx Batch Processing Login Batch processing requires both Windows and Morningstar credentials Please enter required credentials below Windows Login Windows Login MSDOMAIN1Nobasko Password Validate password Help 1 Enter your Password and click OK 8 You ve completed setting up the Batch Based on your settings your reports are now sched uled to run automatically You can also choose to run the report now by clicking Run Now W Batch Management Batch Management Create new report batches edit existing batches and schedule times for batches to process Action qp New Batch Delete Batch Edit Batch E Schedule C Batch Name Next Run Stock Analysis 3 15 2010 6 00 00 AM gt ETY 3 15 2010 5 00 00 AM v Sample Batch 3 12 2010 5 00 00 PM G
4. gt Cancel 4 Browse for the file select the appropriate date and weight format and click OK You will be taken to the portfolio view ic Import Morningstar Direct Lale Akman SEE File Search for Send us feedback Portfolio EB Positions 75 Post X Delete f Save E PDF Print amp Edit Definition Master iB Securities 0 71 Status Portfolio Id Holding Holding Name As Of Date Total Shares Price Identifier i Sample 001413137 AIM Summit P 10 31 2008 2 Sample 001413202 AIM Constellation 10 31 2008 L3 Sample 007989809 Chase Growth 10 31 2008 4 Sample 015565609 Alger LargeCap Growth B 10 31 2008 Os Sample 018918102 Allianz CCM Capital Appreciation 110 31 2008 le Sample 022865208 Amana Trust Growth 10 31 2008 pL Sample 023375108 American Funds Amcap 10 31 2008 ie Sample 025083106 American Century Growth Inv 10 31 2008 ample merican Century Select Inv 9 S 025083502 4 i Cent Select I 10 31 2008 10 Sample 091937615 BlackRock Capital Appreciation In 10 31 2008 11 Sample 131618308 Calvert Social Investment Equity 10 31 2008 12 Sample 156681108 Century Shares Trust Instl 10 31 2008 13 Sample 262001472 Dreyfus Founders Equity Growth F10 31 2008 C 14 Sample 278846886 MainStay All Cap Growth I 10 31 2008 i5 Sample 299909408 Evergreen Strategic Growth Inst 10 31 2008 16 Sample 316066307 Fidelity Stock Selector 10 31 2008 17 Sample 316071109 Fidelity Contrafund 10 31 2008 18 Sample 316071208 F
5. 18 19 mj 2i P 22 23 Fund Flows 24 Portfolio Management r c Al Workspace Total 72 MORNINGSTAR Presentation Studio Name 4 Large Growth 1 25 4 Large Growth 25 50 4 Large Growth 50 75 4 Large Growth 75 100 7 Import ETFs 7 Imported Portfolio 7 SMID Agar 7 Top SV Performers 3 6 1 Aggr 3 7 Demo Aggr 4 Category Ave Test Aggregate A OFFSHORE Aggregate 4 Stock Aggregate American Funds amp Rochdale Composite American Funds Composite Blended Portfolio DU Insurance Edward Jones ETV Aggregate FOF Franklin Mutual Funds 3 equal weight FRIM Core Equity AA no Tactical FRIM Core Equity with Tactical FT Model Port JNJ mr OD PAs deb mnt B Le D E F G H NM Selected 0 Lale Akman Aggregates Import Aggregates Action New Aggregate Import Export PDF 4 Owner Lale Akrnan Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale kman Lale Akman Lale Akman Lale kman Lale Akman Lale Akman Lale Akman Lale kman Lale Akman Lale Akman Kevin Smith Lale Akman Lale Akman Antonio Morello Lale Akrnan Lale Akman Lale Akman lela Alme mem IL mM N o p Permission Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write
6. 3 Click OK Investment Lists mport a List of Investments from Microsoft Excel 4 Browse for your file to select the appropriate file type and Identifier Hw Import List Import List The only column in yaur file should be the identifier File name C Documents and SettingstlakmaniDesktop BBramwse File type Identifier Include Only Surviving Investments OK Cancel Help 5 Click OK and your imported list will be added to your grid view as indicated by the up dated number in the bottom left hand corner VIC Morningstar Direct File New Favorites Tools Help g Price Monitor Search for In This View Send us feedback Home My Lists Use uide vest Local Databases Actiony 4 v Y View Snapshot T save Ed Add F5 Edit Data sort Q Locate 4h Export Global Databases E PDF e Ramesh Performance Attribution 7 Name Ticker ISIN Broad Global Category Group Category Performance Reporting Q Fund Flows 607 TS amp W International Equity US00758M1707 Equity Global Equity Li Presentation Studio 608 UBS International Equity Y US90262H3619 Equity Global Equity L 609 UBS PACE International Equity P US90262L7275 Equity Global Equity Li 610 VALIC Company I International Equities US91915R6080 Equity Global Equity L Ii Investment Lists Sl M 611 Vantagepoint International US92208T2024 Equity Global Equity Li v tone 612 Vantagepoint Overseas Equity Index I US92208T7726
7. How do you want to define peer group Use Display Group O Search Criteria Open End Funds O My Lists Morningstar Category 13 Help 13 Select Morningstar Category as your Peer Group The default is the Display Group Selecting Morningstar Category will allow the ranks to be calculated based on all investments in the Morningstar Category not just the investments in the report Performance Reporting Create a Quick Performance Report with Morningstar Template 163 14 Click OK to view your updates on the Group Settings window Ww Group Settings Group Settings The group settings dialog is used to organize list of investments into groups for comparison against peer groups and selected benchmarks Peer groups can be defined using existing investment lists or search criteria Display Grouping vi Update Y Expand All Display Settings X Delete Yu Custom groups E Show Benchmarks Morningstar Category Vv Display Groups Investments Peer Group of Display Benchmark 1 Display Benchmark 2 Calculation Benchmark Investments in Peer Group US OE Target Date 2050 Morningstar Category GF 197 v MSCI EAFE USD v Q Morningstar Category US OE Target Date 204 Morningstar Category GR Y ETE AIEA A MSCI EAFE USD v Morningstar Category 4 US OE Target Date 202 Morningstar Category GF US OE High Yield Bond Morningstar Category 7 US OE Target Date 203 Morningstar Category GF US
8. Display Return Morningstar Return 4 of funds Aggregate Performance Reporting rank Benchmark Display category Morningstar ranked in Time Period z 1 Benchmark percentile category Morningstar Grade B Manage Reports 1 Grade percentile category E Archived Reports Gro Fi Report Search Criteria Product Focus Both And Morningstar Rating Overall gt 3 And Manager Tenure Average gt 3 And inception Date lt 1 1 2005 And Perfo Biz gt US SA Mid Cap Growth Fj 3 v US SA Diversified Emerging Mkts 14 me 4 NE Os DCM Emerging Markets Equity Heii 6 4 00 116 8 00 8 00 os Green Inv Mgt Guardian Country Highlight Row Red 1 4 00 116 8 00 8 00 07 Lincoln Delaware VIP Emerging Markets Mores Highlight Row Blue 5 4 00 116 8 00 8 00 Oe Capital Guardian Emerging Markets Growth 8 24 Highlight Row Grey 12 4 00 116 7 00 7 00 09 Baillie Gifford Overseas Emg Mkts 8 10 Clear Simple Formatting 14 4 00 116 6 00 6 00 10 JPMorgan Emg Mkts Eq Core 6 92 Clear All Simple Formatting 25 4 00 116 6 00 6 00 11 Lazard Emerging Markets Equity 717 i 22 4 00 116 6 00 6 00 12 Neuberger Berman Emerging Market Equity 7 05 27 1 94 2 00 23 4 00 116 6 00 6 00 Fj i3 Schroders Emerging Markets Equity 7 21 25 2 11 2 00 21 4 00 116 6 00 6 00 O 14 The Boston Emerging Markets Value 7 90 19 2 79 2 00 16 4 00 116 6 00 6 00 15 Bernstein Emg Mrkts Val Eq 5 38 44 0 27 2 00 38 3 00 116 5 00 5 00 16 Eaton Vance Structured Emerging Mkts Eq 5 97 39 0 86 2
9. Fidelity Contrafund 121 74 Russell 1000 Growth TR USD 109 8 Calendar Year Returns 37 50 30 00 22 50 15 00 7 50 0 00 7 50 EERBBZZUDBSDIS329349993 Risk Reward Time Period 3 1 2005 to 2 28 5 00 4 00 3 00 2 00 1 00 Return 0 009 9o 3 00 6 Std Dev Chart Settings gt 200 5 Click Delete and we will replace this Investment Growth graph with another chart WG Untitled Workbook Morningstar Presentation Studio m Chart Data Table Format L3 la A lam s Kw wx Investments Workbook Page Chart Table Text Auto Layout Calculate PDF PPT XPS Setting Insert Layout Calculate Export Fidelity Contrafund Key Information Morningstar Category US OE Large Growth Morningstar Rating Overall Morningstar Rating 3 Yr Morningstar Rating 5 Yr ae tte te Morningstar Rating Yr teste te Inception Date Prospectus Net Expense Ratio Turnover Ratio EE Trailing Returns Calendar Year Returns 55 00 37 50 50 00 30 00 45 00 22 50 40 00 15 00 35 00 7 50 30 00 25 00 ae 20 00 15 00 15 00 g 10 00 zam 5 00 25 20 00 mm 37 5 00 YTD 45 00 2009 Pidelky Contrefend Ra Pidehty Contrafund Fidelity Contrafund Russell 1000 Growth TR USD Performance Time Period 3 1 2005 to 2 28 2010 Return 4 01 MORNINGSTAR Risk Reward Time Period 3 1 2005 to 2 28 2010 5 00 4 00 3 00 2 00 t 1 00 0 005 06 3
10. One time run Date 03 12 2010 E O Repeat Every vi Day v Q Repeat on the 1 E day of the month MI Repeat on Hie First vi Mon of the month every Month Completion 9 None Notification Alert message in Morningstar Direct jo Email Excel results file to the following email recipients Email the result to your colleagues 184 Enter valid email address separated by semi colon Q OK Cancel 6 Click OK and you will be taken to the Batch Login dialog box Wi Batch Login VC nNINOOIAE Batch Processing Login Batch processing requires both Windows and Morningstar credentials Please enter required credentials below Windows Login Windows Login MSDOMAIN1Nobasko Password L Validate password Help e OK Cancel 1 Enter your Password and click OK Scorecard Automatically Run Reports using Batch Scheduling 185 8 You ve completed setting up the Batch Based on your settings your reports are now sched uled to run automatically You can also choose to run the report now by clicking Run Now VIC Batch Management Batch Management Create new report batches edit existing batches and schedule times for batches to process Actionv Gp New Batch 3 Delete Batch 2 Edit Batch 37 Schedule Fr Batch Name Next Run Stock Analysis 3 15 2010 6 00 00 AM gt ETY 3 15 2010 5 00 00 AM v Sample Batch 3 12
11. of Portfolio Benchmark Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Fidelity Magellan Russell 1000 TR US Lale Akman Fidelity Magellan vs Vangu Russell 1000 TR US Lale Akman Oakmark Select I Russell 1000 TR US Lale Akman Northern Enhanced Large S amp P 500 TR 3 7 Demo Aggr Russell 3000 TR US Lale Akman Northern Enhanced Large S amp P 500 TR PowerShares QQQ Russell 1000 Growtt Lale Akman Fidelity VIP Index 500 IC S amp P 500 TR Fidelity Large Cap Core Er S amp P 500 TR Alger Capital Appreciation Russell 1000 Growth Lale Akman Fidelity Blue Chip Growth Russell 1000 GrowtF Lale Akman Brandywine vs Wanger Se Russell Mid Cap Gro Lale Akman Ibb Assoc Ret Inc Ibb Assoc Bnchmk Lale Akman TM Import Russell 1000 TR US Lale Akman FOF Russell 3000 TR US Lale Akman FOF Russell 3000 TR US Lale Akman Dreyfus Active MidCap Russell Mid Cap TR Lale Akman IS PM Model Portfolio ne Russell Mid Cap TR Lale Akman Fidelity Large Cap Core Er Morningstar Large C Lale Akman S amp P 500 TR Russell 1000 TR US Lale Akman Lale Akrnan Lale Akman Lale Akrnan Lale Akman Mstar Eq Res Lale Akrnan Oakmark Select I 2 Click on Long Only GICS Sector from the Morningstar Report Template list Permission Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Write Read Write Read Write Read Write Read Write Read Write Read
12. of rank Benchmark Display category Morningstar rank 1 Benchmark percentile category Morr 1 Gesda mavcantilsa Oi Report Search Criteria Product Focus Both Anating Overall gt 3 And Manager Tenure Average gt 3 And Incepti 02 v US SA Mid Cap Growth 13 Apex SMID Growth A 735 HE e ai 14 BrownCapitalMgtMd CapGr 23663 15 Champlain Mid Cap Core 19 69 6 CHOICE Special Opportunities 23665 17 Denver Inv Concentrated Mid Cap Growth 22 6 66 O8 Eagle Mid Cap Growth Institutional 27 6 39 19 Frontier Mid Cap Growth 24655 10 Harman Inv Core Eq Comp 47707 1i Munder Capital Mgt Internet Related Gr 2 933 12 Riverbridge All Cap Growth 38 602 113 Riverbridge Eco Leaders Portfolio 43 547 14 T Rowe Price Md Cap Gr Strat 45 5 04 15 TOW Growth Equities 85ST 16 TCW SMID Cap Growth 2654 17 Wells Capital All Cap Growth Equity 4 845 18 westfield Capital Mgt Co Mid Cap GF 34590 400 42400 119 Westfield Capital Mgt Co Sm Mid Gr Eq 36 556 400 13 400 20 william Blair Md Cap Gr Team 48508 400 15 400 121 Baird Mid Cap Growth Equity 4 400 300 2 400 il EI Total 2025 BY Selected 1 Lale Akman Automatically Run Reports using Batch Scheduling Once you create your report you can schedule a batch to run the report automatically 1 From the Manage Report sub folder click on Batch Management WC Morningstar Direct File New Favorites Tools Help ePrice Monito
13. 0 35 Top 20 Holdings 32 22 32 56 Holdings Equity Holding 92 84 99 91 H amp R Block Inc 5 92 24 00 1 38 Cash Holdings 572 0 05 Liberty Media Corp 7 86 15 43 1 21 Medtronic Inc 4 70 20 18 0 91 Weighted Average Market 35 563 04 81 457 51 Cap mil Newfield Exploration Company Bristol Myers Squibb Company 4 37 4 61 13 32 13 52 0 62 0 60 Weighted Average P B Weighted Average P C Weighted Average P E 4 58 3 68 9 92 11 69 22 89 23 06 8 39 13 94 Weighted Average P EBITDA Tyco Electronics Ltd 4 41 10 19 0 44 Weighted Average P FCF 12 86 27 15 Texas Instruments Inc 4 14 10 57 0 44 121 lt Time Warner Inc Capital One Financial Corporation Viacom Inc B Intel Corporation 4 70 4 29 5 14 4 68 9 35 7 45 6 03 5 03 0 40 0 31 0 29 0 26 Weighted Average P S 2 18 2 51 Weight Top 10 Portfolio Holdings Nisrnverv Cammunicatians 10 33 lll Performance Attribution Generate Performance Attribution with Morningstar Templates Return 1 88 12 Two levels displayed driven by our choice of the Long Only GICS Sector template Level 1 is the Sector breakdown and Level 2 is the security breakdown as shown by the Information Technology sector Ww sample Performance Attribution Window DES File New Favorites Help Search for In Securities Send us feedback Views tributio as iB Highlights Settings Q Options E Calculate Exp
14. 582 SEI International Trust Equity A US78411R1095 Equity Global Equity Li 583 Sentinel International Equity 4 US8172708872 Equity Global Equity L 584 Sextant International US8040965019 Equity Global Equity Li va is BRE 585 SSgA International Stock Selection Inst US7849248700 Equity Global Equity L ll Sample Investment 586 STAAR International US8523145097 Equity Global Equity Li gt Gi Search Criteria 587 State Farm International Equity A Legacy US8568525047 Equity Global Equity Li gt amp i Report Templates 588 State Farm International Index A Legacy US8568528686 Equity Global Equity L E Chart Templates 589 Steward Intl Enhanced Index Inst US8603247060 Equity Global Equity L gt amp Data Sets 590 SunAmerica International Equity US8670317267 Equity Global Equity L EB Custom Sectors 591 T Rowe Price International Eq Index US77958A1079 Equity Global Equity L EB Custom Security Info 592 T Rowe Price Overseas Stock US77956H7576 Equity Global Equity Li gt amp Position Accounts 593 Target International Equity T US8759215044 Equity Global Equity Li m Aggregates MEM 594 Third Avenue International Value Inv US8841168649 Equity Global Equity Li mina lenn Plat P S95 Thornburg International Value A US8852156574 Equity Global Equity Li iB Notes 596 Threadneedle Intl Opportunity 4 US7689156054 Equity Global Equity Li 597 Thrivent Partner International Stock A US8858827616 Equity Global Equity Li 598 Thrivent Pa
15. Calendar Year Returns 37 50 30 00 22 50 15 00 E 7 50 0 00 7 50 15 00 22 50 me ES 30 00 cc NN 37 50 3 years 5 years 10 years 45 00 2009 Russell 1000 Growth TR USD Fidelity Contrafund 1 year 3 years 5 years 10 years Table Settings Multiple Investments 4 V ER ER E SZ 7088 NRS PR RE ARNE 149 EG 148 Presentation Studio Customize your Factsheet from Morningstar Template Create a Custom Workbook 1 As explained in the previous section you can use the Morningstar Templates to create quick Factsheets You can also use Morningstar Templates to create workbooks Once generated you will have the ability to customize your Factsheet or Workbook In this exercise we will create a new workbook from scratch and explore more available features in Presentation Studio Click on New Worksheet File New Favorites Tools Help fejPrice Monitor Search for In This View v Go Home PresentationStudio Local Databases Global Databases Performance Attribution Aa P New Workbook New Factsheet New Chart Performance Reporting 1 Portfolio Management Customiz Fund Flows Create custom r factsheets and q Presentation Studio EB Presentation Studio fingertips IL ME Actions mort LI Name Type Owner Permissions Date Modified C M Competitor Analysis Equity Managers Morningstar Template Morningstar Read Only 9 10 2009 1 Sea LN a H gt
16. Porio OD Porfois Constnents Benchmark Sales Growth Cash Flow Growth Value Core Growth Equity Valuation Price Multiples Price to Eamings Equity Sector Breakdown Pario t Bendmak Price to Book Value i Stock Bond Other 0 00 0 100 Total Information 21 83 31 57 Software Hardware B Media F Telecommunications Price to Sales Price to Cash Flow Financial Ratos ROE ROA Net Margin Debt to Capital Import Aggregates If you want to create an Aggregate that contains many investments you can also import the list Import files must contain the following columns in this order Portfolio Date Portfolio ID Portfolio Name and Holding Identifier Weight The Holding Identifier must be a CUSIP Ticker ISIN or SEDOL Because ticker symbols are duplicated across global markets we suggest that you use an alternative identifier See Help for sample Aggregate Import Templates 1 To begin the import process go to the Portfolio Management folder and click Aggregates WC Morningstar Direct File New Favorites Tools Help ej Price Monitor Search for In This View Send us feedback 62 Home Local Databases Global Databases n Performance Attribution Performance Reporting i 2 3 gt amp Strategies ma gt amp Models rs gt 3 Position Accounts hd 1 16 IG My Aggregates L7 E Saved Reports 8 9 M 10 11 12 13 14 7 15 16 17
17. Top Searches Fund Name Fidelity Magellan Fairholme Templeton Global Bond A PIMCO Total Return A PIMCO Total Return Instl Oakmark Equity amp Income I PIMCO Total Return D American Funds Growth Fund of Amer A Dodge amp Cox Stock Vanguard Wellington Fidelity Contrafund BlackRock Global Allocation A American Funds Capital World G I A Vanguard Dividend Growth American Funds Capital Inc Bldr A Vanguard 500 Index Investor 5 You can also use Advanced Search to filter documents by the document date inception date document type or firm name Ld Morningstar Direct Ei Home ES Alerts amp Filings EB Price Monitor EB Excel Plug in H Help Definitions gt amp Training gt amp Feedback Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace Filter Result Document Date Send us feedback Name Ticker CU Ja From 12 24 2009 Fund Name Ticker Last Document Last Document Type Quickview To 03 24 2010 Em mm dd yyyy Inception Date From To Es mm dd yyyy Available Document Type IV Any IV Prospectus lv Supplement to Prospectus Statement of Additional Information IV Annual Report ks IV Semi Annual Report IV Supplement to SAI Vv Summary Prospectus IV Simplified Prospectus IV Factsheet Fi
18. VIC Morningstar Direct File New Favorites Tools Help Ta Price Monitor Search for In Securities Send us feedback Set User Preferences S Customize this page New Folder elcome Lale Akman Tuesday March Exit Announcements WIE Markets EB Filings EB Price Monitor Head 1 Day c d Date aline iB Excel Plug in 3 1 Fund Flows Annual Report 2009 Nasdaq gt fa Feedback 2 12 U S Open end and ETF Fund Flows Commentary pam MT Jan 2010 Help D finitians 2 12 Target Date Series Reports updated with 2009 year 2 345 00 B Product Overview end data gt i Training 2 8 Active Passive and US Variable Annuities now available in Fund Flows 2 4 Quarterly Client Newsletter Jan 2010 More 4 Market Cap Breakpoints Data as of2 28 2010in MilUSD Region Giant Region Asia ex Japan 14 542 1 Day 1 Mo 3 Mo 1 Yr a Morningstar 2 847 0 45 8 26 5 23 69 55 Canada 24 688 a S amp P 500 1 143 0 40 7 74 4 26 66 60 a Dow Jones 10 592 0 37 6 50 2 59 59 24 4 Nasdaq 2 347 0 65 8 98 7 34 84 76 Local Databases Japan 13 218 a Russell 670 0 48 13 75 11 61 90 03 Australia New Zealand 31 640 Europe 38 473 Global Databases Latin America 24 360 Performance Attribution United States 42 036 Market Barometer Performance Reporting Value Core Growth Style Indexes Portfolio Management EEE NENNE ur r Large Value Upcoming Trainin EE Fund Flows 9 9 0 46 0 28 4 Large Core
19. 0 03 0 02 0 03 0 10 0 26 Position Market Value 86 250 000 0 86 072 000 0 75 000 000 0 68 323 000 0 66 874 000 0 51 158 405 0 44 567 000 0 44 631 000 0 42 473 000 0 41 621 000 0 39 571 313 0 38 731 010 0 36 673 000 0 34 384 000 0 34 039 000 0 33 352 000 0 29 182 000 0 29 011 000 0 28 794 270 0 26 914 000 0 26 796 000 0 25 322 000 0 of Days 96 to Liquidate Market 3 Mo Avg Vol 2 70 2 70 2 35 24 2 10 1 61 1 41 1 40 2 37 1 30 1 24 1 77 2 11 1 96 1 07 1 05 0 91 0 91 0 90 1 24 0 84 0 79 Value 2 93 2 93 2 55 2 32 2 27 1 73 1 53 1 52 2 56 1 42 1 35 1 92 2 32 2 08 1 16 1 13 0 99 0 99 0 98 1 34 0 91 0 86 Shares 11 500 000 00 11 476 270 00 10 000 000 00 9 109 793 00 8 916 510 00 6 866 900 00 5 982 214 00 5 950 777 00 10 064 730 00 5 549 453 00 5 276 175 00 7 535 216 00 8 988 502 00 8 325 398 00 4 538 327 00 4 446 872 00 3 890 796 00 3 868 327 00 3 839 236 00 5 256 885 00 3 572 810 00 3 376 321 00 Share Change 11 500 000 00 12 703 990 00 10 000 000 00 5 804 128 00 110 306 00 5 894 500 00 13 084 00 3 988 719 00 10 064 730 00 5 549 453 00 401 411 00 66 100 00 1 629 806 00 78 900 00 443 271 00 2 132 476 00 550 139 00 2 482 442 00 3 839 236 00 3 254 140 00 78 991 00 1 343 821 00 tama nmm mom 4bx Portfolio Owner Type 13F 13F 13F 13F 13F Mutual F 13F 13F 13F 13F Mutual F Mutual F 13F 13F 13
20. 12 13 4 15 6 Fl js 9 10 11 Q Q Q Q Q Q Q Q Q Q A p Feedback Equal Weight Finish gt gt Cancel 5 Enter investments by clicking Add Aggregates Create an Aggregate 58 6 You can search for the investments with the various Universe choices or you can retrieve the names from an existing investment list Go to My Lists and locate a list to populate the aggregate VIK add Holdings Within O Universes My Lists Oo MEPI List Find By Name 9 Begins with Contains v Include Only Surviving Investments Available records Total records 10 Jump to record name CGM Mutual USD NAS LOMMX Port Perf Fidelity Contrafund USD NAS FONTX Port Perf Alger Large Cap Growth Portfolio I 2 USD NAS AAGOX Port Perf Alger Capital Appreciation Ptfl I 2 USD NAS ALVOX Port Perf Calamos Growth 4 USD NAS CYVGRX Port Perf Eagle Capital Appreciation 4 USD NAS HRCPX Port Perf Alger Spectra 4 USD NAS SPECX Port Perf Putnam Voyager USD NAS PYOYX Port Perf Add All Selected Records Total records 10 CGM Mutual USD NAS LOMMX Port Perf Fidelity Contrafund USD NAS FONTX Port Perf Alger Large Cap Growth Portfolio I 2 USD NAS AAGOX Port Perf Alger Capital Appreciation Ptfl I 2 USD NAS ALVOX Port Perf Calamos Growth 4 USD N4S CVGRX Port Perf Eagle Capital Appreciation 4 USD NA4AS HRCPX Port Pert Alger Spect
21. 27 164 862 00 17 966 061 00 257 598 00 425 994 00 75 415 00 5 082 235 00 2 553 521 00 1 600 098 00 1 866 892 00 542 132 00 499 571 00 3 645 764 00 60 000 00 1 870 691 00 293 843 00 4 493 00 12 31 2009 13F 12 31 2009 13F 12 31 2009 13F 12 31 2009 13F 6 30 2007 13F 12 31 2009 13F 9 30 2009 13F 12 31 2009 13F 12 31 2009 13F 3 31 2008 13F 12 31 2009 13F 12 31 2009 13F 12 31 2009 13F 12 31 2009 13F 12 31 2009 13F 1 31 2010 Mutual Fund 1 31 2010 Mutual Fund 1 31 2010 Mutual Fund 12 31 2009 13F 12 31 2009 13F 3 31 1999 13F 9 30 2007 Blackrock Investment Management LLC California Public Employees Retrmnt Sys Credit Suisse United States CREF Equity Index CREF Social Choice CREF Stock D E Shaw amp Co LP Deutsche Bank Ag Deutsche Bank Securities Inc DFA Australia Limited Institutional v B Le D Total 100 By Selected 0 108 Ownership analysis dentify Owners of a Stock 9 Click on the View drop down to alter your default Shares view to Market Value 9o Weighting and more EEK Send us feedback 3Com Corporation 3D Systems Cor dbx We Morningstar Direct File New Favorites Tools Help Search for Action View Shares m Name Portfolio Portfolio Currency Owner Type 3D Systems Corporation USD 2010 02 28 USD 3M Company Date 2010 02 28 USD Di American International Group 2 Amvescap Plc 3 Axa SA r 4 Bank of 4merica Corporation 5 Bank Of New Yo
22. 3 180 00 835 00 4 250 00 1 650 00 2 560 00 can change the view to display by Shares Change Weighting and more VIC Morningstar Direct File New Favorites Tools Help 1492 Small Cap Growth Action View r i 2 3 4 lms 6 17 BE 9 10 711 12 713 14 15 16 17 r is 19 20 21 22 I 23 All Total 85 Name Select Default View Shares Share Change Market Value AAR C o Weighting Search for g Rows Subject AFC Enterprises Inc Amedisys Inc American Eagle Outfitters Ameristar Casinos Inc Ann Taylor Stores Corporatio Ariba Inc Arkansas Best Corporation Arrow Electronics Inc Atlas Air Worldwide Holdings ATMI Inc Avnet Inc BE Aerospace BluePhoenix Solutions Ltd Cache Inc Calgon Carbon Corporation Centerstate Banks of Florida AFCE AMED AEO ASCA ANN ARBA ABFS ARW AAW W ATMI AVT BEAV BPHX CACH ccc CSFL China Bio Energy Holding Co CBEH China Natural Gas Incorporat CHNG Chiquita Brands International Cirrus Logic Inc City Telecom Ltd ADR Clarient Tne B c D BY Selected 0 COB CRUS CTEL CIRT ISIN O US0003611052 US00104Q1076 US0234361089 US02553E1064 US03070Q1013 US0361151030 US04033V2034 US0407901075 US0427351004 US0491642056 US00207R1014 US0538071038 US0733021010 IL0010824378 US1271503088 US1296031065 US15201P1093 US16948P1057 US1689102069 US1700328099 US1727551004 US1786
23. 31 2008 7 100 00 0 00 20 Sample 749121109 Qwest Communications Internatio 1 31 2008 30 400 00 0 00 F 21 Sample 866810203 Sun Microsystems Inc 1 31 2008 10 200 00 0 00 M J ill A Al B c D E F 6 H I J K L M N Oo P Q R s T u v W x uf z Total 584 BY Selected 0 Position Accounts mport Portfolio Holdings with Morningstar Template 68 10 Your imported holdings will be maintained in the Position Accounts folder Click on your imported portfolio and you will be taken to the Position Account dialog box Here you can find your general settings X Ray report Imported Price Returns and the Holdings Summary Click on Holdings Summary subfolder to view your imported holdings Home Local Databases Action impt Ww Sample Import Position Account Global Databases r Name File New Favorites Tools Help Search for In This view Performance Attribution Send us feedback Performance Reporting i ATS Sample I c z TAM M Fund Flows P2 000000 me 3 A11923 E General Settings Action View Snapshot v Portfolio 9 30 2008 Import RS Studie 4 411931 EIOS Export Fs Edit Data 5 PDF Workspace ms 412523 E Asset Allocation De E Stock Sectors Name a Weight ISIN v G Investment Lists 6 413763 Soll 36 v My Lists 7 A16833 ciii piis lid B enchmark Russe E Want to Delete amp 18203 Ed Top 10 Holdings Benchmark Russell 1000 TR USD E IS Portfolio M vill Im
24. Arrow Electronics Inc Assured Guaranty Ltd B c D E BY Selected 0 1 23 1 01 Q 2 06 0 78 0 66 0 77 1 13 1 08 0 93 1 50 1 95 US0003611052 US0079741080 US00104Q1076 US0082521081 US01167P1012 US0144821032 US0153511094 US01741R1023 US01748x1028 US0204091088 US02341W1036 US0234361089 US02553E1064 US03070Q1013 US0326572072 US0361151030 US03836W1036 US03937R1023 US04033v2034 US0407901075 US0427351004 BMG SSSR1060 000361105 007974108 001040107 008252108 01167P101 014482103 015351109 01741R102 01748x102 020409108 02341W103 023436108 02553E106 030700101 032657207 036115103 03836W103 03937R102 04033V203 040790107 042735100 G SSSR106 7 Close your view and go back to the Separate Accounts Portfolios view Under Actions you can also generate Reports Charts Performance Attribution and more EEK Send us feedback VIC Morningstar Direct File New Favorites Tools Help im Price Monitor Search for In This View Home Owners Portfolios Action View Snapshot Global Databases Settings Local Databases T save v Search F Edit Data W Sort Q Locate fk Export PDF Refresh Fixed Inc Portfolio Portfolio Date Portfolios Portfolio Date Style Box Style Box Owner Type Lona Long gt amp Morningstar Analysis gt Ge Funds Managed Products gt Ge Stocks v g Ownership Analysis EB Securities E Owners Portfolios Charts View Holdings Performan
25. Closed To New Investors QYves Ono Items Found Run Search Closed To New Investors O Yes No Category Rank I 1 dog IM 0 5 10 15 20 25 z Items Found Run Search 600 Q OK Cancel 21 9 You ve successfully completed the Basic Search ld Morningstar Direct File New Favorites Tools Help Ta Price Monitor Search for In This View Send us feedback Home My Search Criteria Local Databases Action View Returns Month End X B Save v Search F gt Edit Data W Sort amp Locate Global Databases Export 5 PDF e Refresh Performance Attribution r Name o Return Date Total Ret Total Ret Total Return Mo End 3 Mo 96 Rank Cat Abs Rank Cat Mo End 3 Mo Mo End 3 Mo Mo End USD USD Convergence Bond T 1 31 2010 1 81 27 152 Presentation Studio 2 UNIQA Total Return T 1 31 2010 5 70 71 544 Workspace 3 USD Convergence Bond 4 1 31 2010 1 82 27 151 vil Investment Lists 4 Evolution 1 VT 1 31 2010 6 77 95 1 363 gt fa My Lists rs Evolution 1 1 31 2010 6 77 95 1 362 E Sample Investment I 6 Ziel Valet 1 31 2010 1 89 82 2 495 v g Search Criteria 7 Tirolpension 4 1 31 2010 4 67 69 508 gt Gi My Search Criteria 8 IOOF GIS Blended Property 12 31 2009 4 22 85 61 E Sample Search Crit 7 o IOOF WIS Blended Property 12 31 2009 4 46 81 58 Report Templates 10 Challenger Howard Mortgage 12 31 2009 2 65 82 44 E Chart Templates ii ING Wholesale Emerging Compa 12 31 2009 6 72
26. Display Group Display Group Display Group Display Group gt US OE Foreign Small Mid G Display Group gt US OE Foreign Large Value US OE Foreign Large Growth Help lt Display Group Display Group KJ EJ EJ EJ EJ EJ EJ EJ EJ EJ EJ EJ EJ H e A A RA AY AD AL NY DOIN NH FF o Display Benchmark 1 Russell 3000 TR Russell 3000 TR Russell 3000 TR Russell 3000 TR Russell 3 Russell 3 Russell 3 Russell 3000 TR Russell 3000 TR Russell 3000 TR Russell 3000 TR Russell 3000 TR Russell 3000 TR v Q Russell 3000 TR Russell 3000 TR v Q Russell 3000 TR v Q Russell 3000 TR v Q Show Benchmarks Display Benchmark 2 MSCI EAFE US 7 MSCI EAFE US v A MSCI EAFE US v A MSCI EAFE US v A MSCI EAFE US v A MSCI EAFE US v MSCI EAFE US v A MSCI EAFE US v MSCI EAFE US v Q MSCI EAFE US v MSCI EAFE US v Q MSCI EAFE US v MSCI EAFE US v Q MSCI EAFE US v MSCI EAFE US v MSCI EAFE US v A MSCI EAFE US v A Calculation Benchmark Morningstar Category Avera 3 Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera Morningstar Catego
27. Fidelity Magellan vs Vanguard 5 based buckets broken into 14 BU um 15 3 7 Custom Security Demo percenti les and more 16 3 7 Demo Agar Russell 3000 TR USD DL 17 3 7 Northern Enhanced Large Cap vs S amp P 5 18 DU ETF PowerShares QQQ vs R1000G 19 DU Insurance Fidelity VIP Index 500 IC S amp 20 DU OE Perf Attribution Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Fidelity Magellan Russell 1000 TR US Lale Akman Fidelity Magellan vs Yangu Russell 1000 TR US Lale Akrnan Oakmark Select I Russell 1000 TR US Lale Akman Northern Enhanced Large S amp P 500 TR 3 7 Demo Aggr Russell 3000 TR US Lale Akman Northern Enhanced Large S amp P 500 TR PowerShares QQQ Russell 1000 Growtt Lale Akman Fidelity VIP Index 500 IC S amp P 500 TR Fidelity Large Cap Core Er S amp P 500 TR Lale Akman Lale Akman Lale Akman Lale Akman P 21 r 22 r 23 24 25 26 r 27 28 Performance Reporting 29 lt lili Portfolio Management 30 La F 32 Fund Flows Presentation Studio Workspace Total 42 MORNINGSTAR Lale Akman 116 DU Separate Acct Fidelity Blue Chip Growth Russell 1000 Grow FT Holdings Analysis Ibb Assoc Ret Inc vs Ibb Assoc Bnchmk Import IS FOF Performance Attribution IS FOF Performance Attribution Asset IS PM Dreyfus Active MidCap vs Russell IS PM Model Portfolio new HC names Rus IW Fidelity Large Cap C
28. HRCPX Q Eagle Capital Appreciation A 12 12 1985 10 00 74 57 1 013 SPECX Q Alger Spectra 7 28 1963 10 00 220 26 TCU PYOYX CN Putnam Voyager 4 1 1963 10 00 85 28 1E AMDBX amp amp Morgan Stanley Focus Growth B 3 27 1980 10 00 47 35 1t POGSX Q Pin Oak Aggressive Stock 8 3 1992 10 00 83 96 1 008 M gt Feedback Equal Weight Finish gt gt Cancel Portfolio Holdings 1 Click on Holdings Summary to update a portfolio Ww Sample Aggregate File New Favorites Tools Help Search for In This view Send us feedback Aggregate E General Settings Action gt View Snapshot v Portfolio 1 25 1995 i Holdings Summary F Edit Data X PDF Edit Portfolio pers 4 Weight New Portfolio r Remove Portfolio ri Alger Capital Appreciation Ptfl I 2 US0155447032 015544703 2 Alger Large Cap Growth Portfolio I 2 US0155445051 015544505 L3 Alger Spectra 4 US0155661020 015566102 4 Calamos Growth US1261193029 126119302 5 CGM Mutual US1253251003 125325100 6 Eagle Capital Appreciation 4 US2694541007 269454100 7 Fidelity Contrafund US3160711095 316071109 8 Morgan Stanley Focus Growth B US6169332060 6169353206 39 Pin Oak Aggressive Stock US6710812065 671081206 Putnam Voyager US7470121028 747012102 AlI e ARE DE io etc ETEN KEM NO ROR SON Total 10 BY Selected 0 2 Click on mport to update your holdings Position Accounts Make Updates or Edits to Imported Data General Settings 1 To edit ope
29. Inc 866810203 Stock Morningstar Pric lt Jil AM B c D E E G H I J K IM N oO P Q R 5 1r u V W x Total 194 By Selected 1 81 Position Accounts Import Portfolio Holdings with Morningstar Template 6 Go to the unmatched security and select Security Type Portfolio Secur B Positions 584 Post X Delete f Save P Save as User Defined E PDF Print E Edit Definition Master Securities 1 194 E Status Security ID Security Type Price Source Morningstar Morningstar Mapped Name Mapped Holding ri o 121332156 0 Imported Price 2 88579YZ222 F amp Ford Motor Company r5 88579Y101 MMM amp 3M Company 4 002824100 ABT amp Abbott Laboratories ros 008177108 AET amp Aetna Inc re 025816109 AXP amp American Express Company LH 09062X103 Stock Morningstar Price BIIB Biogen Idec Inc re 115637209 Stock Morningstar Price BF B amp Brown Forman Corporation B m 125581108 Stock Morningstar Price CIT amp CIT Group Inc 10 126408103 Stock Morningstar Price CSX amp CSX Corporation ii 37247D106 Stock Morningstar Price GNW Q Genworth Financial Inc i2 495582108 Stock Morningstar Price KG amp King Pharmaceuticals Inc i3 581559103 Stock Morningstar Price MCK amp McKesson Inc 14 61166W101 Stock Morningstar Price MON Q Monsanto Company is 65248E104 Stock Morningstar Price NWSA amp News Corporation 16 666807102 Stock Morningstar Price NOC amp Northrop Grumman Corporation
30. Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morningstar Category 4 Morninastar Category A 16 OK Cancel 15 If desired select the Display Benchmark 1 drop down or icon to change the benchmark per display group Display Benchmark 2 is also provided as an additional benchmark These benchmarks appear as a separate row in the report You can also customize the Calculation Benchmark used for calculations that require a benchmark and Risk Free Proxy used for calculations that require a risk free rate 16 Click OK and you will be taken back to your grid view to calculate the report 17 Click Calculate to generate the report In Securities v Go File New Favorites Tools Help ey Price Monitor Search for Home Manage Reports Sa Local Databases Global Databases Name Report Currency Base Currency Performance Attribution Performance Reporting E Manage Reports Benchmark Rating Overall Month End Send us feedl Month End Action g Group Settings E Performance 85 Supplementary EJ Scorecard Ez Calculate fk Export Q Locate W Sort a Undo save Calculation Morningstar 1 1 2010 2 28 2010 Last 2 1 2010 2 28 2010 Last Return Peer group of Peer Return Peer group of Peer rank Group rank Beaten Bl archived R
31. NM Send us feedback Home PresentationStudio Local Databases Global Databases Performance Attribution Fo New Workbook New Factsheet New Chart po Global Settings Performance Reporting Portfolio Management Customize everything Fund Flows Presentation Studio Create custom reports workbooks factsheets and charts All at your o Presentation Studio fingertips as Saved Files LI Name Type Owner Permissions Date Modified oO M Competitor Analysis Equity Managers Morningstar Template Morningstar Read Only 9 10 2009 2 C M Competitor Analysis Fixed Income Manage Morningstar Template Morningstar Read Only 9 11 2009 I M Competitor Analysis Separate Account Ma Morningstar Template Morningstar Read Only 9 11 2009 O 8 Equity Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 C S Fixed Income Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 140 Presentation Studio Understand the Layout 2 Click on the arrow to view your sample choices of charts VC Morningstar Direct File New Favorites Tools Help lE Price Monitor Search for In This View v Go Send us feedback Home PresentationStudio Local Databases Global Databases Performance Attribution 4 Fo New Workbook New Factsheet P New Chart e Global Settings Performance Reporting 3 4 Portfolio Management Weighting Effects Attribution Effects Fund Flows Time Period 12 1 2009 to 2
32. Performance Attribution v Name Ticker Performance Reporting Fund Flows Fidelity Contrafund Vanguard 20 Year Trs Idx Sha Vanguard 30 40 Yr Dur Euro Idx Select Investments Vanguard 500 Index Admiral Vanguard 500 Index Investor Vanguard 500 Index Signal ld Select Investments Presentation Studio Workspace v g Investment Lists How do you want to sele gt amp My Lists E Sample Investment gt amp Search Criteria gt amp Report Templates Vanguard Asset Allocation O Single Investment Vanguard Asset Allocation Adm v 0020 amp wn H e O Multiple Investments Vanguard Australian Fixed Inte Broad Global Category Group Category ct Investments Name Ticker ISIN CUSIP SecId E Chart Templates gt amp Data Sets d 2 Search Criteria Vanguard Australian Govt B Open End Funds X XI XI XI XI XI XI XI XI SI SI iB Custom Sectors ES Custom Security Info Vanguard Australian Shares High O My Lists Vanguard Australian Shares Inde gt amp Position Accounts v Vanguard Balanced Index gt amp Aggregates E Defined Contribution Plai E Saved Reports iB Notes Import List Vanguard Balanced Index Adm Vanguard Balanced Index Fund Iv Vanguard Balanced Index Instl Vv Vanguard Balanced Index Signal VBASX Iv Vanguard CA Interm Term Tax Ex VCAIX Vv Vanguard CA Interm Term Tax Ex VCADX Iv Vanguard CA Long Term Tax Exe VCITX Vv Vanguard CA Long Term Tax Exe VCLAX I
33. Price Monitor Search for In Securities v Go i Send us feedback Home E mail Customize this page 4 Market Barometer Musa hdd aps zal m ednesday Marc 201 Home Report Builder B Alerts i Object Attribute Assignments FEE Markets WII iB Filings m Security Definition Master Tr B Price Monitor mm enis dies pide iB Excel Plug in Notes Editor Profile Reports are now available Morningstar iB Help Definitions Hypothetical Illustration Plug in Template for Plug in to gt amp Training 3 22 Morningstar Direct 3 8 is now available 2 920 00 Gi Feedback 3 22 Webcast Trainings for Week of March 22 3 19 Morningstar Direct 3 8 scheduled to release 2 915 00 Saturday March 20 More 4 2 910 00 Market Cap Breakpoints MER 2050 Data as of 2 28 2010 in Mil USD a 2 900 00 Region Giant Large Medium Small Asia ex Japan 14 542 2 736 525 156 Value Change Australia New Zealand 31 640 4 14 750 140 1 Day ra 3 Mo 1r YTD Canada 24 688 6 802 1 626 469 w Morningstar 2 908 0 58 5 97 4 13 47 69 5 31 P 4 0 5 3 66 44 4 Europe 38 473 8 063 1 509 367 S amp P 500 1 168 0 55 5 65 3 66 44 86 4 72 Dow Jones 10 836 0 48 4 45 3 00 41 46 3 91 Japan 13 218 3 180 579 139 v Nasdaq 2 399 0 68 7 28 4 95 58 18 5 71 Latin America 24 360 6 284 854 159 Russell 684 0 96 10 44 9 40 59 16 10 38 United States 42 036 9 355 2 000 550 SQ SSS Market Barometer Ele 1 ni Value Co
34. Select investments and click Add 6 Click the Buy Sell tab 7 Enter your Initial Investment values VIC Morningstar Direct EEK i File Help G Save As ER Generate Report Send us feedback Investments Buy Sell Reinvest Reb Fees Taxes Report Options Allocate By Total Value Total Allocated vi Percentage m 500 000 100 0000 A A ow Select All Y Deselect All X Delete Bf Add View Transfer Name e Initial O Time Period Start Date End Date Sut Investment Type Apply to All 16 6667 Trailing 3 Yr 11 30 2005 11 30 2008 Invest v 4 L American Funds AMCAP C LISD A amp MPCX 16 6667 EE 11 30 2005 11 30 2008 Invest p Trailing 1 Yr 2 American Funds Bond Fund of Amer ACL 16 6667 Trailing 3 Yr 11 30 2005 11 30 2008 Invest v 3 American Funds EuroPacific Gr A USD 2 16 6667 ee is 11 30 2005 11 30 2008 Invest P3 railing r 4 L1 American Funds Growth Fund of Amer 15 6667 Since Inception 11 30 2005 11 30 2008 Invest Mi 5 American Funds Invt Co of Amer A USD 16 6667 Earliest Available 11 30 2005 11 30 2008 Invest vw Earliest Common _ 6 L1 American Funds Smallcap Vvorld ACUSD 16 6667 Customized 11 30 2005 11 30 2008 Invest M Transfer assets from one investment 8 Select your preferred Time Period to another 9 Scroll to the right to indicate any subsequent investments or withdrawals 10 Click the Reinvest Reb tab at the top of the window 11 Choose your Rebalance Freq
35. Ww Conditional Formatting Y Rulei av x Rel Field Name Operator Or Wf3veasireum 0 0 vw wx Y Calculation Benchmark add Display Benchmark 1 Display Benchmark 2 Cell Color Text Color Bold CI Column Only Peer Group Average M Active Peer Group Median Peer Group Sth Percentile Help Peer Group 95th EC 6 Once you ve completed creating your rule identify the Cell Color and Text Color to highlight the results WC Conditional Formatting gt Rule 1 Y X 3 Years Return gt Display Benchmark 1 Cell Color e Text Color Mill Bold Column Only Active mm 6 Add Rule OK Cancel ERE y Scorecard Create Simple and Conditional Formatting 182 7 You ve successfully applied conditional formatting to view your results 4 Morningstar Direct Home Local Databases Global Databases Performance Attribution Performance Reporting ES Manage Reports E Archived Reports Portfolio Management Fund Flows Presentation Studio Workspace File New Favorites Tools Help ePrice Monitor Search for Manage Reports In Securities v Go BILE Send us feedback Action g Group Settings E Performance k Supplementary E Scorecard g Calculate il Export Q Locate Y Sort G Undo save L1 Name Report Currency Base Currency 31 2009 Last Quarter End Q Peer group Display Return Morningstar Return
36. gt G Profile Settings E Name a Market Value Current Price Price Date Price Change gt Ge X Ray USD EB Saved Reports VIC Fees and Holding Bene gjere for DC Plans Plan Administrator Investment Fee Holding Benchmark Holding Name Net Fund Additional Fund Rev Net Exp Exp Wrap Exp Share Eagle Capital Appreciation A Alger Capital Appreciation Ptfl 2 Fidelity Contrafund Pin Oak Aggressive Stock Calamos Growth CGM Mutual Morgan Stanley Focus Growth B oo o o 0 cop 0 00 0 Alger Large Cap Growth Portfolio 2 Alger Spectra h All B c D E F 5 Total 10 BY Selected 200 Defined Contribution Plans Create a New Defined Contribution Plan 9 Go to the Holding Benchmark tab to edit each the benchmark for each holding Ww test Defined Contribution mE File Tools Reports Help Search for In This view v Go Ed Send us feedback Defined Contribution Plan di EB Holdings Summary Action view Summary E Add Holding Plan Fee G Edit View i Export ij Print gt amp Profile Settings r Name a Market Value Current Price Price Date Price Change gt ES X Ray USD E Saved Reports Ww Fees and Holding Benchmarks for DC Plans Plan Administrator Investment Fee Holding Benchmark Holding Name Benchmark 0 D D Eagle Capital Appreciation S amp P 500 TR Q 0 Alger Capital Appreciation Ptfl 2 S amp P 500 TR a 0 Fidelity Contrafund S amp P 500 TR Q 0 Pin Oak Ag
37. iB Sample Investment Lists gt amp Search Criteria gt amp Report Templates E Chart Templates gt amp Data Sets EB Custom Sectors EB Custom Security Info iB Defined Contribution Plans E Saved Reports iB Notes My Lists Action a A vw Y View Snapshot r ca PPU PUPPE Save s gt Add To gt Move To Delete Settings Reports Charts View Holdings View Owners v v v v v v Performance Attribution Average Detail Report Stock Intersection X Ray Document Library Charts and Reports Create Reports In This View v Go X Msave Gi Add Ticker ISIN LOMMX US1253251003 FCNTX US3160711095 Investment Detail O Narratives PDF Stock Investment Detail Morningstar Page Morningstar Research Report Stock Research Snapshot Quicktake Quicktake PDF Comparison Holdings Comparison Multiple Investments Comparison Two Investments Fund vs Fund HB Style Consistency Investment Summary Performance Evaluation Rating Analysis RB Style Analysis My Templates Fariitw Dacaarch Drafila Dannrt Broad Category Group Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Send us feedback Global Category US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap US Equity Large Cap v B Save Gadd edit Data W Sort Q Loca
38. s Multiple Investments 4 em m m 154 Presentation Studio Create a Custom Workbook 15 Click on Formatto add a title and image C Untitled Workbook Morningstar Presentation Studio n Home Chart Data Table Format A A IE Verdana w 10 M B Z U p Header Footer Text Align PDF PPT Page Footer Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Enter Text Insert Image Enter Text Enter Text 16 Insert Image Enter Text Insert Image Enter Text Insert Image Enter Text 5 3 1 3 0 12 Std Dev Performance Time Period 1 1 2005 to 12 31 2008 NG XPS Apply to Workbook Settings CGM Mutual Fidelity Contrafund Alger Large Cap Growth Portfolio l 2 Alger Capital Appreciation Ptfi l 2 Calamos Growth A Russell 1000 Growth TR USD High Grin e CGM Mutual Fidelity Contrafund Alger Large Cap Growth Portfolio l 2 Alger Capital Apop Calamos Growth A Russell 1000 Growth TR USD e Da m n 5 p Rolling Returns Time Peried 1 1 2005 to 12 31 2008 Rolling Windows 3 Years 1 Month shit 40 20 Return 20 2008 05 CGM Mutual v Alger Cacital Appreciation Pell l 2 Returns 52 30 22 0 8 YTD 1 year s gt on ceo co co a Return CGV Vutus mum Alger Capital Appreciation Pri l 2 nfnrmatinn 16 Go to the Header icon and
39. thousands of users around the world Each capability section includes live training options at specified dates or the ability to view a prerecorded video All training sections can be completed in 60 minutes or less allowing to you schedule sessions at your convenience and to revisit subjects as often as needed Becoming Certified Each capability section concludes with a short exam Results are available instantaneously and you must receive a score of 75 or more to continue to the next section To become Morningstar Direct Certified you must pass all sections Exams can be retaken as needed Once certification is complete you can then explore a larger library of training opportunities available within Morningstar Direct Special note to academic institutions Certify your students on Morningstar Direct and we ll feature your institution in a Morningstar Direct communication piece Please contact us for details Morningstar Direct File New Favorites Tools Help Price Monitor Search for In Securities Go Send us feedb Register for Ii beast NEN g Home Program A v Region Country USA v Learn Mort iB Alerts EB Filings Course Title Register Live View Video Read User Guide Take Exam iB Price Monitor Y I Basic VI ew pre recorded webcast EB Excel Plug in Data Sets and Calculations Produce Custom Data Sets and Calculations b t EA iB Help Definitions Investment Lists Run Comparative Analysis ty t EA
40. vi Training n Microsoft Excel Plug In Simply Access Historical Data Series Directly fro E 4 Gu t EA 5855 ONS cenmneaton Search Criteria Screen on Specific Parameters ma t EA E Online Classes User Preferences Set User Preferences Gl A EA E Classroom Training SH Ad d H d id h t gt amp Feedback l ea user Qui e C ap ers Aggregates Build Blended Portfolios and Benchmarks E d m A A Performance Attribution Identify Excess Return Based on Investment D wi Led D EA Ta ke exam to test your Presentation Studio Develop Custom Workbooks E74 Q t EA Scorecard Apply Custom Grades to Screen Results Lf Led t LA Total Portfolio Attribution Identify Excess Return Based on Asset Allocat Ed R t LEA knowledge Click on course title to view additional related topics Direct Certification Becoming Certified Getting Started Product Layout Morningstar Direct is organized by folders When you login you begin in Home The left navigation for each folder works in a similar fashion The Main Menu bar at the very top does not change regardless of where you are in the application Ww Morningstar Direct DER File New Favorites Tools Help Price Monitor Search for In Securities v Go Send us feedback M a n M e n U Ba Home Home Customize this page HE Home Welcome Lale Akman Tuesday March Emo sie Announcements WIE Markets EB Filings E Price Mdnitor Date Headline 1 Day lo iB E
41. 0 00 re Sample 115637209 Brown Forman Corporation B 1 31 2008 5 300 00 0 00 re Sample 125581108 CIT Group Inc 1 31 2008 7 400 00 0 00 10 Sample 126408103 CSX Corporation 1 31 2008 7 000 00 0 00 11 Sample 37247D106 Genworth Financial Inc 1 31 2008 1 100 00 0 00 i2 Sample 495582108 King Pharmaceuticals Inc 1 31 2008 11 100 00 0 00 13 Sample 581550103 McKesson Inc 1 31 2008 1 800 00 0 00 14 Sample 61166W101 Monsanto Company 1 31 2008 300 00 0 00 15 Sample 65248E104 News Corporation Ltd 1 31 2008 17 800 00 0 00 16 Sample 666807102 Northrop Grumman Corporation 1 31 2008 1 200 00 0 00 17 Sample 670006105 Novell Inc 1 31 2008 40 000 00 0 00 18 Sample 674599105 Occidental Petroleum Corporation 1 31 2008 5 200 00 0 00 19 Sample 69331C108 PG amp E Corporation 1 31 2008 7 100 00 0 00 20 Sample 749121109 Qwest Communications Internatio 1 31 2008 30 400 00 0 00 21 Sample 866810203 Sun Microsystems Inc 1 31 2008 10 200 00 0 00 i All B c D E E 6 H H J K LM N oO P Q R s am u v W x m z Total 584 BY Selected Position Accounts mport Portfolio Holdings with Morningstar Template 10 Your imported holdings will be maintained in the Position Accounts folder Click on your imported portfolio and you will be taken to the Position Account dialog box Here you can find your general settings X Ray report Imported Price Returns and the Holdings Summary Click on Holdings Summary subfolder to vie
42. 1 For this example we will begin with a new report in the Managed Reports folder Once you have clicked New and selected the investments you will automatically be taken to Group Settings to determine your specific peer group benchmark and calculation settings as shown in Steps 8 to 17 in the previous section You will then be taken directly to the Select Column window to define your report columns Here you can decide to either create User defined columns or select from predefined columns Morningstar column templates or Saved column sets Click on User defined WC Select Column Choose method to define the report columns How do you want to define report columns Gi User defined C Column template Saved column sets Help Performance Reporting Create a Custom Performance Report with Specific Data Points 165 2 Click OK and you will be taken to the grid view File New Favorites Tools Help E Price Monitor Search for In Securities Go Send us Home Manage Reports Intitled F i e Repo Local Databases Action Group Settings E Performance Supplementary E Scorecard Ej Calculate it Export amp Locate Wsort undo P Save Global Databases LI Name Calculation Benchmark Morningstar 2009 2008 Report Currency Base Currency Rating Overall 1 1 2009 12 31 2009 01 01 2008 12 Performance Attribution Return Peer group Return P Performance Reporting rank r EB Manage Reports iB Archived R
43. 1 31 2010 1 31 2010 1 31 2010 12 31 2009 12 31 2009 3 31 1999 9 30 2007 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F 13F Mutual Fund Mutual Fund Mutual Fund 13F 13F 13F Institutional 10 Click on the Row drop down to view common securities unique securities and more The default is the subject which is driven by the 1st name selected 11 Close this view and go back to the United States Stock view Under Actions you can also generate an Ownership HTML or PDF report VIC Morningstar Direct File New Favorites Tools Help Home Local Databases Action View Snaps X save v Search F Edit Data JF Sort Locate h Export E PDF Refresh v Send us feedback Global Databases r Settings a Ticker SecId ISIN CUSI Total amp Owners Owners Owners Total Buyers Buyers Owners Sep Mutual Institutions Buyers Sep Mutual gt amp 3 Morningstar Analysis Reports Ownership HTML Accts Funds Acts Funds gt amp Funds Managed Products p Charts Ownership PDF 33586 21 14 7 15 o 12 A gt amp Stocks p View Owners SRCE OPO00 US3369 3369C 291 140 106 92 21 26 v amp Ownership Analysis po X Ray FSBC OPODO US3364 3364 1 D 1 0 Ga Securities Document Library FUBC 0PO000 US3374 3374 51 21 29 29 IB Owners Portfolios Tos Medi Gees Compan TCHC OPO000 US9013 9013 81 40 20 ETE ce Group TW OPO00 US9013 90130 37 34 15 gt amp People 21st
44. 1 319 220 3 15 137 2 91 45 207 207 378 45 124 1 77 501 764 583 501 113 1 61 OppenheimerFunds 90 1 92 Dodge amp Cox 71 1 51 O on Dn Uu UNM John Hancock 341 533 7 225 244 111 1 58 72 1 52 BlackRock 898 1 861 11 829 1 55 m o 73 1 55 Top 10 Drill down 4 View Chart 4 View All 4 v US Broad Asset Classes Estimated Net Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh U S Stock 3 694 1 049 1 049 21 406 5 090 1 447 3 049 43 62 2 037 43 35 International Stock 4 635 12 911 12 911 41 429 2 669 1 966 1 127 16 12 701 14 93 Balanced 1 371 3 334 3 334 6 294 1 370 1 648 9 27 481 10 23 Municipal Bond 4 989 10 070 10 070 74 197 4 973 16 478 6 84 358 7 63 Alternative 2 189 4 613 4 613 16 181 1 769 63 0 91 40 0 85 1 3 4 Taxable Bond 19 649 42 607 42 607 307 379 16 996 2 653 1 600 22 89 2 1 072 22 82 5 6 7 Commodities 1 117 2 026 2 026 10 945 1 142 0 35 9 0 19 All Long Term 30 256 74 12 74 512 435 021 23 829 100 00 100 00 lt iil Drill down View Chart Presentation Studio Workspace w Morninactar Catannriac MORNINGSTAR Lale Akman 187 Fund Flows Use Market Summary to Quickly Access Information 4 Go to the Active Passive drop down to view your investments by actively managed or passively managed groupings VIC Morningstar Direct File New Favorites Tools Help Ta Pri
45. 117 670006105 Stock Morningstar Price NOVL amp Novell Inc is 674599105 Stock Morningstar Price OXY amp Occidental Petroleum Corporation 19 69331C108 Stock Morningstar Price PCG Q PG amp E Corporation 20 749121109 Stock Morningstar Price Q Q Qwest Communications International 21 866810203 Stock Morningstar Price cm amp Sun Microsystems Inc j Jil gt All B c D E z G Total 194 BY Selected 1 7 Next click Save and a pop up will appear The blotter was saved successfully portfolio MN 7 RR E Positions 584 d Post X Delete A Save A Save as User Defined E PDF print E Edit Definition Master E Securities 1 194 Ej Status Security Name Ticker Security ID Security Type Price Source Mo Ho Hai o XYZ Company 121332156 Stock Imported Price r2 Ford Motor Company 88579Y22Z Stock Morningstar Price FB rs 3M Company 88579Y101 Stock Morningstar Price Mv P Abbott Laboratories 002824100 Stock Morningstar Price AB rs Aetna Inc 00817Y108 Stock Morningstar Price AE re American Express Company 025816109 Stock Morningstar Price AX 7 Biogen Ided Morningstar Direct 09062X103 Stock Morningstar Price BII rs Brown For 115637209 Stock Morningstar Price BF ro CIT Group 125581108 Stock Morningstar Price CI i0 CSX Corpo 126408103 Stock Morningstar Price CS Ei Genworth 37247D106 Stock Morningstar Price GN 12 King Pharmaceuticals Inc 495582108 Stock Morningstar Price KG 13 McKesson Inc 581559103 Stock Morn
46. 16 Fj 15 Bernstein Emg Mrkts Val Eq 5 38 44 0 27 2 00 38 J 16 Eaton Vance Structured Emerging Mkts Eq 5 97 39 0 86 2 00 33 117 JPMorgan Global Emg Markets Eq Focused 5 69 42 0 59 2 00 36 Portfolio Management O 18 Lazard Emerging Mrkts Discounted Assets 5 92 41 0 82 2 00 35 EundElows 19 PanAgora Emerging Markets Equity 5 29 45 0 18 2 00 38 m C 20 QMA Emerging Markets Equity 6 46 34 1 35 2 00 29 v Presentation Studio m Workspace Total 1925 fy Selected 0 MORNINGSTAR Lale Akman 180 Scorecard Create Simple and Conditional Formatting 181 3 Select Conditional Formatting and you will be taken to the Conditional Formatting dialog box to create your rules 4 You can create as many rules with conditional formatting Go to the Field Name and start creating your rules Ww Conditional Formatting Y Rulei av x Re Field Name Operator Value 1 Add Cel Color M Text Color Nl Help Supplementary Name Active Add Rule OK Cancel 3 Years Return 3 Years Return Peer group rank 3 Years Return Display Benchmark 1 3 Years Return Display Benchmark 1 3 Years Return Morningstar category pe 3 Years Return Morningstar category pe Vaarc Debiirn of finde ranked in Mei l 5 Go to the Value drop down to create a rule relative to benchmarks or peer groups
47. 2 3445 5 59 SOth Percentile Sortino Ratio 011 29 32 12 69 7Sth Percentile Calmar Ratio 011 BLEZ ALOS rn B SE Month 188 1 03 09 Gross Expense Ratio Worst Month Best Quarter Worst Quarter Rolling Performance 35 months per calculation of Up Month Avg Monthly Gain Avg Monthly Loss Gar Std Dev Loss Std Dev Longest Up Streak Mo 7 Fun Up Start Date End Date 7 Your report will open in a new window From here you can Save the report to your Saved Reports folder or E mail it using Morningstar Direct s email program Report Builder Many clients elect to create fully customized reports showing only those elements germane to their analysis and to personalize them with a company logo and text box for individual disclosure language To do this you will first create and save the template then execute the report Report components include performance ratings and risk portfolio operations and style components The templates you design can have multiple pages and be used for any investment 1 From the top navigation anywhere in the product go to ools and click on Report Builder File New Favorites Tools Help E Price Monitor Search for In This View v Go mas E mail Home Market Barometer Local Databases Report Builder y View Snapshot save Ed Add Edit Data sort Q Locate 4 Export Global Databases Object Attribute Assignments Ticker ISIN Broad Global Category Group Category Performance
48. 2 28 2010 masete 9 moammezm88O33 3355999939 Ca me is Presentation Studio Create a Factsheet using Morningstar Template Customize your Factsheet from Morningstar Template 1 Zoom in on the top left data table C u sto m Ze o u r data ta b e WG Untitled Workbook Morningstar Presentation Studio y ua Home Chart Data Table Format x mau 5Years ago E Last month enc O l enana Wie wiislis jiu 2001 2 im DO a Aa f ij tt Investments Start Date End Date Grid Align Decimal Auto Layout Calculate PDF PPT XPS Restore Or a SPECITIC Settings ie XS ER Est ER Fidelity Contrafund Key Information Investment Growth Time Period 3 1 2005 to 2 28 2010 Morningstar Category Nf US OE Large Growth 160 00 All Managed Investments v Find By Oview OcContains JO Snapshot v Name Base Currency Ticker ISIN Broad Category Group p Global Category Morningstar Category Morningstar Institutional Category Global Investment Fund Sector GIFS Morningstar Rating Overall US Broad Asset Class Domicile Fund Legal Structure Equity Style Box Long Er 1 Multiple Imvestmenis a 4 Fixed Inc Style Box Long gt om 2005 2006 2 Click on the Find By drop down and you will be taken to the data points view to select another data point 3 Scroll to the right and click on the Investment Growth chart id Untitled Workbook Morningstar Presentation Stu
49. 20 Year Trs Idx Shares EUR IE00B246KL88 Port Perf Oldest Vanguard 30 40 Yr Dur Euro Idx Instl EUR IE00B246KM95 Port Perf Oldest Vanguard 500 Index Admiral USD NAS VFIAX Port Perf Vanguard 500 Index Investor USD NAS VFINX Port Perf Oldest Vanguard 500 Index Signal USD NAS VIFSX Port Perf Vanguard Asset Allocation USD NAS VAAPX Port Perf Oldest Vanguard Asset Allocation Adm USD NAS VAARK Port Perf vanguard Australian Fixed Interest Index AUD Xxx 4487 Port Perf Oldest s lt gt gt Remove Remove All To reorder the investments Cancel select the item s you wish to move and use the 10 By default surviving or active investments will be displayed To include obsolete arrow keys investments you can uncheck nclude Only Surviving Investments 11 Investment Lists Create a List with Name Ticker ISIN CUSIP Secld 12 11 You can locate a few Vanguard funds or click Add All to add all available records to the Selected Records box Click Add All 12 Click OK to add these names to your Investment List Create a List with User Defined Parameters 1 To continue to build the investment list we will create a member list based on specific parameters Click Add Ww Morningstar Direct File Mew Favorites Tools Help E Price Monitor Search for In This view Home My Lists Unt Local Databases Actiony v Y View Snapshot Global Databases PDF e ree
50. 2003 2004 2005 2006 2007 2008 2009 2010 Investment Name 2000 2001 2002 2003 2004 2005 2006 2007 Nl CGM Mutual VX 11 64 11 60 16 88 39 74 10 92 14 63 5 50 38 49 4 Fidelity Contrafund vx 6 80 12 59 9 63 27 95 15 07 16 23 11 54 19 78 12 Go to Charts to continue to build additional charts for your selected investments 13 Click Return vs Category to create a peer group chart WC Morningstar Direct Return vs Category File Tools Help t 8 New 33 Clipboard E PowerPoint E create PDF E i Send us feedback Return vs Category peer enema Vier tegens JUNE Add Investment Reset 14 Returns Annual v Time Range 10 Year v N tiles Quartile v Asof Month End vw Currency US Dollar v Peer Group US OE Large Growth amp Source Data Default v Bar 90 vw Range 90 wv GridLine Horizontal v Data as of 2 28 2010 60 00 50 00 40 00 20 00 20 00 10 00 0 00 10 00 20 00 30 00 40 00 750 00 2001 2004 2005 2006 2007 2008 2009 2003 2004 2005 2006 2007 2008 2009 CGM Mutual Y X Return i 39 74 10 92 14 63 5 50 38 49 28 21 15 87 Fidelity Contrafund V X Return 27 9596 15 0796 16 2396 11 54 19 78 37 16 29 23 5th percentile D 41 6996 14 7396 14 7896 14 66 26 87 33 00 52 24 5th percentile 41 69 14 73 14 78 14 66 26 87 33 00 52 24 25th percentile 31 3396 10 4996 9 50 9 62 17 82 37 58 40 28 14 Similar to the previous chart you have the ability to cu
51. 2010 5 00 00 PM Scorecard Automatically Run Reports using Batch Scheduling Fund Flows The Fund Flows tool enables users to stay current with market trends by providing a comprehensive and timely picture of total net assets and estimated net flows across various market places Key audiences that would benefit from Fund Flows are competitive intelli gence product management and marketing strategic planning and performance measure ment within fund management groups Consultants and investment banks would also benefit Use Market Summary to Quickly Access Information 1 When you click on the Fund Flows folder the Market Summary tab will automatically appear This location gives you the ability to quickly view market level data from various perspectives Click on the Market drop down to view all the available markets When you select your market this will drive the rest of the output in the Fund Flow tool Ww Morningstar Direct File New Favorites Tools Help Price Monitor Search for In Securities v Go i Send us feedback Home 1 1 p Local Databases Market Summary Workspace Custom Report Advanced Search amp Global Databases Market US Open end ex MM ex FoF e Market Note Effective Date 2010 02 28 Currency USD Performance Attribution f Mkt Sh E US Open end Funds Performance Reporting US Money Markets gt Channel All Active Passive All Funds Portfolio Management US Separate Accounts amp
52. 2664 4504 FEquitiesa Morningstar s global users Netherlands 11 3404 2814 b Exchange traded funds gt Investment Advisors Sweden 9 6934 7454 gt Money market funds The Clients We Serve Belgium 8 9484 2154 gt Open end funds The Morningstar Document Library is ideal for brokerage firms Canada 8 0134 5 0744 P Unit investment trusts A A P 3 gt Variable annuity life policies or retirement plan service providers that want to outsource Chile 7 6674 3464 costly document collection and maintenance In addition to this Finland 7 5934 1944 Documentation Available web interface the Document Library can also be private Ireland 7 4734 1394 gt Annual reports Equity proxies labeled or provided through APIs Advisors and plan providers Norway 6 5524 4724 gt Factsheet can integrate direct access through their website ensuring Denmark 5 6014 3534 F Adv I amp II MP i Local Databases ert actus investors receive immediate access to key documents Fund Australia 5 3874 2 3794 WUQ I Key announcements companies and compliance officers find it a valuable resource Portugal 5 1624 1314 gt Prospectuses for current and archived proprietary and competitor filings Hong Kong 4 7874 1 0884 Performance Attribution gt Registrant statements Japan 3 5554 2 9844 Performance Reporting CONI i gt Significant ownership Download the India 3 4344 1 3534 Portfolio Management I Simplified Prospectus Morningstar Document Taiwan 2 9734 4454 y Statements of a
53. 28 201 Portfolio Lage Cap Manager Benchmark SAP F Presentation Studio Analyze sector allocation or security selection decisions that added or detracted Underyeri oem E Presentation Studio o value relative to a benchmark Launch Chart Consumer Sereces Hardware Saved Files LI Name Type Owner Permissions Date Modified L M Competitor Analysis Equity Managers Morningstar Template Morningstar Read Only 9 10 2009 4 C M Competitor Analysis Fixed Income Manage Morningstar Template Morningstar Read Only 9 11 2009 I M Competitor Analysis Separate Account Ma Morningstar Template Morningstar Read Only 9 11 2009 L S Equity Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 C 8 Fixed Income Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 3 Go to the top action bar to begin creating your new workbook factsheet or chart 4 Click on G obal Settings to set your default settings Application Settings Data x Data Attribution Layout Display Benchmark 1 Benchmark 2 Risk free Rate Russell 1000 Growi Q Russell 2000 TR Us amp USTREAS T Bill Aux A Return Series Return Type Default Currency Monthly Return Total Return US Dollar w Rolling Window Size Rolling Window Shift Default Decimal 2 Years v 1 Month vi o vi Time Period Start Date End Date 5 Years ago w
54. Appleton Group PLUS Portfolio 46 700 000 00 12 31 2009 46 700 000 0 No L iti 7 amp Position Accounts 11 Appleton Group Tax Managed Portfolio 30 400 000 00 12 31 2009 30 400 000 0 No gt amp Aggregates Tel 12 Badgley Phelps and Bell Bal Approach E Defined Contribution Plans gen P PP X XI XI XI XI XI XI XI XI XI XI XI XI 4 160 000 00 12 31 2009 1 066 560 99 No r r r r iB Saved Reports 13 Bartlett amp Co Socially Responsible Bal 20 700 000 00 9 30 2009 53 100 000 0 No I iB Notes V 14 Baxter Balanced 14 320 000 00 12 31 2009 14 320 000 0 No i v 15 Becker Balanced 123 900 000 00 12 31 2009 865 700 000 No r v 16 Brandywine Domestic Balanced 298 920 000 00 12 31 2009 325 210 000 No I v 17 CACH Balanced Growth 2 460 000 00 9 30 2009 4 860 000 00 Mo r v 18 CACH Conservative Growth 3 080 000 00 2 30 2009 7 200 000 00 No j M 19 Calamos US Opportunities Composite 4 027 286 000 00 12 31 2009 6 496 371 00 No i v 20 Chelsea Mgt Bal Mgt 161 600 000 00 9 30 2009 161 600 000 No r v 21 Crawford Inv Counsel Balanced 38 200 000 00 12 31 2009 176 600 000 No I v 22 Dana Balanced Strategy 24 000 000 00 2 30 2009 24 030 000 0 No Iv s B Ar NPD E OR OA T 0 KEEL MN G Er OTR S TU vz lt lil gt Total 101 By Selected 101 MORNINGSTAR Lale Akman 3 Click nsert Standard Data Point to insert a data point to the default snapshot view 4 Your default universe will automatically populate but you can select another unive
55. Asia Australia Canada France Germany Netherlands s i a Large Grovth Presentation Studio Norway Spain United Kingdom United States i 5 a Mid Value Workspace lt i MORNINGSTAR Lale Akman Getting Started User Preferences oet your specifications when there are missing returns 2 Go to the General tab to change the default data universe PDF page size PDF orientation benchmarks risk free proxy and more Choosing to display extended performance will set Morningstar Direct to include extended performance in investment returns Extended per formance simulates performance prior to inception by using the returns of the oldest share class and modifying them with the expense ratio of the subject share class VIC Set User Preferences Set User Preferences Portfolio Management Import Decimal places 2 vi PDF page size US Letter b PDF orientation Portrait O Landscape Benchmark 1 Benchmark 2 C Don t use benchmark 2 Risk free proxy Currency US Dollar Local country France Open End Funds Default universe Return Price type Pre tax Language English Asset class type United States Allocation Extended performance Use ETF Proxy for Unavailable Index Portfolios Cancel Help 3 Go to the Portfolio Management tab to set your Performance Calculation and Portfolio Organization settings Ww Set User Preferences
56. Attributi Security Definition Master Performance Reportin Notes Editor LOMMX US1253251003 Equity US Equity Large Cap Hypothetical Illustration x x Portfolio Management fund FCNTX US3160711095 Equity US Equity Large Cap Eund Elows L3 Alger Large Cap Growth Portfolio I 2 AAGOX US0155445051 Equity US Equity Large Cap 4 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Equity US Equity Large Cap ros Calamos Growth 4 CVGRX US1281193029 Equity US Equity Large Cap Workspace rs Eagle Capital Appreciation A HRCPX US26945A1007 Equity US Equity Large Cap v g Investment Lists 7 Alger Spectra SPECX US0155661020 Equity US Equity Large Cap d m My Lists rs Putnam Voyager PVOYX US7470121028 Equity US Equity Large Cap E Sample Investment Lists r Morgan Stanley Focus Growth B AMOBX US6169332060 Equity US Equity Large Cap b iteri n n F amp Search Criteria 10 Pin Oak Aggressive Stock POGSX US6710812065 Equity US Equity Large Cap gt amp Report Templates iB Chart Templates gt ES Data Sets EB Custom Sectors iB Custom Security Info iB Defined Contribution Plans EB Saved Reports EB Notes Charts and Reports Create Reports 2 There are four folders on the left navigation Go to the Templates folder and access Morningstar Samples 4 Morningstar Direct Report Builder US Equity Analysis Qtr End File Edit Filter Help Imse Home i l Report Settings amp Preview ua Save PDF Component Library My Custom Components T
57. Batch Management Ey General Settings Global Databases F Mame a Portfolio Performance Attribution v Ea Equity Interactive 1 Morningstar Report Templates ES Reports 2 Broad Asset Class US E Templates 3 Broad Category Group amp Morningstar Categ E3 Archived Reports Global Category Group t 3 Equity PDF 5 Morningstar Institutional Category is se Partfalio Interactive rs My Reports m Reports D F7 3 7 Demo 3 7 Demo_ ggr B Templates E Archived Reports BE Custom Security Classifications 2 Click on New to be taken to the Report Workflow dialog Total Attribution Automatically Assign Policy Weights 131 3 Go to the Portfolio and click on the magnifying glass to retrieve your aggregate that populates the managers We Report Workflow Select report parameters Portfolio Sample Total Portfolio Basic Q Total Portfolio Basic c Policy Sample Policy Aggregate Policy Aggregate a aia Template 3 8 Template av 8 3 8 Template av 6 Wadi Currency us pallar w Help D OK Cancel 4 Go to the Policy drop down and click on Select from Universes 5 Click on the magnifying glass and locate an existing aggregate that you have assigned weights These weights will automatically drive the Policy weights 6 Next locate the template you want to use 7 Click OK to be taken to the Report Settings dialog Box VIC Report Settings Select Views Views used within Report View Column Display
58. Cap US OE Large Growth 5 Calamos Growth 4 CVGRX US1281193029 Equity US Equity Large Cap US OE Large Growth Workspace r6 Eagle Capital Appreciation A HRCPX US26945A1007 Equity US Equity Large Cap US OE Large Growth v g Investment Lists 7 Alger Spectra SPECX US0155661020 Equity US Equity Large Cap US OE Large Growth My Lists amp 8 Putnam Voyager PVOYX US7470121028 Equity US Equity Large Cap US OE Large Growth ke Investment tists Pa Morgan Stanley Focus Growth B AMOBX US6169332060 Equity US Equity Large Cap US OE Large Growth b iteri 5 amp Search Criteria 10 Pin Oak Aggressive Stock POGSX US6710812065 Equity US Equity Large Cap US OE Large Growth gt amp Report Templates ES Chart Templates gt amp Data Sets EB Custom Sectors ES Custom Security Info EB Defined Contribution Plans ES Saved Reports E Notes 2 Select one name Charts and Reports Create Reports 3 G0 to Actions 4 Go to Reports and select Performance Evaluation File New Favorites Tools Help E Price Monitor Search for In This View v Go Home My Lists PI Li Local Databases Action a A v Y View Snapshot M iB save Add Global Databases r Save As gt Ticker ISIN Performance Attribution Add To d Move To Performance Reporting v Delet LOMMX US1253251003 t elete Portfolio Management r FCNTX US3160711095 E r Settings b ut ra SPR D Fund Flows r Reports Investment Detail Presentation Studio r Charts gt Narrati
59. Century Technologies In TFCYQ 0P000 9013C 1 1 0 gt Ga Institutions 24 7 Real Media Inc TFSM OP000 US9013 90131 34 31 20 3 Dimensional Pharmaceutical OPOOO US8855 88554 7 6 4 M 19 3Com Corporation COMS OPOOO US8855 8855 979 118 391 470 435 46 130 M 20 3D Systems Corporation TDSC OPOOO US8855 88554 225 31 117 77 70 9 21 21 3Dfx Interactive Inc TDFXQ OP000 8855 18 2 3 13 6 0 0 22 3DIcon Corporation TDCP QP000 US8857 88576 1 o 0 1 o 0 o 23 3DO Company THDOQ OPOOD US8855 8855 18 o 0 18 9 o o M 24 3M Company MMM QPOD0 US8857 88575 4 993 563 2 262 2 168 1 921 243 787 25 3PAR Inc PAR QOPOD00 US8858 8858 354 48 191 115 170 23 80 26 3TEC Energy OPOO0 US8857 88575 9 o 0 9 5 o 0 27 4 kKids Entertainment Inc KDE QPO00 US3508 3508 113 10 36 67 37 4 2 28 4 D Neuroimaging FONU 0P000 35084 4 1 2 1 2 o 1 29 4net Software Inc FNSI OPO000 US3510 35104 1 o 0 1 o o 0 30 7 Eleven Inc SE OPO00 US8178 81782 26 o 1 25 17 0 1 Performance Reporting 31 8x8 Inc EGHT OPOOO US2829 28291 73 8 13 52 32 3 3 Portfolio Management 32 99 Cents Only Stores NDN OPOD0 US6544 6544C 633 98 289 246 261 49 87 Fund Flows m a33 Schulman Inc a npPnnn Iil anas1 anaic AAN 119 2323 4R 299 52 11a 7 M Tm Y P 109 Ownership analysis dentify Owners of a Stock Identify Holdings of Owners Portfolio 1 From the Global Databases folder go to the Ownership Analysis folder and click Ww Morningstar Direct
60. Click Next 13 After investments have been retrieved click Finish VIK Morningstar Plug In for Excel Eq UON 000000000 0 00 Retrieving list of investments completed Click Finish to close this dialog It is ready for you to click on Calculate to retrieve and format data Help Back 113 Finish 14 This will take you back to the summary tab of the Excel spreadsheet Click Calculate and you will be taken to the Settings Window EJ Microsoft Excel D 3a 5cwwwroot 5cE xcelPluginTemplates 5cExcelTemplate 5cPrice 1 1 aa File Edit View Insert Format Tools Data Window Morningstar Plug In Help Type a question for help amp X u d 3i 3 74 x38 J4 5 v amp r iio olliv s ET SA EE na a c mi 5 i EN pa Ve Reply with Changes End Review p AB fe Price type Z Set List D calculate Price Template Version 1 4 Investment List vanguard Total amp of items 6 Microsoft Excel Plug In Generate Excel Plug In Output 104 15 In the template settings window select the price type data frequency date range and output preferences The settings will vary from each selected template Click OK Morningstar Plug In for Excel X MONS O 00 0 5 Price template Settings Price type nay Market Price Bid Price Offer Price Data frequency and date range Data frequency Daily Weekly C Monthly C Quarterly Yearly Date range Predefined Start Date Since
61. Core Core Gren High Erth v Alae Capital Azprecation Ft 2 Caamos Growth Risk Reward Returns Time Period 1 1 2005 tz 12 31 2009 52 CGM Mutual Fidelity Contrafund 3 3 4 Alger Large Cap Growth Portfolio 2 38 Y Alger Capital Appreciation Ptl 2 Calamo Growth 30 Russell 1000 Growth TR USO 22 5 15 3 8 H E LA E E g 8 YTD 1 year 3 years x 0 12 6 20 24 m OSM Mutual um Fideity Comrafund Std Dev Aze Casta Azpreciation Ft 2 Camo Growth Performance Time Period 1 1 2005 to 12 31 2009 A B v je x ji TIE x JF m nrommauon Std Dev and Ratio Alpha non excass return tari Appraisal Ratio CGM Mutual PP i 18 5 0 Appraisal Ratio non excess return Average Fidelity Contrafund Average Gain 13 15 3 1 Average Loss Batting Average Alger Large Cap Growth Porfoio1 2 Beer Beta 18 1 0 Bear Correlation Bast Month Alger Capital Appreciation Ptfi 2 Best Quarter 19 7 1 Bata Beta non excess return Calamos Growth A Bull Beta 22 4 0 Bull Correlation Calmar Ratio 20000000 Coefficient of Variation Correlation Table Settings j cnn AP H m Correlation non excess return d a e E E p a il m Ng I Naram Mantha Parnant 14 Do a right click to apply additional options to your current data points tled Workbook Morningstar Presentation Studio e Home Chart Data Table Format x miu ap 5 Years ago wj Last Quarte
62. DJ UBS Commodity TR USD USTREAS T Bill Auction Ave 3 Mon S amp P 500 TR Total Attribution Automatically Assign Policy Weights 10 1 2009 12 31 2009 Weights Gross Return Net Retu Actual Policy Portfolio Benchmark Portfolio 21 You will be asked to save the report Once complete click OK 3 8 T 137 22 Once the calculation is complete you will be asked to view the report Click OK to view the output Morningstar Direct Calculation is complete For report Sample Do you want to view iE now 22 23 You ve now successfully established a new Total Portfolio Attribution report WC Sample Performance Attribution Window File New Favorites Help Views B Attribution ES Weight Search for In Securities tributio Name Level 1 2 v Large Cap Harbor Capital Appreciatio Harris Assoc Large Cap V v Small Mid Cap Diamond Hill Small Cap Eq v International Equity Hansberger International v Emerging Equity Lazard Emerging Markets v Intl Fixed Inc T Rowe Price Internationa v Inv Grade Fixed Inc PIMCO Total Return Instl v High Yield Fixed Inc Loomis Sayles High Incom v Real Estate Sec DWS RREEF Global Real Es v Commodities PIMCO Commodity Real R v Cash USTREAS T Bill Auction Av Total v Fee Consultant Fee Net Return Settings E Calculate Export Ji Sort save Benchmark S amp P 500 TR
63. Data Sets eH Boston Forum tittet Direct ATS 4 tittet JF Equity Owners Heee wnerehig Training 2007 Peer Group Construction Bata Fixed Income Asset Allocation Credit Rating Expense Ratio Hedge Funds Investor Return Morn Rating Calc DataSet Q OK Cancel Help 9 Click OK to populate the grid view VIC Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds Find Data Point By view O Name containing Morningstar Ratings and Grades Available Data Points Total Data Points 50 Manager Compensation Grade Regulatory History Grade E Rating Date Morningstar Rating 3 Yr Morningstar Rating 5 Yr Morningstar Rating 10 Yr Morningstar Ret Rating 3 Yr Morningstar Ret Rating 5 Yr Add All Selected Data Points Total Data Points 1 Morningstar Rating Overall Settings Remove Remove All Save e OK Cancel Help Custom Data Sets and Calculations Create a Custom Data Set 10 You have successfully completed creating a data set where you can apply it to the cur rent list or any other list in the Investment List folder and Search Criteria folder 4 Morningstar Direct File New Favorites Tools Help E Price Monitor Search for Home
64. Display Order Manager Display Decimal Display V 4 Attribution Weights vi Overall First vi Name vi 2 M2 Weights Actual vi Name v z Total Attribution Automatically Assign Policy Weights 132 8 Click on the View tab to customize your output display Here customize your settings for the Attribution and Weights views 9 Click on the Display Dates tab to set your date and frequency settings Here you can also select Ending Period Weights Beginning Period Weights or Average Weights to display in your output WM Re port Settings Display Dates Displays date columns within Report and calculation 9 Views Display Dates Asset Class Groupings Policy Weights Managers Fee Dates Start Date 3 months ago sel 10 01 2009 EY End Date Last Quarter End se 12 31 2009 Ev Display Frequency Display Frequency shows how often data is displayed Daily for a view Weekly Monthly Quarterly Semi Annually Annually Display Weights Ending Period Weights Beginning Period Weights O Average Weights 10 Click on the Asset Class Groupings tab to set your groupings VIC Report Settings Asset Class Groupings This dialog is used to customize display groups Functions include modifying display group names creating custom display groups and rearranging investments into custom display groups Display Dates Asset Class Groupings Security Classification Add x Delete A v Y Cu
65. Exchange Rates Exchange Traded Funds Hedge Funds Insurance life Products Total records 72 Market Indexes Money Market Funds Jump to record name Open End Funds Available records Sample Agar Separate Accounts CITs Sample Benchmark Sample Model 1 PM Sample Model 2 PM Sample Model 3 PM Sample Policy Aggregate Sample Portfolio Aggregate Sample Strategy PM Add All Selected Records Total records 1 Sample Aggr Remove Remove All Cancel Aggregates Add a New Portfolio 61 6 Once the aggregate is added to your investment list you can then toggle between the various pre canned data points customize the data points or retrieve an existing custom data set from My Data Set Performance Attribution File New Favorites Tools Help lE Price Monitor Search for In This view v Go Send us Home My Lists tled vestme M Local Databases Action gt a A w y View PIPETTA Save E Add Edit Data W Sort Q Locate ik Export E PDF Re Global Databases r Name Portfoli My Data Set aterials GICS Materials GICS Industrials GICS Consumer GICS Consumer Date Snapshot d Prec 95 Discretionary Staples 95 Operations escaled Metals Minerals Long Rescaled Long Rescaled Long Rescaled Returns Daily 7 Long Rescaled Returns Month End Returns Quarter End Returns Calendar Year Dividend Calendar Year Post tax Returns Month En Risk Month End Risk Qua
66. F C Fund Flows C 20 ProFunds UltraShort NASDAQ 100 Presentation Studio 121 Rydex Inverse S amp P 500 Strateav Workspace Total 118 By Selected 0 MORNINGSTAR A Lale Akman 7 Scroll to the far right to view your Scorecard results UG Morningstar Direct BAK File New Favorites Tools Help gj Price Monitor Search for In Securities v Go EE Send us feedback Home Manage Reports Local Databases Action Group Settings E Performance amp Supplementary L Scorecard Calculate Export Q Locate Y Sort Global Databases 4 Undo c eave Performance Attribution 7 Name 1 1 2007 1 1 2008 1 1 2009 Bear Market Report Currency Base Currency 12 31 2009 12 31 2009 12 31 2009 Scorecard Performance Reporting H Manage Reports Return Peer Return Peer Return Peer Score Score E Archived Reports 20 group 10 group 5 group Peer rank rank rank Group rank mi Report Search Criteria Morningstar Category E 12 v US OE Bear Market 13 Grizzly Short 0 73 4 21 4 Comstock Capital Value 2 36 3 08 15 Comstock Capital Value R 2 66 3 39 6 Comstock Capital Value B 1 56 2 34 17 Rydex Inverse S amp P 500 Strategy Inv 1 25 1 26 8 Comstock Capital Value C 1 72 2 47 ME Rydex Inverse Gov Long Bond Strategy Inv 6 89 8 16 10 ProFunds Ultrashort NASDAQ 100 Svc 25 17 23 50 11 ProFunds Bear Svc 0 46 0 68 12 Federated Prudent Bear 5 43 1 66 F 13 Rydex Dyn Inverse NASDAQ 100 2X Strat
67. Fees and Expenses One time Expenses and more Ww test Defined Contribution File Tools Reports Help Search for In This View Send us feedback Defined Contribution Plan 1 EB Holdings Summary Action View Summary v Add Holding Plan Fee GB Edit View Export Print gt Ge Profile Settings E Name a Market Value Current Price Price Date Price Change gt E X Ray USD EB Saved Reports VIC Fees and Holding Benchmarks for DC Plans L R Plan Administrator Investment Fee Holding Benchmark Total Number of Participants with Balance 0 Fee type Allocation Allocation Base Total Plan Record Keeping Fee Participant Participant Education Plan Trustee Custodial Services Plan Asset Based Fee Plan 5500 Preparation Plan Compliance Services Plan oo o 00 00 0 0 0 Plan Amendment Fee Plan Loan Administration Plan Al A B CD E F Total 10 BY Selected 0 8 Go to the nvestment Fee tab to view holding level fees As Morningstar retrieves Gross Expenses from our databases these are not editable You can enter Additional Wrap Expense fees and Fund Revenue Share 96 fees Once complete the Net Exp will auto matically calculate 4 test Defined Contribution PE File Tools Reports Help Search for In This View Go Wa Send us feedback Defined Contribution Plon LLL LL Lus Jess EB Holdings Summary Action View Summary s Add Holding Plan Fee BG Edit view Export 5 Print
68. H 23 09 20 99 C 14 Direxion Mthly Small Cap Bear 2X 30 47 41 28 J 15 Rydex Inverse S amp P 500 2x Strategy H 7 60 9 36 O 16 First American Interm Tax Free C OD 17 PIMCO StocksPLUS TR Short Strat Instl 10 81 13 10 Portfolio Management O 18 ProFunds UltraBear Inv 8 70 10 69 a ET ER O 19 First American MN Interm T F C C 20 ProFunds Ultrashort NASDAQ 100 Inv 24 40 22 71 Presentation Studio Workspace Total 118 By Selected 0 MORNINGSTAR Lale Akman Scorecard Create a Scorecard with Standardized Values 177 Create a Scorecard with Custom Grades This scorecard method allows you to define rules for data points i e total return gt 0 and assign numeric grades based on that criteria Grade columns can be added to the report for an individually graded data point an aggregated grade for a time period or an aggregated grade for an entire group 1 Click on Scorecard from an existing performance report Home Local Databases Manage Reports Sa Actionv Group Settings E Performance 20 Supplementary Es Scorecard Ez Calculate 4h Export Locate sort Undo Gs Global Databases L1 Name Calculation Benchmark 1 1 2005 12 31 2009 1 1 2006 12 31 2009 Report Currency Base Currency Performance Attribution Return Peer group Return Peer group Performance Reporting B Manage Reports IB archived Reports F 1 Report Search Criteria Morningstar Category Bear Market 12 v US OE Bea
69. In for Excel Feature An Authorized User accessing the Product through the Morningstar Plug In For Excel may create Product Output by populating data From the Database into one or more standard templates as they appear in the Morningstar Plug In for Excel Only an Authorized User may access or use the Morningstar Plug In For Excel and any Product Output generated from that use may only be distributed internally to other Authorized Users For absence of doubt no Product Output that is generated using the Morningstar Plug In For Excel in any Form or Format including but not limited to print or static electronic Format may be distributed to anyone other than another IV I agree Help d re gt Microsoft Excel Plug In Generate Excel Plug In Output 103 11 Select investments by accessing saved investment lists or saved searches or by manu ally selecting investments In this example select a Saved Investment Lists and select one of your investment lists VIK Morningstar Plug In for Excel X MON O 00 Please select a source to retrieve your securities Saved Investment Lists OD C Saved Searches Manually Select Investments US OE Categories Refresh US OE Large Categories US OE Money Market Taxable US OE Small Blend WAC Emerging Markets Equity Category WAC Lista CCR Diciembre Name vanguard owner Alexandra Bosco Count 6 Update 1 22 2010 Help Back Que gt Cancel 12
70. Investment List has been changed Cancel 3 In the Outputtab set your Batch Settings and Excel Export Settings VIC User Preferences Set the default settings for performance reporting batch processing and choose from several formatting options for excel export 3 Genera Output Grouping Display Default Batch Settings Output location C Documents and Settings Lale My Documents Perfor EN Append filename with DDMMYYYY Save report results to archive Excel Export Settings C Export display groups on separate worksheets 100 not export column headings Do not export report heading rows Insert identifier as first column Ticker v C Export group names as separate column Export user defined time period labels v Include spacing column between time periods Export end date floating labels Export report search criteria Cancel Performance Reporting Set General Settings 4 In the Grouping tab set your default Group Settings VIC User Preferences Select the default settings for the group settings dialog for new performance reports Default Group Settings Default display group Morningstar Category Default display benchmark 1 Russell 3000 TR USD Default display benchmark 2 MsCI EAFE USD Default calculation benchmark Morningstar Category Average Default risk free rate USTREAS T Bill Auction Ave 3 Mon S 2 2 2 E 5 Inth
71. Investors Na CA Paulson amp Co Inc J P Morgan Chase amp CO Blackrock Advisors LLC Wells Fargo Advantage Small Cap Val Northern Trust Corporation Dimensional Fund Advisors Inc Mellon Bank N A Centaurus Capital LP Vanguard Small Capitalization Index F BlackRock Global Allocation Fund US TRUST CORP United States Trust CO Of New York Bank of New York Mellon Corporation Morgan Stanley Brokerage Accounts Mercury Asset Mgmt International Deutsche Bank Ag The Vanguard Total Stock Market Ind Merrill Lynch Asset Management Inc Principal Financial Group Inc SAC Capital Advisors LP Search for In This View DEK Send us feedback vw Search Yg Quick Search F Edit Data W Sort Q Locate fk Export E PDF Refresh Date 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 1 31 2010 12 31 2009 12 31 2009 9 30 2004 12 31 2009 12 31 2009 10 31 2009 9 30 2005 6 30 2007 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 6 30 2006 12 31 2009 12 31 2009 B c D By Selected Portfolio Currency US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar US Dollar Portfolio Weighting 96 4 66 0 02 0 38 0 04 0 12 1 55 0 03 0 07 0 02 22 55 0 23 0 13 0 07 0 06 0 02 0 02 0 03
72. Name v 9 Begins with Contains Include Only Surviving Investments Available records Total records 10 Jump to record name CGM Mutual USD NAS LOMMX Port Perf Fidelity Contrafund USD N4S FCNTX Port Pert Alger Large Cap Growth Portfolio I 2 USD NAS AAGOX Port Perf Alger Capital Appreciation Ptfl I 2 USD NAS ALVOX Port Perf Calamos Growth 4 USD NAS CVGRX Port Perf Eagle Capital Appreciation 4 USD NAS HRCPX Port Perf Alger Spectra USD NAS SPECX Port Perf Putnam Voyager USD NAS PVOYX Port Perf gt Add Add All Selected Records 75 Position Accounts mport Portfolio Returns with a Morningstar Template 76 11 Click Post to post your returns to Morningstar Direct 12 Click OK File Search for z Go Send us feedback PortfolioReturn a Performance 0 0 Post X Delete M Save PDF iBiPrint amp Edit Definition Master r Portfolio Name Portfolio Id Performance Performance Error Message Date Morningstar Direct x The import data has successfully been posted Sil il E All s A B CEDE Ea SH I J K LEMANTO P OLOR Doro KE OR Y 2 B gt Total 0 BY Selected D l E 13 Your imported returns will be maintained in the Position Accounts folder Click on your imported return file and you will be taken to the Position Account Dialog Click on the m ported Price Return sub folder to view your returns Help S
73. Non US Equity Fixed income Cash Performance Attribution Long Rescaled Long Rescaled Long Rescaled Long Rescaled Performance Reporting Lai Current Lineup Michael Genovese Read Write 64 84 22 10 6 52 5 23 2 Current Plan Lale Akman Read Write 36 53 17 21 36 22 6 04 3 Proposed Lineup Michael Genovese Read Write 67 24 14 16 4 23 13 89 Portfolio Management Fund Flows Presentation Studio Workspace vy G Investment Lists gt Ge My Lists iB Sample Investment Lists gt amp Search Criteria gt amp Report Templates Ei Chart Templates gt 3 Data Sets E Custom Sectors E Custom Security Info Ei Defined Contribution Plans E Saved Reports EB Notes All 4 B c D Ss gt Total 3 BY Selected 0 Lale Akman 198 Defined Contribution Plans Create a New Defined Contribution Plan 2 Once you input the new Contribution Plan Name select a Benchmark 3 Click Next and you will be taken to the Holdings Entry window Ww Holdings Entry Morningstar Direct Holdings Entry Create Edit a model portfolio by adding holdings below You may map this portfolio to a model asset mix for use in the goal planning function Asset Allocation Equity Style 95 Fixed Inc Style 95 Stock Sectors Asset Value Core Growth Short Intrm Long Stocks Cash t7 Mfg Econ 23 88 Other US Stock Info Econ 34 36 Bae Service Econ 41 75 Not Classified Non US Stock Bond Total Not Classified Not
74. OE Target Date 203 85 US OE Commodities Bro 88 US OE Inflation Protect 71 gt US OE Foreign Large Bl 81 gt US OE Foreign Small M 85 gt US OE Foreign Large Ya 88 US OE Foreign Large Gr 34 US OE Moderate Allocat lt Peer Group Russell 3000 TR USC v A Russell 3000 TR USC v Q Russell 3000 TR USC v amp Russell 3000 TR USC v Q Russell 3000 TR USC v amp Russell 3000 TR USC v Q Russell 3000 TR USC v amp Russell 3000 TR USC v amp Russell 3000 TR USC v Q Russell 3000 TR USC v Q Russell 3000 TR USC v Q Russell 3000 TR USC v Q Russell 3000 TR USC v Q Russell 3000 TR USC v amp Russell 3000 TR USC v Q Russell 3000 TR USC 7 Russell 3000 TR USC v Russell 3000 TR USC v Q AR Display Group A Ah kh Aw h AR A H H Hd Display Group Display Group Display Group Display Group Display Group Display Group Display Group Display Group on D NN d OQO on wow D NN d OQ Display Group HE IE EJ JE JE EI EJ EJ 0 EI EJ E KJ R D H 4 H Display Group Help OK Cancel 12 To the left of each Display Group Investment is a box If you select all boxes to the corresponding groups then peer group selection will apply to all groups Go to the Peer Group column and click on the Display Grouping icon to define your Peer Group WG Peer Group Define Peer Group Dialog This dialog is used to define the peer group
75. P I IMPORT Lale Akman Read Write 5 18 2008 5 5 2008 IMPORT JIMMYO Lale Akrnan Read Write 9 8 2009 9 8 2009 JIMMYO Portfolio Management gt amp Strategies gt 3 Models v amp Position Accounts Fund Flows 7 24 1CCM MTH Lale Aleman Readsiitrite 1242 2007 A T R MIN ICCM v lt li gt Oo WOE EE Tr a Wh hy ee Workspace Total 32 BY Selected 0 Presentation Studio MORNINGSTAR Lale Akman 89 Position Accounts mport Portfolio Returns with a Morningstar Template 1 Click Import under My Position Accounts and you will be taken to the first Import dialog box Ww Import Morningstar Direct Lale Akman File Send us feedback amp Import E Edit Definition Master Interface Name Last Post Date Interface Category 11 Morningstar Template Portfolio Holdings 10 1 2009 Morningstar Product v 2 Morningstar Template Return Series Q 10 1 2009 Morningstar Product 13 Custodian Template Portfolio Holdings 9 8 2009 Custodian 8 Select Morningstar Template Return Series 9 Browse for the file name and continue to select the appropriate Date Format Return Type and Return Frequency Import Morningstar Direct Morningstar Template Morningstar Template Return Series File Name Z A DIRECT Direct Training ManuallTraining Quiz Sample returns xls Q JEN Date Format MMDD YYYY Return Type Total Return MADD YYYY DDIMMYYYY Header Row ahihi undt Return Freq
76. Redo Ctrl Y Investment Name XYZ INXY7 Currency Morningstar Category SAMPLE IMAGE G Report Setti os Add Page Insert Page Delete Page Report Name Benchmark 1 Beachmark 2 SAMPLE IMAGE Insert and delete pages of E Top 10 Holdings Qtr Enc E Top 15 Holdings Qtr Enc Investment Infoemation YO u e D 0 rt Top 20 Holdings lavestment Strategy from irvestrient s prospectus I Growth uf 10000 E Portfolio Statistics Medusa conubium santet rures Ossifragi deciperet pes Er 10K line gt simus fragilis cathedras et gulosus fiducias corrumperet Equity Analysis fragilis agncolae Aegre verecundus syrtes vix fortiter ampu S A M P Es E M A G E X in amp Equity Style Summary i tat cathedras Saburre incredibiliter spinosus insectat quin Bark T EB Equity Style Box with Si quennalis catelk etiam fragiles ossifragi adquireret ruras ut Bmark 2 zi i gulosus syrtes praemunset agricolae Chirngraphe vocrficat z 3 concubine S et re 0 rt t tl e b e n C h m d rks Equity Growth Factors Quadrupei miscere quinquennalis catelli Gulasus I I B Ownership Zone fiducias praemuniet chirographi semper cathedras amputat 7 VG ONES E Ownership Zone Qtr En quadrupes Catelli praemuniet umbracuk iam plane fragilis ary E Ownership Zone plus Hc matrimanii agnascor agricolae Saetnsus quadrupai cor utan rumperet satis p
77. Report with Morningstar Template 1 Click on Actions and you can Modify Report Search Criteria VIG Morningstar Direct File Home Hew Local Databases Global Databases Favorites Tools Help Price Monitor Search for In Securities Performance Attribution Further identity investments that match specific criteria Expand and collapse display groups Investments Performance Reporting ES Manage Reports E Archived Reports 8 If you want to modify the existing Morningstar template click on Group Settings Group Add Investments Delete Investments Modify Report Search Criteria Expand Collapse All Groups Simple Format Conditional Format Filter Report Settings Select Column Set Select Morningstar Template Select Report Currency rn K 50 ales 98 98 98 980 98 7598 9981 9981 End Reports Charts Archive Report Calculate and Export Save Save s Save As Investment List k 45 Perfarmance RE Supplementary Scorec Calculation Benchmark e Fidelity Investments Ana Of US GE Target Date 2050 US OE Target Date 2050 4 US OE Target Date 2050 US OE Target Date 2050 TER USD US OE Target Date 2041 US OE Target Date 2041 n US GE Target Date 2041 US OE Target Date 2041 TR TN Settings enables you to reorganize investments and configure peer groups 9 By default investments are organized b
78. Russell 1000 Growth TR USD Russell 1000 Value TR USD Russell 2000 TR USD Russell 2000 TR USD MSCI EAFE NR USD MSCI World ex US USD MSCI EM MR USD MSCI EM USD Citi WGBI NonUSD USD BarCap Gbl Agg Ex USD TR USD BarCap US Agg Bond TR USD BarCap US Agg Bond TR USD ML US HY Master II TR USD BarCap US Corporate High Yield TR USD MSCI World Real Estate NR USD FTSE EPRA NAREIT Dvlp REITs PR USD DJ UBS Commodity TR USD DJ UBS Commodity TR USD USTREAS T Bill Auction Ave 3 Mon S amp P 500 TR Manually Assign Policy Weights Net Return Q Portfolio Sample TPA Inter Month Portfolios amp Policy Sample Benchmark amp Currency US Dollar Portfolio Bench mark 1 93 3 09 1 77 8 05 8 05 1 44 1 50 3 95 3 81 5 75 5 19 1 56 1 56 343 3 28 347 4 00 1 98 1 98 0 01 1 93 0 60 0 00 0 00 0 60 0 85 0 02 0 68 2 83 2 83 0 48 0 42 0 09 0 04 143 0 57 0 70 0 70 0 05 0 20 0 46 1 29 1 33 1 33 0 00 1 93 1 54 Attribution Effect 9 o Asset Class Weighting 0 06 Send us feedback Manager Selection 0 08 0 01 0 07 0 57 0 57 0 04 0 04 0 01 0 01 0 03 0 03 0 11 0 11 0 01 0 01 0 06 0 06 0 07 0 07 0 09 0 09 0 52 Manager Benchmark Misfit 0 10 0 12 0 02 0 00 0 00 0 01 0 01 0 01 0 01 0 03 0 03 0 00 0 00 0 01 0 01 0 04 0 04 0 00 0 00 0 09 0 09 0 27 Manager Act
79. Search amp Market Note Effective Date 2010 02 28 Currency USD All Active Passive All Funds Send us feedback Passive 02 2010 Mkt Sh Rank 4 398 1 077 15 41 12 76 584 10 52 4 95 4 10 3 15 1 77 1 61 1 58 1 55 oon Oo Ul 4 UN m m e Passive 02 2010 Mkt Sh Rank 1 447 3 049 43 62 1 966 1 127 16 12 1 648 9 27 2 653 1 600 22 89 16 478 6 84 317 63 0 91 24 25 0 35 6 375 6 989 100 00 1 3 4 2 5 6 7 Market Share Basis Total Net Assets Bil 02 2009 Mkt Sh Rank 727 15 48 667 14 20 498 10 60 209 4 45 202 4 30 2 91 90 1 92 71 1 51 72 1 52 73 1 55 Market Share Basis Total Net Assets Bil 02 2009 Mkt Sh 2 037 43 35 14 93 10 23 22 82 7 63 0 85 0 19 4 698 100 00 196 Fund Flows Access Workspace for Updates and Saved Actions 2 Go to Saved Actions where you can access your Advanced Searches and Custom Reports Ld Morningstar Direct File New Favorites Tools Help fgfPrice Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows EB Fund Flows EB ICI Confidential Survey il Ib Presentation Studio Workspace 3 Click on nvestment List to populate your given list with fund flows data In Securities v Go Market Summary Workspace Custom Report Search Advanced Search Help Market US Open end ex MM ex FoF view Markets Report E
80. Sectors V 453 Rydex Inverse NASDAQ JF 5 Year Large Growth Peer Group Bear Market Ei Custom S itv Inf IF Distinct holdings UIS BEER v 454 Rydex Inverse Russell t IF Insurance Top Performers Large Growth Bear Market gt amp Position Accounts M 455 Rydex Inverse Russell 2000 Strate Hedge Fund IF Investment List Bear Market ek IF MultiUniverseComparison Aggregates ma M 456 Rydex Inverse S amp P 500 2x Strateg Hedge Fund 1 15 perfmeas Mkt SacInd Bear Market IB Defined Contribution Plai SUR roi pe v 457 Rydex Inverse S amp P 500 Strategy I Hedge Fund 1 FT Mkt Downturn And Recoveries Drawdowns Bear Market IB Saved Reports z 2 IS Perfmeas Mkt Style 5 iB Notes v 458 Sit International Growth Global Equity 2 FT Periods of Consecutive Neg Stock Returns Foreign Large Gr V 459 T Rowe Price Instl Foreign Equity Global Equity intu Ee Foreign Large Gr M 460 T Rowe Price International Stock Global Equity 3 7 1 Pres Studio Foreign Large Gr e 3 FT Dot Com Bubble v 461 T Rowe Price Spectrum Internatio Global Equity 4 15 PerfMens Plansponsor Foreign Large Gr v 462 Thornburg International Growth Global Equity 4 FT Up Downside Capture Ratio Foreign Large Gr 4 401k v 463 Timothy Plan International 4 Global Equity 5 IS Perf Meas PortMngrs Foreign Giant v 464 Touchstone International Growth Global Equity A Aggregates Mthly Returns no daily Foreign Large Gr BACKUP to Morningstar Ra
81. Sectors and you will be taken to the next Import dialog box 4 Go to File Name and Browse for your spreadsheet Morningstar Template Morningstar Template Sectors File Name A Q Header Row M 3 i Column No Column Code My Sector My Benchmark Column 4 My Sector Column B My Benchmark Column My Benchmark2 Q OK Cancel 5 Uncheck Header Row if you did not include a header row in your spreadsheet 6 Click OKto be taken to the final Import dialog box 7 Click Post to complete the import Eile Search for Go Send us feedback Blotter E Sectors Post X Delete M Save PDF i amp iPrint Edit Definition Master Cl SecID My ID Name 1 Fo0000047C Ski INGASIA BO 2 FO0000SGW3 Sk2 STERJAP B1 3 FO000004PD Sk3 SK GLOB B 4 FO000021QM Sk4 MONEXCR BEC 5 FO0000192C Sk5 PRINRVA F BE FO000012PL Sk ING2026 BFED 7 FO0000042N SKk7 SCOTI10 F7 8 FOO00004YE Sk ICAPAT B F2 9 FO000021HD Sk9 BBVASIA PV 10 FO000005X9 Ski AXESMP C 11 FO000004BD Skil BMERPRE NC1 12 FO000003245 Skiz PRINMAS F4 vi Al 08 BOENDE FSH tea Kk LOM ON OP oR so UY MR VZ Total 19 BY Selected 0 8 You can now apply your Custom Sector with Total Portfolio Attribution and Performance Reporting File New Favorites Tools Help Price Monitor Search for In This View v Go Home e Local Databases Action New fk Export E PDF Refr
82. Securities v Go Send us feedback Home Manage Reports Untitled Local Databases Actionv Z3 Group Settings amp Performance Supplementary E Scorecard a Calculate 4 Export Q Locate Y Sort amp Undo Save Global Databases go Name Calculation Benchmark Morningstar 1 1 2010 2 28 2010 Last 2 1 2010 2 28 2010 Last Report Currency Base Currency Rating Overall Month End Month End Performance Attribution Return Peer group Return Peer group Performance Reporting rank rank ES Manage Reports E Archived Reports 1 Report Search Criteria Firm Name Fidelity Investments And Oldest Share Class Yes 02 v US OE Target Date 2050 13 Fidelity Freedom K 2050 4 Fidelity Freedom Index 2050 K 15 Fidelity Advisor Freedom 2050 O Fidelity Freedom 2050 17 Benchmark 1 Russell 3000 TR USD 18 Peer Group Display Group 09 Number of investments ranked 10 b Peer Group Summary Statistics L1 11 v US OE Target Date 2041 2045 12 Fidelity Freedom K 2045 13 Fidelity Freedom Index 2045 K O 14 Fidelity Advisor Freedom 2045 4 O 15 Fidelity Freedom 2045 C 16 Benchrnark 1 Russell 3000 TR USD 17 Peer Group Display Group C 18 Number of investments ranked 19 b Peer Group Summary Statistics C 20 v US OE Target Date 2026 2030 21 Fidelity Freedom K 2030 F 22 Fidelity Freedom Index 2030 K 159 Performance Reporting Create a Quick Performance Report with Morningstar Template 4 Save the Report and click OK WC Save Report Save Re
83. Select Custom Calculations Ld Select Data Points Select Data Points Choose Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds Find Data Point By View O Name containing O Historical Price and Return Data Historical Price and Return Data Historical Portfolio Data Available Data Points Historical Expenses and Turnover Data Historical Rating and Rank Data Total Data Points 24 Historical Cash Flow Data Weekly Return Custom Calculations defaults to 3 years Monthly Gross Return Monthly Return Quarterly Gross Return Quarterly Return Yearly Gross Return Yearly Investor Return Yearly Return Quarterly Return Rank Add All Selected Data Points Total Data Points 0 Settings Remove Remove All Save OK Cancel Help 20 Find Beta and add to the Selected Data Points box VIC Select Data Points Select Data Points Choose Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of selected point use the Settings button Available Data Lists Universe Open End Funds Find Data Point By 9 view O Name containing Custom Calculations defaults to 3 vears Available Data Points Tot
84. Set User Preferences General Op Management Import Performance calculation Performance calculation with missing security returns Zero return Default return type for aggregate Closed End Funds Market return ETFs Market return Use Risk Free Proxy s returns as Cash component s returns in Aggregate Portfolio Organization Allow Consultant View Allow Money Manager View Cancel Help Getting Started User Preferences 4 Go to the mporttab to set your default price source for imported security performance calculations You can also select your security matching filter settings and position account automated import settings relevant to custodian templates for import automation 4 Set User Preferences Set User Preferences General Portfolio Manageme Import Export Choose your default price source setting for imported security performance calculations Price Source Use Morningstar Prices Use Imported Prices Choose your security matching filter settings Security Matching Filters Set Exchange Filter Set Currency Filter Choose your Position Account Automated Import Settings Schedule Patch Job Create Modify Schedule Delete Schedule Cancel Help 5 Go to the Export tab to customize your Summary Statistics settings when exporting your information from Morningstar Direct to Microsoft Excel You can also define your settings when exporting Morningstar Star Ratin
85. US1253251003 US2694541007 US3160711095 US6169332060 US6710812065 US7470121028 015544703 015544505 015566102 128119302 125325100 269454100 316071109 616933206 671081206 747012102 Alle ATB GCD E F G A TTI KE ECE M NT OTP OTRAIS T OU VTN A Total 10 n Selected 0 2 Go to Edit and click New Portfolio Aggregates Add a New Portfolio 60 3 Input the date of the new allocation and click OK VIC Morningstar Direct Portfolio Date Selection Select portfolio date here New Portfolio Date Create Blank Portfolio Modify Constituents from an Existing Portfolio uc Sample Aggregate File New Favorites Tools Help Search for In This view T Go Send us feedback Aggregate Hold gs Su ES General Settings Action View Snapshot Portfolio EXEEEDBE Edit k Export ES Holdings Summar SENE 3 1 2007 r Name a Weight ISIN CUSIP 96 Benchmark Russell 1000 Growth TR USD l a Endowments Growth and Income 45 00 US29264Q1022 292640102 2 Sequoia 10 00 US8174181060 817418106 3 State Farm Growth 45 00 US8568391051 856839105 5 Aggregates can be added to your output throughout the application in the same way as other investment universes From the Find Securities dialog box you can select the Aggregate universe to identify your Aggregate VIC Find Securities within Universes O My Lists Aggregates Find By Aggregates 529 Portfolios Closed End Funds Position Accounts
86. Weights Action Y Benchmark MSCI EM USD Russell 1000 Growth TR USD BarCap US Agg Bond TR USD BarCap Gbl Agg Ex USD TR USD DJ UBS Commodity TR USD BarCap US Corporate High Yield TR USD FTSE EPRA NAREIT Dvip REITs PR USD gt Fs Large Blend Russell 1000 value TR USD Foreign Large Blend MSCI World ex US USD M Small Value Russell 2000 TR USD Unclassified S amp P 500 TR TI v OK Cancel Total Attribution Automatically Assign Policy Weights 134 14 Click on the Managers tab WC Report Settings Managers This dialog is used to assign benchmark Far investments included and set manager Fee for each investment 14 Asset Class Groupings Policy Weights Managers v Include Cash Proxy 3 Month T Bill 2 C Name Benchmark Manager Source of Fee HEE 4 Diamond Hill Small Cap Equity Russell 2000 value TR USD aoc Custom 2 DAS RREEF Global Real Estate secs MSC WorldReal Estate NER USD ja 1 26 Annual Report Net Expens 5 3 Hansberger International Core Equity MSCI AC World Ex USA NR USD saeco Custom 4 Harbor Capital Appreciation Instl Russell 1000 Growth TR USD od 0 69 Annual Report Net Expens s Harris Assoc Large Cap Value Russell 1000 TR USD saeco Custam amp Lazard Emerging Markets Equity Instl MSC Eh NE USD Za 1 17 Annual Report Net Expens 7 Loomis Sayles High Income Load ML US HY Master I TR USD za 1 15 Annual Report Net Expens a PIMCO Commodity Real Ret Strat Inst D
87. a new search View Field Name Include Items Searched Items Found Run Search By Category Include Only Surviving Investments o E Alphabetically O All Investments Cancel 6 Go to the Field Name column and select Morningstar Category under Snapshot WG Morningstar Direct Open End Funds Open JeInsert xDelete r Clear All Export RPDF BjSave ia Feedback Field Name Operator Value Q Category Q Bear Market amp Thailand BUS Bank Loan Bear Market Communications Commodities Agriculturt Commodities Broad Bas Commodities Energy Commodities Industrial Y View Field Name Include Items Searched Items Found Run Search By Category Include Only Surviving Investments o Alphabetically CO All Investments Search data tree alpha betically or by category emm i e Returns Include Obsolete Investments 7 Go to the Operator column to identify your Value Click 8 Go to the Value column and locate the U S Category Click Bear Market Investment Lists Create a List with User Defined Parameters 9 We will continue with our search by retrieving names from an additional Morningstar Category Go to Line 2 and in the Rel column select Or which will allow us to look for investments in another Morningstar Category The And choice would not be applicable because an investment cannot be in more than one category VIK Morningstar Direct Open End Funds Open AeInsert x D
88. and Calculations Create a Custom Calculation 33 13 Click OK to be taken back to your grid view VIC Morningstar Direct File New Favorites Tools Help EPrice Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Fund Flows Presentation Studio Workspace gt Ge Investment Lists gt amp Search Criteria gt amp Report Templates E Chart Templates gt amp Data Sets E Custom Sectors EB Custom Security Info gt amp Position Accounts gt G Aggregates Defined Contribution Plans E Saved Reports E Notes In This View GO Send us feedback My Search Criteria Action View Untitled z E Save i Search F Edit Data sort Q Locate df Export E PDF Refresh Name D Hurley Capital Value Equity z Janus Balanced Good Harbor U S Tactical Core FPA Contrarian Value Emerald Asset Advsrs Hybrid Strategy AR Schmeidler Balanced Accounts W E Donoghue Moderate Tactical Growth Montag amp Caldwell Balanced Becker Balanced il 2 3 4 5 5 7 8 a m o James Investment Research Balanced Westport Res Mgt GIbl Bal Instl Lord Abbett amp Co Balanced Haven Capital Balanced kokk RUN Calamos US Opportunities Composite H e Sit Inv Balanced DGHM UltraValue Todd Inv Balanced Federated Clover Balanced NWQ Large Cap Value Balanced Davis Hamilton Jackson Balanced Gabelli Asset Mgt Value tee a NBE
89. and manage your aggregates and position accounts Once aggregates and position accounts are created they can then be applied to various Morningstar Direct analytics such as Performance Attribution Presenta tion Studio and more Aggregates and position accounts can also be applied to Strategies and Models located in the Portfolio Management folder Create various strategies and apply models with applicable position accounts Fund Flows The Fund Flows enables you to stay current with market trends by providing a comprehen sive and timely picture of total net assets and estimated net flows across various market places Getting Started Folder Definitions Presentation Studio Presentation Studio allows you to create reusable templates for entirely custom presenta tions reports and fact sheets that reflect your company branding You have full control over both the content and format of your reports enabling you to tell your story with profession ally designed tables and charts Workspace Workspace is the electronic file cabinet for Morningstar Direct You can build your informa tion directly from this area or modify your information in the local or global databases to be stored in Workspace File management capabilities such as sharing and renaming files are also available in this location User Preferences Global Settings in the F e menu define settings on the application level 1 Go to File and click on Set User Preferences
90. and performance calculation start date Click Save 4 Morningstar Direct Aggregate Basics Enter general aggregate information here Name Sample Currency US Dollar Benchmark 1 Russell 1000 Growth TR USD Benchmark 2 US OE Large Growth S le le Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Rebalancing frequency Monthly Rebalancing base on Calendar Period End Performance source Performance calculation start date Attached model Earliest Common First Portfolio Date Earliest Available Notes Earliest Common Ic I e e Save Cancel Help 4 If you select Common Portfolio Date then the Holdings will automatically be the Earliest Common Date You are free to change the portfolio date by unchecking Use Earliest Common Date and identify the specific date in the Portfolio Date box Ww Holdings Entry Morningstar Direct Holdings Entry Use the tabs to enter holdings for an aggregate s portfolio The default entry method is percentage Assign weights to the members of your aggregate by typing values into the percent column You can choose to enter by Shares or by Amount from the Enter By Action menu Portfolio Date 28j Use Earliest Common Date Stock Fund Cast Action Enter By Add Q Refresh Price ig Edit Definition Master USD Equiv Total Amount 10000 00 Total Weight 100 00 F Symbol Name Inception Date Percent Number of Shares USD Eq X Amount 1
91. and refreshes their price and performance data throughout the day Portfolio Statistics displays fundamental data such as market cap dividend yield P E at the total portfolio level Performance Attribution Performance Attribution Views Trailing Performance displays performance for any number of predefined periods In a single view Valuation by Data Point displays fundamental data such as market cap dividend yield P E or any other data item you wish to add for the portfolio and selected benchmark Weights display the group and constituent level weights of the portfolio benchmark and relative weights to quickly identify where the portfolio is over or under weighted relative to its benchmark Report Data displays detail on Attribution Holding Data Excluded Equities Missing Performance and Unidentified Holdings Create PDF Reports to Communicate your Results 1 Go to the Equity PDF folder and click on Reports Ww Morningstar Direct Seles File New Favorites Tools Help g Price Monitor Search for In Securities MG Send us feedback Home Local Databases Action New 5 Batch Management Sm General Settings Global Databases a Portfolio Benchmark Performance Attribution v g Equity Interactive v Morningstar Report Templates A EB Reports All Page Sections Last Quarter GICS Sector Morningsta E Templates All Page Sections Last Quarter Morningstar Morningsta E Archived Reports All Page Sections YTD Q
92. view Customize data view with right click or edit data 24 gt amp Report Templates E Chart Templates gt amp Data Sets Decimal Places B Custom Sectors 2s iB Custom Security Info I Urrernuc y gt amp Position Accounts Display Options gt amp Aggregates iB Defined Contribution Plans EB Saved Reports Freeze Columns E Notes gt All B e D E F G H I Jg K LE M N o P Q R T u v W x Y r 5 lt j lil gt Total 7 By Selected 7 MCRNNSIR A Lale Akman 19 You ve successfully completed an Advanced Search which will automatically refresh each time you open the file in the Search Criteria Folder Search Criteria Create an Advanced Search Custom Data Sets and Calculations custom data set allows you to assemble only those data points of relevance to your analy sis You have access to standard data points and historical data points You also have access to custom calculations where you can perform various quantitative measures by identifying user defined benchmarks and applying various excel calculations in Morningstar Direct Data sets can be applied to search results and investment lists Once saved they reside in the Data Sets folder in Workspace and can be accessed from My Data Sets in the View drop down or from Edit Data Create a Custom Data Set 1 You can create a Data Set from an Investment List or Search Criteria From your list the Ww Morningstar Direct SEE Fi
93. with a prudent s prosch to protection of capital from undue risks 18k Growth of 10 000 10K ine The fund normally invests approximately 75 of assets in equity Securities It may invest up to 35 of assets in debt or fixed income securities of a quality below investment grade including securities commonly referred to as junk bonds The fund may invest up to 25 of assets in securities issued by companies in any single industry nv 13 663 63 13 mm Bark 1 10 357 58 Fees and Expenses Prospectus Gross Expense Rano 1 05 Maximum Sales Charge Performance Quartile 12b 1 Fee m within category Redemption Fee Term Fiscal Year End Month December History Investment Return rem Bmark 1 G Kenneth Heebner CFA Since 1981 01 B S Amherst Rank Category College M B A Harvard University Charts and Reports Create Reports 56 Aggregates Create an Aggregate This functionality is used to create blend of investments benchmarks and more Examples include a fund lineup peer group model fund of fund or blended benchmark You can create an Aggregate from the Portfolio Management folder or from an existing list in the Investment List or Search Criteria folders Sample Morningstar import templates are available in Help We will create an aggregate from the Portfolio Management folder 1 Go to the Portfolio Management folder Ww Morningst
94. your imports can be automated by scheduling imports to retrieve your client data from Morningstar FTP site or a 3rd party FIP site 1 Once Morningstar has produced a custodian template go to Set User Preference Wo Morningstar Direct File New Favorites Tools Set User Preferences aD Mew Folder Exit Help ef Price Monit Action amp Import Hame 03 Position Accounts Import Portfolio Holdings with Custodian Template 2 Go to the Import tab to select the Default Price Source for imported security performance calculations VIC Set User Preferences Set User Preferences General Portfolio Management Import Export Choose your default price source setting for imported security performance calculations Price Source e o Use Morningstar Prices Use Imported Prices Choose your security matching filter settings Security Matching Filters 3 Set Exchange Filter Set Currency Filter Choose your Position Account Automated Import Settings Schedule Patch Job 4 Create Modify Schedule Delete Schedule Cancel Help 3 Set your Security Matching Filters Morningstar will attempt to map your imported securi ties to Morningstar tracked securities but you can also configure the security and currency matching process The logic Is to first map the securities to the Exchange Filter and then use the Currency Filter For example select the order of the exchanges your s
95. your list See Custom Data Sets and Calculations chapter for detail WG Morningstar Direct EEK File New Favorites Tools Help Tg Price Monitor Search for In This View M Send us feedback Home Open End Funds obal Open End Funds Local Databases Action View Save v Search F Edit Data W Sort Q Locate 4h Export E PDF Global Databases Operations e Refresh Returns CES 4 E gt amp Morningstar Analysis Name are Return Base Primary NAW Offer Price Bid P Returns Quarter End Date Currency Share Mo End Mo End Mo l hd Funds Managed Products Returns Calendar Year Mo End IB Category Sector Avg Dividend Calendar Year iBi Closed End Funds Caja Il Estimated Met Flow Month 2 28 2010 Euro Yes 6 99 Post tax Returns Daily Hi College Saving Plans MEE post tax Returns Month En 2 28 2010 US Dollar Yes 5 90 E College Saving Portfolios F amp C EU Post tax Returns Calendar 2 28 2010 Euro Yes 9 88 E Exchange Traded Funds KBC In Risk rs z 2 28 2010 Euro Yes 381 57 E Hedge Funds SEB Gyllenberg 20 B E 2 28 2010 Euro Yes 130 79 ig Money Market Funds DWS Invest European Equities NC 2 28 2010 Euro Yes 98 02 Open End ponds DnB NOR Kombinasjonsfond 2 28 2010 Norwegian Krone Yes 163 84 Ins rance Lif Products Carnegie Multifond 2 28 2010 Norwegian Krone Yes 4 069 30 IB Life and Pension Funds o Fortis B Glbl Conservative Euro Acc 2 28 2010 Euro Yes 197 39 l Variable Annuity Poli
96. 00 Separat Double Click an Investor 29 Merrill Lynch Asset Management Inc 6 30 2006 US Dollar 26 914 000 0 1 24 1 34 5 256 885 00 3 254 140 00 13F 30 Principal Financial Group Inc 12 31 2009 US Dollar 26 796 000 0 0 84 0 91 3 572 810 00 78 991 00 13F 31 SAC Capital Advisors LP 12 31 2009 US Dollar 25 322 000 0 0 79 0 86 3 376 321 00 1 343 821 00 13F to identify other holdings BE es eer EEE me TR lt Tm it owns All A B D Total 1213 By Selected 3 Ownership analysis dentify Owners of a Stock 7 Go back to your US Stock view in first step where we will now generate a Peer Owner Analysis The Peer Owners Analysis allows you to compare the ownership of multiple securi ties in a single grid view Click on 3 names of interest WC Morningstar Direct File Mew Favorites Tools Help ePrice Monitor Home Securities Search for In This View Seles Send us feedback Local Databases Action View Snapshot Settings T save v Search F Edit Data Sort Locate fk Export E PDF Refresh 4 Ticker SecId ISIN CUSI Total Owners Owners Owners Total Buyers Buyers Owners Sep Mutual Institutions Buyers Sep Mutual gt 3 Morningstar Analysis Reports Accts Funds Accts Funds gt amp Funds Managed Products Charts FPBN OP000 US3358 21 14 7 15 o 12 gt amp Stocks View Owners Detailed Owner Analysis 291 140 106 22 21 26 E v g Ownership Analysis X Ray Peer Owner
97. 00 33 3 00 116 5 00 5 00 Fj 17 JPMorgan Global Emg Markets Eq Focused 5 69 42 0 59 2 00 36 3 00 116 5 00 5 00 18 Lazard Emerging Mrkts Discounted Assets 5 92 41 0 82 2 00 35 3 00 116 5 00 5 00 19 PanAgora Emerging Markets Equity 5 29 45 0 18 2 00 38 3 00 116 5 00 5 00 20 QMA Emerging Markets Equity 6 46 34 1 35 2 00 29 3 00 116 5 00 5 00 Fj 21 Templeton Emg Mkts Eq 6 46 33 1 35 2 00 28 3 00 116 5 00 5 00 Oo 22 Driehaus Emerging Markets Growth 4 47 56 0 64 1 00 48 3 00 116 4 00 4 00 23 New Star GEM Equity Composite 4 57 54 0 54 1 00 46 3 00 116 4 00 4 00 L1 24 S5gA Emerging Markets Index Strat MSCI 4 88 49 0 23 1 00 42 3 00 116 4 00 4 00 Fj 25 Vontobel Asset Mgt Emg Mkts Eq 4 85 50 0 26 1 00 43 3 00 116 4 00 4 00 oO 26 Harding Loevner Emg Mkts 3 91 65 1 20 1 00 56 2 00 116 3 00 3 00 027 Lazard Emerging Markets Eq Select ADR 3 51 70 1 59 1 00 60 2 00 116 3 00 3 00 28 Putnam Emerging Markets Equity 4 11 64 1 00 1 00 55 2 00 116 3 00 3 00 O29 SSgA Active Emerging Markets Strategy 2 60 85 2 50 1 00 73 2 00 116 3 00 3 00 oO 30 Wells Capital Emerging Markets Core 3 61 67 1 49 1 00 57 2 00 116 3 00 3 00 131 MFS Emerging Markets Equity 204 97 00 10 eal Ot 20 20 2 Next right click anywhere on the grid view to select Conditional Format Morningstar Direct EEK File New Favorites Tools Help il Price Monitor Search for In Securities v Go E Send us feedback Home Manage Reports Local Datab
98. 00 6 00 00 Std Dev Asset Allocation Portfolio Date Emuity Style Bzx Long Cumulative Return 2 amp of Holdings of Stock Holdings Excess Return 0 91 Information Ratio arith 90 87 0 07 Peer Group Chart Multiple Investments A lt mE S ef la RE Ta Je Iu Iu To ie Fla Asset Alloc Equity Asset Alloc Bond Asset Alloc Cash 147 Presentation Studio Customize your Factsheet from Morningstar Template 6 Toggle through the blue icons which represent charts The orange icons represent data tables 1 Click on the Peer Group Chart and drag it to the blank section of the Factsheet WG Untitled Workbook Morningstar Presentation Studio pe Home Chart Data Table Format x mi OD Feedback eedback 3 s Years ago Last Month Enc w im ml Verdana Fls Wisiiziiu 00 0 gt FE m ir a Investments Start Date End Date Grid Align Decimal Auto Layout Calculate PDF PPT XPS Restore Investments Time Period Format Layout Calculate Export Settings ntrafund e EE Performance Relative to Peer Group Risk Reward Peer Group 5 95 Open End Funds U S Large Growth Time Period 3 1 2005 t US OE Large Growth 60 5 00 50 coe 40 Q 30 e 20 oo v f 10 Q sr 10 20 5 17 1967 30 40 eo 50 YTD 2009 2008 2007 2006 0 00 o 00 tkk 1 02 Fidelity Contrafund Russell 1000 Growth TR USD Std Dev
99. 000 Quarterly Custom vil Yes C American Funds EuroPacific Gr A USD 2 1 0000 Semi Annually Custom ves C American Funds Growth Fund of Amer 1 0000 dose w Custom vi Yes C American Funds Invt Co of Amer A USD 1 0000 Quarterly P3 Custom vi Yes C American Funds Smallcap vvorld A USD 1 0000 Quarterly P3 Custom il Yes Scroll to the right and use the View link to view the Standard Fee Schedule 14 Click the Taxes tab 15 Select your Filing Status preference If you apply Taxes to a Taxable Income the Federal Income field automatically updates with the correct value You can overwrite this value or any of the other tax fields VIC Morningstar Direct File Help 5 Save f Save As By Generate Report i Send us Tees Investments Buy Sell 15 tinvest Reb Report Options Calculate Tax Information Filing Status No Taxes Taxable Income Pay Taxes Federal Income Capital Gain State 207 Hypothetical Illustration 16 Click on the Report Options tab 17 Customize your cover page and report options WG Morningstar Direct 20 19 File Help c3 Save Ga Save As Gy Generate Report E Send us feedback Investments Buy Sell Reinvest Reb Fees Taxes Report Options Repos Type Portfolio Individual Holdings Comparison Page Included Cover Page Report Title Hypothetical Illustration Client Name iti Prepared By Add additional address and M contact information Firm Name Date
100. 001 a Most Current Number of Oldest Equity Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun Separate Accoun 112 Ownership analysis dentify Holdings of Owners Portfolio Public Filings The Morningstar Document Library located in the Public Filings folder is a comprehensive resource for investment documents from prospectuses to annual reports By combining more than 20 years of data collection experience with advanced technology Morningstar delivers accurate and timely documents to clients that enable them to meet regulatory requirements as well as deliver excellent services to investors Locate a Public Document in Document Library 1 Go to the Filings under Home Ld Morningstar Direct File New Favorites Tools Help Price Monitor Search for In Securities v Go Send us feedback Home Filings B Alerts i Filings Welcome to Morningstar Document Library EB Price Monitor i Excel Plug in Search documents by country or investment type Neu orke East Due E Help Definitions E ra p i Fund Filings Equity Filings Institutional Filings 03 24 10 EE 2 231 raining fil Feedback All Loc
101. 09 3 09 4 09 5 09 6 09 7 09 8 09 9 09 Data Time Period Trailing 3 Mth Return Floating Based on your float monthly settings given the start date and end date of a 3 month time period you are asking the data to be updated every month moving one month forward with no lag Trailing 3 Month Return Floating Start Date 1 1 08 flaating monthly End Date 3 31 08 floating monthly Calendar Date 4 1 08 Custom Data Sets and Calculations How Do Floating and Lag Options Work 39 Quarterly Returns Floating on 1 Month Lag Based on your float quarterly settings you are asking the data to be updated every quarter even though the data maybe available monthly This update will not appear in your settings until one month later due to the 1 Month Lag This can be useful for hedge funds and sepa rate accounts where reporting occurs toward the end of the month Quarterly Returns Floating on 1 Month Lag start Date 1 1 08 floating quarterly End Date 3 31 08 floating quarterly Delay 30 days Calendar Date NN NEN EN 103008 gt Mae j j j Data Time Period Quarter to Date Floating Based on your float quarterly settings for the start date and the float monthly settings for the end date you are asking the data to be updated every month while maintaining the start date as of the beginning of the quarter Therefore the start date will not move until the next quarter Qua
102. 1 89 12 47 025 OG moteras 240 0 28 O uses 284 5 78 017 o9 Consumer Staples 1 97 5 14 0 12 O rnancials 117 19 88 0 09 OG infomation Technology 211 381 0 05 o Consumer Discretionary 247 207 0 04 O enen 133 525 0 04 industrials 159 298 0 03 Henith core 1 70 7 05 0 01 Performance Attribution Create PDF Reports to Communicate your Results Fidelity S amp P 500 TR US Dollar Effect 0 01 129 Total Portfolio Attribution Total portfolio attribution allows users to analyze the portfolio decision maker s contri bution to performance in the selection of investment managers and the allocation of assets to each manager driven by the strategic asset allocation policy Since there are two sets of decision makers Plan Sponsor Consultant and the investment managers it is important to analyze their contributions separately Set your Default Settings 1 Go to the Total Portfolio Interactive folder and click on Reports WC Morningstar Direct File New Favorites Tools Help TgPrice Monitor Search for In Securities GO Home Local Databases Action New ik Export E PDF D Batch Management Global Databases F Name a Portfolio Performance Attribution v g Equity Interactive 11 v Morningstar Report Templates EB Reports 2 Broad Asset Class US iB Templates 13 Broad Category Group amp Morningstar Categ iB Archived Reports 4 Global Category Group gt amp Equity PDF 5 Morningstar Institut
103. 10 070 74 197 4 613 16 181 2 026 10 945 74 512 435 021 Flow as 02 2009 Mkt Sh Rank 2 037 43 35 2 701 14 93 3 481 10 23 4 1 072 22 82 2 358 7 63 5 40 0 85 6 Share Classes Reported Tota 8 418 8 511 2 943 2 997 974 996 3 362 3 442 1 772 1 79 393 403 Er Effective Date 2010 02 28 Active Passive All Funds Estimated Net Flow Current Total Net Assets Current Total Net Assets Calendar Year of E Total Net Assets Quarterly a Total Net Assets Monthly Estimated Net Flow Current Estimated Net Flow Calendar Year Estimated Net Flow Quarterly Estimated Net Flow Monthly 1 1 5 1 28 68 52 92 20 71 16 49 40 54 7 23 123 66 3 69 100 00 I 3 362 1 772 2 393 6 57 gt 6 The third drill down method focuses on specific names and is accessible from the Search drop down Click on the Search drop down 4 Morningstar Direct File New Favorites Tools Help E Price Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows EB Fund Flows iB ICI Confidential Survey Fund Flows Workspace Market Summary In Securities v Go 6 custom Report sear T Advanced Search Market US Oper Fund Family ctive Date 2010 02 28 Curr Fund Family Mkt Sh Basis To US Broad Asset Class Morningstar Category Institutional Category v US Broad As
104. 10 33 10 44 10 44 10 44 10 44 59866 10 13 2009 10 35 10 35 10 45 10 45 10 45 10 45 5967 10 14 2009 10 31 10 31 10 42 10 42 10 42 10 42 5968 10 15 2009 10 30 10 30 10 40 10 40 10 40 10 40 5969 10 16 2009 10 32 10 32 10 42 10 42 10 42 10 42 5970 10 19 2009 10 33 10 33 10 43 10 43 10 43 10 43 5971 10 20 2009 10 34 10 34 10 45 10 45 10 45 10 45 5972 10 21 2009 10 33 10 33 10 43 10 43 10 43 10 43 5973 10 22 2009 10 32 10 32 10 42 10 42 10 42 10 42 5974 10 23 2009 10 30 10 30 10 40 10 40 10 40 10 40 5975 10 26 2009 10 27 10 27 10 37 10 37 10 37 10 37 Microsoft Excel Plug In Generate Excel Plug In Output Ownership Analysis Investment ownership can add insight in several ways There are two ways to begin your analysis One method is at the stock level identifying the owners of a stock Stock level is often used to discover exposure of a troubled stock detect investor concentration that may explain price fluctuations or identify a prospective investor for investor relations profes sionals The other method is at the portfolio level identifying the positions of that owner Portfolio level is often used by risk management departments Identify Owners of a Stock 1 From the Global Databases folder go to the Ownership Analysis folder and click Securities Ww Morningstar Direct EEK File New Favorites Tools Help f jPrice Monitor Search for In Securities v Go M Send us feedback Home Securities Customize this page Local Databas
105. 12 17 2008 Additional Information Distribution and Withdrawal Summary view sample report Portfolio X Ray view sample report Portfolio Snapshot view sample report Stock Intersection view sample report Correlation Matrix view sample report Rolling Returns view sample report Investment Details view sample report Price and Distribution view sample report m m gt Disclosure Materials view sample report Specify Display Options Portfolio Surnmary Page Display Return on Report Annually MW Include Net Amount Invested I Include Benchmark S amp P 500 TR C Custom Benchmarks 18 From the Specify Display Options area select from the various options If you did not make any subsequent investments in the hypothetical it is not necessary to check the Net Amount Invested box because this will simply produce a flat line on the hypothetical return graph at the amount of the initial investment 19 Click the Generate Report button 20 Click the Save button 208 Hypothetical Illustration 21 Name the Hypothetical Illustration 22 Choose if you want to save your illustration Online archived in Morningstar Direct or Locally saved to your computer WC Morningstar Direct Please type a name then click OK It will appear in the User Created Hypotheticals list Q Mame EM 100 characters maximum Existing Online Files 2 Limit 100 Share your hypothetical with a colleague Optio
106. 12 18 2 70 0 35 Holdings H amp R Block Inc 5 92 24 00 1 38 Liberty Media Corp 7 86 15 43 1 21 Madtranic Tne A7n n 18 na 2 The Views tab allows you to choose which views you want displayed in the side bar Rescaled Weights Portfolio Benchmark Currency US Dollar Return Contribution Portfolio Benchmark Portfolio Benchmark 12 31 2009 12 31 2009 501 00 1 30 1970 Holdings As of Date Number of Holdings 23 00 Inception Date 12 31 1999 Turnover Ratio 34 00 Top 10 Holdings 55 42 19 33 Top 20 Holdings 92 22 32 56 Equity Holding 32 84 99 91 Cash Holdings 5 72 0 09 Weighted Average Market 35 563 04 81 457 51 Can smil Send us feedback Attribution Effect Portfolio Benchmark GICS Sector Selection 9 o Weighting Oo 1 01 0 12 0 06 0 23 0 04 0 06 0 31 0 04 0 04 0 05 1 69 of your report in addition to selecting specific settings for your data points WC Interactive Template Select Views Views used within Report _ a eas T H Security Classification View Options Display Highlights Iur select the Investment Process or MultiPeriod Linking Methodology Contribution Highest Lowest Intra Day Performance Portfolio Statistics Trailing Ferformance Data Points Data Points Data Points Data Points Valuation Data Points Access latest and historical equity data points 123 Weights Performance Attribution Customize your Performan
107. 15637209 Stock Morningstar Price BF B Q Brown Forman Corporation B 9 125581108 Stock Morningstar Price CIT amp CIT Group Inc 10 126408103 Stock Morningstar Price CSX amp CSX Corporation 11 37247D106 Stock Morningstar Price GNW amp Genworth Financial Inc 12 495582108 Stock Morningstar Price KG amp amp King Pharmaceuticals Inc Li 13 581550103 Stock Morningstar Price MCK McKesson Inc 14 61166W101 Stock Morningstar Price MON amp Monsanto Company Li 15 65248E104 Stock Morningstar Price NWSA amp News Corporation 16 666807102 Stock Morningstar Price NOC amp Northrop Grumman Corporation p i7 670006105 Stock Morningstar Price NOVL Q Novell Inc 18 674599105 Stock Morningstar Price OXY amp Occidental Petroleum Corporation 19 69331C108 Stock Morningstar Price PCG Q PG amp E Corporation 20 749121109 Stock Morningstar Price Q amp Qwest Communications International 21 866810203 Stock Morningstar Price JAVA amp Sun Microsystems Inc bd di a zii PA Al a A E BE GAHE AN RE LC M N O e O R S TU STWR rs Total 194 BY Selected o 7 Next click Save and a pop up will appear The blotter was saved successfully patrons Co y B Positions 584 d Post X Delete A Save F Save as User Defined E PDF print amp Edit Definition Master E Securities 1 194 Status Security Name Ticker Security ID Security Type Price Source Mo Ho Hai o XYZ Company 121332156 Stock Imported Price r2 For
108. 3 47 nsn E v 111 Ownership analysis dentify Holdings of Owners Portfolio 6 Use Peer Holdings Analysis to compare the holdings of multiple portfolios in a single grid view Once you click on the names of interest you will be taken to the Peer Holding Analysis view to compare the results At any point you can change the view to display by Shares Change 9o Weighting and more VIC Morningstar Direct File New Favorites Tools Help Search for Send us feedback 1492 Small Cap Growth 1492 Small 4b x Action View KASUEI nalu df Edit Peers Q Locate ik Export 4 PDF E Name Select Default View a 1492 Small Cap 1492 Small Cap 1620 Mid Small Ticker ISIN Shares Growth Value Cap Core Equity Share Change 2009 12 31 2009 12 31 2009 12 31 Market Value Subject 1 2 3 4 rs mil r7 s Pa F 10 11 12 713 14 15 16 17 18 19 20 21 22 Total 222 95 Weighting Market Value Advent Software Inc AFC Enterprises Inc Affiliated Managers Group Inc Alaska Communications Systems Group Alexander amp Baldwin Alexion Pharmaceuticals Inc Allegheny Technologies Corp Allegiant Travel Company LLC Almost Family Inc AMCOL International Corporation Amedisys Inc American Eagle Outfitters Ameristar Casinos Inc Analogic Corporation Ann Taylor Stores Corporation Aqua America Inc Arch Chemicals Inc Ariba Inc Arkansas Best Corporation
109. 3 4 6013 16 181 Commodities diet tee Market US Open end ex MM ex FoF Currency USD US Broad Asset Class Multiple View All US Broad Asset Classes Asset Classes Intermediate Td Short Term Bo Fund Families World Bond Morningstar Categories Foreign Large B lame Muni National S Institutional Categories U S Stock Active Passive i Bottom International Stock Share Class Type Balanced Taxable Bond Name Morningstar Ratings Large Growth Municipal Bond Large Value High Yield Bond Distribution Channels Alternative Commodities Stewardship Grades Moderate Alloca All Long Term Intermediate G Funds View Chart 44 Share Classes In Securities v Go Active Passive ENF 02 2010 Mil Active Passive 5 090 1 447 2 669 1 966 1 370 1 16 996 2 653 4 973 16 1 769 317 custom Report Search Advanced search dk Fi el Market Note Effective Date 2010 02 28 Md Send us feedback Currency USD All Funds Market Share Basis Total Net Assets Bil 02 2010 Mkt Sh Rank 3 049 1 127 548 1 600 478 43 62 1 16 12 3 9 27 4 22 89 2 6 84 5 6 0 91 Sub view Estimated Net Flow Mil 1 Mo 3 694 4 635 1 371 19 649 4 989 2 189 1 117 30 256 QTD 1 049 12 911 3 334 42 607 10 070 4 613 2 026 74 512 5 Follow Steps 2 and 3 to toggle and view different results YTD 1 Yr 1 049 21 406 12 911 41 429 3 334 6 294 42 607 307 379
110. 3358 3358 Document Library view Funds US3369 3369C 11 istSource Corpot 12 ist State Bancorp View Manage Funds US3364 3364t 13 ist United Bancor View Subaccounts US3374 3374C 14 2istCentury Hold View 529 Portfolios US9013 9013 15 24st Century Insu US9013 9013C 16 21st Century Technologies In TFCYQ O0PO000 9013C 17 24 7 Real Media Inc TFSM POOO US9013 90131 18 3 Dimensional Pharmaceutical OPOOO US8855 88554 19 3Com Corporation COMS PO000 US8855 8855 20 3D Systems Corporation TDSC OPOOO0 US8855 88554 21 3Dfx Interactive Inc TDFXQ OPOOO 88555 18 22 3DIcon Corporation TDCP OPOOO US8857 88575 1 Portfolio Management 23 3DO Company THDOQ OP000 US8855 8855 18 Fund Flows r 74 3M Camnanw MMM nPnnn seas 88570 4 993 lt lll Performance Attribution Performance Reporting Presentation Studio All B 2 D E Workspace Total 8767 fy Selected 0 MORNINGSTAR Lale Akman 106 Ownership analysis dentify Owners of a Stock 5 he Detailed Owner Analysis allows you to analyze a single security You can also double click on the security name to get the same view VIC Morningstar Direct File New Favorites Tools Help 3Com Corporation Action View Snapshot r F 10 ii 12 F 13 14 F 15 16 17 18 719 F 20 721 22 23 24 F 25 F 26 27 F 28 F 29 F 30 731 All Total 1213 Name Taconic Capital Advisors LP Barclays Global
111. 4 3 2009 E Saved Reports 10 3 7 Demo Aggr Lale Akman Read Write 9 8 2009 ii Category Ave Test Aggregate Lale Akman Read Write 12 12 2007 i2 A OFFSHORE Aggregate Lale Akman Read Write 12 12 2007 13 A Stock Aggregate Lale Akman Read Write 5 19 2009 14 American Funds amp Rochdale Composite Lale Akman Read Write 3 25 2009 15 American Funds Composite Lale Akman Read Write 3 8 2009 Position Accounts Make Updates or Edits to Imported Data 2 Next select Fdit Performance to edit existing data You can also select Import to update return series Ww Holdings Entry Morningstar Direct Holdings Entry Use the tabs to enter holdings for an aggregate s portfolio The default entry method is percentage Assign weights to the members of your aggregate by typing values into the percent column You can choose to enter by Shares or by Amount from the Ent Action menu Portfolio Date v Use Earliest Common Date Stock Fund p Cah Action Enter By Add e Refresh Price iB Edit Definition Master USD Equiv Total Amount 10000 00 Total Weight 100 00 Symbol Name Inception Date Percent Number of Shares USD Eq Amount LOMMX Q CGM Mutual 11 6 1929 10 00 40 18 Wa FCNTX Q Fidelity Contrafund 5 17 1967 10 00 33 22 iL AAGOX Q Alger Large Cap Growth Portfolio 2 1 9 1983 10 00 42 96 1t ALVUX Q Alger Capital Appreciation Ptfl 2 1425 1995 10 00 100 00 1C CVGRX Q Calamos Growth A 9 4 1990 10 00 74 40 1
112. 69 31 gt 3 Data Sets Li 12 BT Class Invmt Tax Effect Inc NEF 12 31 2009 2 80 98 E3 Custom Sectors E Custom Security Info i3 BT Tax Effective Income Retail 12 31 2009 2 86 97 gt Ga Position Accounts 14 Star Fund 1 31 2010 5 75 88 gt amp Aggregates 15 Fortis B Eq Telecom Europe Inc 1 31 2010 4 94 82 E Defined Contribution Plat 16 Fortis B Eq Pharma Europe Acc 1 31 2010 4 18 82 EB Saved Reports i7 Fortis B Eq Pharma Europe Inc 1 31 2010 4 18 82 B Notes 18 Fortis B Eq Cons Goods Europe Acc 1 31 2010 2 14 68 19 Fortis B Eq Cons Goods Europe Inc 1 31 2010 24 67 20 C F Euro Equities Inc 1 31 2010 0 25 21 C F Euro Eauities Acc 1 31 2010 0 25 Performance Reporting Fund Flows ra Bll a Ar BH c D E F o H I gt Total 597 BY Selected 0 Lale Akman Create an Advanced Search 1 Go to the Search Criteria folder in Workspace and click on My Search Criteria W Morningstar Direct DER File New Favorites Tools Help Im Price Monitor Search for In This View Send us feedback iome Local Databases Action gt New Export X PDF Q Refresh Global Databases r N Basic Search Type Permission Last Updated Performance Attribution Q Advanced Search All Managed Investments Performance Reporting T Demo Analysis News Report Lale Akman Read Write 9 13 2009 Charts Dev Asia Equity Category Average Lale Akman Read Write 11 12 2008 CIT Closed End Fund Lale Akman Read Wri
113. 7 103 7 SPECX amp Alger Spectra 7 28 1953 10 00 220 26 i Cle PVO YX CN Putnam Voyager 4 1 1963 10 00 85 28 1 ge AMOBX PQ Morgan Stanley Focus Growth B 3 27 1980 10 00 47 35 1 C g 10 POGSX Q Pin Oak Aggressive Stock 8 3 1992 10 00 83 96 1 11 Ak a gt Feedback Equal Weight 10 Finish gt gt Cancel Aggregates Add a New Portfolio 99 10 Click Finish to complete Add a New Portfolio 1 Once you ve created the initial Aggregate you will automatically be taken to the Aggre gate dialog box where you can view your General Settings and edit or add new portfolios in Holdings Summary tab Once the additions or edits have been completed portfolios are automatically saved and updated over time Click Holdings Summary Ww Sample Aggregate File New Favorites Tools Help Search for In This View GO EI General Settings Action View Snapshot i Holdings Summary F Edit Data PDF Name a Weight 36 Alger Capital Appreciation Ptfl I 2 10 00 Alger Large Cap Growth Portfolio I 2 10 00 Alger Spectra 10 00 Calamos Growth 10 00 CGM Mutual 10 00 Eagle Capital Appreciation 4 10 00 Fidelity Contrafund 10 00 Morgan Stanley Focus Growth B 10 00 Pin Oak Aggressive Stock 10 00 Putnam Voyager 10 00 lt Bele Send us feedback aggregate EE Portfolio 1 25 1995 Edit 4 Export Edit Portfolio New Portfolio Remove Portfolio US0155447032 US0155445051 US0155661020 US1261193029
114. 74 Scorecard Create a Scorecard with Standardized Values 2 Enable the Scorecard by clicking Yes Standardized values using Percentile Ranks in Advanced Settings is the default Z score calculations are also available in Advanced Settings VIC Investment Scorecard Investment Scorecard Create a custom scorecard by assigning weights to report data points Enable Scorecard yes O No Scorecard name Untitled scorecard Scoring Type Standardized Scoring Advanced Settings O Custom Scoring Performance Factors Hd Equal Weight Selected amp Reset Weight r Time Period Data Point 1 1 1 2005 12 31 2009 Return 2 1 1 2006 12 31 2009 Return 3 1 1 2007 12 31 2009 Return 4 1 1 2008 12 31 2009 Return 5 1 1 2009 12 31 2009 Return Display Settings o Insert Weighted Score v Show Weights in Column Heading Scoring 96 Weight Higher is better 4095 A 25 20 10 5 Higher is better Higher is better Higher is better NEEE E Higher is better Ranks Peer Group Rank C Display Group Rank Cl List Rank 3 Assign Weights to the data points Weights must sum to 100 If a data point is not to be used in the scorecard column it can be kept at 0 weighting 4 Select preferred options for Display Settings 5 Click OKand you will be taken back to the grid view 175 Scorecard Create a Scorecard with Standardized Values 176 6 Results can be easily i
115. 741085 CH0013826497 US0184901025 US02364W1053 US0258161092 US0268747849 US0320951017 US03485P2011 US0378331005 US0640581007 CA0679011084 US0758871091 US0846701086 002824100 G1151C101 00507V109 00724F101 008474108 HO01301102 018490102 02364W105 025816109 026874784 032095101 03485P201 037833100 064058100 067901108 072730104 075887109 084670108 93 Position Accounts Make Updates or Edits to Imported Data General Settings 1 To edit operational information click on General Settings tab and make the necessary changes Tools Help Search for In Securities eo Send us feedback Position Account General Settings E General Settings aD Position Account Basics v g X Ray E Asset Allocation Enter general position account information here EB Stock Sectors E World Regions EB Top 10 Holdings v amp Imported Price Return Name Sample Import iB Return Series Currency Euro E Holdings Summary Benchmark 1 Russell 1000 TR USD Benchmark 2 S AK Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Sample Performance source Imported account level performance vi Imported account level performance Performance Series Calculated based on underlying positions Strategy Position Accounts Make Updates or Edits to Imported Data 95 Custom Sectors Custom Sectors create custom groups which can be used throughout Morningstar Direct Fach custom group is linked to a Morning
116. 772095 ISIRN4ARALNAF x JTable Settings 2 Locate Export E PDF Most Recent 2009 11 2009 09 CUSIP 000361105 001040107 023436108 02553E106 030700101 036115103 04033v203 040790107 042735100 049164205 00207R101 053807103 073302101 M20157109 127150308 129603106 15201P109 16948P105 168910206 170032809 172755100 178677209 18na nga1n amp 2009 12 31 2009 11 2009 09 Subject 850 1 960 320 830 890 1 780 1 200 405 360 1 030 590 350 805 5 800 5 800 920 1 210 3 180 1 530 1 500 2 070 400 amp FAN 30 30 850 850 1 960 1 960 830 890 1 780 1 200 360 1 030 590 350 805 5 800 5 800 920 3 180 1 530 1 500 2 070 670 FNN Change 0 00 400 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 290 00 0 00 0 00 0 00 Send us feedback Send us feedback 4bx 2009 06 2009 05 2009 04 2009 03 2009 06 2009 05 30 35 208 9 470 16 255 32 255 21 960 13 340 10 330 10 975 13 355 106 470 102 963 16 930 171 975 31 31 488 8 355 14 560 28 890 19 220 11 935 9 060 9 630 11 720 16 200 95 450 91 983 14 820 109 17N 2009 04 30 18 888 7 849 13 770 27 300 18 210 15 360 7 430 15 410 6 230 90 290 86 793 103 n 2009 03 31 5 000 17 768 7 389 12 960 25 670 17 100 12 710 7 430 13 010 5 310 84 950 81 45
117. 8 00 XO xe xe 50 History 1000 0000 0000 0000 0000 0000 0000 NAV 1000 0000 0000 000 0000 0000 000 Total Ratum Fees and Expenses of YYYY MM DO Prospectus Grass Expense Ratio 000 Maximum Sales Charge 0 00 12b 1 Fee 0 00 Redemption Fee Term 0 00 0 days Fiscal Year End Month Portfolio Masageris J BS DePaul University 1967 oe CFA Since 09 99 MBA Northwestern University 1971 m SAMPLE MAGE Composition as of TYYYHN DO Momingstar Equity Style Box as of YYYYANOO Met Cap MM Northwestern University 1971 Cash z Giant 00 US Stocks Large 00 LE IMAGE v PL TMAGE Tap 10 Holdings as sl YYYANIO Momingstar Sectors as of VYYYANHOOD Haldurton Sprint 000 Conecea C 000 BP PLC ADR 0 00 Matrrola ho 00 Software Do F Hardware 00 EJ media no Fi Telecommunicatinn DO Doo SAMPLE IMAGE C Sevice DO E Healthcare Seraces DO OAM E IMANE 3 Click on US Equity Analysis Qtr End and on the right side you will see the Sample Images At any point you can do a right click and remove certain images and replace them with other choices from the Component Library 4 Go to the Component Library You can expand or collapse the chart folders Simply drag and drop your components onto the grid WC Morningstar Direct Report Builder Custom Fact Sheet File Edit Filter Help B Preview i ave PDF Undo Ctrl z
118. 85 7 Commodities 1 117 2 026 2 026 10 945 1 142 25 0 35 9 0 19 All Long Term 30 256 74 512 74 512 435 021 23 829 100 00 100 00 lt Lil Drill dovn 4 View Chart 4 Presentation Studio Workspace Marninnctar Catannriac MCYRNINBSTAR Lale Akman W Morningstar Direct EEK File Mew Favorites Tools Help Price Monitor Search for In Securities M Send us feedback Local Databases Market Summary Workspace Cyr Global Databases Market US Open end ex MM ex FoF Market Note Effective Date 2010 02 28 Currency USD Performance Attribution Mkt Sh Basis Total Net Assets Dist Channel All Active Passive All Funds Performance Reporting All Portfolio Management Direc Market Fund Flows v Fund Families Ranked by 02 2010 Total Net Assets Bil Variable Annuity amp FREE T Institutional mil jek 1 SBil Bm i Estimated Net Flow I 02 2010 SMi Market Share Basis Total Net Assets SBil IB ICI Confidential Survey ben Name 1 Mo QTD ive Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank Proprietary Non Bank Vanguard 6 839 15 707 Proprietary Bank 41 4 398 1 077 15 41 727 15 48 2 395 3 197 Non Proprietary 35 892 12 76 208 1 363 1 363 17 288 792 735 10 52 7 208 14 817 14 817 88 739 7 208 346 4 95 American Funds 667 14 20 Fidelity Investments 498 10 60 PIMCO Funds 209 4 45 Franklin Templeton Investments 1 332 3 275 3 275 22 696 1 332 287 4 10 202 4 30 T Rowe Price 1 544 3 800 3 800 17 705
119. 89 4 Institutional Categories Jump to record name 393 402 Commodities dk 1 117 2 Active Passive 57 6C 3tolfunds All Long Term 30 256 74 Share Class Type Aberdeen 17 919 18 202 Absolute Strategies Drill dovm 4 ew Chart 4 Funds Academy Acadian Funds EH 2 Adam Asset Funds v Morningstar Categories Distribution Channels Adams Harkness Funds Ranked by YTD Estimated Net Flow Mil Adelante Funds Morningstar Ratings ter Estimated Net Fl Stewardship Grades Add All Share Classes Name 1 Mo Total Return Quartiles Selected Records Reported Tota i Volatili uartiles f Intermediate Term Bond Wh 56377 1 vo ne n 1 028 1 04 Short Term Bond h 5707 iQ 3tolfunds 383 394 Aberdeen World Bond k 40959 8 Absolute Strategies 256 262 Academy Foreign Large Blend dh 2 442 8 onder Ende 674 67S Adam Asset Funds Muni National Short Wh 2 444 deen tives MN 127 13C Adelante Funds bd Bertone Estimated Net Fl Remove Remove All Share Classes Narn 1 Mo Reported Tote Large Growth dh 2 513 3 Cancel Save As 1 563 1 571 Large Value Uh 1 52 1 1 136 1 14 High Yield Bond Uh 2 512 1 498 504 Moderate Allocation dh 597 1 586 592 2 T Intermediate Government dk 118 844 844 1 486 108 10 123 1 77 16 115 2 45 9 302 311 UF View Chart 4 View All 4 Presentation Studio a vi Workspace lt MT 3 2 n the Advanced Search Webpage Dialog you can drill down the components for each segment on the left until you have met all the para
120. 9 2009 14 American Funds amp Rochdale Composite Lale Akman Read Write 3 25 2009 15 American Funds Composite Lale Akman Read Write 3 8 2009 Position Accounts Import Portfolio Returns with a Morningstar Template 7 Click mport under My Position Accounts and you will be taken to the first Import dialog box Ww Import Morningstar Direct Lale Akman File Send us feedback amp Import EE Edit Definition Master Fr Interface Name Last Post Date Interface Category 11 Morningstar Template Portfolio Holdings 10 1 2009 Morningstar Product 2 Morningstar Template Return Series 10 1 2009 Morningstar Product 73 Custodian Template Portfolio Holdings 9 8 2009 Custodian 8 Select Morningstar Template Return Series 9 Browse for the file name and continue to select the appropriate Date Format Return Type and Return Frequency Import Morningstar Direct Morningstar Template Morningstar Template Return Series File Name Z 14 DIRECTIDirect Training Manuali Training Quiz Sample returns xls Q Q Date Format MMIDDSYYYY Return Type Total Return MMIDD YYYY DOMM YYYY Header Row pA Oe MM DD Return Frequency Daily Column Code i Column No Date Column A 171 2000 Portfolio Id Column B 5 Portfolio Name Column C Performance 95 Column D v gt D OK Cancel Ww Add Holdings within Qo Universes My Lists MEPI List wv Find By
121. Analysis 1i 0 1 0 iB Securities E Owners Portfolios gt amp Economics gt Ge Market Analysis gt Ge People gt amp Institutions D i7 Global Databases Document Library FUBC OPOOO US3374 51 21 29 29 Reset Universe TCHC OPOOO US9013 9013 81 40 20 TW OPOOO US9013 9013 37 34 15 16 21st Century Technologies In TFCYQ OPO000 9013C 1 ih 0 24 7 Real Media Inc TFSM OP000 US9013 90131 34 31 20 18 3 Dimensional Pharmaceutical OPOOO US8855 88554 7 6 4 Vv Qs Corporation COMS POD00 US8855 8855 979 470 435 v2 3D Systems Corporation TDSC Q0PO00 US8855 88554 225 E 70 21 3Dfx Interactive Inc TDFXQ O0PO0O 8855 18 13 6 22 3DIcon Corporation TDCP Q0PO00 US8857 88576 1 1 o 23 3DO Company THDOQ OPOOO US8855 8855 18 18 9 PM 24 3M Company MMM QOP000 US8857 88575 25 3PAR Inc PAR 0P000 US8858 8858C 115 170 26 3TEC Energy OPO00 US8857 88575 9 5 27 4Kids Entertainment Inc KDE 0OP000 US3508 3508 67 37 28 4 D Neuroimaging FDNU OPODO0 35084 1 2 29 4net Software Inc FNSI 0P000 US3510 35104 1 o 30 7 Eleven Inc SE OPOO0 US8178 81782 25 17 31 8x8 Inc EGHT 0P000 US2829 28291 52 32 Portfolio Management 32 99 Cents Only Stores NDN OP000 US6544 6544C 246 261 Schulman Inc NPNNN iI ana1 anaic 248 299 Performance Attribution Performance Reporting Fund Flows r 33 Presentation Studio All A B e D E Workspace BY Selected 3 Total 8767 Lale Akman 8 Go to Ac
122. Asset Inst 03 16 2010 Principal Bond Market Index J 03 16 2010 RiverSource Infl Protected Secs R5 03 15 2010 Search Last 30 Days 4 View All 4 Mergers Liquidations and Closings Mergers Liquidations Products Closed Name Issue Date Hartford Global Advisers HLS IB 03 19 2010 Send us feedback gt K 197 Fund Flows Access Workspace for Updates and Saved Actions Defined Contribution Plans The Defined Contribution Plans tool is designed to help retirement plan sponsors and advi sors build strong diverse fund lineups and present them to clients in easy to read reports They re designed to showcase due diligence efforts highlighting performance fees and style statistics Use these reports to profile a single plan or to produce a comparison report that makes the case for new offerings The investment universes currently available in the Defined Contribution Plans tool are U S Open End Funds U S Exchange Traded Funds U S Variable Annuity Subaccounts and U S Variable Life Subaccounts Create a New Defined Contribution Plan 1 Go to the Defined Contribution Plan folder under Workspace and click on New Ww Morningstar Direct File New Favorites Tools Help Ej Price Monitor Search for In This View i Send us feedback Home Local Databases Action New 4h Export ij Print Refresh Global Databases r Name a Owner Permission Asset Alloc Asset Alloc Asset Alloc Asset Alloc US Equity
123. Benchmark 1 Russell 1000 Growth TR USD EN Benchmark 2 US OE Large Growth EN Risk free proxy USTREAS T Bill Auction Ave 3 Mon aj Portfalio ID Rebalancind queney Monthly em Rebalancing base on Calendar Period End m Performance source ed based on under v Performance Earliest Common vi calculation start date Attached model First Portfolio Date Earliest Available Notes Earliest Common 3 Set your Security Matching Filters Morningstar will attempt to map your imported securi ties to Morningstar tracked securities but you can also configure the security and currency matching process The logic is to first map the securities to the Exchange Filter and then use the Currency Filter For example select the order of the exchanges your securities are trad ing on Apply the same rule with the currency filter 4 Set your Position Account Import Automated Import Schedule by implementing the sched uled time start and end date as well as recurrence 5 Click OK and we are ready to proceed with the import process Position Accounts Import Portfolio Holdings with Custodian Template 6 Go to the Workspace tab and click Position Accounts Ww Morningstar Direct Ele New Favorites Tools Help Sj Price Monitor Search for In This View v Go tiome My aggre 9 Local Databases Action New Aggregate Import fk Export PDF Global Databases Name a Owner Permission Last Updated 70 Performance Attribution Performance Report
124. CE H 023R10 8 3 2008 3 ESXLCG WEATHERFORD INTERNATIONAL L WFT H2701310 8 3 2008 4 ESXLCG TRANSOCEAN LTD ZUG NAMEN RIG H8817H10 6 3 2008 Position Accounts mport Portfolio Holdings with Custodian Template 72 Import Portfolio Returns with a Morningstar Template Import Account Level Performance When importing returns you can either link them to your Imported Holdings or keep them separate In order to link the imported holdings to the imported return series portfolio id and name have to be the same in both files Importing holdings is not a requirement for Position Accounts and vice versa Importing Return files must contain the following columns date in text format portfolio id portfolio name performance Imported returns may be monthly or annual returns Returns can be calculated in the Position Accounts import and can be based on Morningstar price or imported price Imported price is only an option if the Custodian Template is used 1 The Position Account general settings default to mport Account Level Performance This is a return calculation option and it will allow you to link the imported holdings and returns together VIC Sample Import1 Position Account Tools Help Search for In Securities v Go E Send us feedback Position Account General Settings E General Settings gt Ge X Ray gt amp Imported Price Return Enter general position account information here Position Account Basics Holdi
125. CITs Fund Flows v Fund ETFs iB Fund Flows US Variable Annuities iB ICI Confidential Survey Global Hedge Funds t Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets Bil Name Europe Open end Funds amp ETFs Offshore Open end Funds amp ETFs QTD YTD 1 Yr Active si 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank Vanguard 15 707 15 707 96 716 2 441 4 1 077 15 41 1 727 15 48 American 3 197 3 197 22 931 2 395 892 12 76 667 14 20 En Spain Open end Funds amp ETFs Fidelity Iny 1 363 1 363 17 288 792 735 10 52 498 10 60 Italy Open end Funds amp ETFs PIMCO Fur Germany Open end Funds amp ETFs Franklin T 3 275 3 275 22 696 1 332 287 4 10 202 4 30 Switzerland Open end Funds amp ETFs T Rowe PI 1 2 3 14 817 14 817 88 739 7 208 346 4 95 209 4 45 4 5 3 800 3 800 17 705 1 319 220 3 15 137 2 91 6 7 Asia Open end Funds Oppenheir gt gt gt gt gt gt France Open end Funds amp ETFs gt gt gt gt gt gt gt 07 378 45 24 77 90 92 Middle East amp Africa Open end Funds nid 45 I 274 a Dodge amp Cox ih 501 7 764 583 113 1 61 71 1 51 John Hancock h 341 533 7 225 7 111 1 58 72 1 52 BlackRock h 898 1 861 11 829 7 108 1 55 1 55 n 44 ew Chart 4 iew All v US Broad Asset Classes Estimated Net Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets SBil Name 1 Mo QTD YTD 1 Yr Active si 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Ran U S Sto
126. Classified Low Med High Action Enter By Apply Ally Add E Edit Definition Master Total Amount 10000 00 Total Weight 100 00 a Weight Name Weight 96 USD Equivalent Base Currenc Amount Amount F 1 LOMMX CGM Mutual 10 00 1 000 00 USD 2 FCNTX Q Fidelity Contrafund 10 00 1 000 00 USD 3 AAGOX Q Alger Large Cap Growth Portfolio 2 10 00 1 000 00 USD 4 ALVOX Q Alger Capital Appreciation Ptfl 2 10 00 1 000 00 USD 5 CVGRX Q Calamos Growth A 10 00 1 000 00 USD 8 HRCPX a Eagle Capital Appreciation 4 10 00 1 000 00 USD 17 SPECX Q Alger Spectra 10 00 1 000 00 USD 8 PYDYX Q Putnam Voyager 10 00 1 000 00 USD js AMOBX Q Morgan Stanley Focus Growth B 10 00 1 000 00 USD Tan PAREY _ Pin Nab Annrase jua Chock 1n nn 1 nnn nn EN Feedback Q Finish gt gt Recalculate Cancel 4 Begin to add your holdings by using the Add to search for single or multiple invest ments from a universe or your investment list The same action can be implemented by using the magnifying glass in the Symbol column 5 Go to Enter By where you can create your asset mix by entering Weights or the Dollar Amount If you click on Apply All you can automatically assign equal weights to each investment 6 Click Finish and you will be taken to the Defined Contribution Window Defined Contribution Plans Create a New Defined Contribution Plan 1 In the Plan Administrator tab enter your fees that pertain to Recurring Plan Adminis trative
127. Custom Grades 10 Scroll to the far right to view your Scorecard results Ld Morningstar Direct DER File New Favorites Tools Help es Price Monitor Search for In Securities E Send us feedback Home Manage Reports Tur Local Databases Action g Group Settings E Performance e0 Supplementary Ed Scorecard f Calculate fk Export Q Locate Y Sort amp undo A Save Global Databases gog Name 1 1 2009 12 31 2009 Aggregate Bear Market Scorecard Report Currency Base Currency Fund Score Performance Attribution Performance Reporting Return Peer group Aggregate Score Score Peer Score rank Time Group rank E Manage Reports 20 Period EB Archived Reports peers L1 Jd Report Search Criteria Morningstar Category E O2 v US OE Bear Market 13 ProFunds Rising Rates Opp 32 29 14 ProFunds Rising Rates Opp 4 Load Waived 32 29 15 ProFunds Rising Rates Opp Inv 32 65 6 ProFunds Rising Rates Opp Svc 31 22 07 Access Flex Bear High Yield Inv 19 63 8 Access Flex Bear High Yield Svc 20 41 goes Comstock Capital value A 31 12 C 10 Comstock Capital Value 4 Load Waived 31 12 11 Comstock Capital Value AAA 31 21 12 Comstock Capital Value B 31 58 13 Comstock Capital Value C 31 60 C 14 Comstock Capital Value R 31 02 15 Direxion High Yield Bear Inv 18 20 16 Direxion Mthly 10 Year Note Bear 2X 17 42 117 Direxion Mthly Dev Mkts Bear 2X 55 03 O 18 Direxion Mthly Dollar Bear 2X Inv 9 10 Portfolio Managemen
128. DCM Emerging Markets Equity 10 34 7 5 23 4 00 5 6 Green Inv Mgt Guardian Country 12 71 2 7 61 4 00 1 Ol Lincoln Delaware VIP Emerging Markets 10 79 6 5 68 4 00 5 18 Capital Guardian Emerging Markets Growth 8 24 14 3 13 3 00 12 09 Baillie Gifford Overseas Emg Mkts Simple Format gt 2 00 14 oO 10 JPMorgan Emg Mkts Eq Core 2 Conditional Format gt Conditional Formatting 2 00 25 11 Lazard Emerging Markets Equity Enable All Rules 2 00 22 12 Neuberger Berman Emerging Market Equity i Disable All Rules 2 00 23 13 Schroders Emerging Markets Equity 7 21 25 e ll 2 00 21 O 14 The Boston Emerging Markets Value 7 90 19 2 79 2 00 16 Fj 15 Bernstein Emg Mrkts val Eq 5 38 44 0 27 2 00 38 C 16 Eaton Vance Structured Emerging Mkts Eq 5 97 39 0 86 2 00 33 17 JPMorgan Global Emg Markets Eq Focused 5 69 42 0 59 2 00 36 Portfolio Management O 18 Lazard Emerging Mrkts Discounted Assets 5 92 41 0 82 2 00 35 Eunsdblows 19 PanAgora Emerging Markets Equity 5 29 45 0 18 2 00 38 n C 20 QMA Emerging Markets Equity 6 46 34 1 35 2 00 29 v Presentation Studio 33i ili 3 Workspace Total 1925 BY Selected 0 MORNINGSTAR Lale Akman 3 Select Conditional Formatting and you will be taken to the Conditional Formatting dialog box to create your rules 4 You can create as many rules as you want with conditional formating Go to the Field Name drop down and start creating your rules WC Conditional Formatting Y Rule i av x Rel Fie
129. Databases Action g Group Settings E Performance E Supplementary E Scorecard Eg Calculate Export Q Locate Ji Sort Global Databases Fri Name Calculation Benchmark 1 1 2005 12 31 2009 1 1 2006 12 31 2009 Report Currency Base Currency 4 Undo sav Performance Attribution Return Peer group Return Peer group Performance Reporting rank rank E Manage Reports E Archived Reports 1 Report Search Criteria Morningstar Category Bear Market 12 v US DE Bear Market F3 Grizzly Short 4 Comstock Capital Value 4 15 Comstock Capital Value R 6 Comstock Capital Value B 07 Rydex Inverse S amp P 500 Strategy Inv 8 Comstock Capital Value C 9 Rydex Inverse Gov Long Bond Strategy Inv C 10 ProFunds UltraShort NASDAQ 100 Svc 11 ProFunds Bear Svc L 12 Federated Prudent Bear 167 Performance Reporting Create a Custom Performance Report with Specific Data Points 11 Click Calculate to generate the report 12 You have successfully generating a Custom Performance Report File New Favorites Tools Help E Price Monitor Search for In Securities v Go Sel Home Manage Reports Sa Local Databases Action Z Group Settings E Performance Supplementary E Scorecard fg Calculate hExport Locate W Sort Undo Ms Global Databases L Name Calculation Benchmark 1 1 2005 12 31 2009 1 1 2006 12 31 2009 Report Currency Base Currency Performance Attribution Return Peer group Return Peer group Perfor
130. Demo Inv List 3 7 Demo Scorecard 3 7 Demo Search Criteria 4 IS Consultant Monitor 5 18 Consultant Scorecard I Standard Selected Performance Reports Total Records 1 2 IS Consultant Manager Search Help DU Variable Insurance DU Variable Insurance Firm DU Variable Insurance Prospect Exercise Remove Remove All FT TM Monitor Universe Ibb Assoc Ibb Assoc Quant Ibb Assoc Quant2 IS EV New Line Up Monitor IS FOF Monitoring I IS FOF Monitoring II IS Plan Sponsor Final 3 Select the desired report s and click OK to be taken to the Edit Batch dialog box WO Edit Batch Edit Batch Create a name for batch and specify the desired output location and file name for completed reports Add or delete reports from the batch Save batch and schedule processing Batch name Sample Batch cy Add 3 Delete C Performance Report File Output Location File Name Append with Archive DDMMYYYY Report r 2 IS Consultant Manager Sear C Documents and Settings Lale My EN 2 15 Consultant Manager S Yes vi Yes o Save Cancel 183 Scorecard Automatically Run Reports using Batch Scheduling 4 Once you ve determined your file locations and other settings Click Schedule Settings can also be set up as defaults under General Settings 5 Set your settings in the Schedule Batch window VIC Schedule Batch Batch s ample Batch Scheduled Time 5 PM v 00 v
131. Direct Holdings Entry Use the tabs to enter holdings for an aggregate s portfolio The default entry method is percentage Assign weights to the members of your aggregate by typing values into the percent column You can choose to enter by Shares or by Amount from the Enter By Action menu Portfolio Date 2 v Use Earliest Common Date ee tae gt Action Enter yr efresh Price E Edit Definition Master U quiv Total Amount otal Weight E B dd Refresh P Edit Defi M SDE Total 10000 00 Total ht 100 00 Symbol Name Inception Date Percent Number of Shares USD Eq X Amount n 1 2 3 4 5 5 7 8 a Oo c E E O Oo Oo Oo Oo o Oo APAHSSPAPPPPPHPLP Feedback Equal Weight Finish gt gt Cancel Position Accounts mport Portfolio Returns with a Morningstar Template 74 Missing returns operates just like aggregate performance calculation in prior versions whereby if a security is missing returns the performance for the entire import will not be calculated Based on security prices if the custodian template is used for the import and the file contains imported prices for the imported securities performance will be calculated based on the imported price if Morningstar does not have returns for a given imported security Rescale weights the security with missing performance is removed from the performance calculation and the weights for the remaining securities are rescaled Zer
132. E BK File New Favorites Tools Help Price Monitor Search for In Securities Go Send us feedback Home Owners Portfolios Customize this page Local Databases Welcome Lale Akman Thursday March 25 SS Global Databases Morningstar defined Universes WEB gt amp Morningstar Analysis Name Size gt Ge Funds Managed Products All Portfolios 72 241 gt Ge Stocks Hedge Fund Firm Portfolios 1 005 vg Ownership Analysis Q Institutional Portfolios 2 6 529 E Securities Mutual Fund Portfolios 60 201 Separate Account Portfolios 5 511 EI Owners Portfolios gt amp Economics gt amp Market Analysis gt amp People gt E3 Institutions Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace T lw 2 Click on Separate Accounts Portfolios 3 Right click on the portfolio of interest and select View Holdings In the next few steps we will cover the output for the Detailed Holdings Analysis Historical Holdings Analysis and Peer Holdings Analysis VIC Morningstar Direct EEK File New Favorites Tools Help Price Monitor Search for In This View Send us feedback Home Owners Portfolios Local Databases Action View Snapshot Bj save v Search F Edit Data sort Q Locate 4 Export PDF Global Databases e HRERCE gt 3 Morningstar Analysis m Name 4 Most Current Number of Oldest Equity Fixed Inc Portfolio gt Ge Funds Managed Products Port
133. Equity Global Equity L E IS Portfolio 613 Victory International Select 4 US9264647321 Equity Global Equity L BIS Consult 614 Victory Intl 4 US9264647651 Equity Global Equity L iB IS Marketir 615 Wells Fargo Advantage Intl Core A US9499151770 Equity Global Equity L iB IS Fund of 616 Wells Fargo Advantage Intl Equity 4 US94975G6787 Equity Global Equity Li EB Mstar EQ Re 617 WHY International Equity I US3608738635 Equity Global Equity Li His PlanSp 7 618 Wilmington Multi Manager Intl Instl US92934R5384 Equity Global Equity Li E Boston Use 619 Wright Intl Blue Chip Equities Standard US98235F4046 Equity Global Equity L E Captivate V 620 CGM Mutual US1253251003 Equity US Equity Large Api 621 AlgerLarge Cap Growth Portfolio I 2 US0155445051 Equity US Equity Large amp is parton 622 Alger Capital Appreciation Ptfl I 2 US0155447032 Equity US Equity Large iB Answers 623 Calamos Growth US1281193029 Equity US Equity Large E FT Featurec 624 Eagle Capital Appreciation US26945A1007 Equity US Equity Large Ei MT Method 625 Alger Spectra US0155661020 Equity US Equity Large Ei DU Databa 626 Putnam Voyager US7470121028 Equity US Equity Large E Sample Investm 627 Morgan Stanley Focus Growth B US6169332060 Equity US Equity Large gt amp Search Criteria 628 Pin Oak Aggressive Stock US6710812065 Equity US Equity Large gt 3 Report Templates MG Ei Chart Templates gt amp Data Sets Wo
134. Export PDF Dil Batch Management x General Settings E Name 1 v Morningstar Report Templates r2 n 0 Pa rs Ps r7 De 9 10 Expand Composite Assets All Levels GICS S Expand Composite Assets All Levels Mornin Long Only GICS Sector Long Only GICS Sector amp Industry Long Only Morningstar Sector Long Only Morningstar Sector amp Industry Long Short amp GICS Sector Long Short amp Morningstar Economic Moat Long Short amp Morningstar Sector 11 v My Reports Piz P i3 14 15 16 117 18 19 20 P 21 r 22 23 F 24 25 F 26 D 27 28 29 30 31 F 32 Total 42 Lale Akman 1 Fidelity Magellan vs Russell 1000 TR USD 2 PORTS Fidelity Magellan vs Vanguard 5 GIC SECTOR Oakmark Select I vs R100 3 7 Custom Security Demo 3 7 Demo Aggr Russell 3000 TR USD 3 7 Northern Enhanced Large Cap vs S amp P 5 DU ETF PowerShares QQQ vs R1000G DU Insurance Fidelity VIP Index 500 IC S amp DU OE Perf Attribution DU Separate Acct Fidelity Blue Chip Growth Russell 1000 Grow FT Holdings Analysis Ibb Assoc Ret Inc vs Ibb Assoc Bnchmk Import IS FOF Performance Attribution IS FOF Performance Attribution Asset IS PM Dreyfus Active MidCap 4 vs Russell IS PM Model Portfolio new HC names Rus IW Fidelity Large Cap Core Enhanced Inde Mstar Eq Res Agar vs S amp P 500 TR Oakmark Select I Russell 1000 TR USD ay Selected 0 a
135. Exposure Fixed Inc Country Exposure Fixed Inc Currency Exposure Fees and Expenses Ownership Statistics Fees Schedule and Breakdown User Defined Data Historical Price and Return Data VIC Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds Find Data Point By View O Name containing Morningstar Ratings and Grades Available Data Points Total Data Points 50 Manager Compensation Grade Regulatory History Grade Rating Date Morningstar Rating Overall Morningstar Rating 3 Yr Morningstar Rating 5 Yr Morningstar Rating 10 Yr Morningstar Ret Rating 3 Yr Morningstar Ret Rating 5 Yr v Add All Selected Data Points Total Data Points 1 Morningstar Rating Overall Settings Remove Remove All Allows you to customize data as described in next exercise l er cma her 2 Custom Data Sets and Calculations Create a Custom Data Set 28 1 Click Save to save this new Data Point to the existing grid view 8 After you have named the new data set you can apply this data template to other list views without having to recreate the data set Click OK to be taken back to the Select Data Points dialog box Mame Sample Data Set My
136. F 13F 13F 13F Separat 13F 13F 13F 6 If you click on the first top owners and do a right click where you can also get access to the holdings information as we will discuss further in next section 4 Morningstar Direct File Mew Favorites Tools Help 3Com Corporation Search for In This View Send us feedback dbx Distinguished between Action View Snapshot y Search Wg Quick Search F Edit Data W Sort Q Locate fk Export E PDF Refresh n Name Date Portfolio Portfolio Position vw of Days Shares Share Change Portfolio fi d Currency Weighting Market to Liquidate Market Owner Irm and investment leve value Gmoaug Value Type o hi V 10 Taconic Capital Advisors LP 12 31 2009 US Dollar 4 66 86 250 000 0 2 70 2 93 11 500 000 00 11 500 000 00 13F owners Ip VW 11 Barclays Global Investors Na CA 12 31 2009 US Dollar 0 02 86 072 000 0 2 70 2 93 11 476 270 00 12 703 990 00 13F W 12 Paulson amp Co Inc 12 31 2009 US Dollar 0 38 75 000 000 0 Zo 2 55 10 000 000 00 10 000 000 00 13F organ Chase 323 000 14 109 793 804 128 13 JPM Ch amp CO Reports 0 04 68 323 000 0 2 1 2 32 9 109 793 00 5 804 128 00 13F 14 Blackrock Advisors LLC na 2 10 2 27 8 916 510 00 110 306 00 13F ERREKIE P 3 15 Wells Fargo Advantage Small c Mikdad Des Bong ines 1 61 1 73 6 866 900 00 5 894 500 00 Mutual F View Owners Historical Holding Analysis 16 Northern
137. Flows Presentation Studio Workspace v Investment Lists amp My Lists E want to Delete Share EB IS Portfolio Managem EE IS Consultants Ei IS Marketing and Sale EB IS Fund of Fund iB Mstar EQ Research EB IS Plan Sponsor E Boston User Forum B Captivate Videos Training Manual E IS Product Manageme iB IS Performance Meas E Answers EB FT Featured Topics iB MT Methodology EB DU Databases E Sample Investment Lists YES Search Criteria gt 3 My Search Criteria lt il gt Total 25 Name 3 7 1 LG List 3 7 1 Pres Studio Baltimore Aggregate Baltimore Inv LIst Charts Collective Inv Trust Charts HF Dev Asia Equity Charts Offshore Insurance Funds Charts US VA Funds D Krause Sector D Krause Size D Krause Style DU SepAcct Noy09 LG F Weekly Check Ibb Associates Index Webinar Institutional Category IS DefCont Plan IS EV New Small Value Names IS EV Current Line UP IS EV Small value LineUP Lib Lale Manager Benchmarks SS DE D E ES By Selected 0 Lale Akman Actiony New fk Export E PDF Refresh Owner Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Octavian Farcasanu Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Permission Read Write Read Write Read Write Read Write Read Write Read Write Re
138. Go to Reports and select Multiple Investments to display all 4 names in one report Ww Morningstar Direct File New Favorites Tools Help Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace v g Investment Lists gt amp My Lists EB Sample Investment Lists gt amp Search Criteria gt amp Report Templates E Chart Templates gt amp Data Sets ES Custom Sectors iB Custom Security Info iB Defined Contribution Plans EH Saved Reports E Price Monitor Search for In This View v Go My Lists EPT Li Action a A v Y View Snapshot v Save E Add r Save As gt Ticker ISIN Add To gt B em LOMMX US1253251003 Delete F settings Jc ere z Reports Investment Detail z Charts Narratives PDF View Holdings gt Stock Investment Detail r View Owners gt Morningstar Page Performance Attribution Morningstar Research Report r Average Detail Report Stock Research Snapshot Stock Intersection Quicktake r X Ray Quicktake PDF Document Library Comparison Holdings Comparison Multiple Investments Comparison Two Investments Fund vs Fund HB Style Consistency EB Notes Investment Summary Performance Evaluation Rating Analysis RB Style Analysis My Templates Equity Research Profile Report 3 You will be taken to the Multiple Investment Comparison dialog box where you can alter t
139. HHH ov oa Iv v Vv Iv v Vv Iv v v v ii Vv Vv Vv Vv v Vv Vv Vv Vv Vv A B c D E Ei G H Total 101 BY Selected 101 Lale Akman Treynor Ratio a Treynor Ratio geo 2005 01 01 to 2009 12 31 geo 2006 01 01 Treynor Ratio geo 2007 01 01 Treynor Ratio geo 2008 01 01 Treynor Ratio geo 2009 01 01 to 2009 12 31 to 2009 12 31 to 2009 12 31 to 2009 12 31 al 3 2 4 6 15 10 um 12 23 14 8 abit 16 25 20 19 41 42 2 3 1 10 23 3 60 2 40 57 93 20 42 36 5 12 37 51 63 68 14 49 14 You have successfully created a custom calculation displaying your user defined trailing time series 34 How does the Calculation Window Work For all examples the start date is 1 January 2000 and the end date is 31 December 2004 Single Data Point gives you one data point as output based on your start and end date The following illustration is a single trailing 5 year calculation 2000 2001 2002 2003 2004 Rolling Window allows you to calculate rolling statistics where the start date and end date both move forward together Rolling windows are typically used to measure consis tency of data Use Moving Window Size to set the time period for each calculation and Moving Step to set how often each calculation is performed The following illustration has a moving window size of 4 years and a moving step of three months so you would get five dat
140. Help D OK Cancel Performance Attribution Generate Performance Attribution with Morningstar Templates 6 Click OK and you will be taken to the Highlights window VIC New Report Performance Attribution Window File Mew Favorites Help Search for In Securities Views E Highlights Settings Eg Calculate Export Save EB Attribution iB Contribution E Highest Lowest iB Intra Day Send us feedback Q Portfolio Oakmark Select II amp Benchmark S amp P 500 TR amp Currency US Dollar E Portfolio Statistics Rescaled Weights 9 o Return 9 6 Contribution 9 6 Attribution Effect iB Trailing Performance Portfolio Benchmark Portfolio Benchmark Portfolio Benchmark Portfolio Benchmark GICS Sector Selection Yo Active Weighting Return 9 o EB Valuation by Data Point Weights Consumer Discretionary gt amp Report Data Consumer Staples Energy Financials Health Care Industrials Information Technology Materials Telecommunication Services Utilities Unclassified Attribution Total Cash Total Reported Total Return Gap Reported Attribution Total Portfolio Leading Contributors Weight Return Contribution Holdings Portfolio Benchmark Holdings As of Date 12 31 2009 12 31 2009 Number of Holdings Inception Date Turnover Ratio Top 10 Holdings Top 20 Holdings Equity Holding Cash Holdings Leading Detractors Weight Return Contribution Holdings Waighted Average Market Cap s
141. Insert Layout Calculate Export Multiple Investments Single Investment All Charts All Tables Attribution All Components TEMASI IT EEERFEELEEEER rae 6 Roll the mouse over the chart and table icons Charts are represented by blue icons and tables are represented by orange icons Holdings Based Style CGM Mutual 9 Fidelity Contrafund Alger Large Cap Growth Porfolio l 2 Alger Capital Appreciation Pri 2 Calamos Grewzh A Russell 1000 Growth TR USD Chart Settings 151 Presentation Studio Create a Custom Workbook 7 You can drag and drop any of these components onto the page Drag and drop the Holdings Based Style Map to populate the selected investments Each time you drag and drop a chart or table it will replace the previous view 8 Once you ve added a chart or table to the page you can divide the page to make space for additional content using the auto layout feature Go to Auto Layout and select from the various default page configurations Click on the Five Cell layout VIC Untitled Workbook Morningstar Presentation Studio el Home Chart Data Table Format v L3 ih di A t DO D ad Investments Workbook Page Chart Table Text Auto Layout Calculate PDF PPT XPS Setting Insert Two Cell o Cell Three Cell Five Cell Six Cell 9 Continue to add more contents to the page by dragging and dropping the desired charts and tables Add a tabl
142. Iridian Private Business Value Mid Cap LXI U S Stock United States B8 E Defined Contribution Plai M 15 Appleton Group Tax Managed Portfolio kk U S Stock United States 88 E Saved Reports v 16 Tributary Balanced Management x Balanced United States B E Notes v 17 Appleton Group Assertive Composite Balanced United States EH v 18 First Fiduciary Balanced kkk Balanced United States E v 19 DGHM UltraValue Xx U S Stock United States HH v 20 Sit Inv Balanced kkk Balanced United States E Create a Custom Calculation Customizing data allows you to add greater precision to your analysis In this example we will create 1 2 3 4 and 5 year trailing Treynor Ratios as of 12 31 2009 and display results as a percentile rank 1 Go to your Investment List or Search Criteria and click on Edit Data Alternatively you can also use the right click option discussed in previous example Since we will be removing all the current data and replacing it with trailing Treynor Ratios we will use Edit Data WC Morningstar Direct File New Favorites Tools Help Price Monitor Search for Send us feedback 29 Home Local Databases Global Databases Performance Attribution Performance Reporting Fund Flows Presentation Studio Workspace gt amp Investment Lists gt amp Search Criteria gt 3 Report Templates E Chart Templates 3 Data Sets E Custom Sectors ES Custom Security Info gt amp Position Accounts gt 3 A
143. J UBS Commodity TR USD hd 0 74 Annual Report Net Expens 9 PIMCO Total Return Insti Bar ap US Govttcredit 5 10 Yr TR za 0 45 Annual Report Net Expens 10 T Rowe Price International Bond Adv CH YGB ManLlsD USD za 1 13 Annual Report Met Expens l 44 USTREAS T Bill Auction Ave 3 Mon S amp P 500 TR za 0 00 Annual Report Met Expens WO Select Cash Proxy within Market Indexes v Find By 9 Begins with Contains v Include Only Surviving Investments 3 Month T Billl Go Available records Total records No records found 15 If you have Cash in your portfolio you can check nclude Cash Proxy and locate the proxy from the Select Cash Proxy dialog box 16 Go to the Manager Fee and Source of Fee columns If you have retail investments then the annual report net expense ratio will be displayed If you have a separate account or custom portfolio then Custom will be displayed and you can alter the manager fees from 0 00 to another numeric value Total Attribution Automatically Assign Policy Weights 17 Go to the Benchmark Column if you want to alter the benchmark Ww Report Settings Managers This dialog is used to assign benchmark For investments included and set manager Fee For each investment Views Include Cash Proxy r 1 2 3 4 BE 6 7 BE 39 10 11 Display Dates Asset Class Groupings Policy Weights 3 Month T Bill Name Diamond Hill Small Cap Equity DAWS RREEF Glob
144. LCCM MTH 17 Intel Corporation 1 87 US4581401001 45814011 gt 3 Report Templates F 26 LCCM NRB tpm gt EB Chart Templates D 27 LCCM RB Al A B CDEF GHI JKLMNOPQRSTUVWNVYZ J Ei Data Sets 28 Sample Import Total 35 By Selected o ES Custom Sectors a v 29 Sample Importi E Custom Security Info vill Position Accounts 30 TM Import Lale Akrnan Read Write 10 1 2009 5 13 2008 E My Position Account 31 TM Import a Lale Akrnan Read Write 5 20 2008 5 15 2008 Import Portfolio Holdings with a Custodian Template When using Custodian Template it is not necessary to follow the required format used in the Morningstar Template Instead Morningstar can create a Custodian Template specific to your custodian or accounting system format Once complete your imports can be automated by scheduling imports to retrieve your client data from Morningstar FTP site or a 3rd party FTP site 1 Once Morningstar has produced a custodian template go to Set User Preference WC Morningstar Direct File Mew Favorites Tools Help fey Price Monit Set User Preferences Q Mew Folder Action 7 amp Import i Hame Exit Position Accounts mport Portfolio Holdings with Custodian Template 69 WC Morningstar Direct Aggregate Basics Enter general aggregate information here 2 Go to the Import tab to select the Default Price Source for imported security performance calculations Q Name Sample Currency US Dollar
145. Lale Akman 2 f you haven t installed the Microsoft plug in for Microsoft Excel then go through the process by pressing Click here to download and install Morningstar Plug In Excel Microsoft Excel Plug In Generate Excel Plug In Output 101 3 Once the installation is complete you will see the Morningstar Plug In option in your Excel menu bar Click on Morningstar Plug In Et Microsoft Excel Book NET FET TENKE TE IEEE CREER HE File Edit View Insert Format Tools Data Window Help Adobe PDF ee a Es JE N 3 i ul Jay 100 al 10 B Z 0 RECO 4 Click Templates and you will be taken to the Templates window listing all the available pre built templates You can also gain access to the same window from the Excel Plug In folder in Morningstar Direct by clicking on the link that says Click here to view and down load all available pre built EPI templates as shown in image 1 MORNINGSTAR Corporate St Morningstar Plug In for Excel Welcome Feedback Morningstar Plug In for Excel was designed to easily access time series data in Excel linked seamlessly to investment lists and searches you ve already created in Morningstar Direct Customize your analysis by selecting the frequency time period and currency to be evaluated Map the data to meet your spreadsheet specifications or calculation needs with flexible column row orientation Click on the templates below to g
146. MSCI World ex US USD Russell 2000 TR USD S amp P 500 TR Total Attribution Manually Assign Policy Weights Policy Weights 100 00 139 8 Begin to start typing the Po icy Weights To complete the total must equal 100 9 Click OK and follow steps 20 to 23 to complete the Total Portfolio attribution Total Attribution Manually Assign Policy Weights Presentation Studio Presentation Studio is Morningstar Direct s platform for creating custom presentations Jump start your process with a Morningstar Workbook and Factsheet templates or start from scratch using various layout formats With direct access to Morningstar Direct s databases and flexible charting and reporting capabilities Presentation Studio helps you better communicate the data behind your investment recommendations You have full control over both the content and format of your presentations enabling you to tell your story using professionally designed data tables and charts Select from various Charts such as Peer Group Rolling Window Growth Time Series and various Performance Attribution charts Select from various Tables such as Performance Risk Operations Asset Allocation Equity Sector Market Drawdown and more Understand the Layout 1 Go to the Presentation Studio folder and click on Presentation Studio to activate the platform d Morningstar Direct File New Favorites Tools Help El Price Monitor Search for In This View v Go
147. Managed Actively Managed Actively Managed SubTotal Passively Managed Leveraged Long Passively Managed Leveraged Long Passively Managed Leveraged Long Passively Managed Leveraged Long Passively Managed Leveraged Long SubTotal Passively Managed Leveraged Short Q Total Net Assets 2008 03 42 650 045 906 709 417 668 616 17 855 900 077 1 283 357 589 669 361 597 120 704 1 045 055 115 022 2 909 850 318 368 6 369 783 858 362 69 528 750 241 666 227 71 388 554 293 215 817 675 901 348 2 006 666 046 Access Workspace for Updates and Saved Actions 1 The Workspace tab provides you with resources to Fund Flow Updates New Products Total Net Assets 2008 04 42 095 669 785 738 618 933 584 18 647 728 188 1 356 774 444 949 369 343 950 141 1 060 702 592 512 3 055 346 976 339 6 641 530 295 498 77 047 538 312 339 817 58 550 077 325 825 103 773 863 636 849 426 086 Total Net Assets 2008 05 43 646 955 262 750 316 520 438 19 476 329 362 1 384 472 115 559 377 338 262 338 1 O67 012 574 397 3 143 341 535 279 6 785 606 292 675 628 690 94 738 417 400 368 604 56 609 543 343 944 968 896 490 322 859 350 694 saved Actions Mergers Liquidations and Closings Click on the Workspace tab WC Morningstar Direct File New Favorites Tools Help Price Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Por
148. Mil Market Share Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank U S Stock 3 694 1 049 1 049 21 406 5 090 1 447 3 049 43 62 2 037 43 35 International Stock 4 635 12 911 12 911 41 429 2 669 1 966 1 127 16 12 701 14 93 Balanced 1 371 3 334 3 334 6 294 1 370 1 648 9 27 481 10 23 Municipal Bond 4 989 10 070 10 070 74 197 4 973 16 478 6 84 7 63 Alternative 2 189 4 613 4 613 16 181 1 769 317 63 0 91 0 85 1 3 4 Taxable Bond 19 649 42 607 42 607 307 379 16 996 2 653 1 600 22 89 2 22 82 5 6 7 Commodities 1 117 2 026 2 026 10 945 1 142 25 0 35 0 19 All Long Term 30 256 74 512 74 512 435 021 23 829 6 989 100 00 100 00 n4 Chart 4 Presentation Studio Workspace w Marninnctar Catannriac MORNINGSTAR Lale Akman 5 As you scroll down the Market Summary page you will see market level data from various perspectives Fund families top 10 fund families are displayed based on their Market Share 96 US Broad Asset Classes Morningstar Categories Funds Share Classes Distribution Channels Morningstar Ratings Stewardship Grades Total Return Quartiles and Volatility Quartiles To access all details within each perspective in the given market you can click on View All 188 Fund Hows Use Market Summary to Quickly Access Information 6 Go to the Fund Family grouping and click on View Chart to access the historical display of the distribution channels on th
149. Mutual Fu 3t New Buyers Sep Accts Settings Remove Remove All Cancel Help Save OK 26 l Custom Data Sets and Calculations Create a Custom Data Set 5 Go to the Find Data Point By drop down and select Morningstar Ratings and Grades Ww Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds Find Data Point By View Name containing All Standard Data Points All Standard Data Points Buyers Mutual Funds Returns Quarter End Buyers Sep Accts Returns Calendar Year Completely Sold Institu Dividend Calendar Year Completely Sold Mutual Estimated Net Flow Month End Completely Sold Sep Ad Post tax Returns Daily New Buyers Institution Post tax Returns Month End New Buyers Mutual Fu Post tax Returns Calendar Year New Buyers Sep Acctsy Risk Month End of Bond Holdings Risk Quarter End Morningstar Ratings and Grades Asset Allocation Equity Sector Exposure Selected Data Points Equity Sectors GICS Equity Industry GICS Total Data Points 0 Equity Port Stats Long Equity Port Stats Short Equity Style Analysis Equity Regional Exposure Equity Country Exposure Fixed Inc Portfolio Statistics Fixed Inc Sector
150. My Search Criteria Lis Local Databases Action View Sample Data Set E In This View v Go save v Search F Edit Data W Sort amp Locate ik Export PDF Global Databases Name Morningstar US Broad Domicile Equity 10 Rating Asset Class Style Box Performance Attribution Overall Long Performance Reporting vi Good Harbor U S Tactical Core kde Balanced United States Portfolio Management IV 2 Becker Balanced kk Balanced United States ST ERs 3 Winslow Asset Mat All Cap Balanced kx Balanced United States B8 i i v ppleton Group ortfolio se ee de S Stoc nite ates lV 4 Appleton G PLUS Portfoli U S Stock United Stat Presentation Studio IV 5 Hurley Capital Value Equity LI rr Balanced United States 88 Workspace IV 6 Stephens SMID Cap Growth RA U S Stock United States ER 3 Investment Lists lv 7 Janus Balanced td Balanced United States g v amp Search Criteria VW Montag amp Caldwell Balanced ket Balanced United States g My Search eld VW 9 Lord Abbett amp Co Balanced rr Balanced United States i Sample Search Crit v 10 Calamos US Opportunities Composite x Balanced United States E gt amp Report Templates v 11 Westport Res Mgt Glbl Bal Instl RE Balanced United States E f Chart Templates j gt fg Data Sets v 12 NWQ Special Balanced PITT Balanced United States iBi Custom Sectors v 13 Tradition Cap Mgt Balanced LIII Balanced United States EH E Custom Security Info v 14
151. North American Eq Large Cp 12 31 2009 3 31 2009 Separate Accou 22 Aberdeen US Core Fixed Income Compo 12 31 2009 12 31 2001 Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Separate Accou Portfolio Management Fund Flows Presentation Studio All 4 B 5 D E F G H Workspace Total 5499 fy Selected 0 MORNINGSTAR Lale Akman 110 Ownership analysis dentify Holdings of Owners Portfolio 4 Use Detailed Holding Analysis to analyze a single portfolio WC Morningstar Direct Send us feedback 4bx File New Favorites Tools Help Search for In This View 1492 Small Cap Growth 512 31 2009 FeEdit Data Q Locate fk Export E PDF Refresh CUSIP Portfolio Action View Portfolio Snapshot E Name Ticker Position Shares Share Currency i 2 3 D4 75 6 DL 8 3 10 ii 12 F 13 F 14 fr 15 16 i7 F 18 F 19 20 F 21 P 22 F 23 24 All Total 85 5 Use Historical Holding Analysis to analyze a single portfolio overtime At any point you DG FastChannel Inc Telvent GIT S MasTec Inc Atlas Air Worldwide Holdings Inc Hughes Communications Inc Horsehead Holding Corporation Sonic Solutions Orion Marine Group Inc InterOil Corporation Cogo Group Inc Merge Healthcare Incorporated Chiqu
152. O Now Done Performance Reporting Automatically Run Reports using Batch Scheduling Scorecard In the Performance Reporting folder see Performance Reporting chapter you have access to the Scorecard which is used to assign weights and create custom criteria of quantitative and qualitative factors to calculate an overall score This functionality can be used for creat ing and monitoring select lists Users can score investments based on either standardized values or their own custom criteria otandardized values converts raw data points to percentile rank and applies user selected weights to those percentile ranks These weighted percentile ranks are then aggregated to create the score for the investment Custom grades allow users to define rules for data points and assign a numeric grade based on that criteria Grade columns can then be added to the report for an individually graded data point an aggregated grade for a time period or an aggregated grade for an entire Investment Create a Scorecard with Standardized Values In this example we will be adding a scorecard to an existing performance report using standardized values From the Performance Reporting folder open an existing performance report located in the Manage Reports sub folder If you are building a new performance report see the Performance Reporting chapter to learn how to build and customize your performance report 1 Click on Scorecard from an existing perform
153. OE Target Date 202 Morningstar Category GR US OE Target Date 201 Morningstar Category 7 US OE Target Date 201 Morningstar Category GF US OE Target Date 200 Morningstar Category GF US OE Retirement Inco Morningstar Category GF US OE Target Date 203 Morningstar Category GF US OE Commodities Bro Morningstar Category 7 US OE Inflation Protect Morningstar Category 7 US OE Foreign Large Bl Morningstar Category GF US OE Foreign Small M Morningstar Category GR US OE Foreign Large Va Morningstar Category GF IIS NF Fareinn I arae fir Morninastar Cateaorv ER lt 213 593 Y Morningstar Category a MPT Benchmark LI w ML US HY Master I v amp Morningstar Lifetim Sc w Morningstar Lifetim v Q f Morningstar Lifetim BIN Morningstar Lifetim v aJ yw Morningstar Lifetim v Q w Morningstar Lifetim v Q Morningstar Lifetim 7 Q f DJUBS Commodit v Q yf BarCap US Treasui v A yf MSCI AC World Ex v V MSCI World Ex US v Wf MSCI EAFE Value v Nf MSCI EAFE Growth vl a MSCI EAFE USD v Q MSCI EAFE USD v MSCI EAFE USD v A MSCI EAFE USD v Q MSCI EAFE USD v Q MSCI EAFE USD v A MSCI EAFE USD v Q MSCI EAFE USD v Q MSCI EAFE USD v Q MSCI EAFE USD v MSCI EAFE USD v Q MSCI EAFE USD v Q MSCI EAFE USD v MSCI EAFE USD v Q MSCI EAFE USD vl Q Morningstar Category 4 Morningstar Category Morningstar Category 4 Morningstar Category 4
154. Read Write Read Write Read Only Read Write Read Write Read Write Prom ml PSA anida m Q R 5 Last Updated 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 4 3 2009 9 8 2009 12 12 2007 12 12 2007 5 19 2009 3 25 2009 3 8 2009 3 5 2010 11 12 2009 3 27 2008 10 15 2008 3 5 2010 1 17 2008 5 30 2008 5 30 2008 2 25 2009 mar fannn nau 63 2 Click mport under My Aggregates and you will be taken to the first Import dialog box VIC Import Morningstar Direct Lale Akman File Send us feedback Import E Edit Definition Master m Interface Name Last Post Date Lia Morningstar portfolio template Aggregate Import e 1 7 2010 Import Morningstar Direct Morningstar portfolio Morningstar portfolio template Aggregate Import Interface Category Morningstar Product File Name C Documents and Settingsilakman Desktop Sample Import Agar xls Date Format MM DD YYYY v Weight Format Security ID Type Auto Detect v Header Row Column Code Portfolio Date virtual Class Column No Column amp Date Decimal Format Portfolio Id Column B ID Portfolio Mame Column C Name Holding Identifier Holding Description Column D Identifier Column E Identifier Share Column F gt Market Value Column G lt Aggregates mport Aggregates
155. Returns Sample IR 1 02 06 30 2009 19 Sample Import Returns Sample IR 2 72 07 31 2009 20 Sample Import Returns Sample IR 9 62 08 31 2009 F 21 Sample Import Returns Sample IR 2 00 09 30 2009 Al A B c D E F gt Total 26 By Selected 90 Position Accounts Import Portfolio Returns with a Morningstar Template 11 Click Postto post your returns to Morningstar Direct 12 Click OK Eile Search for ico ij Send us feedback PortfolioReturn H Performance 0 0 Post X Delete S Save E PDF Print amp Edit Definition Master r Portfolio Name Portfolio Id Performance Performance Error Message te Pe Da Morningstar Direct x The import data has successfully been posted e Jil E All A B c D E E G H I J K L M N oO P Q R 5 ar u V W x vi Zz 5 gt Total 0 fy Selected o 13 Your imported returns will be maintained in the Position Accounts folder Click on your imported return file and you will be taken to the Position Account Dialog Click on the m ported Price Return sub folder to view your returns Help Search for In This View Go Send us feedbar Position Account E General Settings View Total Return Monthly Import fik Export Edit Performance PDF vi X Ray r Year January February March April May ES Asset Allocation EB Stock Sectors E World Regions 1i 2000 3 39 iB Top 10 Holdings ni 2001 2 72 9 62 8 52 8 30 0 35 amp Imp
156. Russell 1000 TR USD Benchmark 2 Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Sample1 Performance source Imported account level performance Imported account level performance Performance Series ee Calculated based on underlying positions Strategy 2 Go to Set User Preferences for further settings WiC Morningstar Direct File Wew Favorites Tools Help e Price Monit Set User Preferences Mew Folder Import i Marne Action Exit 87 Position Accounts mport Portfolio Returns with a Morningstar Template 3 Click on the mporttab to select your default price source for imported security performance calculations Ww Set User Preferences Set User Preferences General Portfolio Management Import 3 N Export Choose your default price source setting for imported security performance calculations Price Source Use Morningstar Prices Use Imported Prices Choose your security matching filter settings Security Matching Filters Set Exchange Filter Set Currency Filter Choose your Position Account Automated Import Settings Schedule Patch Job Create Modify Schedule Delete Schedule OK Cancel Help 4 Next go to the Portfolio Management tab and select the performance calculation for missing security returns VIC Set User Preferences Set User Preferences General Portfolio Management Import Performance calculation Performance calculation w
157. SXLCG WEATHERFORD INTERNATIONAL L WFT H2701310 6 3 12009 4 ESXLCG TRANSOCEAN LTD ZUG NAMEN RIG H8817H10 8 13 2008 86 Position Accounts Import Portfolio Holdings with Custodian Template Import Portfolio Returns with a Morningstar Template Import Account Level Performance When importing returns you can either link them to your Imported Holdings or keep them separate In order to link the imported holdings to the imported return series portfolio id and name have to be the same in both files Importing holdings is not a requirement for Position Accounts and vice versa Importing Return files must contain the following columns date in text format portfolio id portfolio name performance Imported returns may be monthly or annual returns Returns can be calculated in the Position Accounts import and can be based on Morningstar price or imported price Imported price is only an option if the Custodian Template is used 1 The Position Account general settings default to mport Account Level Performance This is a return calculation option and it will allow you to link the imported holdings and returns together 4 Sample Import Position Account Tools Help Search for In Securities Send us feedback EB General Settings gt ES X Ray gt amp Imported Price Return Enter general position account information here Position Account Basics iB Holdings Summary Name Sample Importi Currency US Dollar Benchmark 1
158. Software Tutorial August 2010 Morningstar Direct User Guide MORNINGSTAR 02010 Morningstar All Rights Reserved The information contained herein 1 is proprietary to Morningstar and or its content providers 2 may not be copied or distributed and 3 is not warranted to be accurate complete or timely Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information Past performance is no guarantee of future results Morningstar and the Morningstar logo are registered marks of Morningstar Inc 01 02 09 18 20 40 56 80 95 J 100 105 113 116 129 140 156 174 186 198 204 Table of Contents Direct Certification Program Basics Getting Started Investment Lists Search Criteria Custom Data Sets and Calculations Charts and Reports Tools Aggregates Position Accounts Custom Sector Custom Security Information Microsoft Excel Plug In Ownership Public Filings Applications Performance Attribution Total Portfolio Attribution Presentation Studio Performance Reporting Scorecard Fund Flows Defined Contribution Plans Hypothetical Illustration Direct Certification The Morningstar Direct Certification program is a quick and easy way for new users to become familiar with all of the product s capabilities Flexible and Convenient Product capabilities are organized and prioritized based on our years of experience training
159. Trust Corporation Find Similar Funds Peer Holding 1 41 1 53 5 982 214 00 13 084 00 13F imensional Fun visors InC Ratina what if F 950 777 988 719 17 Di i Fund Advi I g 1 40 1 52 5 950 777 00 3 988 719 00 13F 18 Mellon Bank N A Ray 42 473 000 0 2 37 2 56 10 064 730 00 10 064 730 00 13F entaurus Capita ibuti 621 000 549 453 549 453 19 Cent Capital LP Performance Attribution 41 621 000 0 1 30 1 42 5 549 453 00 5 549 453 00 13F anguard Small Capitalization TEUER NER 571 313 24 276 175 411 utua 20 v d Small Capitalization I ie Kx 39 571 313 0 1 2 1 35 5 276 175 00 401 411 00 Mutual F View Funds F 21 BlackRock Global Allocation Fur gt 38 731 010 0 1 77 1 92 7 535 216 00 66 100 00 Mutual F w Manage Funds 22 US TRUST CORP lev Subaccount 36 673 000 0 2 11 2 32 8 988 502 00 1 629 806 00 13F 23 United States Trust CO Of New view 529 Portfolios 34 384 000 0 1 96 2 08 8 325 398 00 78 900 00 13F 24 Bank of New York Mellon Corpo Notes 34 039 000 0 1 07 1 16 4 538 327 00 443 271 00 13F 25 Morgan Stanley Brokerage Accounts 12 31 2009 US Dollar 33 352 000 0 1 05 1 13 4 446 872 00 2 132 476 00 13F 26 Mercury Asset Mgmt International 12 31 2009 US Dollar 29 182 000 0 0 91 0 99 3 890 796 00 550 139 00 13F 27 Deutsche Bank Ag 12 31 2009 US Dollar 29 011 000 0 0 91 0 99 3 868 327 00 2 482 442 00 13F 28 The Vanguard Total Stock Market Ind 12 31 2009 US Dollar 28 794 270 0 0 90 0 98 3 839 236 00 3 839 236
160. Ts within the All Cap Core Institutional Category and those within the Flexible Allocation Institutional Category 18 Click OK save investments to an aggregate investment list or performance report Edit current search criteria Ww Morningstar Direct EEK File New Favorites Tools Help Bj Price Monitor Search for In This View v Go Send us feedback Home My Search Criteria eria Local Databases Action view Snapshot E Save y Search Fs Edit Data 3i Sort Locate 4h Export Global Databases Save s gt Aggregate Performance Attribution R Add To gt Investment List bduct Broad Global i cus Category Grou Categor Performance Reporting Settings i Performance Report hal d itid Reports b Fund Flows Iv Charts Composte Both Allocation Data Definition Presentation Studio v viel Holdings R Composte Bod Allocation Remove Column Workspace Iv Vial Owners gt lesponsive ke Institutional us I t St d d D t p t Iv pens Composite Both Allocation nser andar ata rnit A Performance Attribution b v amp Investment Lists v Composite Institutional Allocation i gt fa My Lists Stotk Intersection p Insert Custom Data Point a Iv Composite Both Allocation E Sample Investment L X Ray 4 v Composite Both Allocation v g Search Criteria gt 3 My Search Criteria E sampie search criter Change Display Name Data Settings Reset Universe Select a pre defined or previously created data
161. Vanguard 500 Index Investor O single Investment O Multiple Investments O Search Criteria Open End Funds iB IS Marketir 9 Vanguard Australian Fixed Interest Indq O My Lists iB IS Fund of 10 Vanguard Australian Govt Bd Idx Import List iB Mstar EQ Re 711 Vanguard Australian Shares High Yield His Plan Spc 12 Vanguard Australian Shares Index E Boston Use rm 13 Captivate V 14 A Training Ma Vanguard Balanced Index Vanguard Balanced Index Adm 1 15 Vanguard Balanced Index Fund AUSO0VANDO1087 Allocation Allocation E IS Product E IS Perform 16 Vanguard Balanced Index Instl US9219313098 Allocation Moderate Alloce iBi Answers 17 Vanguard Balanced Index Signal Allocation Moderate Alloce EB FT Featuret 18 Vanguard CA Interm Term Tax Exempt US9220213089 US Municipal Fixe USD Municipal F Ej MT Method 19 Vanguard CA Interm Term Tax Exempt Adm US9220214079 US Municipal Fixe USD Municipal F iB DU Databa 20 Vanguard CA Long Term Tax Exempt US9220211000 US Municipal Fixe USD Municipal F E Sample Investm 21 Vanguard CA Long Term Tax Exempt Adm US9220215068 US Municipal Fixe USD Municipal F gt amp Search Criteria 22 Vanguard Capital Opportunity US9220383023 Equity US Equity Large gt amp Report Templates v E Chart Templates gt amp Data Sets lt Jil Total 628 By Selected MCYRNINBSTAR Lale Akman All A B c D E 2 Click Import List in the Select Investments Dialog box
162. Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write 3 Based on your defaults under General Settings your default report parameters will appear in the Report Workflow dialog box Click on the magnifying glass if you want to select a different portfolio WC Report Workflow Select report pa Partfolio Benchmark Template Help rameters OakmarkSeletIl WW Select II LI o Prospectus Primary Benchmark SBPSODTR 0 500 TR ao N Long Only GICS Sector w oh OK Cancel Performance Attribution Generate Performance Attribution with Morningstar Templates 4 Go to the Benchmark drop down to select from the various choices TER port Workflow Select report parameters Portfolio Qakmark Select II Benchmark Prospectus Primary Benchmark T Analyst Assigned Benchmark Best Fit Index ETF Proxy Template Manager Preferred Benchmark Morningstar Category Average Morningstar Index Proxy MPT Benchmark Help Prospectus P ri mary Benchmark 5 The benchmark name automatically populates when you identify the benchmark You can also use the magnifying glass to search for a different benchmark WC Report Workflow Select repart parameters Partfalia OakmarkSelectI WW Select II E Benchmark Prospectus Primary Benchmark S amp P 500 TR 5 m Template Long Only GICS Sector v
163. a points as output Forward Extending Window allows you to fix the start date for each calculation One application of this calculation would be to calculate cumulative performance data point is total return and annualized is not checked The following illustration has a moving step of 12 months so you would get five data points as output Backward Extending Window calculation fixes the end date for the calculation It is typically used to calculate trailing statistics The following illustration has a moving step of 12 months so you would get five data points as output Custom Data Sets and Calculations How Does the Calculation Window Work How is the Data Organized Standard Data Points are pre defined groups of data points found in the view drop down or in Edit Data or by doing a Right Click Basic modifications to data settings can be made in the General tab WO Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By View O Name containing All Standard Data Points All Standard Data Points Snapshot Available Data Points Firrn Ownership Structure Firm Client Type Total Data Points 995 Operations of Bond Holdings Customization Tax Efficiency of H
164. ad Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Only Read Write Read Write Read Write Read Write Read Write Read Write Octavian Farcasanu Read Only db duh kl Ce si ed 2 Last Updated 12 13 2009 12 15 2009 7 28 2009 7 28 2009 11 17 2008 11 12 2008 11 17 2008 11 17 2008 7 6 2006 7 6 2006 7 6 2006 11 9 2009 9 9 2007 4 26 2009 8 12 2009 12 2 2009 7 8 2009 10 23 2008 4 17 2009 10 23 2008 12 13 2009 1 8 2009 12 2 2009 So UA 2 Select New and you will be taken to the Select Investments dialog box Investment Lists Create a List with Name Ticker ISIN CUSIP Secld of Items 19 16 58 17 7 11 323 u 3 Under Name Ticker ISIN CUSIP SecID Single Investment is the default Start typing Fidelity Contrafund in the text box to quickly look up this single investment WC Select Investments Select Investments How do you want to select Investments Name Ticker ISIN CUSIP SecId 8 Single Investment fidelity contral FENEX Fidelity Contrafund K FO SAAS USA FONTS Fidelity Contrafund FO NAS USA Search Criteria Open E NwD DOYA O Fidelity Contrafund VA USA l NWD GPVvA Fidelity Contrafund YA USA O My Lists NWD NACOVA Fidelity Contrafund vA USA Q Import List Multiple Investments OK Cancel Help 4 Once you select Fidelity Contrafund and click OK to add to your investment list 5 Next c
165. ad Write 2 11 2010 19 Ibb Associates Lale Akman Read Write 4 26 2009 20 Index Webinar Lale Akman Read Write 8 12 2009 21 Institutional Category Octavian Farcasanu Read Only 12 2 2009 22 IS DefCont Plan Lale Akman Read Write 7 8 2009 23 IS EV New Small Value Names Lale Akman Read Write 10 23 2008 r 74 TS FW Curran lines ID Lale Sbman Read urite A 17 2nna lt TT All A B c D E F G a gt Total 34 BY Selected Lale Akman Getting Started Sharing and Sending Files Investment Lists An Investment List is a saved set of investments whose members do not change unless you edit the list Investment Lists are used for performance reporting peer analysis and other tasks that require repeated analysis of the same investments Once saved they reside in the Investment List folder under Workspace You can define the membership of your list in one of four ways 1 Create a list with Name Ticker ISIN CUSIP Secld 2 Create a list with user defined parameters 3 Merge an existing list into a new investment list 4 Import a list of investments from Microsoft Excel Create a List with Name Ticker ISIN CUSIP Secld 1 Go to the Workspace and click on My Lists in the Investment Lists folder PEx Send us feedback WC Morningstar Direct File New Favorites Tools Help EfPrice Monitor Search for In This View Home Local Databases Global Databases Performance Attribution Performance Reporting Fund
166. ad Write 2 7 2008 2 4 2008 ASCGF 02 0 DL 1i BROWKN Lale Akman Read Write 9 8 2009 9 8 2009 BROWKN 12 CEPLCC Lale Akman Read Write 9 8 2009 9 8 2009 CEPLCC 713 Custom Portfolio Lale Akman Read Write 9 8 2009 9 8 2009 Custom Portfo C 14 DHIFX Lale Akman Read Write 9 8 2009 9 8 2009 DHJFX 15 DTT Import Holdings Lale Akman Read Write 12 12 2007 8 18 2007 ATS Sample Ii 16 ESXLCG Lale Akman Read Write 9 8 2009 9 8 2009 ESXLCG 17 ESXSMG Lale Akman Read Write 9 8 2009 2 8 2009 ESXSMG 18 FQDSCV Lale Akman Read Write 9 8 2009 9 8 2009 FQDSCV 19 GROODA Lale Akman Read Write 9 8 2009 9 8 2009 GROODA 20 HARRTS Lale Akman Read Write 9 8 2009 9 8 2009 HARRTS DL 21 IA SBBI S amp P 500 Cap App Lale Akman Read Write 2 7 2008 2 5 2008 IA SBBI S amp P I 22 IMPORT Lale Akman Read Write 5 18 2008 5 5 2008 IMPORT Li 23 JIMMYO Lale Akman Read Write 2 8 2009 2 8 2009 JIMMYO Fund Flows r 74 1 C CM MTH Lale kman Readsiitrite 12 19 2007 8A 8 2nn7 LOCM Presentation Studio Al B po D E Workspace Total 32 BY Selected MORNINGSTAR Lale Akman 7 Click mport under My Position Accounts and you will be taken to the first Import dialog box 8 Double click on Custodian Template Portfolio Holdings WC Import Morningstar Direct Lale Akman File E Send us feedback amp Import BS Edit Definition Master F Interface Name Last Past Date Interface Category i Morningstar Template Portfolio Holdings 9 8 2009 Morningsta
167. ada France Germany Netherlands T 4 Large Grovth 341 S u esti 0 n S Portfolio Management Norway Spain United Kingdom United States z 4 Mid Value 1 856 Fund Flows Date Title Time Language a Mid Core 2 016 i 3 9 3 Presentation Studio 01 00 PM English a Mid Grovth 1 600 Presentation Studio Develop Custom CST a a Small Value 2 3129 Workspace lt mottot m E iis a G ASTA Lale Akman Change your login password or update your profile Getting Started Product Layout 1 Click on the folder name to reveal its sub folders W Morningstar Direct EEK File New Favorites Tools Help Tg Price Monitor Search for In Securities EE Send us feedback Home Open End Funds Customize this page Local Databases Welcome Lale Akman Tuesday March Global Databases aD Morningstar defined Universes FEIE gt amp Morningstar Analysis Name v Funds Managed Products Global Open End Funds 9 130 336 iB Category Sector Avg 130 30 Leveraged Net Lo 269 E Closed End Funds All Europe Open End Funds 68 084 All Offshore Open End Funds 37 700 E College Saving Portfolios Australia Investment Trusts Domiciled 3 645 Austria Open End Funds AFS 20 780 Exchange Traded Funds Bahrain Open End Funds AFS 2 225 Hedge Funds Belgium Open End Funds AFS 9 933 E Money Market 0 Canada Mutual Funds 6 798 E College Saving Plans E Open End Funds Chile Open End Funds AFS 8 374 iB Insurance Life Products China Open En
168. afe to disable macros but if the macros are legitimate you might lose some Functionality C Always trust macros from this publisher sable Macros y Enable Macros 8 Click on Set List from the Microsoft Excel screen EI Microsoft Excel D 3aZ5cwwwroot 5cE xcelPluglnT emplatesZ5cE xcelT emplateZ5cPrice 1 1 Bu Ele Edit View Insert Format Tools Data Window Morningstar Plug In Help Type a question for help Z2 amp X iD u id i335 1 GA an FIA x 41 4 100 og B E 5 A P iu fa fu cd Dw SD A By ii Fe Reply with Changes End Review B AT v fe Price Template Version 1 4 1 Price Template Version 1 4 2 Investment List 3 Total amp of items amp of exported items 5 Date range 6 Target currency Fu Nata franiiancu 9 You will be prompted to sign in using your Morningstar Direct credentials After entering your credentials click Log in Wc Morningstar Plug In for Excel Login x VC RNINGOLAF Already a Morningstar account holder Log in below E mail Address lale akman morningstar com Forget your password Click here to reset Password eccccccccce 10 Review the Morningstar Plug in for Excel Agreement and check off the agree box Click Next Wc Morningstar Plug In for Excel VC ANN Go AL This Agreement amends the Subscription and Use Agreement solely as it relates to an Authorized User s access to and use of the Product through this Morningstar Plug
169. al Data Points 100 Batting Average Bear Beta Bear Correlation Best Month Best Quarter Beta Cp SEE 20 Bull Beta Bull Correlation Add Add all Selected Data Points Total Data Points 1 Settings Remove Remove All Save OK Cancel Help 21 Double click on Beta or you can also click on Settings to be taken Data Setting dialog box Charts and Reports Create Charts 22 Go to the Calculations tab and select Rolling Window Moving Window Size is 12 months and Moving Step is 1 month W Data Settings Data Settings General e Calculation Source Data Source data Start date End date Monthly Return v 03 01 2007 02 28 2010 Do Not Float Lag days Do Not Float Lag days Calculation Data point Benchmark sell 1000 Growth TR US Risk free proxy E TREAS T Bill Auction Ave 3 Mor Calculation window O Forward extending window O Single data point Rolling window O Backward extending window Moving window size 12 months months Moving step 1 Require continuous source data Number of calculation points 25 D OK Cancel Help 23 You can also alter the default benchmark by clicking Find to select another benchmark 24 Click OK to be taken back to the Data Points dialog box VIC Select Data Points Select Data Points Choose Universe then locate data points by
170. al Real Estate Secs Hansberger International Core Equity Harbor Capital Appreciation Instl Harris amp ssoc Large Cap Value Lazard Emerging Markets Equity Instl Loomis Sayles High Income amp Load PIMCO Commodity Real Ret Strat Insti PIMCO Total Return Instl T Rowe Price International Bond Adv USTREAS T Bill Auction Ave 3 Mon Benchmark 17 Russell 2000 value TR USD Asset Class Policy Benchmark Analyst Assigned Benchmark Best Fit Index ETF Proxy Manager Preferred Benchmark Morningstar Category Average Morningstar Index Proxy MPT Benchmark My Benchmark 1 My Benchmark 2 Prospectus Primary Benchmark Russell 2000 value TR USD S amp P 500 TR Fee Manager Fee 1 26 Source of Fee Custom Annual Report Net Expens Custom 0 69 Annual Report Net Expens Custom 1 17 1 15 0 74 0 45 Annual Report Net Expens Annual Report Net Expens Annual Report Net Expens Annual Report Net Expens Annual Report Net Expens Annual Report Net Expens 18 Click on the Fee tab where you have the ability to add multiple fees and customize fee names For example you can replace Consultant Fee with Wrap Fee iC Report Settings Set Consultant Fee Displays consultant fee within report 18 views Display Dates Asset Class Groupings Policy Weights Managers Fee Add X Delete C Display Name nnual Fee Consultant Fee 1 25 P1 V2 Wrap Fee 3 00 135 Total Attribution Automatically Assign Po
171. alue C AVCVX 02 03 2010 Supplement E mm dd yyyy Advance Capital I Equity Growth ADEGX 12 31 2009 Gar Advisory Research Small Mid Cap Value 03 23 2010 Supplement ER a i AIG World Gold Div 02 28 2010 T Factsheet P any AIM Basic Value R GTVRX 02 26 2010 supplement Ee AIM Global Health Care Inv GTHIX 03 11 2010 VProsp EI IV Prospectus AIM Moderate Growth Allocation B AMBGX 02 26 2010 supplement E V Supplement to Prospectus AIM Municipal Bond A AMBDX 02 26 2010 supplement Et V Statement of Additional AIM Structured Value A ASAVX 02 26 2010 Supplement E Information Al Frank Dividend Value Adv VALEX 12 31 2009 ar E IV Annual Report Alegra Value 2009 Fund I EUR 12 31 2009 fisemi AR I V Semi Annual Report AllianceBern 2005 Retirement Strat A LTBAX 02 09 2010 Supplement Ee Viper SAI AllianceBern 2030 Retirement StrAdv LTJVX 02 09 2010 Supplement AllianceBern Growth amp Income Adv CBBYX 03 01 2010 prosp E IV Summary Prospectus AllianceBern Muni Inc CA B ALCBX 03 09 2010 Tsar IV Simplified Prospectus AllianceBern Muni Inc II MI A AMIAX 03 09 2010 sar Eb F Factsheet AllianceBern Muni Income Natl A ALTHX 03 09 2010 sai Ee AllianceBern Muni Income Natl C ALNCX 03 09 2010 sar Ee AllianceBern U S Strat Rsrch Ptf C AURCX 12 31 2009 isemi AR ER Firm Name AllianceBern Value K ABVKX 03 01 2010 f Prosp E A YI M Any AllianceBern VPS Growth amp Inc B 12 31 2009 iar E A Pius Finance Allianz Bond Return Plus B 01 31 2010 fBractsheet Ei Mar E A
172. ance report Home Manage Reports Local Databases Action s amp Group Settings Performance 6 Supplementary E Scorecard Eg Calculate fk Export Locate Bisort amp Undo Ms Global Databases g Name Calculation Benchmark 1 1 2005 12 31 2009 1 1 2006 12 31 2009 Report Currency Base Currency Performance Attribution Return Peer group Return Peer group Performance Reporting rank rank E Manage Reports i Archived Reports Oi Report Search Criteria Morningstar Category Bear Market 02 v US OE Bear Market 03 Grizzly Short US OE Bear Market 3 64 25 3 73 30 04 Comstock Capital Value 4 US OE Bear Market 2 54 19 0 31 12 15 Comstock Capital Value R US OE Bear Market 2 28 17 0 08 11 L 6 Comstock Capital Value B US OE Bear Market 3 27 23 0 99 17 07 Rydex Inverse S amp P 500 Strategy Inv US OE Bear Market 0 82 11 0 87 15 8 Comstock Capital value C US OE Bear Market 3 27 22 0 96 16 09 Rydex Inverse Gov Long Bond Strategy Inv US OE Bear Market 3 63 24 3 30 26 O 10 ProFunds Ultrashort NASDAQ 100 Svc US OE Bear Market 17 87 68 21 39 80 11 ProFunds Bear Svc US OE Bear Market 2 36 18 2 43 23 F 12 Federated Prudent Bear US OE Bear Market 5 46 2 6 34 2 F 13 Rydex Dyn Inverse NASDAQ 100 2X Strat H US OE Bear Market 16 20 65 19 58 76 O 14 Direxion Mthly Small Cap Bear 2X US OE Bear Market 27 23 73 30 73 83 15 Rydex Inverse S amp P 500 2x Strategy H US OE Bear Market 9 08 51 10 19 57 1
173. ar Direct File New Favorites Tools Help f jPrice Monitor Search for In This View v Go Home Local Databases Action Ea New Aggreg e Impor ik Export E PDF Global Databases C Name a Owner Permission Last Updated Performance Attribution Performance Reporting ji tt 4 Large Growth 1 25 Lale Akman Read Write 12 12 2007 Fi 2 4 Large Growth 25 50 Lale Akman Read Write 12 12 2007 3 4 Large Growth 50 75 Lale Akman Read Write 12 12 2007 lia Strategies 4 4 Large Growth 75 100 Lale Akman Read Write 12 12 2007 vi js Mac NR ros 7 Import ETFs Lale Akman Read Write 12 12 2007 vill Aggregates 6 7 Imported Portfolio Lale Akman Read Write 12 12 2007 E My Aggregates 7 7 SMID Aggr Lale Akman Read Write 12 12 2007 gt Ge Models 8 7 Top SV Performers Lale Akman Read Write 12 12 2007 gt amp Benchmarks 9 3 6 1 Agar Lale Akman Read Write 4 3 2009 E Saved Reports 10 3 7 Demo Agar Lale Akman Read Write 9 8 2009 11 4 Category Ave Test Aggregate Lale Akman Read Write 12 12 2007 12 A OFFSHORE Aggregate Lale Akman Read Write 12 12 2007 13 A Stock Aggregate Lale Akman Read Write 5 19 2009 14 American Funds amp Rochdale Composite Lale Akman Read Write 3 25 2009 15 American Funds Composite Lale Akman Read Write 3 8 2009 2 Click New Aggregate under the My Aggregates subfolder Aggregates Create an Aggregate 57 3 Select a name currency rebalance frequency
174. ardized values and custom grades to further monitor your investments see Score card chapter You can create your Performance Report from an existing list in the Investment List or Search Criteria folders or directly in the Performance Reporting folder You have the ability to keep your Performance Report and Investment List synchronized and be notified when the Investment has changed Once saved your performance reports will reside under Saved Performance Reports within the Manage Reports subfolder Set General Settings 1 Similar to User Preferences under the File drop down set specific default settings only applicable to Performance Reporting Go to the Manage Reports folder and click on General Settings WC Morningstar Direct In Securities v Go File New Favorites Tools Help f fPrice Monitor Search for Home Local Databases Actiony New gt Batch Management g General Settings Global Databases L Name 4 Type Owner Permission Performance Attribution Performance Reporting 1 v Morningstar Templates B HESS F2 Calendar Year Returns Performance Report Template Morningstar Read Only iB Archived Reports 13 Trailing Returns Last Market Close 1 Day Performance Report Template Morningstar Read Only 4 Trailing Returns Last Market Close Performance Report Template Morningstar Read Only 15 Trailing Returns Last Month End Performance Report Template Morningstar Read Only 06 Trailing Returns Last Quarter End Performa
175. arts Dev Asia Equity Exchange Traded Fund rc Lale Akman Read Write 11 12 2008 CIT Separate Accounts CITs rc Lale Akman Read Write 11 18 2009 DU Hedge Funds 1109 Hedge Fund rc Lale Akman Read Write 11 19 2009 Workspace DU SepAcct Nov09 Unit Investment Trust Lale Akman Read Write 11 9 2009 v g Investment Lists F VIP Advanced Searc Lale Akman Read Write 3 23 2009 gt Ge My Lists Fixed Income Analysis Advanced Searc Lale Akman Read Write 12 2 2008 E Sample Investmer Hedge Funds fund of funds Advanced Searc Lale Akman Read Write 5 8 2008 v amp Search Criteria C Index Webinar Advanced Searc Lale Akman Read Write 8 6 2009 My Search d IS DefCont Plan Advanced Searc Lale Akman Read Write 7 8 2009 m esis IS_EV_Search for SV Advanced Searc Lale Akrnan Read Write 10 23 2008 crisi a S amp P 500 Constituents Advanced Searc Lale Akman Read Write 5 15 2009 iB Boston User F EPIS Performar SCR Exercise Advanced Searc Lale Akman Read Write 4 28 2009 Fund Flows Presentation Studio E Want to Delet EB IS Plan Spon iB IS Fund of Fi Ei IS Portfolio E SAMPLES i IS Product M EIS Marketing Ei Answers E DU Database EB MT Methodol EB Training Mant E Sample Search Cr gt amp Report Templates lt l 3 E Chart Templates m BG fy om fe EP SAK NM HE Se ORG TUN 2 lt ii 5 gt Total 13 B Selected MORNINGSTAR Lale Akman 2 Go to New and select Basic Search 3 To the right of Basic Search you will see the universe ch
176. ased on Your Specifications 1 By using the Custom Report feature you can create data sets to your specifications Results can be further manipulated in Excel Click on Custom Reports Ww Morningstar Direct File New Favorites Tools Help lE Price Monitor Search for In Securities E Send us feedback Home Local Databases Market Summary Workspace Hiei Global Databases Market US Open end ex MM ex FoF Market Note Effective Date 2010 02 28 Currency USD Performance Attribution E Mkt Sh Basis Total Net Assets Dist Channel All Active Passive All Funds Performance Reporting Portfolio Management Fund Flows v Fund Families anked by 02 20 Total Net Assets SBil iB Fund Flows iB ICI Confidential Survey Estimated Net Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank Vanguard 6 839 15 707 15 707 96 716 2 441 4 398 1 077 15 41 727 15 48 American Funds 2 395 3 197 3 197 22 931 2 395 892 12 76 667 14 20 Fidelity Investments 208 1 363 1 363 17 288 792 735 10 52 498 10 60 PIMCO Funds 7 208 14 817 14 817 88 739 7 208 346 4 95 209 4 45 Franklin Templeton Investments 1 332 3 275 3 275 22 696 1 332 287 4 10 202 4 30 T Rowe Price 1 544 3 800 3 800 17 705 1 319 220 3 15 137 2 91 OppenheimerFunds 45 207 207 378 45 124 1 77 30 1 92 Dodge amp Cox 501 764 764 583 501 113 1 61 71 1 51 O o
177. ases Actionv ix Group Settings E Performance amp Supplementary L Scorecard f Calculate iT Export amp Locate sort Global Databases amp Undo fl Save Performance Attribution o Name 3 Years m Report Currency Base Currency 1 1 2007 12 31 2009 Last Quarter End Performance Reporting Return Peer group Display Return Morningstar F H Manage Reports rank Benchmark Display category iB Archived Reports 1 Benchmark percentile c 1 Grade F eport Search Criteria Product Focus Both And Morningstar Rating Overall gt nd Manager Tenure Average gt 1 R us h Criteria Product Fi Both And Morningstar Rating O i 3 And M T A 28 D2 gt US SA Mid Cap Growth m 13 v US SA Diversified Emerging Mkts L 4 Brandes Emerging Markets Equity 1091 5 581 400 4 15 DCM Emerging Markets Equity 10 34 7 5 23 4 00 6 6 Green Inv Mgt Guardian Country 12 71 2 7 61 4 00 07 Lincoln Delaware VIP Emerging Markets 10 79 6 5 68 4 00 8 Capital Guardian Emerging Markets Growth 8 24 14 3 13 3 00 12 09 Baillie Gifford Overseas Emg Mkts Simple Format gt 17 2 99 2 00 14 O 10 JPMorgan Emg Mkts Eq Core Conditional Format gt Conditional Formatting 2 00 25 11 Lazard Emerging Markets Equity Notes Enable All Rules 2 00 22 12 Neuberger Berman Emerging Market Equity 70 Disable All Rules 2 00 23 13 Schroders Emerging Markets Equity 7 21 25 2 11 2 00 21 C 14 The Boston Emerging Markets Value 7 90 19 2 79 2 00
178. ations All Locations Investment Advisor 03 23 10 EZ Mutual Fund suemit suemit 03 22 10 oum 3 063 SUBMIT 3 03 21 10 96 amp 03 20 10 136 The Morningstar Document Library is a comprehensive resource for investment documents from prospectuses to annual reports By combining more than 20 years of E anes data collection experience with advanced technology Morningstar delivers accurate and timely documents to clients that enable them to meet regulatory requirements as Global Historical Coverage well as deliver excellent services to investors Country Mutual Funds Equities 3 United States 28 3204 15 7094 Benefits State of the Art Technology Luxembourg 24 9564 674 gt Global investment coverage F 2 F E M M I Morningstar s scalable global infrastructure is designed for rance 21 0874 1 0144 b hours of submission to the performance resilience and high availability This infrastructure Germany 20 9824 1 3384 SEC k E f E bSenrnlexs lategration manages twenty two online products including United Kingdom 19 5884 3 3754 gt Data collection expertise Morningstar com a real website with peak loads of 3 million Austria 18 4384 1564 pe Avaitabl Page views per day With location in Chicago London China Spain 17 070 2984 ata Universes Available P Bonds and Sydney our worldwide data centers provide redundancy Switzerland 16 4474 3994 gt Closed end funds for business continuity 24 7 The data centers also serve Italy 12
179. ble components Investments Settings x Saved Lists M Add Name Inception Date Category Show CGM Mutual amp 11 6 1929 US OE Large Growth Fidelity Contrafund Q 5 17 1967 US OE Large Growth v F Alger Large Cap Growth Portfolio 1 2 KS 1 9 1989 US OE Large Growth Alger Capital Appreciation Ptfl 1 2 KS 1 25 1995 US OE Large Growth v C Calamos Growth A KS 9 4 1990 US OE Large Growth L Eagle Capital Appreciation A KS 12 12 1985 US OE Large Growth Fi Alger Spectra A amp 7 28 1969 US OE Large Growth L C Putnam Voyager A EN 4 1 1968 US OE Large Growth L L Morgan Stanley Focus Growth B KS 3 27 1980 US OE Large Growth L L Pin Oak Aggressive Stock A 8 3 1992 US OE Large Growth L Benchmark Russell 1000 Growth TR USD LS Russell 2000 TR USD KI L Category Average C us oe Large Growth KI Large Growth F lt gt Save List OK Cancel 1 l Presentation Studio Create a Custom Workbook 5 Click on the bottom left dropdown By default those charts and tables for multiple investments will be available You can also select from the other choices to display specific charts and tables We will keep multiple investments WG Untitled Workbook Morningstar Presentation Studio MEG ol Home Chart Data Table Format x mi u an m L d E A lam m Ke w Investments Workbook Page Chart Table Text Auto Layout Calculate PDF PPT XPS Setting E
180. category with oldest share class 15 To identify Older Share Class for both categories input on line 1 and on line 2 Ww Morningstar Direct Open End Funds g Open l Insert x Delete ro Clear All t Export E PDF Save Feedback Re Field Name Operator Value rH Id 1 Qo Morningstar Category Bear Market Morningstar Category Foreign Large Growth 15 Oldest Share Class Yes View Field Name Include Items Searched Items Found 16 Run Search G By Category Include Only Surviving Investments 131201 112 Alphabetically O All Investments Help Qo OK Cancel 16 Click Run Search to view the number of Items Found The results now reflect the oldest share class of Bear Market funds in addition to Foreign Large Growth funds 17 You can click Save to save the search in the Search Criteria Folder This is an option if you want the list to automatically get refreshed in the Search Criteria folder 18 Click OK and your Items Found will be added to your existing Investment List These search items will not get refreshed in the Investment List folder since all members in the Investment List remand static unless you manually remove them or they become obsolete Ww Morningstar Direct EEK File New Favorites Tools Help gj Price Monitor Search for In This View Go Send us feedback Home My Lists IE Action A Aa w y Snapshot Save Gd Add EzEdit Data Y Sort Locate T Export Sel
181. ce Attribution Dates amp Calculation attribution Decisions a Partfolia Partfolia Portfolio Display Order Overall First Mame Overall First Mame Mame Mame Name Data Point Mame Mame Equity Display Active Return 9 o 0 14 0 00 0 36 0 08 0 26 0 00 1 86 0 00 0 00 0 00 1 31 Decimal 2 2 Rae 2 2 z 2 2 2 Display E cp ec ec e e oe ec 0 86 0 12 0 42 0 31 0 30 0 06 1 56 0 04 0 04 0 05 0 38 OK Calculate Cancel 3 Go to the Security Classification tab to select how to group and create hierarchy levels for your output WG Interactive Template Select Security Classification s Displays raw level grouping within Report Separate Classifications v Expand Composite Assets All Levels Specific Levels d Long Only v Include Cash Proxy 3 Month T Bill EN Calculate the portfolio s cash position return Security Classification Add Delete New ra oM m Security Classification 1 GICS Sector 2 GICS Industry Group 3 Morningstar 3 3 Style Box OK Calculate Cancel 4 Click on Add to build your hierarchy levels You can also incorporate your own custom sector and securities Security Classification Add w Delete Morningstar Analysis amp Ratings Economic Moat m 3 Financial Health Grade Z Growth Grade vi Morningstar Stock Star Rating ha B Asse
182. ce Attribution Stock Intersection b Reports gt Q b b Floating Bar HB Style Map HB Style Trail X Ray Scatterplot gt amp Economics gt amp Market Analysis gt Ge People gt amp Institutions Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace Total 5499 Stacked Bar Time Series Holdings Similarity A R Schmeidler Balance A R Schmeidler Large AB Global Real Estate Securities Aberdeen Emerging Markets Equity Aberdeen Asia Pacific Inc Japan Equity Aberdeen EAFE Only Equity 395 Outperfo Aberdeen EAFE Plus Equity 3 Outperfor Aberdeen EAFE Plus Equity SRI 3 outpe Aberdeen Emrging Mrkts Dbt Pls USD EM Aberdeen Global Bonds Aggregate Fix14 Aberdeen Global Eq All Cap 3 outperf Aberdeen Global Fixed Income Governm Aberdeen High Yield Aberdeen North American Eq Large Cp Aberdeen US Core Fixed Income Compo Aberdeen US Core Pls Fx Inc Full Discret B c D E F G H BY Selected 1 Lale Akman My Templates 9 30 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009 9 30 2006 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2008 12 31 2008 9 30 2003 9 30 2001 9 30 2001 3 31 2002 12 31 1992 9 30 2002 9 30 2002 9 30 2009 3 31 2003 3 31 2003 9 30 2007 3 31 2003 9 30 2007 3 31 2005 3 31 2005 12 31 2005 3 31 2003 9 30 2009 3 31 2009 12 31 2001 12 31 2
183. ce Monitor Search for In Securities M Send us feedback Home und Local Databases Market Summary Workspace Custom Report Se amp Global Databases Market US Open end ex MM ex FoF Market Note Effective Date 2010 02 28 Currency USD Performance Attribution E Mkt Sh Basis Total Net Assets Dist Channel All Active Passive All Funds Performance Reporting All Fund unds Portfolio Management Fund Flows v Fund Families Actively Managed Passively Managed All iB Fund Flows Passively Managed Speculative E ICI Confidential Survey Estimated Net Flow Mil ENF 02 2010 Mil R ae EE Name 1 Mo QTD YTD 1 Yr Active Passive ogs Mod Spdor Sh Rank Vanguard Hh 6 839 15 707 15 707 96 716 2 441 4 398 Passively Mad Leveraged Long 5 48 American Funds h 2 395 3 197 3 197 22 931 2 395 Passively Mgd Leveraged Short 4 20 Fidelity Investments 208 1 363 1 363 17 288 792 735 10 52 3 498 10 60 PIMCO Funds 7 208 14 817 14 817 88 739 7 208 346 4 95 209 4 45 Franklin Templeton Investments 1 332 3 275 3 275 22 696 1 332 4 10 202 4 30 T Rowe Price 1 544 3 800 3 800 17 705 1 319 220 3 15 137 2 91 OppenheimerFunds 45 207 207 378 45 124 1 77 90 1 92 Dodge amp Cox 501 764 764 583 501 113 1 61 1 1 51 11 John Hancock 341 533 533 7 225 244 97 111 1 58 1 52 10 BlackRock 898 1 861 1 861 11 829 897 1 108 1 55 3 1 55 9 Top 10 Drill down 4 View Chart 4 Vi v US Broad Asset 9 5 Estimated Net Flow Mil ENF 02 2010
184. ce Reporting Ld Morningstar Direct File New Favorites Tools Help fejPrice Monitor Search for In This View v Go Ser Home Local Databases Action New 4h Export PDF Q Refresh O Global Databases r Standard Standard Name a My ID My Name My Sector My My My ID Benchmarki Benchmark Benchmark Performance Attribution in SecId al 2 in SecId Performance Reporting fil 885797101 3M Company MMM 3M Company buy SP500 norifolissttensesmast L2 002824100 Abbott Laboratories ABT Abbott Laborat buy SP500 3 002896207 Abercrombie amp Fitch Com ANF Abercrombie amp hold SP500 Fund Flows 4 00724F101 Adobe Systems Inc ADBE Adobe System hold SP500 Presentation Studio rs 007903107 Advanced Micro Devices AMD Advanced Micr sell SP500 Workspace 6 00130H105 AES Corporation AES AES Corporati buy SP500 gt Ga Investment Lists p 7 00817Y108 Aetna Inc AET Aetna Inc hold SP500 gt amp Search Criteria 8 008190100 Affiliated Computer Servi ACS Affiliated Com buy SP500 gt amp Report Templates Pa 001055102 Aflac Inc AFL Aflac Inc buy SP500 Ei Chart Templates 10 00846U101 Agilent Technologies Inc Agilent Techno hold SP500 gt amp Data Sets 11 009158106 Air Products and Chemica APD Air Products ar hold SP500 sa Custom Sectors 12 001547108 AK Steel Holding Corporat AKS AK Steel Holdi sell SP500 m Eusam Secun Info D 13 00971T101 Akamai Technologies Inc AKAM Akamai Techn sell SP500 iB Defined Contribution Plans 14 013817101 A
185. ch Criteria Create an Advanced Search Follow Boolean logic for relationships between crieria including OR in appropriate Instances instead of AND 23 10 We will continue with our search by retrieving names from an additional Morningstar Institutional Category Go to Line 2 and in the Rel column select Or which will allow us to look for investments in another Morningstar Category The And choice would not be appli cable because an investment cannot be in more than one category Ww Morningstar Direct Separate Accounts CITs ZH Open X Delete Feedback Value Export PDF f save Operator de Insert z Clear All Field Name Morningstar Institutional Category All Cap Core Flexible Allocation Qo Morningstar Institutional Category Items Searched Items Found Include Only Surviving Investments 9082 101 View Field Name Include By Category Alphabetically Q Run Search O All Investments Help 11 Follow steps 6 to 8 and retrieve names from the Flexible Allocation category 12 Click Run Search to preview number of investments meeting the criteria 13 Go to line 3 and select And in the Rel column Ww Morningstar Direct Separate Accounts CITs Open SEV Value fk Export PDF Save Operator x Delete Field Name de Insert z2 Clear All Morningstar Institutional Category All Cap Core Flexible Allocation Q Morningstar Institutional Category Socially R
186. cies E Variable Annuity Subaccoun Fortis B Glbl Growth World Acc 2 28 2010 Euro Yes 171 67 EB variable Life Policies EuroGeldmarkt INVEST 2 28 2010 Euro Yes 34 06 E Variable Life Subaccounts xl v 04 00 AUNE Hk ko Geno Euro Classic II 2 28 2010 Euro Yes 41 63 iB Separate Accounts CITs Fon Fineco Valor FI 2 28 2010 Euro Yes 7 26 iB Unit Investment Trust CAAM Estrategia Bolsa FI 2 28 2010 Euro Yes 1 638 30 gt amp Stocks ING L Invest Europe Hi Div I Acc 2 28 2010 Euro Yes 273 73 gt amp Ownership Analysis Dexia Sust Eqs Europe C 2 28 2010 Euro Yes 185 02 gt amp Economics z Abs Asia AM Emerging Asia Fd R A EUR 2 28 2010 Euro Yes 57 84 gt amp Market Analysis gt fal People Simbad Actions Europe C 2 28 2010 Euro Yes 164 13 gt Ga Institutions CB Accent Income CHF 2 28 2010 Swiss Franc Yes 29 00 i ill Iv 2002 Global Flecha SICAV 2 28 2010 Euro Yes TASI v Fondo Valencia Gar Elec Opt 2 FI 2 28 2010 Euro Yes 105 96 v HAIG MB Max Global 2 28 2010 Euro Yes 48 36 performance Reporting Iv Templeton Asian Growth A YDis 2 28 2010 Euro Yes 18 19 X XI XI XI XI XI XI XI XI XI XI SI Performance Attribution Portfolio Management Iv Templeton Global Balanced C QDis 2 28 2010 US Dollar Yes 10 22 Fund Flows Iz gt ANP Parihas Rente Ginant Garantie Feds TT 2 2R N1N Furn Yes 49 75 Presentation Studio All B c D E F G H Workspace Total 130313 BY Selected 130313 MORNINGSTAR Lale Akma
187. ck 3 694 1 049 1 049 21 406 5 090 y 3 049 43 62 1 2 037 43 35 International Stock 4 535 12 911 12 911 41 428 2 669 1 127 16 12 701 14 93 Balanced 1 371 3 334 3 334 6 294 1 370 648 9 27 481 10 23 Taxable Bond 19 649 42 607 42 607 307 379 16 996 A 1 600 22 89 1 072 22 82 Municipal Bond 4 989 10 070 10 070 74 197 4 973 478 6 84 358 7 63 Alternative 2 189 4 613 4 613 16 181 1 769 7 63 0 91 40 0 85 Es eo unt N In Lad yr Commodities 1 117 2 026 2 026 10 945 1 142 4 25 0 35 9 0 19 All Long Term 74 512 74 512 435 021 23 829 P 6 989 100 00 4 698 100 00 lt Presentation Studio Workspace MORNINGSTAR Lale Akman Fund Flows Use Market Summary to Quickly Access Information 2 Click on the Market Share Basis drop down to view your choice of Total Net Assets or Estimated Net Flow WC Morningstar Direct JE File New Favorites Tools Help Price Monitor Search for In Securities Send us feedback Home Fund Plows Local Databases Market Summary Workspace yr Global Databases Market US Open end ex MM ex FoF Market Note Effective Date 2010 02 28 Currency USD Performance Attribution Mkt Sh Basis Total Net Assets Dist Channel All Active Passive All Funds Performance Reporting 8 EE Total Net Assets TIGER T Management Estimated Net Flow Fund Flows v Fund Famines _ Ranked by 02 2010 Total Net Assets Bil i Fund Flows iB ICI Confidential Survey Estimated Net Flow Mil ENF 02 2010 Mil Market S
188. ck yes or no the report will automatically generate Ww Report Settings Report title PDF page size US Letter PDF orientation Portrait Benchmark 1 Russell 1000 TR USD Benchmark 2 Analyst Assigned Benchmark Don t use Benchmark 2 Risk Free rate USTREAS T Bill Auction Ave 3 Mon Currency US Dollar Investments CGM Mutual Peer Group Settings Universe ategor My Lists Morningstar Category Output PDF reports generate a single PDF including all investments generate individual PDFs for each investment Open in Acrobat File name System generated Help Cancel 13 Your report will open in a new window From here you can Save the report to your Saved Reports folder or E mail it using Morningstar Direct s email program Ww Morningstar Direct DER Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title Save Close E mail Feedback Help eB Ob i 90 Moser m Har c Mominastar Direct Print Date 3 7 2010 Currenc Morningstar Catego CGM Mutual tomux USD US CE lange Brod Page 1 of 1 Benchmark 1 Russell 1000 TR USD Investment Strategy fom investments prospectus The investment seeks to long term capital apprecistion
189. click on Enter Text and Insert Image 17 You ve successfully completed created a custom workbook o Home Chart Data Table Format Ld A EN Morningstar 1 v zc v B Ilu Header Footer Text Align PDF Insert Style amp a AS PPT XPS Apply to Workbook Export Settings Boling Tasa 17 TGM Maten ar er fiet Lertretara Alger Lange Tap Srooth Faridia Alger Costal Aspraciation FH l 2 EIN Matagi Taoa Cortatand Alger Large Cop Gravett Parisis h2 Alger Cages Azerecatian AI Tamez irme Bazzul 1000 Gras T USD Performance al Lm ww an Se Retum M ee I P f ET pe I I CEN Cm Nr n M a l wo Ter Syn rex 5 years 10 years varte im oer eye tag Sm tti tee i met I 288 Time Fercd 1 1 2005 te 12 31 2223 CGM Mutuel Fidelity Contrstund Algar Larga Cap Growth Portion 1 2 Alger Capit Appreciation PH l 2 Csemcs Growth A Russel 1000 Growth TA USO Multiple Investments Table Settings NERERAERSZERIB SEI 88 TT TAA SG GAR gt Cos 155 Presentation Studio Create a Custom Workbook 156 Performance Reporting Performance Reporting is designed specifically to monitor performance for a group of invest ments You have the flexibility to group investments assign benchmarks and define data Both qualitative and quantitative factors can be applied to the report Implement a Scorecard using stand
190. cument Library Price gt Data Sets RB Style Trail amp Custom Sectors Return Bar Ei Custom Security Info iB Defined Contribution Plans E Saved Reports E Notes Return vs Category Risk Reward Rolling Return Bar File Mew Favorites Tools Help E Price Monitor Search for In This View Home My Lists P Local Databases Action A A v Y View Snapshot v o Global Databases r Save As gt Ticker ISIN Performance Attribution Add To g M T Performance Reporting N iion LOMMX US1 Delete Portfolio Management Iv Settings x FCNTX US31 Fund Flow een p ret Presentation Studio r Charts gt Correlation Matrix E P Workspace r View Holdings gt Floating Bar P view Owners 3 v g Investment Lists r P buti Growth 1 gt fa My Lists Performance iac ution gt HB Style Map E Sample Investment Lists r Average Detail Report HB Style Trail 1 gt amp Search Criteria Stock Intersection Holdings Similarity r i Rolling Return Line Scatterplot Stacked Bar Time Series My Templates 5 Click Data Table to display the numeric data that supports the chart W Morningstar Direct Return Bar E JER File Tools Help 18 New Clipboard E PowerPoint Create PDF i Send us feedback Charts E Edit Investments View Legend Add Investment Reset ime Range 10 Year v Asof Daily D Returns am OD Currency US Dollar Source Data Default 45 00 37 50 30 00 22 50 x
191. d Funds AFS 838 EG Life and Pension Funds Denmark Open End Funds AFS 7 074 Enhanced Index Funds 525 Bl Variable Annuity Subaccoun Finland Open End Funds AFS 9 377 a France Open End Funds AFS 22 903 variable Lire Policies Funds of rende 13 486 Variable Life Subaccounts Germany Open End Funds AFS 23 726 E3 Separate Accounts CITs Greece Open End Funds AFS 5 920 E Unit Investment Trust Hong Kong Open End Funds AFS 5 258 gt Ge Stocks Hungary Open End Funds AFS 1 828 gt amp Ownership Analysis Iceland Open End Funds AFS 1 315 Index Funds 3 578 b BB Market Analysis India Open End Funds AFS 2 691 gt fai People Institutional Funds 16 150 s Israel Open End Funds AFS 1 197 gt amp Institutions Italy Open End Funds AFS 14 048 Japan Open End Funds AFS 3 976 Jordan Open End Funds AFS 714 Kuwait Open End Funds AFS 32 Performance Reporting Lebanon Open End Funds AFS Portfolio Management Life Cycle Funds Lithuania Open End Funds AFS Fund Flows Malaysia Unit Trusts Domiciled Mexico Open End Funds AFS Netherlands Open End Funds AFS Workspace lt MORNINGSTAR Lale Akman E variable Annuity Policies gt Ge Economics Performance Attribution Presentation Studio 2 Click on the sub folder to see its contents and files on the right side 3 Click on the fi e to access its content in the grid view 4 In the grid view you can toggle to any pre defined data points to populate
192. d Motor Company 88579YZZZ Stock Morningstar Price F r3 3M Company 88579Y101 Stock Morningstar Price MY Pa Abbott Laboratories 002824100 Stock Morningstar Price AB es Aetna Inc 00817Y108 Stock Morningstar Price AE Fe American Express Company 025816109 Stock Morningstar Price AX n7 Biogen Ided 09062X103 Stock Morningstar Price BII re Brown For 115637209 Stock Morningstar Price BF ra CIT Group 125581108 Stock Morningstar Price CI 10 CSX Corpo 126408103 Stock Morningstar Price CS Dai Genworth 37247D106 Stock Morningstar Price GN Piz King Pharmaceuticals Inc 495582108 Stock Morningstar Price KG 713 McKesson Inc 581559103 Stock Morningstar Price MC 14 Monsanto Company 61166W101 Stock Morningstar Price MC 15 News Corporation Ltd A 65248E104 Stock Morningstar Price NY 16 Northrop Grumman Corporation 666807102 Stock Morningstar Price NO 17 Novell Inc 670006105 Stock Morningstar Price NO i8 Occidental Petroleum Corporation 674599105 Stock Morningstar Price OX 19 PG amp E Corporation 69331C108 Stock Morningstar Price PC 20 Qwest Communications Internatio 749121109 Stock Morningstar Price Q r 21 Sun Microsystems Inc 866810203 Stock Morningstar Price JAM lt Jil i Al A B C D E E G H J K L M N oO P Q R Ss T U V W x Y Zz Total 194 fy Selected 0 8 Click OK to save this security to the Definition Master 9 If you are ready to view your portfolio in Morningstar Direct click on Post You can now begin t
193. dditional Library product brochure Fund Flows information SAI PDF South Korea 2 7964 3804 gt y z Learn more from the PEE ete October 2008 4 6M o aiu pp Liechtenstein 2 4804 34 Workspace v Poland 2 3274 2554 c Morningstar Document Library product brochure MORNINGSTAR 2 You can search for a Fund Filings Equity Filings or Institutional Filings From the drop downs you can select by country and or investment type In our example we will use Fund Lale Akman Filings and keep the default 113 Public Filings Locate a Public Document in Document Library 3 Click Submit to view the United States Mutual Fund filings 4 Here you can look up specific Offering Statements Shareholder Reports Other Documents Upcoming Fund Launches and Top Searches WC Morningstar Direct Home iB Home iB Alerts E Filings E Price Monitor EB Excel Plug in EB Help Definitions gt amp Training gt Ga Feedback Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace i lame Ticker CUSIP ISIN Morningstar ID Secid Date Fund Name Ticker Type View 03 24 10 FF Emerging Asia Y Acc USD Prosp 6 03 24 10 Fidelity Fds Am Gr A USD Prosp 6 03 24 10 FF Euro Blue Chip A Acc Euro Prosp 6 03 24 10 FF Euro High Yield A MDIST Euro Prosp t 03 24 10 FF Global Health Care B USD Pr
194. difications to data settings can be made in the general tab while in depth custom calculations are made in the calculation tab VIC Select Data Points Select Data Points Choose Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By view O Name containing Al Standard Data Points All Standard Data Points Snapshot Available Data Points Firm Ownership Structure i Firm Client Type Total Data Points 995 Operations of Bond Holdings Customization Tax Efficiency of Holdings Returns Month End of Investments 10 Yr Returns Quarter End of Investments 3 Yr Returns Calendar Year of Investments 5 Yr Risk Month End of Other Holdings Risk Quarter End of Stock Holdings Morningstar Ratings and Grades of Strategy Accounts Ga Asset Allocation of Strategy Accounts La EQuity Sector Exposure Equity Sectors GICS Equity Industry GICS Equity Port Stats Long Selected Data Points Equity Port Stats Short c Equity Style Analysis Total Data Points 12 Equity Regional Exposure Equity Country Exposure Equity Currency Exposure Investment Type nis d FANE Morningstar Category Fixed Inc Portfolio Statistics R2 Fixed Inc Sector Exposure Fixed Inc Country Exposure Fixed Inc Currency Exposure Hist
195. dings 9 6 2009 Morningstar Product 2 Morningstar Template Return Series 4 7 2009 Morningstar Product 3 Custodian Template Portfolio Holdings O gra 20093 Custodian Position Accounts mport Portfolio Holdings with Custodian Template 71 9 Browse for the file name This file needs to be in text format Import Morningstar Direct Please select your portfolio import File then select the custodian Format that corresponds to your portfolio import file Custodian Bank of New York Brown Brothers Harriman Diamond Hill Invesco PowerShares State Street Corporation U S Bancorp Fund Services LLC File Name Text File Only C Documents and SettingstlakmaniDesktop APL tbw Cancel 10 Next locate the custodian file 11 Click OK to import your data 12 You can save your imported data to make any modifications or you can post your im ported data to Direct to begin applying the imported portfolio to various applications such as Performance Attribution Click Post and your imported holdings will now be maintained in the Position Accounts folder for you to access for further analysis File Search for v Go Send us feedt QuickAccount E Accounts 0 19 Pos Delete f Save PDF Print ES Edit Definition Master E Positions 2128 F Status Account Holding Name Ticker Security ID As Of Date iB Prices 0 2127 Number EB Securities 0 616 1 ESXLCG CASH 8 153 2008 i2 ESXLCG ACE LTD SHS A
196. dio e a v PPT XPS Restore Lo Home Chart Data Table Format m x miu Feedback oF 5Yearsago w Last Month Enc w c i m eliz lju 00 0 k m Investments Start Date End Date Rolling Window Legend Align Decimal Auto Layout Calculate PDF Investments Time Period Chart Area Axis Layout Calculate Customize your chart settings for a specific chart Export Settings Investment Growth Risk Reward Time Period 3 1 2005 to 2 28 2010 Time Period 3 1 2005 to 2 28 Save your chart 60 00 5 00 150 00 as a PDF Powerpoint mE or XPS usb 120 00 110 00 100 00 30 00 30 00 70 00 2005 2007 2008 7 Fidelity Contrafund 121 74 Russell 1000 Growth TR USD Calendar Year Returns 37 50 30 00 22 50 15 00 7 50 0 00 7 50 ukpa tene EEBBZZDBS amp DS3q3329993393 1 0 00 o oo Std Dev Chart Settings 200 c 146 Presentation Studio Customize your Factsheet from Morningstar Template 4 Right click anywhere on the chart to access various options specific to the chart e Growth oe e x oe xe o e x Los ss 17 1967 1 02 58 00 Investment Growth Time Period 3 1 2005 to 2 28 2010 160 00 150 00 140 00 130 00 20 00 Cut Cirl X i Copy Ctrl C 110 00 Delete Del Show Benchmark gt 100 00 v Show Time Period 30 00 Show currency Legend 30 00 View settings link status 70 00 2005 2006 2007 2008 2009
197. e your import holdings files must contain the follow ing columns Portfolio Date Portfolio Identifier Portfolio Name Holding Identifier Holding Description Share Coupon Rate if applicable and Maturity Date if applicable Supported file types are Excel or comma tab pipe or semicolon delimited text Multiple portfolios and portfolio dates can be imported in the same file An imported portfolio must meet two business rules in order to pass Morningstar s security identification process A All of the top 25 holdings must have an asset type assigned B At least 9096 of the total market value must be identified 1 To begin the import process go to the Portfolio Management folder and click on the Position Accounts folder 4 Morningstar Direct File New Favorites Tools Help Price Monitor Search for In This View v 4 Send us feedback Home Local Databases Action Import Export PDF Global Databases Name 2 a Owner issi Last Updated Created On Portfolio ID Performance Attribution Performance Reporting ATS Sample Import Lale kman Read Write 11 20 2008 8 18 2007 ATS Sample 14 000000 Lale Akman Read Write 9 8 2009 9 8 2009 000000 411923 ale Akman Read Write 9 8 2009 9 8 2009 411923 411931 ale Akman Read Write 9 8 2009 9 8 2009 411931 gt amp Models ii Position Accounts Q A12523 ale Akman Read Write 9 8 2009 9 8 2009 412523 E My Position Accounts 413763 e Akman Read Write 9 8 2009 9 8 2009 413763 g
198. e Display tab set your Display Settings Summary Statistics and Breakpoint settings VIC User Preferences Select the default display settings for new performance reports Display v Show calculation benchmark Show end date floating labels Show report search criteria Report Display Settings Show synchronized investment list name C Order time period latest first Show display benchmark 1 Cl Show display benchmark 2 Group Display Settings Show rank values for display benchmarks Show number of investments ranked v Show peer group definition criteria Summary Statistics Show peer group summary statistics Display Settings C Show display group summary statistics Cl Show list summary statistics select from the various choices such as bth and 95th breakpoints 158 Summary Statistics Cl Average Cl Count Minimum Standard Deviation Breakpoint Display Settings C Quartile breakpoints C Quintile breakpoints 9 Descending Help Performance Reporting Set General Settings C sum Maximum Median 5th and 95th breakpoints Decile breakpoints O Ascending Reset OK Cancel Create a Quick Performance Report with Morningstar Template 1 For this example we will begin in the Manage Reports subfolder of Performance Reporting using a predefined Morningstar Template Double click on Trailing Returns Last Month End from the Morningstar Template list If you prefer to start from scratch selec
199. e a A Local Databases Action New Export E PDF Refresh Global Databases r Delete Owner Permission Last Updated of Items Performance Attribution Rename Save As Lale Akman Read Write 12 13 2009 Performance Reporting r m p Send s 8 Within My Firm Lale Akman Read Write 12 15 2009 p Share With Outside My Firm Lale Akman Read Write 2 18 2010 pund flows Assign Folder TFS Actively Managed Lale Akman Read Write 2 22 2010 presentation Studie 5 Baltimore Aggregate Lale Akman Read Write 7 28 2009 Workspace 6 Baltimore _ Inv LIst Lale Akman Read Write 7 28 2009 gt amp Investment Lists 7 Charts Collective Inv Trust Lale Akman Read Write 11 17 2008 gt amp Search Criteria 8 Charts HF Dev Asia Equity Lale Akman Read Write 11 12 2008 gt amp Report Templates 9 Charts Offshore Insurance Funds Lale Akman Read Write 11 17 2008 E Chart Templates 10 Charts US VA Funds Lale Akman Read Write 11 17 2008 gt amp Data Sets 11 D Krause Sector Lale Akman Read Write 7 6 2006 E Custom Sectors 12 Dkrause Size Lale Akman Read Write 7 6 2006 E Custom Security Info 13 D Kkrause Style Lale Akman Read Write 7 6 2006 ee is pst 14 DU SepAcct Feb09 LG Lale Akman Read Write 2 10 2010 iB Notes 15 F Weekly Check Lale Akman Read Write 9 9 2007 16 FT Holdings Analysis 4 Lale Akman Read Write 2 4 2010 17 FT Holdings Analysis All Lale Akman Read Write 2 4 2010 18 Hedge Funds Lale Akman Re
200. e completed changing your time periods click OK Time Period Setup The time period tab is used to add edit or remove time periods Time Period Start date End date Time Periods s Years ago v Last Month End v Single period O Trailing periods O Forward extending periods Rolling window O Regular periods from start O Regular periods from end Window size 1 Year Number of columns 1 Add column s Selected Time Period Period Display Name editable 1 1 2008 12 31 2009 YTD 1 1 2009 12 31 2009 1 year 1 1 2007 12 31 2009 3 years 1 1 2005 12 31 2009 5 years 1 1 2000 12 31 2009 10 years 1 1 1995 12 31 2009 15 years Remove Remove all Q OK Cancel 153 Presentation Studio Create a Custom Workbook 13 Zoom into your table and click on the letter in specific column Here you can select from over 100 custom calculation data points to replace the existing data point VIC Untitled Workbook Morningstar Presentation Studio y meer o Home Chart Data Table Format x miu dp 5 Years ago v Last Quarter Er v zd H ju Morningstar w 10 WIB I U 1 00 M0 laa ml amp ke 9 Investments Start Date End Date Grid Align Decimal Auto Layout Calculate PDF PPT XPS Restore Investments Time Period Format Layout Calculate Export Settings z CaM Mutua A eny Lordfund Deep Vsl Coreia
201. e to the bottom cell MC Untitled Workbook Morningstar Presentation Studio 2 Home Chart Data Table Format x miu dh 5 Years ago v Last Quarter Er w LH ul Verdana wI1o wig liz liu 00 0 gt Ga mj amp pi vg Investments Start Date End Date Grid Align Decimal Auto Layout Calculate PDF PPT XPS Restore Investments 20080 2008 12 2008 08 Joe Large Das rat Poetic 2 lasst 300 Gate TE UD B li a 008 08 20 cet turus menie E 36 E Li a E L 5 i Y I year 3 years eot et tres acta Pai a 0 10 yess en m 5 years deen tn able Settings a mam EzoB 3 99 99 99 ET Presentation Studio Create a Custom Workbook 10 Click on a chart In this example we re using the Trailing Bar 4 Untitled Workbook Morningstar Presentation Studio ol Home Chart Data Table Format x m u Feedback dh 5 Years ago Lud Last Quarter Er v i c E al Verdana v 10 Flie liz lu 1940 n e dr a Investments Start Date End Date Rolling Window Legend Align Decimal Auto Layout Calculate PDF PPT XPS Restore Investments Time Period Chart Area Axis Layout Calculate Export Settings Rolling Returns coe Maus 1372009 pcan VINE VERVENE este VV2005 ts 12 21 2008 Ager ao Growth Pomtz z HZ Foaling Window 3 Yeara Merth shit Alger Caska Appreciatio
202. earch for In This View zi iso Send us feedba Position Account E General Settings View Total Return Monthly X Import fk Export Edit Performance PDF vag X Ray Year January February March April May EB Asset Allocation E Stock Sectors E World Regions 1i 2000 3 39 ii Top 10 Holdings mE 2001 2 72 9 62 8 52 8 30 0 35 amp Imported Price Return 3 2002 1 61 1 31 3 70 4 79 1 07 Ei Return Series 4 2003 3 10 0 87 0 82 5 47 3 87 E Holdings Summary ms 2004 0 74 1 00 0 71 2 93 1 10 F 6 2005 1 94 2 11 2 04 2 88 3 75 7 2006 1 70 0 50 1 35 0 06 3 38 8 2007 1 74 2 86 2 07 4 19 3 49 9 2008 6 91 2 65 0 40 4 56 Position Accounts mport Portfolio Returns with a Morningstar Template 71 Understand Performance Calculations based on Underlying Positions 1 In addition to the account level performance calculation you also have the option to select return calculations based on underlying positions This allows you to calculate performance without imported returns This process similar to Aggregates allows you to view the performance on position accounts Ww Sample Import1 Position Account Tools Help Search for In Securities ibu Position Account General Settings EH General Settings gt Ge X Ray gt amp Imported Price Return Enter general position account information here Position Account Basics EB Holdings summary Name Sample Importi Currency US Dolla
203. ect a pre defined or Global Databases TUI Performance Attribution Iv Name Global Morningstar Category Morningstar Category Institutional previously created data view Performance Reporting mitte Fund Flows V 443 ProFunds UltraShort NASDAQ 100 Hedge Fund US OE Bear Market Data Definition EEE v 444 ProFunds UltraShort Small Cap Inv Hedge Fund US OE Bear Market Remove Column v 445 Putnam International Growth A Global Equity Large Ca US OE Foreign Large Growth Workspace u so idis d Insert Standard Data Point v 446 RiverSource Partners Intl Select G Global Equity Large Cap US OE Foreign Large Growth v 3 Investment Lists gt i ERR V 447 RS International Growth 4 Global Equity Large Cap US OE Foreign Large Growth Insert Custom Data Point y Lists B V 448 Rydex Dyn Inverse NASDAQ 100 Hedge Fund US OE Bear Market a gt Bii Search Criteria V 449 Rydex Inverse Dow 2x Strategy C Hedge Fund US OE Bear Market Data Settings Custom Ize data VI ew with gt amp Report Templates v 450 Rydex Inverse Gov Long Bond Str Hedge Fund US OE Bear Market Change Display Mame iB Chart Templates v 451 Rydex Inverse High Yield Strategy Hedge Fund US OE Bear Market ri ght cl ick or ed it data Data Sets V 452 Rydex Inverse Mid Cap Strategy C Hedge Fund US OE Bear Market Me Columns E Custom Sectors V 453 Rydex Inverse NASDAQ 100 Strat Hedge Fund US OE Bear Market Decimal Places k Custom Security Info V 454 Rydex Inverse Rus
204. ecurities are trad ing on Apply the same rule with the currency filter 4 Set your Position Account Import Automated Import Schedule by implementing the sched uled time start and end date as well as recurrence 5 Click OK and we are ready to proceed with the import process 04 Position Accounts Import Portfolio Holdings with Custodian Template 6 Go to the Workspace tab and click Position Accounts WC Morningstar Direct File New Favorites Tools Help ej Price Monitor Search for In This View Send us feedback Home y Po 1 is Local Databases Actions Import k Export E PDF Global Databases m Name a Owner Permission Last Updated Created On Portfolio ID Performance Attribution Performance Reporting 1 ATS Sample Import Lale Akrnan Read Write 11 20 2008 8 18 2007 ATS Sample Ii i2 000000 Lale Akman Read Write 9 8 2009 9 8 2009 000000 3 411923 Lale Akman Read Write 9 8 2009 9 8 2009 411923 li Strategies 4 411931 Lale Akman Read Write 9 8 2009 9 8 2009 411931 gt Z3 Models Q Ls 412523 Lale Akman Read Write 9 8 2009 9 8 2009 412523 ccounts Portfolio Management Y ES Position Accounts E My Position A 6 A13763 Lale Akman Read Write 9 8 2009 9 8 2009 413763 gt Ga Aggregates 7 A16833 Lale Akman Read Write 9 8 2009 9 8 2009 A16833 E Saved Reports re 418203 Lale Akman Read Write 9 8 2009 9 8 2009 418203 lr 3 419535 Lale Akman Read Write 9 8 2009 9 8 2009 419535 10 ASCGF Lale Akman Re
205. ed your performance attribution report will reside under My Reports within the Performance Attribution folder Set your Default Settings 1 Go to the Equity Interactive folder and click on Reports EIE Send us feedback VIC Morningstar Direct File New Favorites Tools Help ePrice Monitor Search for In Securities Home Local Databases Action New fk Export 5 PDF Fl Batch Management General Settings Global Databases r Name a of Portfolio Portfolios Benchmark Permission Performance Attribution 1i v Morningstar Report Templates Expand Composite Assets All Levels GICS S Expand Composite Assets All Levels Mornin Long Only GICS Sector Long Only GICS Sector amp Industry Long Only Morningstar Sector vg Equity Interactive i Reports 2 iB Templates i3 iB Archived Reports 4 v Equity PDF rms i Reports 6 Templates r7 EB Archived Reports gt amp Total Portfolio Interactive Custom Security Classificatior Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Only Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Long Only Morningstar Sector amp Industry re Long Short amp GICS Sector reo Long Short amp Morningstar Economic Moat r Morningstar Morningstar 10 Long Short amp Morningstar Sector Morningstar Access numeric rule HETTE 12 1 Fidelity Magellan vs Russell 1000 TR USD 13 2 PORTS
206. elete r Clear All Export PDF BjSave wa Feedback Field Name Operator Value Morningstar Category Bear Market Morningstar Category perio Large Growth View Field Name Include Items Searched Items Found Q Run Search G By Category Include Only Surviving Investments 131201 396 Alphabetically CO All Investments 10 Follow steps 7 and 8 and retrieve names from the Foreign Large Growth category 11 Click Run Search to preview the number of investments meeting the search criteria 12 Go to line 3 and select And under the Rel column Ww Morningstar Direct Open End Funds Open JeInsert x Delete r amp Clear All Export E PDF save Mai Feedback Fi Field Name Operator Value Morningstar Category Bear Market Morningstar Category Foreign Large Growth Oldest Share Class 13 Yes Follow Boolean logic for relationships between criteria including OR in appropriate instances instead of AND View Field Name Include Items Searched Items Found D Run Search By Category Include Only Surviving Investments 131201 181 Alphabetically CO All Investments Cancel 13 Proceed to locate Oldest Share Class Snapshot for the Field Name and then select the operator to input Yes in the Value column Investment Lists Create a List with User Defined Parameters 14 Click Run Search The new Items Found represents those funds in the Bear Market category and those funds in the Foreign Large Growth
207. elity Freedom K 2050 US OE Target 1 69 4 2 26 3 1 08 3 4 Fidelity Freedom Index 2050 K US OE Target 1 31 1 2 52 1 0 78 4 gs Fidelity Advisor Freedom 2050 4 US OE Target x 1 45 2 2 38 2 1 44 I 16 Fidelity Freedom 2050 US OE Target x x 1 68 3 2 24 4 1 15 2 L1 Benchmark 1 Russell 3000 TR USD 0 34 1 3 39 1 2 50 1 18 Peer Group Display Group 9 Number of investments ranked 4 4 4 g 10 b Peer Group Summary Statistics 11 US OE Target Date 2041 2045 12 Fidelity Freedom K 2045 US OE Target 1 45 3 2 26 2 1 22 3 13 Fidelity Freedom Index 2045 K US OE Target 1 03 1 2 42 1 0 88 4 C 14 Fidelity Advisor Freedom 2045 4 US OE Target xx 1 30 2 2 21 3 1 37 i Fj 15 Fidelity Freedom 2045 US OE Target 1 53 4 2 21 4 1 25 2 16 Benchmark 1 Russell 3000 TR USD 0 34 1 3 39 1 2 50 1 L1 17 Peer Group Display Group O 18 Number of investments ranked 4 4 4 L1 19 b Peer Group Summary Statistics C 20 v US OE Target Date 2026 2030 21 Fidelity Freedom K 2030 US OE Target 1 23 4 2 12 2 1 15 3 22 Fidelity Freedom Index 2030 K US OE Target 0 85 1 2 24 1 0 79 4 23 Fidelity Freedom 2030 US OE Target x x 1 21 3 2 09 3 1 20 2 24 Fidelity Advisor Freedom 2030 4 US OE Target x 1 02 2 2 00 4 1 31 1 25 Benchmark 1 Russell 3000 TR USD 0 34 1 3 39 1 2 50 p C 26 Peer Group Display Group 127 Number of investments ranked 4 4 4 28 gt Peer Group Summary Statistics 160 Performance Reporting Create a Quick Performance
208. emplate Performance Report Template Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Rennrt du Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman I ale Akman Sees Send us feedback Permission Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write V gt 2 Select New Batch U ee me ni i iJ Batch Management Create new report batches edit existing batches and schedule times for batches to process Action Gp New Batch 3 Delete Batch 2 Edit Batch Schedule Batch Name Next Run Stock Analysis 3 15 2010 6 00 00 AM 4 Erv Ww Select Reports Ed Add Reports to Batch Select Performance reports to add to batch Available Performance Reports 1 IS Consultant Initial Search S Consultant Manager Search 3 IS Consultant Evaluation 3 7
209. emplates gt amp My Templates v g Morningstar Samples e iB Fixed Income n Qtr End E Global Equity Analysis Qtr End B Hybrid Analysis Qtr End E Performance Summary Qtr End B Risk Analysis Qtr End E US Equity Analysis Qtr End 3 Investment Name XYZ IN0123456789 Curoacy Morningstar Category SAMPLE IMAGE Renart Name Benchmark 1 Beachmark 2 SAMPLE IMAGE lavestment Information Performance 34 of YYYVANNLOO REP AP ES HB EEE mmm Medusa conubium santet rures Ossifrags deciperet pes simus fragilis cathedras et gulosus fiducias corrumperet Am 9 fragilis agncolae Aegre verecundus syrtes vix fortiter ampu v Category Average tat cathedras Saburre incredibiliter spinosus insectat quin Duarteriy Fand Retu quennalis catell etiam fragilis ossifragi adquireret ruras ut i e ues gulosus syrtes praemunet agricolae Chirographs vocificat concubine Quadrupei miscere quinquennalis catelli Gulosus E TU fiduaas praemuniet chirographi semper cathedras amputat quadrupes Catelli praemuniet umbracuk iam plane fragilis matrimonii agnascor agncolae Saetasus quadrupei car wu rumperet satis perspicax saburre semper Octavius vere LUN A PAPE og OG ee ee ex pm cunda insectat quadrupei utcunque quinquennals aratori J A SA M Pi Li E M A G E miscere pretosius matrimonii Performasce Quartile tatin catagory 190 19
210. en click OK VIK Portfolio Aggregation Report Settings Benchmark Russell 1000 Growth TR USD Risk Free rate LISTREAS T Bill Auction Aye 3 Man Currency US Dollar v Append constituent or summary page Mone Settings Report Content All Sections Portfolio Performance Risk Holdings Constituents Save OK 9 Cancel Help Aggregates Import Aggregates 10 Your report will open in a new window From here you can Save the report to your Saved Reports folder or E mail it using Morningstar Direct s email program Ww Morningstar Direct EEK Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title Save Close E mail Feedback Help SAS 49 Morrirgstar Direct Prine Date 37 2010 Page 1065 Sample Portfolio Aggregation 228720 D URES tE auctondve3Men Rasel 1000 GrowthTAUSO Top 10 Constituents Large Value 737 1 State Farm Growth Large Care 26 96 2 Endowments Growth and income Large Grawth 2 3 Sequoia Mid Value Mid Core Mid Growth 2 1 12 den Style Box Value Factors Small Value 0 10 0 2 Frice Prospective Eamings Small Core Price Book Smal Growth 0 32 Price Sales eae Te s Piece FN Mic Small Cap 5 eerie RE er ENIMS kp PER TEE peer is Long Term Eaming Growth Historical Eamings Growth Bt Value Growth
211. eports 11 Report Search Criteria Firm Name Fidelity Investments And Oldest Share Class Yes OD vx US OE Target Date 2050 13 Fidelity Freedom K 2050 C 4 Fidelity Freedom Index 2050 K Fj 5 Fidelity Advisor Freedom 2050 A O Fidelity Freedom 2050 07 Benchmark 1 Morningstar Lifetime Moderat 8 Peer Group Morningstar Category US OE 19 Number of investments ranked 10 b Peer Group Summary Statistics Fj 11 v US OE Target Date 2041 2045 12 Fidelity Freedom K 2045 13 Fidelity Freedom Index 2045 K O 14 Fidelity Advisor Freedom 2045 A 15 Fidelity Freedom 2045 16 Benchmark 1 Morningstar Lifetime Moderat 17 Peer Group Morningstar Category US OE 18 Number of investments ranked 19 b Peer Group Summary Statistics Performance Reporting Create a Quick Performance Report with Morningstar Template Group Beaten 18 You have successfully completed generating a Performance Report starting with a Morn ingstar Template and making minor modifications to its Group Settings File New Favorites Tools Help E Price Monitor Search for In Securities v Go Send us feedback Home Manage Reports S Local Databases Action E Group Settings E Performance 6 Supplementary E Scorecard Eg Calculate fk Export amp Locate sort amp Undo Save Global Databases g Name Calculation Morningstar 1 1 2010 2 28 2010 Last Month End 2 1 2010 2 28 2010 Last Month End Report Currency Base Currency Benchmark Rat
212. eports Fj 1 Report Search Criteria Morningstar Category Bear Market 12 v US OE Bear Market 13 Grizzly Short 4 Comstock Capital Value 4 15 Comstock Capital Value R 16 Comstock Capital Value B Fj 7 Rydex Inverse S amp P 500 Strategy Inv 8 Comstock Capital Value C 9 Rydex Inverse Gov Long Bond Strategy Inv C 10 ProFunds Ultrashort NASDAQ 100 Svc F 1i ProFunds Bear Svc 12 Federated Prudent Bear F 13 Rydex Dyn Inverse NASDAQ 100 2X Strat H 3 Click Performance to be taken to the Performance Column Setup dialog WG Performance Column Setup Time Period Setup The time periods tab is used to add edit or remove time periods to the performance report Time Periods Time Period Start date End date Last Year End Time Periods O single period O Rolling window Trailing periods O Regular periods from start O Forward extending periods O Regular periods from end Window size Moving step 1 year v Number of columns 5 Add Columns Selected Time Periods Q 1 1 2005 12 31 2009 1 1 2006 12 31 2009 1 1 2007 12 31 2009 1 1 2008 12 31 2009 1 1 2009 12 31 2009 Settings Remove Remove All C Order time period latest first Help OK Cancel 4 In the Time Period tab the defaults are 5 years ago for Start date Last Year End for End Date and Single Period for Time Periods Refer to the custom calculations chapter of the user guide for further understanding
213. erformance Report Template Performance Report Template Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Report Performance Rennrt Create new report batches edit existing batches and schedule times for batches to process Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Morningstar Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman I ale Akman Send us feedback Permission Read Only Read Only Read Only Read Only Read Only Read Only Read Only Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write DX Action gh New Batch 3 Delete Batch Edit Batch E Schedule r Batch Name Next Run Stock Analysis 3 15 2010 6 00 00 AM gt ETV VIK Select Reports Ed Add Reports to Batch Select Performance reports to add to batch Available Performance Reports 1 IS Consultant Initial Search 2 15 Consultant Manager Search 3 IS Consultant Evaluation 3 7 Demo Inv List 3 7 Demo Scorecard 3 7 Demo Search Criteria 4 IS Cons
214. erspicax saburre semper Octavius vere a n d m 0 e a Ownership Zone on 9 s cunda insectat quadrupei utcunque quinquennalis aratori EB Equity Style Trail miscere pretosius matrimonii EB Equity Style Trail Qtr Er Fees and Expenses s of YYYY MM DO E Style ey Prospectus Grass Expense Ratio 200 Monthly Historical Style Maximum Sales Charge 000 12b 1 Fee 0 00 iB Monthly Historical Style View your sample report eto Monthly Historical Monthly Historical in single or multiple page B eru oral E Sector Delta Redemption Fee Term 000 0 days Fiscal Year End Month Morningstar Equity Stylo Box ae of YYYY AIMCO Mit Cap Momingstar Sectors as ol YY MOD Giant 00 z Portfolio Masageris Information oo Software 00 Large 00 John Dae CFA 19 99 BS DePaul University 1967 SAMPLE imace SAMPLE IMAGE F Telecommunicatino DO Je Sene 00 gt ES Region Analysis E Healthcare Services l fo rm at E Equity World Regi Tap 10 Holdings av of YYYYAISEDO ere ny ES Annual Historical E Halburton SAMPLE IMAGE Sprint 0 00 Cenocca C A 0 00 P PLC ADA 000 Motorola 0 00 E Region Exposure gt amp Fixed Income Analysis i FI Style Summary E FI Style Box with Statist E FI Surveyed Statistics C i FI Credit Analysis Qtr E EB FI Maturity Breakdown H FI Style Box Qtr End E FI Style Trail Qtr End E FI Super Sectors Qt
215. es or create a brand new report from scratch In this exercise we will start from scratch Click New and you will be taken to the Report Workflow window We Report Workflow Select report parameters JU NN Benchmark kede LR D RENTES v mexem RR Template Attributian Cantribution Only Last Quarter Morningstar Sector op Currency US Dollar v Help Run Cancel 3 Once you have altered or selected your parameters click on Run and you will be asked to save the file Demo DU ETF Pawershare QQQ DU Insurance Fidelity VIP Index 500 IC S amp P 50 DU OE Fidelity Lg Cap Core Northern Enhanced Large Cap S amp P 500 TR Oo OK Cancel 4 Click OK to run the report Performance Attribution Create PDF Reports to Communicate your Results 128 5 Once the calculation is complete you will be asked to view the report Click OK to view the output Morningstar Direct Calculation is complete Far report Sample Do you want to view ib now 6 You can now communicate the results Page 3 of 13 Calculated 8 28 2009 Printet 8 28 2008 Fidelity S amp P 500 TR re Berman Cenc Attribution Weighting Effects 4 1 2009 to 6 30 2009 GICS Sector Attribution Weighting Effects y o E 5 E E 2 H o e 0 c 2 o 099 i o 10 ES 6 3 4 4 8 20 Relative Return Best Weighting Weight Ratum Effect Worst Weighting Weight Retum Telecommurication Services
216. es Welcome Lale Akman Thursday March 2 EE Global Databases Morningstar defined Universes EI gt amp Morningstar Analysis Name S gt Ge Funds Managed Products All Stocks 33 053 gt Ge Stocks Canada Stocks 2 740 v g Ownership Analysis Japan Stocks 3 355 E Securities United Kingdom Stocks 2 496 E A D United States Stocks 8 767 gt ES Economics gt amp Market Analysis gt amp People gt amp Institutions Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace lt MORNINGSTAR Lale Akman 2 Click on United States Stocks 105 Ownership analysis dentify Owners of a Stock 3 In your default ownership view you will see the detailed breakdown of the number of owners You can also scroll to the right to get more information W Morningstar Direct Er File New Favorites Tools Help lal Price Monitor Search for In This View Send us feedback Home Securities Local Databases Action View Snapshot E Save v Search Ez Edit Data sort amp Locate Export E PDF Refresh Global Databases E Name a Ticker SecId ISIN CUSI Total amp Owners Owners Owners Total amp Buyers Buyers amp P Owners Sep Mutual Institutions Buyers Sep Mutual gt amp Morningstar Analysis Accts Funds Accts Funds gt Ge Funds Managed Products Road Inc ARDI POOD0 US0464 0464 31 27 21 4 gt amp Stoc
217. ese top 10 fund families Ww Morningstar Direct Fund Families Market Share Basis Total Net Assets Distribution Channel all Time Market US Open end ex MM ex FoF Currency USD Effective Date 2010 02 28 Active Passive All Funds Bil 4 620 3 960 3 300 2 640 1 980 1 320 03 04 05 06 OF 08 09 10 11 12 01 02 03 04 05 06 OF 08 09 10 11 12 01 02 03 04 05 06 OF 08 09 10 11 12 01 92 08 09 10 Fund Families Vanguard Franklin Templeton Investments John Hancock American Funds T Rowe Price BlackRock Fidelity Investments OppenheimerFunds PIMCO Funds Dodge amp Cox Help Export Data Print Close 7 In addition to be able to change your settings in the Market Share Basis drop down or the Distribution Channel drop down you can also change the ime Period and Frequency 189 Fund Flows Use Market Summary to Quickly Access Information Drill Down for Quick Access to Specific Views 1 here are three methods to drill down your view The first method focuses on a specific name and is accessible from the Name column Click on the Vanguard fund family File Mew Favorites Tools Help fgfPrice Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows E Fund Flows iB ICI Confidential Survey Market Summary Market Mkt Sh Basis v Fund Families US Open end ex MM ex FoF Total Net Assets In Sec
218. esh O Global Databases r Sector Benchmarki Benchmarki Benchmark2 Benchmark2 Last Updated in SecId in SecId Performance Attribution Performance Reporting D i Rv Corto Plazo MXCAD000047 Guaranteed Funds Fixed Income 3 9 2010 E 2 Rv Internacional MXCA000039 Asian Equity 3 9 2010 L3 Rv Largo Plazo MXCAD00001 Large Cap Equity 3 9 2010 Fund Flows r 4 Ry Mediano MXCA000044 International Bonds 3 9 2010 Presentation Studio ms Ry Mexicana MXCA000044 International Bonds 3 9 2010 Workspace gt amp Investment Lists gt amp Search Criteria gt 3 Report Templates iB Chart Templates gt 3 Data Sets E Custom Sectors iB Custom Security Info iB Defined Contribution Plans Custom Sectors mport Custom Sectors 9 Custom Security Information Custom Security Information links managers to custom groups through one easy Excel im port The option to associate My Grade with each manager is also available After import ing Custom Security Information the associated custom group and or grade will automati cally be linked to the manager Use this feature in Performance Attribution and Performance Reporting Create Your Spreadsheet Create an xls spreadsheet with SecID My ID Manager Name My Sector Benchmark 1 Benchmark 2 and My Grade in each column Add as many rows as necessary each row representing a new manager and its relevant information Save this spreadsheet to your PC Import Custom Security Information 1 Go t
219. esponsible Items Searched Items Found Include Only Surviving Investments 9082 23 View Field Name Include By Category Alphabetically Qo Run Search O All Investments Help 14 In Field Name column locate Socially Responsible under Firm Ownership Structure and then select the operator to input Yes in the Value column 15 Click Run Search to preview number of investments meeting the criteria The new Items Found represents All Cap Core Separate Accounts CI TS and those Separate Accounts CITS that are socially responsible in the Flexible Allocation Institutional Category Search Criteria Create an Advanced Search 16 To identify the socially responsible names for both the All Cap Core and Flexible Allocation Institutional Categories input on line 1 and on line 2 Ww Morningstar Direct Separate Accounts CITs Open JeInsert x Delete z2 Clear All dk Export E PDF save Ma Feedback Field Name Operator Value D Morningstar Institutional Category All Cap Core Morningstar Institutional Category Flexible Allocation Socially Responsible Yes View Field Name Include Items Searched Items Found Run Search By Category Include Only Surviving Investments 9082 7 17 Alphabetically O All Investments Help Q OK Cancel 17 Click Run Search to preview number of investments meeting the criteria The New Items found now represents those socially responsible Separate Account CI
220. et started Templates for download Price Version 1 4 last updated on December 21 2009 For your convenience we have created an initial series of templates based on common client tasks We will be adding new templates on a regular basis We invite vou to help guide our template development by providing your feedback wish lists and ideas Please Click here and drop us a note As always thank you for your input Request for Access To use Morningstar Plug In for Excel you need to have login account for Morningstar Direct and with permission granted to Morningstar Plug In for Excel Please Click here to learn more about Morningstar Direct and click here to request for permission to Morningstar Plug In for Excel Retrieve daily weekly monthly quarterly or yearly prices Customize the price type frequency time period and currency Technical requirements Growth Index Excel 2003 SP2 or higher Version 1 4 last updated on January 28 2010 Calculate the growth of an initial investment on a daily weekly monthly quarterly or yearly basis equivalent to the underlying daily values behind the growth chart Customize the time period currency and initial investment value Rating Version 1 3 last updated on December 21 2009 Retrieve Morningstar Rating components as of the most recent rating effective date Morningstar Category Daily Return Index Version 1 3 last updated on July 21 2009 Retrieve da
221. ffective Date 2010 02 28 Fund Flows Updates Bil US Dollar 53 72 26 86 0 00 15 00 aan Mutual Fund Inflows Turn Negative Again in February 2010 03 15 2010 January s inflows into U S stock funds proved to be a brief respite as flows turned negative once again in February Last month investors withdrew 3 7 billion from U S equity funds for the fifth outflow in the last six months Over the last 12 months 21 3 billion has exited the asset class More 4 Previous Updates Upcoming Updates Effective Expected Actual Date Release Release Update 02 28 2010 03 09 2010 03 10 2010 01 31 2010 02 09 2010 02 09 2010 12 31 2009 01 11 2010 01 11 2010 11 30 2009 12 09 2009 12 09 2009 View All 4 Saved Actions e Adv Searches Custom Reports Inv List Comp Edit Delete Create New Date Modified TRP Enhanced index OE funds 02 17 2010 Europe equity multiple categories 02 11 2010 ProFunds Ultra temp 02 10 2010 I Top 20 US groups 11 11 2009 A Sylvester Flood Query Results Unopened items are saved for 7 days Retrieved items are removed after 24 hours Delete Type Status View All 4 Refresh 4 Market Note Includes active US domiciled open end funds Excludes money market funds and funds of funds More 4 Editors Searches More 4 New Products Products Added Name Issue Date Principal Diversified Real Asset C 03 16 2010 Principal Diversified Real Asset A 03 16 2010 Principal Diversified Real
222. fies the need for further analysis Click on the Advanced Search button 4 Morningstar Direct File New Favorites Tools Help el Price Monitor Search for In Securities v Go M Send us feedback Home nd Flows m TE Global Databases Market US Open end ex MM ex FoF Market Note Effective Date 2010 02 28 Currency USD Performance Attribution p B Mkt Sh Basis Total Net Assets Dist Channel All Active Passive All Funds Performance Reporting Portfolio Management Fund Flows v US Broad Asset Classes Advanced Search Webpage Dialog B Fund Ene Estimated Met Hi Click on the grouping variables in the left hand pane to select subsets of values to limit your search Ash ai E ICI Confidential Survey results As you apply values to each grouping variable the options available to you when you choose a are seres 3 8 different grouping variable will be limited by your previous choices When you press OK your query will ted Tot m be executed and all resulting data views will be based only on records that comply with your criteria a ot U S Stock h 3 594 a 8 418 8 511 Market T PM UE Wh 4635 iq Marke US Open end ex MM ex FoF e 2 943 2 997 Balanced Uh 1 371 Fund Families Fund Families 974 996 Taxable Bond Uh 19 549 42 Asset Classes Aass Records 3 362 3 442 Municipal Bond uh 4 989 1Q Morningstar Categories Total Records 579 1772 1 9 Alternative dh 2 1
223. folio Date Portfolios Portfolio Date Style Box Style Box Owner Type Long Long gt amp Stocks ilit Ounarin Anblvels ru 1492 Sm Reports 12 31 2009 12 31 2008 E Securities 2 14928ma Charts 12 31 2009 12 31 2008 ES Owners Portfolios L3 1620 Mid Detailed Holding Analysis 9 30 2003 fi Economics Fa 300 North View Owners Historical Holding Analysis 9 30 2001 gt fil Market Analysis rs 300 North dcinde Peer Holding Analysis 9 30 2001 gt amp People r6 300 North ide mer 9 30 2009 3 31 2002 Separate Accou gt amp Institutions 7 A G Bisst performance Attribution gt 12 31 1992 12 31 1992 Separate Accou 8 AR Schm Document Library 12 31 2009 9 30 2002 mS AR Schm View Funds 12 31 2009 9 30 2002 10 4B Global 9 30 2009 9 30 2009 M 11 Aberdeen gt 2o 12 31 2009 3 31 2003 12 Aberdeen je 12 31 2009 3 31 2003 713 Aberdeen 12 31 2009 9 30 2007 F 14 Aberdeen EAFE Plus Equity 3 Outperfor 12 31 2009 3 31 2003 15 Aberdeen EAFE Plus Equity SRI 3 outpe 12 31 2009 9 9 30 2007 Separate Accou 16 Aberdeen Emrging Mrkts Dbt Pls USD EM 12 31 2009 2 3 31 2005 Separate Accou 17 Aberdeen Global Bonds Aggregate Fix14 12 31 2009 5 3 31 2005 Separate Accou 18 Aberdeen Global Eq All Cap 3 outperf 12 31 2009 12 31 2005 Separate Accou Performance Attribution 19 Aberdeen Global Fixed Income Governm 2 30 2006 3 31 2003 Separate Accou Performance Reporting 20 Aberdeen High Yield 12 31 2009 9 30 2009 Separate Accou 21 Aberdeen
224. from My List Ww Morningstar Direct File Mew Favorites Tools Help EfPrice Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace Y ES Investment Lists gt amp My Lists Q E Sample Investment Lists gt amp Search Criteria gt 3 Report Templates E Chart Templates gt amp Data Sets EB Custom Sectors E Custom Security Info iB Defined Contribution Plans EB Saved Reports EB Notes 2 Select one name 3 Go to Actions My Lists PI Li Action 4 vw Y View Snapshot r Mi 2 L3 Pa 5 6 7 8 9 F 10 Name CGM Mutual Fidelity Contrafund In This view v Go Ticker ISIN e LOMMX US1253251003 FCNTX US3160711095 Alger Large Cap Growth Portfolio I 2 AAGOX US0155445051 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Calamos Growth 4 Eagle Capital Appreciation 4 Alger Spectra Putnam Voyager CVGRX US1281193029 HRCPX US2694541007 SPECK US0155661020 PVOYX US7470121028 Morgan Stanley Focus Growth B AMOBX US6169332060 Pin Oak Aggressive Stock POGSX US6710812065 4 Morningstar Direct File New Favorites Tools Help E Price Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace y G Investment Lists gt amp My Lists
225. g Markets Eq Select ADR 3 51 70 1 59 1 00 60 2 00 116 3 00 3 00 28 Putnam Emerging Markets Equity 4 11 64 1 00 1 00 55 2 00 116 3 00 3 00 oO 29 SSg Active Emerging Markets Strategy 2 60 85 2 50 1 00 73 2 00 116 3 00 3 00 O 30 Wells Capital Emerging Markets Core 3 61 67 1 49 1 00 57 2 00 116 3 00 3 00 7100 mrsemergng Markets Equity LM 9 QU i9 59 tte 020 200 168 Performance Reporting Create Simple and Conditional Formatting 2 Next right click anywhere on the grid view to select Conditional Format WG Morningstar Direct E BK File New Favorites Tools Help Bj Price Monitor Search for In Securities v Go qu Send us feedback Home Local Databases Action 4 Group Settings E Performance k0 Supplementary E Scorecard Eg Calculate ik Export Q Locate Y Sort Global Databases amp Undo e Gave Performance Attribution go Name 3 Years Report Currency Base Currency 1 1 2007 12 31 2009 Last Quarter End Performance Reporting Return Peer group Display Return Morningstar F E Manage Reports rank Benchmark Display category 3 EB Archived Reports T Benchmark percentile c 1 Grade E 11 Report Search Criteria Product Focus Both And Morningstar Rating Overall gt 3 And Manager Tenure Average gt Fj 2 gt US SA Mid Cap Growth m 13 v US SA Diversified Emerging Mkts 9 Brandes Emerging Markets Equity 10931 5 881 400 4 15
226. g and Morningstar Style Box as numbers text Ld Set User Preferences Set User Preferences General Portfolio Management Import ge Choose the summary statistics you wish to include in printing exporting Average Sum Count Maximum Minimum Median Std deviation njtile breakpoints Quartile Quintile O Decile Export Morningstar Star Rating and Morningstar Style Box as numbers text O Export Morningstar Star Rating and Morningstar Style Box as symbols Cancel Help Getting Started User Preferences Sharing and Sending Files In Morningstar Direct you have the ability to send or share your files with another Morningstar Direct User 1 Sending a file gives the recipient their own version of the file and any changes they make will not affect the original 2 Sharing files allow you to give the recipient read write access in which any changes they make to the file will be reflected in your original file Read only access is also available where the recipient cannot make changes to original file 3 Whether you share or send your files you can select Within My Firm or Outside My Firm Both sharing and sending files are located in Workspace You can also send files from the various applications such as Presentation Studio Performance Attribution and Performance Reporting ll Morningstar Direct DER File New Favorites Tools Help Price Monitor Search for In This View Send us feedback Hom
227. ggregates Defined Contribution Plans E Saved Reports E Notes My Search Criteria Action View Snapshot In This View save v Search Edit Data I sort Q Locate 4 Export E PDF e Refresh Name A R Schmeidler Balanced Accounts Advisors Capital Mgt Balanced Al Frank Value AllianceBernstein M Strategic Rsrch Bal Altman Core Value Balanced Appleton Group Assertive Composite Appleton Group Conservative Composite vo syon UNBE Appleton Group Moderate Composite Appleton Group PLUS Portfolio Appleton Group Tax Managed Portfolio X XI XI XI XI XI SI XI XI SI XI XI Badgley Phelps and Bell Bal Approach Bartlett amp Co Socially Responsible Bal Baxter Balanced v 15 Becker Balanced v 16 Brandywine Domestic Balanced v 17 CACH Balanced Growth v 18 CACH Conservative Growth v 19 Calamos US Opportunities Composite v 20 Chelsea Mat Bal Mat v 21 Crawford Inv Counsel Balanced v 22 Dana Balanced Strategy lt I lt I m All A B G D E F G Total 101 By Selected 101 Lale Akman bner Herrman amp Brock Custom Balanced Product Type Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Composite Custom Data Sets and Calculations Create a Custom Calculation Product Focus Both Both Both Bo
228. ght Row Grey 12 4 00 116 7 00 7 00 L1 Baillie Gifford Overseas Emg Mkts 8 10 ClearsimpleFormatting 14 4 00 116 6 00 6 00 110 JPMorgan Emg Mkts Eq Core 6 92 Clear All Simple Formatting 25 4 00 116 6 00 6 00 Oii Lazard Emerging Markets Equity 7 17 4 22 4 00 116 6 00 6 00 12 Neuberger Berman Emerging Market Equity 7 05 27 1 94 2 00 23 4 00 116 6 00 6 00 13 Schroders Emerging Markets Equity 7 21 25 2 11 2 00 21 4 00 116 6 00 6 00 F 14 The Boston Emerging Markets Value 7 90 19 2 79 2 00 16 4 00 116 6 00 6 00 15 Bernstein Emg Mrkts Val Eq 5 38 44 0 27 2 00 38 3 00 116 5 00 5 00 O i6 Eaton Vance Structured Emerging Mkts Eq 5 97 39 0 86 2 00 33 3 00 116 5 00 5 00 E17 JPMorgan Global Emg Markets Eq Focused 5 69 42 0 59 2 00 36 3 00 116 5 00 5 00 18 Lazard Emerging Mrkts Discounted Assets 5 92 41 0 82 2 00 35 3 00 116 5 00 5 00 19 PanAgora Emerging Markets Equity 5 29 45 0 18 2 00 38 3 00 116 5 00 5 00 20 QMA Emerging Markets Equity 6 46 34 1 35 2 00 29 3 00 116 5 00 5 00 21 Templeton Emg Mkts Eq 6 46 33 1 35 2 00 28 3 00 116 5 00 5 00 0 22 Driehaus Emerging Markets Growth 4 47 56 0 64 1 00 48 3 00 116 4 00 4 00 123 New Star GEM Equity Composite 4 57 54 0 54 1 00 46 3 00 116 4 00 4 00 O 24 SSg Emerging Markets Index Strat MSCI 4 88 49 0 23 1 00 42 3 00 116 4 00 4 00 0 25 Vontobel Asset Mgt Emg Mkts Eq 4 85 50 0 26 1 00 43 3 00 116 4 00 4 00 F 26 Harding Loevner Emg Mkts 3 91 65 1 20 1 00 56 2 00 116 3 00 3 00 O27 Lazard Emergin
229. gressive Stock S amp P 500 TR Q 0 Calamos Growth S amp P 500 TR Q 1 CGM Mutual S amp P 500 TR a 0 Morgan Stanley Focus Growth B S amp P 500 TR Q 0 Alger Large Cap Growth Portfolio 2 S amp P 500 TR a Alger Spectra S amp P 500 TR CN lt en cnn TN a gt i lii Ai Al A BEN E FE Set I J K BE ME NO PSR T U V W X ud 2 Total 10 BY Selected 0 Z 10 Click Okto be taken back to the Define Contribution Plan window 4 Lineup Defined Contribution DER File Tools Reports Help Search for In This View Send us feedback Defined Contribution Plan EB Holdings Summary Action View Summary Y Add Holding f Plan Fee B Edit View dt Export Print Refresh v amp Profile Settings Delete 4 Market Value Current Price Date Price Price Base Currency r re i ibuti USD Price Change Change IB Defined Contributio Find xs Fund g x g M BEST Reports B Asse ation 10 000 00 E Stock Sectors in II 1000 Growth TR USD E World Regions r ocus Growth B 1 000 00 3 29 2010 United States of America Dollars _ E Top 10 Holdings Alger Spectra A 1 000 00 3 29 2010 United States of America Dollars E Saved Reports Calamos Growth 4 1 000 00 3 29 2010 United States of America Dollars Putnam Voyager 1 000 00 3 29 2010 United States of America Dollars Alger Large Cap Growth Portfolio I 2 1 000 00 3 29 2010 United States of America Dollars Alger Capital Appreciation Ptfl I 2 1 000 00 3 29 2010 United States of America Dol
230. gstar Pags E gt Gg My Lists Performance Auribution gt Morningstar Research Report i E Sample Investment Lists r Average Detail Report Stock Research Snapshot gt amp Search Criteria r Stock Intersection Quicktake E gt 3 Report Templates E Chart Templates gt amp Data Sets EB Custom Sectors iB Custom Security Info iB Defined Contribution Plans EB Saved Reports Ei Notes X Ray Document Library Charts and Reports Create Reports Quicktake PDF Comparison Holdings Comparison Multiple Investments Comparison Two Investments Fund vs Fund HB Style Consistency Investment Summary Performance Evaluation Rating Analysis RB Style Analysis My Templates Equity Research Profile Report 11 Locate your custom Report Template and click OK VIC Select My Template Select My Template Template type All types My Reports American Funds Fundamental Invs DATS Q407 Equity Fund Report Template Fund Analysis Template IF 15 OE SA Investment Comparison IS M amp S HB Consistency IS M amp S HB Consistency 2 IS Consultant Fifth Third IS M amp S Alleg PerfEval IS M amp S Inv Comp IS M amp S Report Builder TS PM Perf Fyaliatian Delete Q OK Cancel Help 12 Report settings allows you to choose Benchmarks set the currency and select output options If you make any changes you will be asked to save the changes to apply for later use Once you cli
231. h for Home In Securities Local Databases Action New 5l Batch Management s General Settings Global Databases oO Name Performance Attribution Performance Reporting 1 v Morningstar Templates 12 E3 Manage Reports E Archived Reports 13 4 15 6 07 8 Calendar Year Returns Trailing Returns Last Market Close 1 Day Trailing Returns Last Market Close Trailing Returns Last Month End Trailing Returns Last Quarter End Trailing Returns Last Week End Trailing Returns Last Year End 09 v Saved Performance Reports F 10 O 11 Fj 12 13 O 14 15 O 16 F 17 O 18 19 O 20 21 Fj 22 Portfolio Management 123 Fund Flows 124 Presentation Studio Al A Workspace Total 56 1 IS Consultant Initial Search 2 15 Consultant Manager Search 3 IS Consultant Evaluation 3 7 Demo Inv List 3 7 Demo Scorecard 3 7 Demo Search Criteria 4 IS Consultant Monitor 5 IS Consultant Scorecard I Standard 6 IS Consultant Scorecard II Custom 7 IS Consultant Scorecard III Custom American Funds All American Funds Oldest Share Class DU ETF Perf Reporting DU Hedge Fund Perf Report Nil Hedae Funde 1199 B c D F G H ay Selected 0 MORNINGSTAR Lale Akman 2 Select New Batch 4 Batch Management Batch Management a Type Performance Report Template Performance Report Template Performance Report Template Performance Report Template Performance Report Template P
232. hare Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank Vanguard 6 839 15 707 15 707 96 716 2 441 4 398 1 077 15 41 727 15 48 2 395 3 197 3 197 22 931 2 395 892 12 76 208 1 363 1 863 17 288 792 735 10 52 7 208 14 817 14 817 88 739 7 208 346 4 95 American Funds 667 14 20 Fidelity Investments 498 10 60 PIMCO Funds 209 4 45 Franklin Templeton Investments 1 332 3 275 3 275 22 696 1 332 287 4 10 202 4 30 T Rowe Price 1 544 3 800 3 800 17 705 1 319 220 3 15 137 2 91 45 207 207 378 45 124 1 77 501 764 583 501 113 1 61 OppenheimerFunds 90 1 92 Dodge amp Cox 71 1 51 oon nun HUN John Hancock 341 533 7 225 244 1 58 72 1 52 BlackRock 898 11 829 1 55 e 73 1 55 Top 10 Drill dovn View Chart 4 w All v US Broad Asset Classes Estimated Net Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh U S Stock 3 694 1 049 1 049 21 406 5 090 1 447 3 049 43 62 International Stock 4 635 12 911 12 911 41 429 2 669 1 966 1 127 16 12 Balanced 32 371 3 334 3 334 6 294 1 370 1 648 9 27 2 037 43 35 701 14 93 481 10 23 Municipal Bond 4 989 10 070 10 070 74 197 4 973 16 478 6 84 358 7 63 Alternative 2 189 4 613 4 613 16 181 1 769 317 63 0 91 1 3 4 Taxable Bond 19 649 42 607 42 607 307 379 16 996 2 653 1 600 22 89 2 1 072 22 82 5 6 40 0
233. he benchmark and select additional choices Ww Multiple Investment Comparison Report Settings Investments CGM Mutual Fidelity Contrafund Alger Large Cap Growth Portfolio I 2 Alger Capital Appreciation Ptfl I 2 Benchmark Russell 1000 Growth TR USD Risk free rate USTREAS T Bill Auction Ave 3 Mon Currency US Dollar Report Content All Sections Performance Portfolio Morningstar Analysis Expense Analysis Tax Analysis C Include standardized returns disclosure C Include general disclosure OK Cancel Help Charts and Reports Create Reports 90 4 Click OK and you will be asked if you want to save the changes to apply for later use Name the Report Template and continue to generate the report Ww Morningstar Direct Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title QO Save Close E mail Feedback Help E B 3 amp pul i5 BH O z Sin Momirgster Direct Print Date 3 7 2010 Investment Comparison Report Performance Analysis GDY Fase 1900 Growth TA USD Growth of 10 000 mm CGM Mutual LOMMX Fidelity Contrafund FCNTX Alger Large Cap Growth Portfolio I2 AAGOX wm Alger Capital Appreciation Prfl 1 2 ALVOX idx Russell 1000 Growth TR USD CGM Mutual LOMIO Fidelity Cantratund FCNTX Alger Large Ca
234. he import file does not Portfolio Date mn 4 Portfolio Date Portfolio Id mn B Portfolio ID Portfolio Name Column C Portfolio Name Holding Identifier Column D holding identifier Holding Description correspond to the default Column E Holding Description Share Column F Share set ups click on column and Merket Vale coum G0 lt Ull adjust the order Required fields are highlighted in the Q a dialog box 5 Once the file has uploaded go to Securities to verify that the securities were correctly matched The holdings that display a red icon have not been matched to securities in our database For such holdings you are able to map them to a security in the database portfolio B Positions 584 Post X Delete f Save f Save as User Defined PDF Print amp Edit Definition Master iB Securities 9 r Status Security Name Ticker Security ID Security Type Price Source 71 o XYZ Company 22222222 Imported Price 2 Ford Motor Company 88579Y222 Stock Morningstar Pric 73 3M Company 88579Y101 Stock Morningstar Pric 4 Abbott Laboratories 002824100 Stock Morningstar Pric Lis Aetna Inc 00817Y108 Stock Morningstar Pric 6 American Express Company 025816109 Stock Morningstar Pric DL Biogen Idec Inc 09062x103 Stock Morningstar Pric 8 Brown Forman Corporation B 115637209 Stock Morningstar Pric 9 CIT Group Inc 125581108 Stock Morningstar Pric 10 CSX Corporation 126408103 Stock Morn
235. i i i m 0 00 B H 7 50 15 00 22 50 30 00 37 50 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Investment Name 2003 2004 2005 2006 2007 2008 2009 2010 EE CGM Mutual Y X 39 7496 10 92 14 63 5 50 38 49 28 21 15 8796 1 99 4 NN Fidelity Contrafund vx 27 9596 15 0796 16 2396 11 5496 19 78 37 16 29 2396 1 7390 gt 6 You have many choices to customize your settings Use the ime Range drop down to alter your time periods 7 Go to Daily drop down to change the frequency 8 Click on the Returns drop down to change the default Annual returns to Trailing 9 Use the Currency drop down to change your currency Charts and Reports Create Charts 42 10 Click on the Source Data drop down to select from various types of returns i e total market gross returns 11 Highlight your two investments by clicking on each one VIC Morningstar Direct Return Bar File Tools Help E new 38 Clipboard E PowerPoint E create PDF i gd Send us feedback Return Bar mM 12 Charts E Edit Investments View Legend ESTEE Correlation Matrix Reset Floating Bar Growth i v Returns Annual v Currency US Dollar HB Style Map HB Style Trail Holdings Similarity Price RB Style Trail Return Bar Return vs Category Risk Reward Rolling Return Bar Rolling Return Line E Scatterplot Stacked Bar Time Series My Templates 22 50 30 00 37 50 2000 2001 2002
236. idelity Advisor New Insights A 10 31 2008 19 Sample 316200104 Fidelity Growth Company 10 31 2008 20 Sample 318941713 First American Large Cap Growth 10 31 2008 21 Sample 353516107 Franklin Capital Growth 4 10 31 2008 lt il All B c D E Total 75 a Selected 0 5 Click Save Your new imported aggregate is now stored in your Aggregates universe Apply your imported aggregate to various morningstar analytics for detailed analysis Simply ensure that you select Aggregates in the Universe drop down from the Find Securi ties dialog box Aggregates mport Aggregates Position Accounts Import a private strategy client account or any portfolio that is not in the Morningstar databases You can analyze your Position Accounts throughout the platform just like any other investment Position Accounts are available only to you and those with whom you chose to share them You can import your data by using the Morningstar Template or Custodian Template Sample Morningstar import templates are available in Help and they can serve as examples for how you should format your data for the import Import Portfolio Holdings with Morningstar Template When using the Morningstar template your import holdings files must contain the follow ing columns Portfolio Date Portfolio Identifier Portfolio Name Holding Identifier Holding Description Share Coupon Rate if applicable and Maturity Date if applicable Supported file types are E
237. ies data into Click here to learn the requirements for installing and t gt Gs Feedback spreadsheets for tasks such as developing and backtesting EPI E Help Definitions custom models or for conducting peer and trend analyses Click here to view and download all available pre built Morningstar offers a growing range of templates based on templates E dicun Overview historical time series data including options to analyze prices Click Send us feedback to submit your questions and vi Training dividends daily return and growth indexes returns and ratings comments EB Certification E Online Classes mm m i Regional Classes Key Features Launches automatically from the Excel menu Pulls data seamlessly from the Morningstar database including historical data unavailable elsewhere such as the underlying data for the growth of an investment chart Supports custom research such as in depth peer and trend analyses Gives users the freedom to develop their own calculations and adjust the frequency time period and currency in analyses Offers a variety of templates for different kinds of research Allows users to transpose rows and columns to suit their analyses Local Databases Links with Excel s features so users can create charts print ranges and pivot tables Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace lt MORNINGSTAR
238. ight clicking on an investment select Simple Formatto highlight a row with a specific color Wc Morningstar Direct File Mew Favorites Tools Help Price Monitor Search for In Securities v Go E Send us feedback Home Manage Reports pnsulta Scorecard Local Databases Action 4 Group Settings E Performance amp Supplementary L Scorecard f Calculate Export amp Locate W Sort amp Undo Bj save Global Databases L1 Name 3 Years Aggregat y Report Currency Base Currency 1 1 2007 12 31 2009 Last Quarter End e Fund Performance Attribution Grade Return Peer group Display Return Morningstar Return of funds Aggregate Performance Reporting rank Benchmark Display category Morningstar ranked in Time Period al Benchmark percentile category Morningstar Grade E3 Manage Reports 1 Grade percentile category B Archived Reports Grade Fi Report Search Criteria Product Focus Both And Morningstar Rating Overall gt 3 And Manager Tenure Average gt 3 And Inception Date lt 1 1 2005 And Perfo Fj 2 gt US SA Mid Cap Growth 0 3 v US SA Diversified Emerging Mkts 14 me e c ep ue IT t Row Green Os DCM Emerging Markets Equity Conditional Format gt Highlight Row Yellow 6 4 00 116 8 00 8 00 06 Green Inv Mgt Guardian Country Highlight Row Red 4 00 116 8 00 8 00 ol Lincoln Delaware VIP Emerging Markets Not s Highlight Row Blue 5 4 00 116 8 00 8 00 os Capital Guardian Emerging Markets Growth 8 24 Highli
239. ily return indexes for specified Morningstar Categories for a customized time period Return Index Version 1 3 last updated on July 21 2009 Retrieve indexed return values or return indexes on a daily weekly monthly quarterly or yearly basis for a customized time period Currency Exchange Rates Version 1 2 last updated on November 14 2008 Calculates daily exchange rates of all currencies tracked in Morningstar Direct per unit of a target currency for customized time period Dividend 4 Version 1 3 last updated on July 21 2009 Retrieve daily weekly monthly quarterly or yearly dividends Customize the frequency time period and currency 5 Click on the Price template and you will be taken to the File Download dialog box 6 Click Open Do you want to open or save this file LH Name root ExcelPluglnT emplates E xcelT emplate Price xlt Type Microsoft Office Excel Template From gladmainnew morningstar com Q Open Save gt While files from the Internet can be useful some files can potentially e harm your computer If you do not trust the source do not open or save this file What s the risk Microsoft Excel Plug In Generate Excel Plug In Output 102 7 Click on Enable Macros to launch Microsoft Excel Security Warning C DOCUME 1 lakman LOCALS 1 Tempi D 3a 5Scmauwroot ScExcelPlugInT contains macros by Morningstar Inc Macros may contain viruses It is usually s
240. in Performance Attribution Overall Return Peer group of Peer Return Peer group of Peer Performance Reporting rank Grou rank Group Beaten Beaten E Manage Reports E Archived Reports Fi Report Search Criteria Firm Name Fidelity Investments And Oldest Share Class Yes go 2 v US OE Target Date 2050 oO 3 Fidelity Freedom K 2050 US OE Targe 1 69 113 37 2 26 122 32 14 Fidelity Freedom Index 2050 K US OE Targe 1 31 45 75 2 52 60 67 Fj s Fidelity Advisor Freedom 2050 A US OE Targe 1 45 87 50 2 38 98 45 16 Fidelity Freedom 2050 US OE Targe x 1 68 111 38 2 24 125 30 Ol Benchmark 1 Morningstar Lifetime Moderat 0 88 26 86 2 31 116 35 F 8 Peer Group Morningstar Category US OE Ole Number of investments ranked 178 178 178 178 L1 i0 b Peer Group Summary Statistics go 11 v US OE Target Date 2041 2045 g 12 Fidelity Freedom K 2045 US OE Targe 1 45 62 55 2 26 83 39 Fi 13 Fidelity Freedom Index 2045 K US OE Targe 1 03 17 88 2 42 54 61 O 14 Fidelity Advisor Freedom 2045 A US OE Targe 1 30 38 72 2 21 89 34 go 15 Fidelity Freedom 2045 US OE Targe x 1 53 74 43 2 21 92 29 Create a Custom Performance Report with Specific Data Points If you do not begin with a Morningstar Template you will need to define the data in your report You can either start with the Morningstar template adding or removing certain data points as explained on previous page or you can start from scratch by clicking New under Manage Reports
241. inception End Date Last business day User specified EY End Date 03 08 2010 EY Start Date 02 09 2010 Output preferences Target Currency Base Currency v Layout Column by column C Row by row Decimal points 2 Exception IV Skip weekends Fill blank with previous day s value Help 15 OK Cancel 16 The desired data will populate the second tab of the Excel spreadsheet Ej Microsoft Excel D 3a 5cwwwroot 5cExcelPluginT emplates 5cE xcelT emplate 5cPrice 1 1 Bu File Edit View Insert Format Tools Data Window Morningstar Plug In Help OBE SIG BIT AAAA FLI 21 KI iy 4 100 op E ta C a d IFRS A EN a Ye Reply with Changes End Review Al v fe Firm Name Qo L E J Eus Vanguard Vanguard Vanguard Vanguard Vanguard Vanguard Base Currency US Dollar US Dollar Us Dollar US Dollar US Dollar US Dollar SecId FOUSADBOZWU FOUSADBOZT FOUSADOFQH FOUSADZTYT FOUSADODIL FOUSADS5J14A Symbol VTBNX VTBIX VBMFX VBTLX VBTIX VBTSX ISIN US92203C2044 US82203C1053 V59219371088 US9219376038 US9219375048 CUSIP 92203C204 92203C105 921937108 921937603 921937504 921937868 Vanguard Total Vanguard Total Vanguard Total Vanguard Total Vanguard Total Vanguard Total Name Bond Market II Bond Market II Bond Market Bond Market Bond Market Bond Market Idx Instl Idx Inv Index Index Adm Index Inst Index Signal 964 10 09 2009 10 31 10 31 10 42 10 42 10 42 10 42 5965 10 12 2009 10 33
242. ine Medium Line Light 21 Double click on the Area graph and then select Send To Back to place the Area graph behind the line graph ld Morningstar Direct New Chart Help E i New 33 Clipboard PowerPoint E create PDF fa Save i J m Send us feedback Time Series Action 4 Chart Settings E Edit Investments Time Series 1 260 1 170 1 080 0 990 0 900 0 810 0 720 0 630 Investment Name CGM Mutual Beta Fidelity Contrafund Beta 28 You can also alter your colors Charts and Reports Create Charts Save As Add To Delete Reports Charts View Holdings Bring To Front Send To Back Graphic 4 Create Reports Morningstar Direct has many report options to communicate your results for a specific investment s If you choose to save the reports or apply for later use they will be stored in the Report Templates folder and accessible in all Action bars that contain Reports My Templates There are four types of reports 1 Pre Formatted Reports for an investment 2 Comparison Reports for 2 to 4 investments limited customization available 3 Custom Reports for an investment with more features to customize the settings peer groups and benchmarks 4 Report Builder to create factsheets Preformatted Report 1 You can begin the process with an investment or investment list from the Investment List or Search Criteria folders Go to the Investment List folder and open a list
243. ing Portfolio Management gt amp Strategies YES Position account EB My Position Accounts v Aggregates iS My Aggregates gt amp Models gt amp Benchmarks E Saved Reports 4 Large Growth 1 25 4 Large Growth 25 50 4 Large Growth 50 75 4 Large Growth 75 100 7 Import ETFs 7 Imported Portfolio 7 SMID Aggr 7 Top SV Performers 3 6 1 ggr 3 7 Demo Agar 4 Category Ave Test Aggregate 4 OFFSHORE Aggregate A Stock Aggregate American Funds amp Rochdale Composite American Funds Composite Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Lale Akman Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 12 12 2007 4 3 2009 9 8 2009 12 12 2007 12 12 2007 5 19 2009 3 25 2009 3 8 2009 7 Click Import under My Position Accounts and you will be taken to the first Import dialog box 8 Double click on Custodian Template Portfolio Holdings WC Import Morningstar Direct Lale Akman File iE Send us feedback amp Import BS Edit Definition Master F Interface Name Last Past Date Interface Category i Morningstar Template Portfolio Hol
244. ingstar Pric ii Genworth Financial Inc 37247D106 Stock Morningstar Pric i2 King Pharmaceuticals Inc 495582108 Stock Morningstar Pric i3 McKesson Inc 58155Q103 Stock Morningstar Pric 14 Monsanto Company 61166W101 Stock Morningstar Pric 15 News Corporation Ltd 65248E104 Stock Morningstar Pric 16 Northrop Grumman Corporation 666807102 Stock Morningstar Pric 17 Novell Inc 670006105 Stock Morningstar Pric 18 Occidental Petroleum Corporation 674599105 Stock Morningstar Pric 19 PG amp E Corporation 69331C108 Stock Morningstar Pric 20 Qwest Communications Internatio 749121109 Stock Morningstar Pric 21 Sun Microsystems Inc 866810203 Stock Morningstar Pric lt Mi Al amp B c D E E G H I al K L M N O P Q R S In u v W x Total 194 BY Selected 1 66 Position Accounts Import Portfolio Holdings with Morningstar Template 6 Go to the unmatched security and select Security Type Portfolio Secu e B Positions 584 Post X Delete M Save fj Save as User Defined E PDF Print amp Edit Definition Master EB Securities 1 194 E Status Security ID Security Type Price Source Merv Morningstar Mapped Name Holding Pi o 121332156 Q F2 88579YZZZ F Ford Motor Company 3 D 3 88579Y101 MMM amp 3M Company 3 4 002824100 ABT amp Abbott Laboratories rms 00817Y108 AET Q Aetna Inc Le 025816109 AXP American Express Company 7 09062X103 Stock Morningstar Price BIIB amp amp Biogen Idec Inc Ps 1
245. ingstar Price MC 14 Monsanto Company 61166W101 Stock Morningstar Price MC i15 News Corporation Ltd A 65248E104 Stock Morningstar Price NW 16 Northrop Grumman Corporation 666807102 Stock Morningstar Price NO 17 Novell Inc 670006105 Stock Morningstar Price NO 18 Occidental Petroleum Corporation 674599105 Stock Morningstar Price OX 19 PG amp E Corporation 69331C108 Stock Morningstar Price PC 20 Qwest Communications Internatio 749121109 Stock Morningstar Price Q 721 Sun Microsystems Inc 866810203 Stock Morningstar Price Jaw GE zem All s A B c D E E G H I J K t N O P Q R s ur u v W x 3j z Total 194 B Selected 0 8 Click OK to save this security to the Definition Master 9 If you are ready to view your portfolio in Morningstar Direct click on Post You can now begin to analyze your portfolio throughout Direct Portfolio E Positions 584 Post X Delete f Save PDF Sprint E Edit Definition Master IB Securities 0 194 r Status Portfolio Id Holding Holding Name As Of Date Total Shares Price Identifier i Sample 22222222 XYZ Company 1 31 2008 5 000 00 0 00 r2 Sample 88579Y222 Ford Motor Company 1 31 2008 5 000 00 0 00 E 3 Sample 88579Y101 3M Company 1 31 2008 1 149 00 0 00 4 Sample 002824100 Abbott Laboratories 1 31 2008 3 175 00 0 00 L5 Sample 00817Y108 Aetna Inc 1 31 2008 3 500 00 0 00 re Sample 025816109 American Express Company 1 31 2008 5 000 00 0 00 7 Sample 09062x103 Biogen Idec Inc 1 31 2008 5 700 00
246. ional Category i Total Portfolio Interactive 6 v My Reports Reports 7 3 7 Demo 3 7 Demo Aggr E Templates iB Archived Reports EB Custom Security Classifications 2 Click on the General Settings to set your Defaults 3 In the Workflow tab set your settings for One Portfolio or Two Portfolios Comparison HM User Preferences Select default workflow settings Default Portfolio J Demo Aggr a Default Template Sample 1 w uh Default Risk Free Cash 3 Month T Bill EN Proxy Help Reset OK Cancel Total Attribution Set your Default Settings 130 4 In the Batch tab set your output locations WC User Preferences Select default batch settings Append filename with DD MMYYTY Save report results to archive Automatically Assign Policy Weights 1 When you begin to create Total Portfolio Attribution you have the ability to automatically assign your policy weights with an existing aggregate or you can manually assign the weights to your policy In this exercise we will retrieve the weights from an existing aggregate to automatically populate the policy weights See Aggregate chapter for detail on how to create an Aggregate Go to the Performance Attribution folder and click Reports under the Total Portfolio Interactive folder WC Morningstar Direct File New Favorites Tools Help Price Monitor Search for In Securities Go Home Local Databases Action Mew if Export E PDF Dl
247. isplay Benchmark 1 Display Benchmark 2 Peers Beaten of Peer Group Beaten Peer group rank Peer group percentile Peer group decile Peer aroun auintile Selected Rank Columns Peer group rank Settings Remove 9 Descending ranks O Ascending ranks Apply add remove to all time periods Help O OK Cancel 166 Performance Reporting Create a Custom Performance Report with Specific Data Points 9 Click OK to automatically be taken to the Supplementary Column dialog box to select non custom calculation data points Here you can select data from the Supplementary and His torical tab and further apply ranks to specific data points Ww Supplementary Columns Supplementary Data Points This tab is used to add edit or remove supplementary data points to the performance report Supplementary Universe Open End Funds he Find Data Point By View Name containing List Snapshot b Available Supplementary Columns Name Base Currency Primary Share Ticker ISIN Broad Category Group Global Category Morninastar Cateaorv Selected Supplementary Columns Marne Calculation Benchmark Settings Remove Remove All OK Cancel 10 Click OK and you will be taken back to the grid view File New Favorites Tools Help g Price Monitor Search for In Securities v Go Ra Senc Home Manage Reports Local
248. ita Brands International Power One Inc Cache Inc Ebix Inc Ann Taylor Stores Corporation Mednax Inc Trinity Biotech PLC ADR Entegris Inc China Bio Energy Holding Co Ltd ICF International Inc O2Micro International Ltd Imax Corporation EnergySolutions Inc Weighting 96 Market Value US23326R109t 23326R109 ES0178495034 E90215109 US5763231090 576323109 US0491642056 049164205 US4443981018 4443598101 US4406943054 440694305 US8354601069 835460106 US68628v3087 68628V308 CA4609511064 460951106 US1924481088 192448108 US5894991026 589499102 US1700328099 170032809 US7393081044 739308104 US1271503088 127150308 US2787152063 276715206 US0361151030 036115103 US58502B1061 585028106 US8964383066 896438306 US29362U1042 29362U104 US16948P1057 16948P105 US44925C103 44925C103 US67107W100 67107W100 CA45245E1097 45245E109 US2927562023 292756202 B c D 5 BY Selected 0 3 46 54 743 00 3 08 48 725 00 2 69 42 500 00 2 43 38 368 00 2 39 37 744 00 2 12 33 532 00 2 06 32 540 00 1 98 31 379 00 1 85 29 188 00 1 84 29 112 00 1 74 27 552 00 1 71 27 060 00 1 69 26 752 00 1 68 26 506 00 1 67 26 368 00 1 53 24 279 00 1 52 24 044 00 1 50 23 715 00 1 43 22 546 00 1 42 22 387 00 1 41 22 378 00 1 41 22 228 00 1 39 21 962 00 1 37 21 734 00 1 960 00 1 250 00 3 400 00 1 030 00 1 450 00 2 630 00 2 760 00 1 490 00 380 00 3 950 00 8 200 00 1 500 00 6 150 00 5 800 00 540 00 1 780 00 400 00 5 870 00 4 270 00
249. iteria Create an Advanced Search 4 Click on Separate Accounts CITS to be taken to the Advanced Search dialog box 5 Press Click here to start a new search WC Morningstar Direct Separate Accounts CITs Open JeInsert x Delete Clear All 4 Export E PDF save Wa Feedback Field Name Operator Value Click here to start a new search E v View Field Name Include Items Searched Items Found Run Search By Category Include Only Surviving Investments 0 Search data tree I O Alphabetically O all Investments alphabetically or by category i e Returns Cancel 6 Go to the Field Name column and click on Morningstar Institutional Category under Snapshot By default Field Names are displayed by Category but you can also view them alphabetically Ww Morningstar Direct Separate Accounts CITs QS Open JInsert x Delete Clear All fk Export A PDF save Wa Feedback Field Name Operator Value Q Morningstar Institutional Category All Cap Core O v View Field Name Include Items Searched Items Found By Category Include Only Surviving Investments 9082 17 Alphabetically FOAI Investments Run Search Include obsolete investments Help Cancel 7 Go to the Operator column to identify your Value Click 8 Go to the Value column and locate All Cap Core Click A Cap Core 9 Click Run Search to preview number of investments meeting the current criteria 22 Sear
250. ith missing security returns Zero return Missing returns Default return type for aggregate Based on security s prices Rescale weights Closed End Funds Market returen ETFs Market return Use Risk Free Proxy s returns as Cash component s returns in Aggregate Portfolio Organization Allow Consultant View Allow Money Manager View 5 OK Cancel Help 88 Position Accounts Import Portfolio Returns with a Morningstar Template Missing returns operates just like aggregate performance calculation in prior versions whereby if a security is missing returns the performance for the entire import will not be calculated Based on security S prices if the custodian template is used for the import and the file contains imported prices for the imported securities performance will be calculated based on the imported price if Morningstar does not have returns for a given imported security Rescale weights the security with missing performance is removed from the performance calculation and the weights for the remaining securities are rescaled Zero return the performance for the security with missing performance is made zero in the import performance calculation 5 Click OK 6 Go to the Portfolio Management folder and click on the Position Accounts folder WC Morningstar Direct File New Favorites Tools Help a Price Monitor Search for In This view Send us feedback Home Local Databases Acti
251. ive Fee 0 01 0 01 0 00 0 00 0 00 0 00 0 00 0 01 0 01 0 00 0 00 0 01 0 01 0 01 0 01 0 01 0 01 0 00 0 00 0 00 0 00 0 04 Return 0 12 0 12 0 05 0 55 0 57 0 05 0 05 0 07 0 00 0 38 0 06 0 33 0 10 0 12 0 01 0 06 0 02 0 14 0 07 0 00 0 00 1 54 1 In addition to automatically assigning weights to your policy you can also manually assign weights to your policy Go to the Performance Attribution folder and click on Reports under the Total Portfolio Interactive folder WC Morningstar Direct File New Favorites Tools Help TEjPrice Monitor Home Local Databases Action Search for In Securities 30 Mew it Export PDF bl Batch Management zw General Settings D Marne Global Databases a Portfolio Performance Attribution v g Equity Interactive i Morningstar Report Templates E Reports 2 Broad Asset Class US E Templates 3 Broad Category Group amp Morningstar Categ E Archived Reports Global Category Group Bg Equity PDF 5 Morningstar Institutional Category d Total Portfolio Interactive rs vPiyHenons Repti CD 7 3 7 Demo 3 7 Demo Aggr ES Templates BS Archived Reports B Custom Security Classifications Total Attribution Manually Assign Policy Weights 2 Click New to be taken to the Report Workflow dialog Ww Report Workflow Select report parameters Portfolio Sample T
252. ixed Inc Sector Exposure Fixed Inc Country Exposure Fixed Inc Currency Exposure User Defined Data Historical Price and Return Data Historical Portfolio Data Historical Expenses and Turnover Data Historical Rating and Rank Data Historical Cash Flow Data Historical Firm Client Type Historical Operation View Custom Calculations defaults to 3 years Total Data Points 1 Name Custom Data Sets and Calculations Create a Custom Calculation 4 Locate Treynor Ratio geo and click Add or double click Ww Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By 9 view O Name containing Custom Calculations defaults to 3 years Available Data Points Total Data Points 105 Std Error Alpha non excess return Std Error Alpha Std Error Beta non excess return Std Error Beta Sterling Ratio Sum Tracking Error Treynor Ratio arith E O Add Add All Selected Data Points Total Data Points 2 Name Settings Remove Remove All Save OK Cancel Help 5 Highlight the Treynor Ratio geo data point and click Settings to open Data Setting dialog box You can also double click on the data poi
253. ks L2 1 800 Contacts Inc CTAC OPOOO US6819 68197 21 0 21 12 0 vili Ownership Analysis 3 1 800 Flowers com Inc FLWS 0P0D0 US6824 68242 17 Ed Sene 4 1 800 Attorney Inc ATTY 0P000 US6823 68231 B Owners Portfolios d rs ist Centennial Bancorp FCEN OPOOO US3194 31942 gt amp Economics h 4 gt fl Market Analysis L6 ist Century Bancshrs Inc FCTY OPO00 US3194 31945 gt amp People F7 1st Colonial Bancorp Inc FCOB OPOOO US3197 31971 gt amp Institutions 8 ist Constitution Bancorp FCCY oOPO00 US3198 3198 3 ist Independence Financial Gr FIFG OPOD0D0 US3205 32052 10 ist Pacific Bancorp Ca FPBN OPOOO US3358 3358 ii ist Source Corporation SRCE PODD0 US3369 3369C Li 12 ist State Bancorp Inc FSBC OP000 US3364 33645 13 ist United Bancorp FUBC OPO00 US3374 3374C 14 21st Century Holding Compan TCHC OPOOO US9013 9013 Li 15 21st Century Insurance Group TW 0P000 US9013 9013C 16 21st Century Technologies In TFCYQ 0POO00 9013C i7 24 7 Real Media Inc TFSM POOD US9013 90131 18 3 Dimensional Pharmaceutical OPOOO US8855 88554 19 3Com Corporation COMS OPO000 US8855 8855 20 3D Systems Corporation TDSC OPOOO US8855 88554 21 3Dfx Interactive Inc TDFXQ OPOO0 88553 18 DH 3DIcon Corporation TDCP POD0 US8857 88575 1 Portfolio Management 23 3DO Company THDOQ OPO00 US8855 8855 18 Fund Flows F 74 aM Coamnaniw MMM NPNNN II 8857 R857C 4 49 lil Performance Attribution Performance Reporti
254. l Data Points 1 Mame Settings Remove Remove All e Save OK Cancel Help 3 Under the Available Data Lists you will notice your default data list universe will be displayed but you can alter this with the Universe drop down Goto the Find Data Point By and select Custom Calculations VIC Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By view O Name containing Asset Allocation Firm Ownership Structure Firm Client Type Available Data Points Operations Customization Tax Efficiency Total Data Points 44 Returns Month End Name Returns Quarter End Portfolio Date Returns Calendar Year Portfolio Currency Estimated Net Flow Quarter End Asset Alloc Cash Net Risk Month End Asset Alloc Equity Net Risk Quarter End Asset Alloc US Equity N Morningstar Ratings and Grades Asset Alloc Non US Equity Asset Allocation Asset Alloc Bond Net Equity Sector Exposure Asset Alloc US Bond NelEquity Sectors GICS Equity Industry GICS Equity Port Stats Long Equity Port Stats Short Selected Data Points Equity Style Analysis Equity Regional Exposure Equity Country Exposure Fixed Inc Portfolio Statistics F
255. lable Data Points Total Data Points 24 general or calculation settings of a selected point use the Settings Open End Funds Closed End Funds Position Accounts 529 Plan 529 Portfolios Economic Series Exchange Traded Funds Hedge Funds Insurancejlife Products Market Indexes Weekly Return Monthly Gross Return Monthly Return Quarterly Gross Return Quarterly Return Yearly Gross Return Yearly Investor Return Yearly Return Quarterly Return Rank Money Market Funds Open End Funds Institutions Ownership Portfolio Ownership Security People Separate Accounts CITs Stocks UK Life and Pension Funds Selected Data Points Total Data Points 0 US Variable Annuity Policies US Variable Life Subaccounts Unit Investment Trust My Data Sets Settings Remove Remove All Save OK Cancel Help 2006 5 50 11 5496 14 6696 14 6696 9 62 2007 38 49 19 78 26 8796 26 87 17 82 2007 e o 2009 2008 2010 2008 2009 2010 28 21 37 16 33 00 15 87 29 23 52 24 1 91 1 86 0 09 33 00 52 24 0 09 37 58 40 28 0 87 jaj P 17 Your default universe will be based on your settings under User Preferences Click on the Universe drop down if you want to select data points from another universe 18 You can also select data points from an existing data set from My Data Set Charts and Reports Create Charts 19 Go to Find Data Point By and
256. lars Pin Oak Aggressive Stock 1 000 00 3 29 2010 United States of America Dollars Eagle Capital Appreciation 4 1 000 00 3 29 2010 United States of America Dollars CGM Mutual 1 000 00 3 29 2010 United States of America Dollars Fidelity Contrafund 1 000 00 3 29 2010 United States of America Dollars All Li B c D gt Total 10 BY Selected o 11 From this window you can quickly access various Charts and Reports on the individual investments 201 Defined Contribution Plans Create a New Defined Contribution Plan 12 Click on the X Ray to view the new Contribution Plan s asset allocation and more 13 Click on P an Fee to alter any of the fees 14 Click on Add Holding if you want to add additional investment to your lineup 15 Close the Defined Contribution Plan window and you will be taken back to the grid view Click on the New Plan by itself or you can compare to another proposed Lineup VIC Morningstar Direct File New Favorites Tools Help Sj Price Monitor Search for In This View Send us feedback Home De P D DU pon PIS Local Databases Action gt a Export ij Print Refresh Global Databases r Reports Plan Status ajenna il al me kiss eg paciey Performance Attribution Delete Plan Comparison Long Rescaled Long Rescaled Performance Reporting m copy Michael Genovese Read Write 64 84 22 10 Sharing Lale Akman Read Write 36 53 17 21 Iv Ove Lale Akman Read Write 83 38 10 41 Vv 4 Propo
257. lcoa Inc AA Alcoa Inc buy SP500 IB Saved Reports E Notes i15 017361106 Allegheny Energy Inc AYE Allegheny Ener hold SP500 16 01741R102 Allegheny Technologies C ATI Allegheny Tect hold SP500 Custom Security Information Import Custom Security Information 100 Microsoft Excel Plug in Morningstar plug in for Microsoft Excel efficiently populates comprehensive Morningstar data into Microsoft Excel Easy to use templates automatically pull historical time series data into spreadsheets for tasks such as developing and backtesting custom models or for conducting peer and trend analyses Morningstar offers a growing range of templates based on historical time series data including options to analyze active share top holdings returns based style analysis prices dividends returns ratings capital gains rolling risk and much more Generate Excel Plug in Output 1 Go to the Excel Plug in subfolder from the Home folder Click on Excel Plug in WC Morningstar Direct File New Favorites Tools Help lE Price Monitor Search for In Securities E Send us feedback Home m iB Home EB Alerts iB Filings Morningstar plug in for Microsoft Excel efficiently populates Click here to download and install Morningstar Plug In EB Price Monitor comprehensive Morningstar data into Microsoft Excel Easy to Excel EPI iB Excel Plug in aD use templates automatically pull historical time ser
258. ld Name Operator Value 1 v 5 Years Return Q v gt v vi Supplementary Name 3 Years i 3 Years Return 3 Years Return Peer group rank 3 Years Return Display Benchmark 1 3 Years Return Display Benchmark 1 3 Years Return Morningstar category pe 3 Years Return Morningstar category pe 3 Years Return of Funds ranked in Mor Add Cell Color gt Text Color fii gt Help WC Conditional Formatting IE v Ruel amp vvxX av x Rel Field Name Operator Value 1 w 3 Years Return vi gt Calculation Benchmark Display Benchmark 1 Display Benchmark 2 Cell Color Text Color Mil Bold C Column Only Peer Group Average MJ Active Peer Group Median Add Peer Group Sth Percentilg Help Peer Group 95th Percenti Cancel 169 Performance Reporting Create Simple and Conditional Formatting 170 6 Once you ve completed creating your rule identify the Cell Color and Text Color to highlight the results W Conditional Formatting bj gt Rule 1 a av Y X 3 Years Return gt Display Benchmark 1 Cell Color TT Text Color Mil Bold CI Column Only Active mnm l mace T T mm 7 You ve successfully applied conditional formating to view your results VIC Morningstar Direct Fi
259. le Mew Favorites Tools Help JejPrice Monitor Search for In Securities E Send us feedback Home Manage Reports b 6 IS Consultant Scorecard II Custom Local Databases Action E Group Settings E Performance 8 amp 5 Supplementary Es Scorecard Eg Calculate R Export Q Locate W Sort Global Databases amp Undo Save Performance Attribution Name LI Report Currency Base Currency 31 2009 Last Quarter End Performance Reporting ES Manage Reports 7 Peer group Display Return Morningstar Return of EB Archived Reports rank Benchmark Display category Morningstar rank T Benchmark percentile category Morr 1 Avada move mila A sata FJ Report Search Criteria Product Focus Both Anating Overall gt 3 And Manager Tenure Average gt 3 And Incepti 02 v US SA Mid Cap Growth F3 14 Fis 6 07 18 BE 10 11 P 12 F 13 O 14 15 O 16 17 18 Portfolio Management 19 E120 E rj Fund Flows Presentation Studio Workspace Total 2025 BY Selected 0 MORNINGSTAR Lale Akman Performance Reporting Create Simple and Conditional Formatting 171 Automatically Run Reports using Batch Scheduling Once you create your report you can schedule a batch to run the report automatically 1 From the Manage Reports sub folder click on Batch Management WC Morningstar Direct File New Favorites Tools Help Eg Price Monitor Searc
260. le New Favorites Tools Help Price Monitor Search for In This View Send us feedback Home My Search Local Databases Action Vi i save v Search F3 Edit Data J Sort amp Locate Export My Data Set Aloha Databases xor referre a Performance Attribution r Name Firm Ownership Structure product Product Broad Global Firm Client Type Type Focus Category Group Category Performance Reporting Operations Customization Tax Efficienc in AE vi A R si Returns Month End Composite Both Allocation Moderate All Returns Quarter End E Presentation Studio 2 Abner Returns Calendar Year Composite Both Allocation Conservative rem Estimated Net Flow Quarte Workspace 3 Adviso Risk Month End Composite Both Allocation Moderate All 1 i j BN Invastment Lists a Al Frar Risk Quarter End v Composite Both Equity US Equity Mi gt Ga Search Criteria Is AllianceBernstein MA Strategic Rsrch Bal Composite Retail Allocation Moderate All gt amp Report Templates Vv 6 Altman Core Value Balanced Composite Institutional Allocation Moderate All Ei Chart Templates v 7 Appleton Group Assertive Composite Composite Both Allocation Moderate All gt amp Data Sets v 8 Appleton Group Conservative Composite Composite Both Allocation Conservative E Custom Sectors v9 Appleton Group Moderate Composite Composite Both Allocation Moderate All Sutera Security Info v 10 Appleton Group PLUS Portfolio Composi
261. lick Add Ld Morningstar Direct File New Favorites Tools Help IE Price Monitor Search for In This View z Send us feedback Home My Lists Local Databases Actiony 4 A v y View Snapshot v Bjsave Gadd zEditData sort Locate dh Export Global Databases E PDF Remtasi Performance Attribution r Name icker ISIN Broad Global Morr Category Group Category Performance Reporting Fund Flows Mi Fidelity Contrafund US3160711095 Equity US Equity Large Cap Presentation Studio VIC Select Investments Workspace Select Investments va Investment Lists d m My Lists How do you want to select Investments E Sample Investment gt amp Search Criteria gt amp Report Templates O single Investment ES Chart Templates gt ES Data Sets E Custom Sectors O Search Criteria EE custom Security Info O My Lists gt amp Position Accounts gt amp Aggregates O Import List EB Defined Contribution Plai Saved Reports 7 OK Cancel E3 Notes NamejTicker ISIN CUSIP SecId 6 Multiple Investments ju E All B c D E F G H I al K iE M N o P Q R S T u V Ww x Y 2 gt Total 1 By Selected 1 Lale Akman 6 Select Multiple Investments under Name Ticker ISIN CUSIP Secld 1 Click OK and you will be taken to the Find Securities dialog box Investment Lists Create a List with Name Ticker ISIN CUSIP Secld 8 he default Universe will be driven by your User Preferences Click on the Find By dr
262. licy Weights 136 19 Click OK to close the Report Workflow window 20 Click Calculate to run the Total Attribution Report 4 New Report Performance Attribution Window File New Favorites Help Search for In Securities E Send us feedback Views ES Attribution Settings s Calculate Export v l Sort Bg save HE weight amp Portfolio Sample TPA Inter Month Portfolios amp Policy Sample Benchmark amp Currency US Dollar Name Level 1 2 v Large Cap Harbor Capital Appr Harris Assoc Large v Small Mid Cap Diamond Hill Small v International Equity Hansberger Internat v Emerging Equity Lazard Emerging Ma v Intl Fixed Inc T Rowe Price Intern v Inv Grade Fixed Inc PIMCO Total Return v High Yield Fixed Inc Loomis Sayles High v Real Estate Sec DWS RREEF Global v Commodities PIMCO Commodity v Cash USTREAS T Bill Auct Total v Fee Consultant Fee Net Return Sample z Benchmark S amp P 500 TR Russell 1000 Growth TR USD Russell 1000 value TR USD Russell 2000 TR USD Russell 2000 TR USD MSCI EAFE MR USD MSCI World ex US USD MSCI EM NR USD MSCIEM USD Citi WGBI NonUSD USD BarCap Gbl Agg Ex USD TR USD BarCap US Agg Bond TR USD BarCap US Agg Bond TR USD ML US HY Master II TR USD BarCap US Corporate High Yield TR MSCI World Real Estate NR USD FTSE EPRA NAREIT Dvlp REITs PR U DJ UBS Commodity TR USD
263. llianz Connections 03 10 2010 supplement Allianz NACM Global B NGBBX 03 12 2010 sup SAI Local Databases essed Allianz NACM Global D NGBDX 03 12 2010 upplement E Global Databases Ii A80 Fondas Allianz NFJ Renaissance Instl PRNIX 03 12 2010 upplement E Allianz OCC Growth B PGFBX 03 12 2010 upplement Ee Performance attribution A amp G Fondos Duplicate Allianz OCC Growth R PPGRX 03 12 2010 sup sar gt Performance Reporting F a p Allianz PIMCO Europazins K A EUR 02 28 2010 TBFactsheet Ee E m Allianz RCM Asia Pacific S EUR 02 05 2010 prosp Ee P Allianz RCM UK Equity Income A 02 28 2010 TBFactsheet Ee E Fund Flows F RE Alpha Hedged Strategies C APHCX 12 31 2009 CAR E Presentation Studio 7O Alpine Accelerating Dividend AADDX 02 27 2010 BProsp E Am Leg Shareholder s Advan 02 08 2010 supplement Ee E Morkspace AMC BCV Cluster Eq Opportunity CHF I 12 31 2009 Factsheet E M vri Lale Akman 115 Public Filings Locate a Public Document in Document Library Performance Attribution Performance attribution analysis commonly referred to as micro attribution allows users to compare a portfolio s performance to that of a benchmark while decomposing the excess return to explain the impact of various investment decisions You can create your Performance Attribution report from an existing list in the Investment List and Search Criteria folders or directly in the Performance Attribution folder Once sav
264. lp E Price Monitor Search for In Securities v Go Send us feedback Home Manage Reports Local Databases Action E Group Settings Performance 20 Supplementary E Scorecard Ei Calculate Export amp Locate Ji Sort Global Databases amp Undo Save Performance Attribution o Name 1 1 2009 12 31 2009 Aggregate Bear Market Report Currency Base Currency Fund Score Scorecard Performance Reporting ig Manage Reports Return Return Peer Aggregate Score Score Peer E Archived Reports 8 Z P Ded RH Fi i Report Search Criteria Morningstar Category E Fl v US OE Bear Market F3 Grizzly Short 3 04 Comstock Capital Value Fis Comstock Capital Value R P 06 Comstock Capital Value B L1 rd Rydex Inverse S amp P 500 Strategy Inv L18 Comstock Capital value C 09 Rydex Inverse Gov Long Bond Strategy Inv F 10 ProFunds Ultrashort NASDAQ 100 Svc Fj 11 ProFunds Bear Svc Fj 12 Federated Prudent Bear A Fj 13 Rydex Dyn Inverse NASDAQ 100 2X Strat H B 14 Direxion Mthly Small Cap Bear 2X Fj 15 Rydex Inverse S amp P 500 2x Strategy H O 16 First American Interm Tax Free C 17 PIMCO StocksPLUS TR Short Strat Instl 18 ProFunds UltraBear Inv Portfolio Management 19 First American MN Interm T F C Fund Flows O 20 ProFunds UltraShort NASDAQ 100 Inv Digg tnt ILI 121 Rvdex Inverse S amp P 500 Strateav Adv 4 a m v Workspace Total 118 By Selected 0 7 E MORNINGSTAR Lale Akman 9 Click Calculate to generate the Scorecard with
265. ls Help j Price Monitor Search for In This View v Go Home My Search Criteria You can also use Edit Data vs the Right Click Local Databases Action View Snapshot Save v Search F3 Edit Data 3i Sort amp Locate 4 Export Global Databases E PDF 2 ere Performance Attribution C Name Vehicle Assets Strategy Strategy Holdinaofa USD Assets Assets Data Definition Performance Reporting Date Remove Column Fund Flows Insert Standard Data Point A R Schmeidler Balanced Accounts 95 040 000 00 12 31 2009 95 04 Presentation Studio Abner Herrman amp Brock Custom Balanced 214 308 000 00 12 31 2009 214 30 Insert Custom DEA Pontii Workspace Advisors Capital Mgt Balanced 11 280 000 00 12 31 2009 11 280 Data Settings Al Frank Value 200 000 000 00 9 30 2009 194 00 Change Display Name gt amp Investment Lists gt amp Search Criteria gt amp Report Templates Ei Chart Templates Freeze Columns 197 900 000 00 Decimal Places AllianceBernstein M Strategic Rsrch Bal 9 30 2009 1 509 12 31 2008 13 410 12 31 2009 680 0 Altman Core Value Balanced Currency 670 000 00 Display Options Appleton Group Assertive Composite gt amp Data Sets Appleton Group Conservative Composite 90 7 00 amp Oo wv HH 12 800 000 00 12 31 2009 12 800 000 JO E Custom Sectors Appleton Group Moderate Composite 19 500 000 00 12 31 2009 19 500 000 0 No E Custom Security Info 10
266. lternative 0 00 6 2 All Long Term 96 716 100 00 219 Stewardship Grades Funds Share Classes i Jill Presentation Studio Advanced Search Export Workspace 2 You can toggle between the various grouping variables on the left and analyze the components of each segment 3 Within each variable you have the option to view Total Net Asset or Estimated Net Flow by current annual quarterly and monthly frequency 190 Fund Flows Drill Down for Quick Access to Specific Views 4 The second drill down method focuses on the given names within your perspective segments and is accessible from the Drill down icon in the Name column Go to US Broad Asset Classes and click on the Drill down icon C Morningstar Direct i File Mew Favorites Tools Help Price Monitor Search for Home Local Databases Global Databases Performance Attribution Performance Reporting Portfolio Management Fund Flows H Fund Flows EB ICI Confidential Survey ii iil Presentation Studio Workspace Market Summary Workspace Market US Open end ex MM ex FoF Mkt Sh Basis Total Net Assets Dist Channel All v US Broad Asset Classes Estimated Net Flow Mil Name 1 Mo QTD YTD 1 Yr U S Stock dk 3 694 1 049 1 049 21 406 International Stock ib 4 635 12 911 12 911 41 429 Balanced dk 1 371 3 334 3 334 6 294 Taxable Bond dk 19 649 42 607 42 607 307 379 Municipal Bond uh 4 989 10 070 10 070 74 197 Alternative bh 2 189 4 61
267. mance Reporting 12 rank rank ES Manage Reports E Archived Reports 1 Report Search Criteria Morningstar Category Bear Market 2 v US DE Bear Market Fi 2 Grizzly Short US OE Bear Market 3 64 25 3 73 30 14 Comstock Capital Value US OE Bear Market 2 54 19 0 31 12 15 Comstock Capital Value R US OE Bear Market 2 28 17 0 08 11 6 Comstock Capital Value B US OE Bear Market 3 27 23 0 99 17 07 Rydex Inverse S amp P 500 Strategy Inv US OE Bear Market 0 82 11 0 87 15 ge Comstock Capital Value C US OE Bear Market 3 27 22 0 96 16 Cle Rydex Inverse Gov Long Bond Strategy Inv US OE Bear Market 3 63 24 3 30 26 10 ProFunds UltraShort NASDAQ 100 Syc US OE Bear Market 17 87 68 21 39 80 11 ProFunds Bear Svc US OE Bear Market 2 36 18 2 43 23 O 12 Federated Prudent Bear US OE Bear Market 5 46 2 6 34 2 O 13 Rydex Dyn Inverse NASDAQ 100 2X Strat H US OE Bear Market 16 20 65 19 58 76 EO 14 Direxion Mthly Small Cap Bear 2X US OE Bear Market 27 23 73 30 73 83 15 Rydex Inverse S amp P 500 2x Strategy H US OE Bear Market 9 08 51 10 19 57 Create Simple and Conditional Formatting oimple and Conditional Formatting gives you the ability to distinguish specific investments from others Simple Formatting allows you to select each investment and highlight it whereas Conditional Formatting allows you to set up a search and highlight those investments that meet the criteria 1 Open an existing performance report While r
268. meters Click on Share Classes 3 hen select the Additional Criteria tab where you can define parameters for Total Net Assets Estimated Net Flow Sales Charges Fees and Purchase Info e Advanced Search Webpage Dialog Click on the grouping variables in the left hand pane to select subsets of values to limit your search results As you apply values to each grouping variable the options available to you when you choose a different grouping variable will be limited by your previous choices When you press OK your query will be executed and all resulting data views will be based only on records that comply with your criteria Market US Open end ex MM ex FoF Fund Families Additional Criteria Criteria Asset Classes Total Net Assets Morningstar Categories Date 2010 02 Institutional Categories Value Mil none Active Passive Share Class Type Estimated Net Flow Funds Date Share Classes Value Mil Distribution Channels Morningstar Ratings Market Share Rank v Share Rank Stewardship Grades 2 Date 2010 02 x Total Return Quartiles Value None x Volatility Quartiles Sales charges Max Front end Load None Deferred Load I True No Load 193 Fund Flows Conduct Advanced Search to Limit Search Results 4 Once you ve created your custom search you can save and retrieve it in your Workspace tab to toggle between various grouping variables Click Save Create Custom Report Output B
269. mil Weighted Average P B Weighted Average P C Weighted Average P E Weighted Average P EBITDA Weighted Average P FCF Weighted Average P S Weight Return Top 10 Portfolio Holdings Weight Return Top 10 Benchmark Holdinas 7 The default time period will be the previous quarter 8 Click Calculate to run the report 9 Name the file and click OK ERT Report Save Report Mame My Reparts 1 Fidelity Magellan vs Russell 1000 TR USC A List PORTS Fidelity Magellan vs Vanguard SC GIC SECTOR Gakmark Select I vs R1000 3 7 Custom Security Demo 3 7 Demo Aggr Russell 3000 TR USD 3 7 Northern Enhanced Large Cap vs S amp P 50 DU ETF PowerShares O00 vs R1000G DU Insurance Fidelity VIP Index SOO IC S amp P DU GE Perf Attribution DU Separate Acct Fidelity Blue Chip Growth Russell 1000 Grawt FT Holdings Analysis Ibb ssoc Ret Inc vs Ibb ssac Bnchmk 120 Performance Attribution Generate Performance Attribution with Morningstar Templates 10 Once the calculation is complete you will be asked to view the output Click OK Morningstar Direct Calculation is complete for report sample Do vau want ta view ib now Do ca 11 Your output will default to the Highlights view but you can toggle to the other View options in View folder Go to the Attribution sub folder DEK W sample Performance Attribution Window File Mew Favorites Help Search for In Securities Send us feedback Vie
270. mple Ii 16 ESXLCG Lale Akman Read Write 9 8 2009 9 8 2009 ESXLCG D i7 ESXSMG Lale Akman Read Write 9 8 2009 9 8 2009 ESXSMG i8 FQDSCV Lale Akman Read Write 9 8 2009 9 8 2009 FQDSCV 19 GROODA Lale Akman Read Write 9 8 2009 9 8 2009 GROODA 20 HARRTS Lale Akman Read Write 9 8 2009 9 8 2009 HARRTS 2 IA SBBI S amp P 500 Cap App Lale Akman Read Write 2 7 2008 2 5 2008 IA SBBI S amp P E 22 IMPORT Lale Akman Read Write 5 18 2008 5 5 2008 IMPORT si 23 JIMMYO Lale Akman Read Write 9 8 2009 9 8 2009 JIMMYO Portfolio Management gt E3 Strategies gt amp Models Y ES Position Accounts Fund Flows r 74 CCM MTH Lale Alran Read uirite 122 2nn7 8 8 2NN7 L CM Presentation Studio 2 Al B c D E F G H I Workspace Total 32 By Selected 0 MORNINGSTAR Lale Akman 92 Position Accounts Make Updates or Edits to Imported Data 2 Next select Fdit Performance to edit existing data You can also select Import to update return series VIC DTT Import Holdings Position Account Send us feedback Help Search for In This View Position Account EB General Settings View Total Return Monthly z Import amp Export Edit Performance E PDF gt Eg X Ray r Year January February March April May v 3 Imported Price Return E Return Series iB Holdings summary ai 1987 0 63 2 1988 4 59 1 99 r3 1989 5 40 2 68 Pa 1990 3 26 2 38 rs 1991 7 76 0 46 6 1992 0 29 1 95 mik 1993 2 60 3 60
271. mpleted creating a Defined Contribution Plan Report Ww Morningstar Direct BR SIE Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title Ps less ks Qo SB O eple me fe Fr Current Lineup Proposed Lineup Equity Style Options 10 i ions i ions Fixed Income ptions 4 Momingster Stylebox is not available for 1 holding Style Consistency 02 28 2010 11 12 13 1 15 16 17 9 10 11 12 13 1 15 6 7 Number of Options Number of Options Style Consistency is not available for 1 holding Style Consistency is not avadable for 1 holding Style Detail 02 28 2010 Style Detail 02 28 2010 A Style Equity Assets Tmover A Style Equity Assets Tmover Style inTop10 Ratio Style inTopi0 Ratio Constncy Constncy Schafer Cullen High Dividend Value Eq H High 40 24 Large Blend MF Medium 36 79 Large Blend MF Columbia Large Cap Index Z H 19 5 Large Growth MF i Large Growth MF Fidelity Contrafund H 29 58 Amana Trust Growth MF American Century NT Growth Institutional MF American Century One Choice Aggressive MF ln Anrou Ims ME American Contin Strat Al vous lev 203 Defined Contribution Plans Create a New Defined Contribution Plan Hypothetical Illustration The Hypothetical Illustration tool allows you to develop investment scenarios over past historical periods Hypothe
272. n Getting Started Product Layout Folder Definitions Home The Home page contains may apps that help you stay informed with product training definitions data market commentary research updates and more Local Databases Local Databases provide access to Morningstar s fund databases specific to the local country you specified in User Preferences Open End Funds Separate Accounts Exchange Traded Funds Stocks Variable Annuity Products Stocks and much more Global Databases Global Databases provide access to Morningstar s fund databases across all regions Open End Funds Separate Accounts Exchange Traded Funds Stocks Variable Annuity Products Stocks and much more Performance Attribution Performance Attribution provides access to micro attribution to explain the impact of invest ment decisions and macro attribution to explain the impact of the portfolio decision maker s contribution to performance in the selection of investment managers and the allocation of assets to each manager versus the strategic asset allocation policy Performance Reporting Performance Reporting is specifically designed to monitor performance of quantitative and qualitative factors of a group of investments You can also create investment scorecards to assign weights and create custom criteria of quantitative and qualitative factors to calculate an overall score Portfolio Management Portfolio Management is specifically designed to create
273. n 9 2 a CasmcsGeowthA Russel 1000 Grower TR USO A r 4 3 gt L 4 9 2 1 5 S 4 LA 0 SQ ar ge BS gt S Te e 2 _ im 2008 08 2008 1 2009 05 2009 2 Ot cet Does per ge See furtis Dew Dee del em Zw Depas Lopwcuten f ol smit aio Gee us a Risk Reward Returns fear VUD 52 n OAM F3 Roe Comratana zl Alger Large Cap Growth Portzls z 36 v Ager ation P 2 caama 30 j ussel 1000 Grow TR USO n i i l fs L Bat nl 2 An I I d 4 YID I year S years 5 years 10 years 15 years OO Mte se Jobers 290 Lege Ses gant Partai 1 Sts Dev om Law Depta secte Mt ones boet LIC GS NUD Performance Time Period 1 1 2005 to 12 31 2009 m information 7 Se Nes Excess Fs Tracking fletum Std Dev Retum aio R fier arith CGM Mutual 18 0 52 13 Fidelity Contrafund 1 Chart Settings Alger Large Cap Growth Portfolio 2 19 3 NC pA E Ch Returns o Alger Capital Appreciation Fri 2 19 1 D al Return v i E Ret Monthly Reti Jamas Growt 3 n Re Total Re v b mE Russe 1000 Growth TA USD 0 Cu US Dolla v Multiple Investments 4 KADDSZNRBSNANNTARGAARGESH Ma rm 11 Go to Chart Settings Each Chart or Table will have specific settings that you can customize 12 Click on Set Up to alter your trailing time periods The Time Period Setup window is identical to Performance Reporting settings see Performance Reporting chapter for detail After you v
274. n OU F amp F UN John Hancock 341 533 533 7 225 244 111 1 58 72 1 52 BlackRock 1 861 1 861 11 829 897 108 1 55 m e 73 1 55 Top 10 Drill down 4 View Chart 44 v US Broad Asset Classes Estimated Net Flow Mil ENF 02 2010 Mil Market Share Basis Total Net Assets Bil Name 1 Mo QTD YTD 1 Yr Active Passive 02 2010 Mkt Sh Rank 02 2009 Mkt Sh U S Stock 3 694 1 049 1 049 21 406 5 090 1 447 3 049 43 62 2 037 43 35 International Stock 4 635 12 911 12 911 41 429 2 669 1 966 1 127 16 12 701 14 93 Balanced 1 371 3 334 3 334 6 294 1 370 1 648 9 27 481 10 23 Taxable Bond 19 649 42 607 42 607 307 379 16 996 2 653 1 600 22 89 22 82 Municipal Bond 4 989 10 070 10 070 74 197 4 973 16 478 6 84 7 63 Alternative 2 189 4 613 4 613 16 181 1 769 317 63 0 91 0 85 Commodities 1 117 2 026 2 026 10 945 1 142 24 25 0 35 0 19 All Long Term 30 256 74 512 74 512 435 021 23 829 6 375 6 989 100 00 100 00 Drill down 4 View Chart 4 Presentation Studio Workspace Morninactar Catannriac MORNINGSTAR Lale Akman 194 Fund Flows Create Custom Report Output Based on Your Specifications 2 In the Custom Report Dialog name your query VIC Morningstar Direct Use Custom Reports to create data sets that conform to your specifications Results can be further manipulated in Excel Market Query Name Row Definition Group By Sub Group By Then By Include Grouping Rows Column Definition e Type Start Date End Da
275. nc 0 30 0 30 0 00 13 Click on Show Portfolio Holdings to only view results that pertain to portfolio holdings 122 Performance Attribution Generate Performance Attribution with Morningstar Templates Customize your Performance Attribution 1 Once you ve created a performance attribution report you can also modify it 30 to Settings Ww sample Performance Attribution Window File New Favorites Help Search for In Securities Views Settings gt Es Calculate Export B save A Benchmark S amp P 500 TR Q EB Highlights E Attribution Nowe E Contribution EB Highest Lowest Ei Intra Day iB Portfolio Statistics EB Trailing Performance E Valuation by Data Point E Weights gt amp Report Data Security Classifications Dates amp Calculations Show Templates Portfolio Benchmark Consumer Discretionary 43 38 43 91 Consumer Staples 0 00 0 00 Energy 3 97 4 37 Financials 11 08 12 18 Health Care 13 03 14 35 Industrials 0 00 0 00 Information Technology 22 93 25 20 Materials 0 00 gt 0 00 Telecommunication Services 0 00 0 00 Utilities 0 00 0 00 Attribution Total 94 41 100 00 Cash 5 59 Equity Missing Performance 0 00 Total 100 00 Reported Total Return Gap Reported Attribution Total Portfolio Leading Contributors Weight Return Contribution Consumer Discretionary 43 91 8 24 3 74 Health Care 14 35 10 62 1 51 Information Technology 25 20 3 33 0 90 Energy 4 37 13 32 0 62 Financials
276. nce Report Template Morningstar Read Only F7 Trailing Returns Last Week End Performance Report Template Morningstar Read Only 18 Trailing Returns Last Year End Performance Report Template Morningstar Read Only 03 v Saved Performance Reports 10 1 IS Consultant Initial Search Performance Report Lale Akman Read Write 11 2 15 Consultant Manager Search Performance Report Lale Akman Read Write IF 12 3 IS Consultant Evaluation Performance Report Lale 4kman Read Write Fj 13 3 7 Demo Inv List Performance Report Lale Akman Read Write C 14 3 7 Demo Scorecard Performance Report Lale Akman Read Write Fj i5 3 7 Demo_Search Criteria Performance Report Lale Akman Read Write C 16 4 IS Consultant Monitor Performance Reporting Set General Settings Performance Report Lale Akman Read Write 157 2 In the General tab set your default universe and return type You can also synchronize your Performance Report and Investment List by checking the box VIC User Preferences Select default general settings for performance reporting 2 General Output Grouping Display Settings Default decimal places 2 v Default currency Base Currency v Default universe Open End Funds v v Default return type Total Return v Show message when report calculation is complete Filter Settings Update Summary Statistics Investments Keep Performance Report and Investment List synchronized Display notification when
277. ng Presentation Studio All B c D Workspace Totali 8767 fy Selected 0 MORNINGSTAR Lale Akman 4 Right click on the stock of interest and select View Owners where you can select Detailed Owner Analysis or Peer Owners Analysis Select Detailed Owner Analysis VIC Morningstar Direct File New Favorites Tools Help fs Price Monitor Search for In This view Send us feedback Home Securities Local Databases Action View Snapshot X E save v Search F3 Edit Data sort Locate Export E PDF Refresh Global Databases r Name a Ticker SecId ISIN CUSI Total amp 4 Owners Owners Owners Total amp Buyers Buyers P Owners Sep Mutual Institutions Buyers Sep Mutual gt amp Morningstar Analysis Accts Funds Accts Funds gt Ge Funds Managed Products Road Inc ARDI OPOOO Us0464 0464 31 4 0 27 21 gt amp Stocks r2 1 800 Contacts Inc CTAC opooo US6819 68197 0 21 12 v Ownership Analysis Cis 1 800 Flowers com Ine FIWS PANO US6824 68245 lid Securities 4 1 800 Attorney 1 RePOrts US6823 68231 iB Owners Portfolios Charts 5 ist Centennial Ba US3194 31942 gt amp Economics View Holdings gt amp Market Analysis r ist Century Banc cemere gt amp People 7 ist Colonial Banct Find Similar Funds gt 3 Institutions 8 ist Constitution B Rating What i st Independence z 9 ist Ind d Ra US3205 3205 Performance Attribution gt 10 ist Pacific Bancer US
278. ngertips Organize your saved file by folders 10 O82 OAOCAOCEOEOES 9 E er ets A Actions Y L Name nne Permissions Date Modified z Within My Firm C M Competitor Analysis Equity Manage Share With gt Outside My Firm Read Only 9 10 2009 C M Competitor Analysis Fixed Income Refresh Landing Screen la ingstar Read Only 9 11 2009 Oo M Competitor Analysis Separate Account Ma Morningstar Template Morningstar Read Only 9 11 2009 C 8 Equity Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 C S Fixed Income Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 143 Presentation Studio Understand the Layout 10 Once you create your presentations they will be stored under Saved Files 11 Send To or Share With your presentation with other Morningstar Direct users Create a Factsheet using Morningstar Template 1 Morningstar Factsheet templates are designed for one investment compared to one or two benchmarks and the Category Average Go to the Morningstar Template tab and click on Equity Manager Fact Sheet Morningstar Direct MEG File New Favorites Tools Help g Price Monitor Search for In This View Go MZ Send us feedback Home PresentationStudio Local Databases Global Databases Performance Attribution 4 Fo New Workbook New Factsheet P New Chart Le Global Settings Performance Reporting Portfolio Management Cus
279. ngs Summary Name Sample Importi Currency US Dollar Benchmark 1 Russell 1000 TR USD Benchmark 2 Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Samplel D Performance source Imported account level performance vi Imported account level performance Performance Series or Calculated based on underlying positions Strategy 2 Go to Set User Preferences for further settings ind Morningstar Direct File Mew Favorites Tools Help tm Price Monit Set User Preferences New Folder Action amp Import i Mame Exit Position Accounts mport Portfolio Returns with a Morningstar Template 3 Click on the mporttab to select your default price source for imported security performance calculations LM Morningstar Direct Aggregate Basics Enter general aggregate information here Name Sample Currency US Dollar Benchmark 1 Russell 1000 Growth TR USD a Benchmark 2 US OE Large Growth a Risk free proxy USTREAS T Bill Auction Ave 3 Mon a Portfolio ID Rebalancing frequency Monthly Rebalancing base on Calendar Period End Performance source Calculated based on underlying positions Performance Ik E EJ E Earliest Common First Portfolio Date Earliest Available Notes Earliest Common calculation start date Attached model 4 Next go to the Portfolio Management tab and select the performance calculation for missing security returns L4 Holdings Entry Morningstar
280. nized How is the Data Organized Historical Data Points are used to evaluate the consistency and trend of historical data These can be found in Edit Data Basic modifications to data settings can be made in the general tab and date changes start and end dates can be made in the Calculation Tab The default setting is three years VIC Select Data Points Select Data Points Choose Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By View Name containing All Standard Data Points All Standard Data Points Snapshot Available Data Points Firm Ownership Structure Firm Client Type Total Data Points 395 Operations of Bond Holdings Customization Tax Efficiency of Holdings Returns Month End of Investments 10 yr Returns Quarter End of Investments 3 Yr Returns Calendar Year of Investments 5 vr Risk Month End of Other Holdings Risk Quarter End of Stock Holdings Morningstar Ratings and Grades of Strategy Accounts Gasset Allocation of Strategy Accounts La Eauity Sector Exposure Equity Sectors GICS Equity Industry GICS Equity Port Stats Long Selected Data Points Equity Port Stats Short Lc Equity Style Analysis Total Data Points 12 Equity Regional Exposure Equity Cou
281. ns s Save Online dp Save Locally Help OK Cancel 23 Click OK 24 To open a hypothetical you saved locally go to the File menu select Open WG Mor ningstar Direct File elp B New Hypothetical Illustration gm Send us feedback i Select All Y Deselect All X Delete Open is por Name Date Modified Edit Exit 49 IF 1246 2008 Yes 2 Chapter 12 22 2008 Yes 209 Hypothetical Illustration
282. nt to be taken to the Data Setting dialog box 6 Go to the General tab and select Percentile descending in the Display Options drop down This will assign the largest value to the lowest percentile The options under the general tab are available for any numerical data point regardless of the data list chosen W Data Settings Data Settings General Calculation General Settings Display name Treynor Ratio geo Scale none Reverse sign No Decimal places 2 Currency US Dollar Display options Raw Value Data Point Definition Raw Value Percentile ascending Percentile descending Decile ascending Decile descending Quintile ascending Quintile descending Quartile ascending Curt OK Cancel Help Custom Data Sets and Calculations Create a Custom Calculation 7 Click on the Calculation tab W Data Settings Data Settings General Calculation Q Source Data Source data Monthly Return v Start date 01 01 2005 Ev Do Not Float 0 Lag days End date 12 31 2009 A Do Not Float lag days Calculation Data point eynor Ratio geo v Annualize Benchmark R Risk free proxy TREAS T Bill Calculation window O single data point O Forward extending window O rolling window 10 Backward extending window Moving window size Moving step 12 months Require continuou
283. nterpreted with labeled column headings that show Scorecard inputs and weights Click Calculate to generate the Scorecard uf Morningstar Direct DE File New Favorites Tools Help Price Monitor Search for In Securities Send us feedback Home Manage Reports Local Databases Action Group Settings E Performance Supplementary Scorecard Calculate ft Export amp Locate l Sort Global Databases 4 Undo fl Save Performance Attribution go Name Calculation 1 1 2005 1 1 2006 1 1 2007 1 1 2008 Report Currency Base Currency Benchmark 12 31 2009 12 31 2009 12 31 2009 12 31 2009 Performance Reporting ES Manage Reports Return Peer Return Peer Return Peer Return Peer gi iB Archived Reports 40 group 25 group 20 group 1096 rank rank rank rank Fi Report Search Criteria Morningstar Category Bear Market O2 v US OE Bear Market gs Grizzly Short 4 Comstock Capital Value A L15 Comstock Capital Value R 6 Comstock Capital Value B 07 Rydex Inverse S amp P 500 Strategy ge Comstock Capital Value C ge Rydex Inverse Gov Long Bond St O 10 ProFunds UltraShort NASDAQ 100 11 ProFunds Bear Svc EO 12 Federated Prudent Bear A Fi 13 Rydex Dyn Inverse NASDAQ 100 F 14 Direxion Mthly Small Cap Bear 2X 15 Rydex Inverse S amp P 500 2x Strate O 16 First American Interm Tax Free C g 17 PIMCO StocksPLUS TR Short Stra O 18 ProFunds UltraBear Inv Portfolio Management 19 First American MN Interm T
284. ntrafund FCNTX US3160711095 Equity US Equity Large Cap US OE Large Growth Eund Elows 3 Alger Large Cap Growth Portfolio I 2 AAGOX US0155445051 Equity US Equity Large Cap US OE Large Growth 4 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Equity US Equity Large Cap US OE Large Growth ros Calamos Growth CVGRX US1281193029 Equity US Equity Large Cap US OE Large Growth workspace r6 Eagle Capital Appreciation A HRCPX US26945A1007 Equity US Equity Large Cap US OE Large Growth v Ei Investment Lists F7 Alger Spectra SPECX US0155661020 Equity US Equity Large Cap US OE Large Growth d m My Lists re Putnam Voyager PVOYX US7470121028 Equity US Equity Large Cap US OE Large Growth E Sample Investment Liste Pa Morgan Stanley Focus Growth B AMOBX US6169332060 Equity US Equity Large Cap US OE Large Growth li Search Criteria io Pin Oak Aggressive Stock POGSX US6710812065 Equity US Equity Large Cap US OE Large Growth gt amp Report Templates EB Chart Templates gt amp Data Sets EB Custom Sectors E Custom Security Info E Defined Contribution Plans E Saved Reports E Notes 2 Select two names 3 Click the Actions Charts and Reports Create Charts Edit your existing investments by adding additional names or removing 41 4 Go to Charts and you will see the many choices to display various data Click on Return Bar 4 Morningstar Direct gt amp Report Templates X Ray Premium Discount E Chart Templates Do
285. ntry Exposure Equity Currency Exposure Fixed Inc Portfolio Statistics Fixed Inc Sector Exposure Fixed Inc Country Exposure Fixed Inc Currency Exposure Historical Price and Return Data Historical Portfolio Data Historical Expenses and Turnover Data Historical Rating and Rank Data Historical Cash Flow Data Custom Calculations defaults to 3 years Name Investment Type Morningstar Category R2 Excess Return Tracking Error Total Ret YTD Qtr End Total Ret Rank Cat YTD Morningstar Rating Overal WC Data Settings Data Settings General Calculation B Source Data Source data Yearly Gross Return Start date 01 01 2005 Ev Do Not Float v C Lag days End date 12 31 2007 E Do Not Float Lag days Calculation Data point No Calculation Annualize Benchmark Risk free proxy Calculation window Single data point Forward extending window Rolling window Backward extending window Moving window size Moving step Require continuous source data Number of calculation points 3 OK Cancel Help Custom Data Sets and Calculations How Is the Data Organized How is the Data Organized Custom Calculations allow you to generate calculations using your own benchmarks data sources and specific time frame calculations Offering the most flexibility these data points can be found in Edit Data and by doing a Right Click Basic mo
286. o Imported Data Return Series 1 To update or edit your return series go to Portfolio Management and select the imported file in the Position Accounts sub folder Ww Morningstar Direct File New Favorites Tools Help Ej Price Monitor Search for In This View E Send us feedback Home Er Local Databases Action gt amp Import ik Export E PDF Global Databases r Name a Owner Permission Last Updated Created On Portfolio ID Performance Attribution Performance Reporting i ATS Sample Import Lale Akman Read Write 11 20 2008 8 18 2007 ATS Sample Ii 000000 Lale Akman Read Write 9 8 2009 9 8 2009 000000 411923 Lale Akman Read Write 9 8 2009 9 8 2009 411923 411931 Lale Akman Read Write 9 8 2009 9 8 2009 411931 412523 Lale Akman Read Write 9 8 2009 9 8 2009 412523 E My Position Accounts A13763 Lale Akman Read Write 9 8 2009 9 8 2009 A13763 V Bil Agaracatae A16833 Lale Akman Read Write 9 8 2009 9 8 2009 A16833 H Saved Reports Ps A18203 Lale Akman Read Write 9 8 2009 9 8 2009 A18203 ro A19535 Lale Akman Read Write 9 8 2009 9 8 2009 A19535 3 10 ASCGF Lale Akman Read Write 2 7 2008 2 4 2008 ASCGF 02 0 ii BROWKN Lale Akman Read Write 9 8 2009 9 8 2009 BROWKN Piz CEPLCC Lale Akman Read Write 9 8 2009 9 8 2009 CEPLCC i3 Custom Portfolio Lale Akman Read Write 9 8 2009 9 8 2009 Custom Portfo 14 DHJFX Lale Akman Read Write 9 8 2009 9 8 2009 DHJFX 15 DTT Import Holdings Lale Akman Read Write 12 12 2007 8 18 2007 ATS Sa
287. o Workspace and click on Custom Security Info File New Favorites Tools Help E Price Monitor Search for In This view v Go Wa Ser Home Local Databases Actiony New fb Export E PDF Refresh Global Databases v Standard Standard Name My ID My Name My Sector My My My ID Benchmarki Benchmark Benchmark Performance Attribution in SecId T 2 in SecId Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace gt 3 Investment Lists gt amp Search Criteria gt amp Report Templates iB Chart Templates gt amp Data Sets EB Custom Sectors EB Custom Security Info EB Defined Contribution Plans E Saved Reports E Notes 2 Click New to be taken to the first Import dialog box Custom Security Information mport Custom Security Information 98 3 Double click on Morningstar Template Securities and you will be taken to the next Import dialog box li import Morningstar Direct Alexandra Bosco B x File Send us feedback amp Import EP Edit Definition Master C Interface Name Last Post Date Interface Category Ji Morningstar Template Securities e 3 4 2010 Morningstar Product 4 Go to File Name and Browse for your spreadsheet Morningstar Template Morningstar Template Securities File Name Q Qo Header Row M Standard ID Type secta MUT Standard ID Column 4 SeclD My ID Column B My ID My Name Column C Name My Secto
288. o analyze your portfolio throughout Direct Portfolio E Positions 584 Post X Delete Save X PDF Print Edit Definition Master H Securities 0 194 r Status Portfolio Id Holding Holding Name As Of Date Total Shares Price Identifier i Sample 22222222 XYZ Company 1 31 2008 5 000 00 0 00 L2 Sample 88579Y22Z Ford Motor Company 1 31 2008 5 000 00 0 00 4 3 Sample 88579Y101 3M Company 1 31 2008 1 149 00 0 00 24 Sample 002824100 Abbott Laboratories 1 31 2008 3 175 00 0 00 rs Sample 008177108 4etna Inc 1 31 2008 3 500 00 0 00 56 Sample 025816109 American Express Company 1 31 2008 5 000 00 0 00 L7 Sample 09062x103 Biogen Idec Inc 1 31 2008 5 700 00 0 00 re Sample 115637209 Brown Forman Corporation B 1 43172008 5 300 00 0 00 r 3 Sample 125581108 CIT Group Inc 1 31 2008 7 400 00 0 00 10 Sample 126408103 CSX Corporation 1 31 2008 7 000 00 0 00 11 Sample 37247D106 Genworth Financial Inc 1 31 2008 1 100 00 0 00 12 Sample 495582108 King Pharmaceuticals Inc 1 31 2008 11 100 00 0 00 13 Sample 581550103 McKesson Inc 1131 2008 1 800 00 0 00 14 Sample 61166W101 Monsanto Company 1 131 2008 300 00 0 00 15 Sample 65248E104 News Corporation Ltd A 1 31 2008 17 800 00 0 00 16 Sample 666807102 Northrop Grumman Corporation 1 31 2008 1 200 00 0 00 i7 Sample 670006105 Novell Inc 1 31 2008 40 000 00 0 00 18 Sample 674599105 Occidental Petroleum Corporation 1 31 2008 5 200 00 0 00 19 Sample 69331C108 PG amp E Corporation 1
289. o return the performance for the security with missing performance is made zero in the import performance calculation 5 Click OK 6 Go to the Portfolio Management folder and click on the Position Accounts folder iC Morningstar Direct File New Favorites Tools Help f Price Monitor Search for In This View v Go Home HO Local Databases Action New Aggregate Import ik Export E PDF Global Databases r Name 4 Owner Permission Last Updated Performance Attribution Performance Reporting i 4 Large Growth 1 25 Lale Akman Read Write 12 12 2007 L2 4 Large Growth 25 50 Lale Akman Read Write 12 12 2007 3 4 Large Growth 50 75 Lale Akman Read Write 12 12 2007 gt Ge Strategies skokk i li Position A 4 4 Large Growth 75 100 Lale Akman Read Write 12 12 2007 v osition Accoun ES Mv Position A t 5 7 Import ETFs Lale Akman Read Write 12 12 2007 iB My Position Accounts I TTE E Aggregates 6 7 Imported Portfolio Lale Akman Read Write 12 12 2007 E My Aggregates F7 7 SMID Aggr Lale Akman Read Write 12 12 2007 gt amp Models 8 tk 7 Top SV Performers Lale Akman Read Write 12 12 2007 gt amp Benchmarks Pa 3 6 1 Aggr Lale Akman Read Write 4 3 2009 E Saved Reports 10 3 7 Demo Aggr Lale Akman Read Write 9 8 2009 11 4 Category Ave Test Aggregate Lale Akman Read Write 12 12 2007 Li 12 A OFFSHORE Aggregate Lale Akman Read Write 12 12 2007 13 4 Stock Aggregate Lale Akman Read Write 5 1
290. oe e A a 2 In the Create New Workbook dialog box you have three choices Morningstar Templates are also available in this view as well as your Saved Workbook Templates Click on New Blank Workbook Create New Workbook How do you want to create the workbook 2 G New Blank Workbook Morningstar Template Saved Workbook Template OK Cancel 149 Presentation Studio Create a Custom Workbook 3 Next select your investments You can either search for investments by clicking on the Add or select from an existing investment list Go to Saved Lists to retrieve an existing investment list Investments 5ettings Ax Saved Lists IS ProdMng Janus Line Up pla P rodMng PerfCycles CGM IS ProdMng Sector IS Vipa Category IS VIPA 5 IS VIPA InvList IS VIPA whole list minus 5 Lib Lale Manager Benchmarks MEPT List Meth Data FAQ Leveraged Meth NM Extended Perf Meth NM Grades Meth NM InvPerf MF Universe 1 1 MT Credit Ratings MT Equity Style MT Holdings vs Returns MT Mstar Ratings PA Sample Population MSTAR 401K Premier Key Monitoring Report Quiz IV Benchmark Quiz V Sample Madal 1 2 3 Russell small Growth Universe Mkt Cap amp Sector for Pat SP500 Russell Target Date Reports Category Average Save List OK I Cancel 4 Once you ve selected your list the screen will populate the names Click OK and you will be taken to a blank screen to add your chart and ta
291. of time period options Click on Trailing periods 5 Go to Number of Columns and input 5 6 Click Add Columns and you will see the time periods displayed in the Selected Time Periods box If you double click on a time period you will be taken to the Time Period Settings dialog to alter the Display Name The same task can be accomplished through Settings Performance Reporting Create a Custom Performance Report with Specific Data Points 1 Click on the Data Points tab to choose desired performance data for the selected time periods Your selection contains over 100 custom calculations WG Performance Column Setup Data Points This tab is used to add edit or remove calculation data points to time period s on the performance Time Period 1 1 2009 12 31 2009 Data Points Alpha Alpha non excess return Appraisal Ratio Appraisal Ratio non excess return Average Average Drawdown Average Gain Average Loss Selected Data Points Return Settings Remove Apply add remove to all time periods Help OK Cancel 8 Select the Ranks tab to add rank columns to the selected performance data VIC Performance Column Setup Rank Columns Setup This tab is used to add edit or remove rank columns to the performance report Calculate the ranks and retrieve the of Data Points investments ranked in Available Rank Columns peer display list groups D
292. oices 4 Click on Open End Funds to be taken to the Basic Search Dialog box Search Criteria Create a Basic Search 5 You can quickly search for your investments using Basic Performance and Portfolio parameters Click 5 Star Morningstar Rating Overall under the Basic section Ww Morningstar Direct Open End Funds gg Open z2 Clear All A Save Wa Feedback Basic 20 Morningstar Category Share Class Type Sal No Preference v Country Available for Morningstar Rating ale Overall 12 Months Yield Manager Tenure Average 0 50 gt Performance gt Portfolio Include Include Only Surviving Investments O All Investments Help Old Shr Class Inception Date Closed To AII Investors v Oves Ono 01 29 2010 Items Searched 0 Open Clear all Save Feedback 12 Months Yield Manager Tenure Average 0 0 lt k Performance 3 Year Return 3 Year Std Dev es 4 1 A 1 EO Pr RI 20 10 0 10 20 0 5 10 15 20 25 gt Portfolio Include Include Only Surviving Investments CO All Investments Help 1 Click Run Search to preview the number of investments meeting the criteria under Items Found 8 Click OK search Criteria Create a Basic Search Inception Date Closed To AII Investors wv Yes No 01 29 2010 EY 3 Year Sharpe Ratio 3 Year Beta Items Searched 130062
293. oldings Returns Month End of Investments 10 Yr Returns Quarter End of Investments 3 Yr Returns Calendar Year of Investments 5 yr Risk Month End of Other Holdings Risk Quarter End of Stock Holdings Morningstar Ratings and Grades of Strategy Accounts GaAsset Allocation of Strategy Accounts Lo Euity Sector Exposure Equity Sectors GICS Equity Industry GICS Equity Port Stats Long Selected Data Points Equity Port Stats Short bc Equity Style Analysis Total Data Points 12 Equity Regional Exposure Equity Country Exposure Equity Currency Exposure Fixed Inc Portfolio Statistics Fixed Inc Sector Exposure 05 Fixed Inc Country Exposure v w j Name Investment Type Morningstar Category R2 Excess Return Tracking Error Fixed Inc Currency Exposure Historical Price and Return Data Total Ret YTD Qtr End 7 Total Ret Rank Cat YTD ed dd zd Turnover Data Morningstar Rating Overal Historical Rating and Rank Data Historical Cash Flow Data Custom Calculations defaults to 3 years Save OK Cancel Help WG Data Settings Data Settings General Settings Display name Std Dev 1 Yr Mo End Scale none Reverse sign No Decimal places 2 Currency Base Currency Display options Raw Value Data Point Definition Std Dev 1 Yr Mo End OK Cancel Help Custom Data Sets and Calculations How Is the Data Orga
294. ont color page orientation and font type Application Settings Display Data Attribution Layout Display Color Investment 1 ESN v Investment 2 v Investment 3 ge w Investment 4 wv Investment 5 v Investment 6 pms v Investment 7 NENNEN o Investment 8 Rv Investment 9 Rv Investment 10 ae v Investment 11 7 Benchmark Benchmark 1 NENNEN w Benchmark 2 lt SEIE EEE lt lt ODO VAJ EO lt VIO b Category Average Category Average mn V o vw OK Cancel 8 Go to the Display tab to set your color and market designations for your investments benchmark and category average 9 Close the Global Setting dialog box to be taken back to the Presentation Studio home page Go to Morningstar Templates to view our many choices such as Competitive Analysis oide by Side Comparison and Stock Analysis Ww Morningstar Direct File New Favorites Tools Help Price Monitor Search for In This View v Go Send us feedback Home PresentationStudio Local Databases Global Databases Performance Attribution Fo New Workbook P New Factsheet P New Chart Performance Reporting portfolig Management Customize everything Fund Flows iA Create custom reports workbooks factsheets and charts All at your E Presentation Studio fi
295. ony Import f Export K PDF Global Databases Name a Owner issi Last Updated Created On Portfolio ID Performance Attribution Performance Reporting ATS Sample Import Lale Akman Read Write 11 20 2008 8 18 2007 ATS Sample Ii 000000 Lale kman Read Write 9 8 2009 9 8 2009 000000 411923 Lale Akrnan Read Write 9 8 2009 9 8 2009 411923 411931 Lale Akman Read Write 9 8 2009 9 8 2009 411931 412523 Lale Akrnan Read Write 9 8 2009 9 8 2009 412523 E My Position Accounts 413763 Lale Akrnan Read Write 9 8 2009 9 8 2009 A13763 Bil Aggregates 416833 Lale Akman Read Write 9 8 2009 9 8 2009 416833 iB Saved Reports A18203 Lale Akman Read Write 9 8 2009 9 8 2009 A18203 A19535 Lale Akrnan Read Write 9 8 2009 9 8 2009 419535 ASCGF Lale Akman Read Write 2 7 2008 2 4 2008 ASCGF 02 0 BROWKN Lale Akrnan Read Write 9 8 2009 9 8 2009 BROWKN CEPLCC Lale Akrnan Read Write 9 8 2009 9 8 2009 CEPLCC Custom Portfolio Lale Akman Read Write 9 8 2009 9 8 2009 Custom Portfo DHJFX Lale Akrnan Read Write 9 8 2009 9 8 2009 DHJFX DTT Import Holdings Lale Akman Read Write 12 12 2007 8 18 2007 ATS Sample Ii ESXLCG Lale Akman Read Write 9 8 2009 9 8 2009 ESXLCG ESXSMG Lale Akman Read Write 9 8 2009 9 8 2009 ESXSMG c3 FQDSCV Lale Akrnan Read Write 9 8 2009 9 8 2009 FQDSCV GROODA Lale Akman Read Write 9 8 2009 9 8 2009 GROODA HARRTS Lale Akrnan Read Write 9 8 2009 9 8 2009 HARRTS 14 SBBI S amp P 500 Cap App Lale Akrnan Read Write 2 7 2008 2 5 2008 IA SBBI S amp
296. op down to view the other databases you have access to Retrieve specific or all names MEET from existing investment lists universes O My Lists Open End Funds Find By Aggregates 529 Portfolios Closed End Funds Position Accounts Exchange Rates Available records Exchange Traded Funds Hedge Funds Insurance life Products Market Indexes Money Market Funds Open End Funds Separate Accounts CITs Total records No record Jump to record name Add All Selected Records Total records No records selected gt gt Remove Remove All Cancel 9 In the text box type Vanguard and click Go VIC Find Securities Within Universes O My Lists Open End Funds Find By Name S Begins with O Contains Include Only Surviving Investments Qoi Available records Total records 363 Jump to record name Vanguard Vanguard 20 Year Trs Idx Shares EUR IE00B246KL88 Port Perf Oldest Vanguard 30 40 Yr Dur Euro Idx Instl EUR IEQOB246KM95 Port Perf Oldest Vanguard 500 Index Admiral USD NAS VFIAX Port Perf Vanguard 500 Index Investor USD NAS VFINX Port Perf Oldest Vanguard 500 Index Signal USD N4S VIFSX Port Pert Vanguard Asset Allocation USD NAS VAAPX Port Perf Oldest VWanniard Asset Allacatian Adm ISM MAS VAARY Part Derfh J Add D Add All Selected Records Total records 363 Vanguard
297. ore Enhanced Inde Mstar Eq Res Agar vs S amp P 500 TR Oakmark Select I Russell 1000 TR USD ay Selected 0 Performance Attribution Set your Default Settings Alger Capital Appreciation Russell 1000 GrowtF Lale Akman Fidelity Blue Chip Growth Russell 1000 GrowtF Lale Akman Brandywine vs Wanger Se Russell Mid Cap Gro Lale Akrnan Ibb Assoc Ret Inc Ibb Assoc Bnchmk Lale Akman TM Import Russell 1000 TR US Lale Akman FOF Russell 3000 TR US Lale Akman FOF Russell 3000 TR US Lale Akman Dreyfus Active MidCap Russell Mid Cap TR Lale Akman IS PM Model Portfolio ne Russell Mid Cap TR Lale Akman Fidelity Large Cap Core Er Morningstar Large C Lale Akman Mstar Eq Res S amp P 500 TR Oakmark Select I Russell 1000 TR US Lale Akman Lale Akman Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write Read Write 2 Click on the General Settings to set your Defaults 3 In the Workflow tab set your settings for One Portfolio or Two Portfolios Comparison We User Preferences Select default workflow settings Workflow One Portfolio Default Portfolio Oakmark Select I Default Benchmark Prospectus Primary Benchmark Default Template Long Only GICS Sector amp Industry Default Risk Free Cash 3 Month T Bill Proxy Comparison Franklin Capital Growth 4 Default Portfolio 1 p Default Portfolio 2 Amana Trus
298. orical Price and Return Data Total Ret YTD Qtr End renser Total Ret Rank Cat YTD Turnover Data Morningstar Rating Overal Historical Rating and Rank Data Name Excess Return Tracking Error Ww Data Settings Data Settings General Calculation v Source Data Source data Monthly Return hi Start date 11 01 2005 E Do Not Float 0 Lag days End date 10 31 2008 E Do Not Float o Lag days Calculation Data point Treynor Ratio geometric Annualize Benchmark Risk free proxy Calculation window Single data point O Forward extending window O Rolling window O Backward extending window Moving window size Moving step Require continuous source data Number of calculation points 1 OK Cancel Help Custom Data Sets and Calculations How Is the Data Organized 38 How does the Floating and Lag Options Work You can use Floating Methods to float start and end dates for your custom calculations You can also build a lag time into your process Below are examples of the actual calculations Quarterly Returns Floating Based on your float quarterly settings for the start date and end date you are updating quarterly even though the data maybe available monthly Quarterly Returns Floating Start Date 17109 floating quarterly End Date 2 3 31 08 floating quarterly Calendar Date am 1 09 2
299. ormance data quoted represents past parformance eem a i Met 179 i887 No of Funds in Cat i and does not guarantee future rasults The investment return and principal value of an investment wil fluctuate thus an investor s sharas when sold or redeemed may be worth Portfolio Analysis 12 31 2008 Top Holdings 09 39 2008 more or less than their original cost Composition 9 30 2008 Nm SureCg Shwe 15 Total Smoke Currant performance may be lower ar higher than retum data Cash 055 056 i Amant 6 Total Fondinoonn sme quoted herein For performance data current to the mast US Stocks a9 8x 09 2008 417 Tursovar Ratio recent month end please call 800 343 5678 or visit Non US Stocks 610 610 250 000 Goldman Sachs Group Ine www cgmfunds com fin ds 2841 2841 Smil Ford Motor Company p Tmil Southern Copper Corporation Other Not Clsfd 000 0 00 Fees and Expenses psa soea nada onip As P oa 84 000 Baidu inc ADR Total 100 00 100 00 Salos Charges 24mil Altra Grp 9 95 Front End Load Equity Style Portola Stace Port Ral 61 000 Google Ine Deferred Lond P Rato TIM 277 156 44000 Freeport McMoRan Canper amp Gold B Fund Expenses P C Ratio TIM 6 27 mil Wellpaint 6 375 Management Fees P B Ratio TTM 23 380 000 FedEx Corporation 1201 Expense Geo Avg Mkt 36319 640 000 J P Morgan Chase amp Co Gross Expense Ratio Cap nil 25mil Unitedhealth Grp 6 875 Risk and Return Profile CS 875 000 Morgan Stanley Valero Eng
300. ort sort Save SY Show Portfolio Holdings 13 Attribution E Contribution iB Highest Lowest E Intra Day Name Weights 9 o Rescaled Weights Return Attribution Effect Portfolio Bench Portfolio Bench Portfolio Bench GICS Selection Active E Portfolio Statistics Level 1 2 mark mark mark Sector Return iB Trailing Performance Weighting iB Valuation by Data Point Weights gt Consumer Discretionary 8 24 9 03 0 79 1 01 gt amp Report Data gt Consumer Staples 5 02 0 12 gt Energy 13 32 5 52 7 80 0 06 Financials 2 70 3 26 0 56 0 23 Health Care 10 62 8 90 1 72 0 04 Industrials 5 42 0 06 v Information Technology groa His 0 31 Adobe Systems Inc 11 32 Advanced Micro Devices 71 02 Affiliated Computer Services 10 19 Agilent Technologies Inc 11 64 Export your results into Excel amp Portfolio Oakmark Select II Qp All views Q Currency US Dollar 10 1 Current View Akamai Technologies Inc 28 76 Altera Corp 10 62 Amphenol Corporation 22 60 Analog Devices Inc 15 26 AOL Inc 8 21 Apple Inc 13 69 Applied Materials 4 67 Autodesk Inc 5 76 Automatic Data Processing 9 82 BMC Software Inc 6 85 Broadcom Corporation 2 54 CA Inc 2 32 Ciena Corporation 33 05 Cisco Systems Inc 1 70 Citrix Systems Inc 6 07 Cognizant Technology Sol 17 25 Computer Sciences Corpo 9 14 Compuware Corporation 1 36 Convergys Corporation 9 86 Corning Inc 26 51 Dell Inc 5 90 5 90 0 00 eBay I
301. orted Price Return 13 2002 1 61 1 31 3 70 4 79 1 07 H Return Series L4 2003 3 10 0 87 0 82 5 47 3 87 E Holdings Summary rms 2004 0 74 1 00 0 71 2 93 1 10 L6 2005 1 94 2 11 2 04 2 88 3 75 7 2006 1 70 0 50 1 35 0 06 3 38 BE 2007 1 74 2 86 2 07 4 19 3 49 9 2008 6 91 2 65 0 40 4 56 91 Position Accounts mport Portfolio Returns with a Morningstar Template Understand Performance Calculations based on Underlying Positions 1 In addition to the account level performance calculation you also have the option to select return calculations based on underlying positions This allows you to calculate performance without imported returns This process similar to Aggregates allows you to view the performance on position accounts Ww Sample Import1 Position Account Tools Help Search for In Securities ig Position Account General Settings EH General Settings gt ES X Ray gt Ge Imported Price Return Enter general position account information here Position Account Basics iB Holdings summary Name Sample Import1 Currency US Dollar Benchmark 1 Russell 1000 TR USD Benchmark 2 Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Sample1 Performance source Calculated based on underlying positions v e S S Ax Imported account level performance Performance Series 5 Calculated based on underlying positions Strategy Save Help Make Updates or Edits t
302. osp 6 03 24 10 FF Asian High Yield A MDIST USD Prosp 6 03 24 10 FF Emerging Markets A USD Prosp 6 v More Shareholder Reports Document Coverage Name Ticker CUSIP ISIN 9 Date Fund Name Ticker Type View 03 11 10 AC Euromix FI Semi AR 03 11 10 AC Responsable 30 FI Semi AR E 03 01 10 LO Alto Global Equity P AR 6 02 26 10 Greina Dynamic Allocation CHF AR 6 02 26 10 Greina Dynamic Allocation EUR AR 6 02 22 10 Mother Earth Physical Com St Trust CHF AR 6 02 22 10 Mother Earth Physical Com St Trust USD AR 6 v More Other Documents Document Coverage Name a Date Fund Name Ticker Type View 03 22 10 BK Inflaci n Nacional Gar FI Factsheet 03 22 10 BK Selecci n B sicos Garantizado FI Factsheet 4 03 16 10 SCS Globinvest Index Opportunity Fund Factsheet 4 E 03 16 10 Oak Tree Value amp Growth North Amer Factsheet 4 03 16 10 Oak Tree Small amp Mid Caps Europe Factsheet 4 03 16 10 Oak Tree Junior Mining amp Explortion Factsheet 03 15 10 Aquarius Select Fund Factsheet 4 v More Lale Akman Send us feedback Upcoming Fund Launches Inception Fund Name Sundaram BP FTP Ser U Div 03 25 10 Sundaram BNP Paribas Asset Mgmt Prosps IDFC Hybrid Portfolio Fund Ser 1 Div IDFC Asset Management Co Private Ltd IDFC Cap Protection Ser 1 Gr 03 25 10 IDFC Asset Management Co Private Ltd CSFMC Strategy Optimise Equity 03 25 10 China Southern Fund Management TNEC Hwhrid Partfalin Fund Sar
303. otal Portfolio Basic 3 Policy Manually Template Sample 1 ssign Currency US Dollar hd Help Q DK Cancel 3 Go to the Portfolio and retrieve your aggregate that populates the managers 4 Go to the Policy drop down and click on Manually Assign 5 Locate the template you want to use 6 Click OK to be taken to the Report Setting dialog Box 7 As explained in the previous section you can customize your Views Display Dates Asset Class Groupings Manager Benchmarks and related information as well as Fees To customize your policy weights by manually assigning the weights go to the Policy Weights tab Ww Report Settings Policy Weights This dialog is used to assign benchmark to groups For comparison and set policy weight For each benchmark Add Policy Weights Dates 12 31 2008 Display Grouns Investments You can also cus tomize your benchmark for each group 138 Action Y 1 Total 2 Diversified Emerging Mkts 53 Large Growth 4 Intermediate Term Bond 5 World Bond 6 Commodities Broad Basket 7 High Yield Bond 8 Global Real Estate 9 Large Blend 10 Foreign Large Blend 11 Small Value 12 Unclassified Benchmark MSCI EM USD Russell 1000 Growth TR USD BarCap US Agg Bond TR USD BarCap Gbl Agg Ex USD TR USD DJ UBS Commodity TR USD BarCap US Corporate High Yield TR USD FTSE EPRA NAREIT Dvip REITs PR USD Russell 1000 Value TR USD
304. p Growth Portfolio I 2 AAGOX mn Lae Copel Rognactaton PII I Z ANON idx Russell 1000 Growth TR USD Ret Since inception 10 Yr inception Date 408 8 68 11 6 1923 CGM Mutual LOMMX 2 88 12 16 5 17 1967 Fidelity Cantratund FCNTX 234 10 55 1 3 1989 Alger Large Cap Growth Portfolio I 2 AAGOX 4 mc inar 5 Your report will open in a new window From here you can Save the report to your Saved Reports folder or E mail it using Morningstar Direct s email program Custom Report 1 You can begin the process with an investment or investment list from the Investment List or Search Criteria folders Go to the Investment List folder and open a list from My List File New Favorites Tools Help Price Monitor Search for In This View Go Send us feedback Home My Lists Local Databases Action a A v Y View Snapshot iz save Ei Add Edit Data Ji Sort Q Locate R Export E PDF Refresh Global Databases r Name Ticker ISIN Broad Global Morningstar Category Category Group Category Performance Attribution Performance Reporting v i CGM Mutual 2 LOMMX US1253251003 Equity US Equity Large Cap US OE Large Growth Portfolio Management 2 Fidelity Contrafund FCNTX US3160711095 Equity US Equity Large Cap US OE Large Growth 13 Alger Large Cap Growth Portfolio I 2 AAGOX US0155445051 Equity US Equity Large Cap US OE Large Growth Fund Flows 4 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Equity US Equity Large
305. port Mame Saved Reports 1 IS Consultant Initial Search 2 15 Consultant Manager Search 3 IS Consultant Evaluation 3 7 Demo Inv List 3 7 Demo Scorecard 3 7 Demo Search Criteria 4 15 Consultant Monitor 5 15 Consultant Scorecard I Standard 6 IS Consultant Scorecard II Custom 7 15 Consultant Scorecard III Custom American Funds All Q OK Cancel 5 Once the report has generated a message will pop up indicating that you can view the re port now or later Click Yes W Report Calculation Complete Calculation is complete for the repart Sample Do you want to view It now 9 6 You ve successfully completed generating a Performance Report If you used the Search Criteria to generate your list the detail of the parameters will be displayed at the top Home Manage Reports Sa Local Databases Action 53 Group Settings E Performance e Supplementary E Scorecard Eg Calculate 4h Export Q Locate W Sort 4 undo save Global Databases OD Name Calculation Morningstar 1 1 2010 2 1 2010 12 1 2009 Report Currency Base Currency Benchmark Rating 2 28 2010 Last 2 28 2010 Last 2 28 2010 Last Performance Attribution Overall Month End Month End Month End Return Peer Return Peer Return Peer Performance Reporting group group group un rank rank rank A Manage Reports E Archived Reports 1 Q Report Search Criteria Firm Name Fidelity Investments And Oldest Share Class Yes 12 v US OE Target Date 2050 13 Fid
306. ported Price Return American International Group 0 17 US0268747849 0268747 Portfolio M 9 A19535 AG eturn Series E IS Consultant 10 ASCGF Apple Inc 1 61 1050378331005 0378331 ES IS Marketing 4 iB Holdings Summary B IS Marketing Fa BROWKN AT amp T Inc 4 49 US00206R1023 00206R1 E IS Fund of Fur i2 cepice Bank of America Corporation 0 06 US0605051046 06050511 E Mstar EQ Rese Bi nyc 713 Custom Portfolio Baxter International Inc 247 US0716131099 0718131 gt E IS Plan Spons F 14 DHIFX Boeing Company 1 85 US0970231058 0970231 E Boston User Fd 15 DTT Import Hold Chevron Corporation 4 97 US1667641005 1667641 H Captivate Vide 7 16 DTT Import Ret Cisco Systems Inc 4 07 US17275Ri023 17275R1 Bi Training Manu 7 17 ESXLCG Citigroup Inc 3 17 US1729671016 17296711 _ EB IS Product Ma 18 ESXSMG 10 ConocoPhillips 3 67 US20825C1045 20825C1 Ei IS Performanc P 19 FQDSCV ii CVS Caremark Corporation 2 21 US1266501006 1266501 iB Answers F 20 GROODA 7112 ExxonMobil Corporation 10 24 US30231G1022 30231G1 E FT Featured T 21 HARRTS 13 Freeport McMoRan Copper amp Gold B 1 23 US35671D8570 35671D8 E MT Methodolo 14 General Electric Company 5 77 US3696041033 3696041 ES DU Databases 22 IA SBBI S amp P 500 B Baltimore F 23 IMPORT 15 Goldman Sachs Group Inc 1 93 US38141G1040 38141G1 IB Sample Investment 24 JIMMYO 16 Hewlett Packard Company 3 81 154282361033 4282361 gt Ge Search Criteria 25
307. ports 10 3 7 Demo Agar Lale Akman Read Write 9 8 2009 711 Category Ave Test Aggregate Lale Akman Read Write 12 12 2007 712 A OFFSHORE Aggregate Lale Akman Read Write 12 12 2007 713 4 Stock Aggregate Lale Akman Read Write 5 19 2009 14 American Funds amp Rochdale Composite Lale Akman Read Write 3 25 2009 15 American Funds Composite Lale Akman Read Write 3 8 2009 Position Accounts Import Portfolio Holdings with Morningstar Template 2 Click Import under My Position Accounts and you will be taken to the first Import dialog box 3 Double click on Morningstar Template Portfolio Holdings WC Import Morningstar Direct Lale Akman File E Send us feedback amp Import E Edit Definition Master C Interface Name Last Post Date Interface Category i Morningstar Template Portfolio Holdings D a a z 009 Morningstar Product Morningstar Template Return Series 4 7 2009 Morningstar Product 3 Custodian Template Portfolio Holdings g8 2009 Custodian 4 Browse for the file select the appropriate date format and click OK Import Morningstar Direct Morningstar Template Morningstar Template Portfolio Holdings File Name C Documents and SettingsiakmanlMy Documents New Custom Fund xls a Date Format MMIDD YYYY v Weight Format Decimal Format v Security ID Type Auto Detect Auto Detect Header Row M ase virtual Class Column Code If the order of the data in t
308. r Search for Home Local Databases Global Databases Performance Attribution Performance Reporting ES Manage Reports EB Archived Reports Portfolio Management Fund Flows Presentation Studio Workspace In Securities Action New oy Batch Management General Settings Name Oi v Morningstar Templates C 2 03 04 Fs ak Fi 08 Calendar Year Returns Trailing Returns Last Market Close 1 Day Trailing Returns Last Market Close Trailing Returns Last Month End Trailing Returns Last Quarter End Trailing Returns Last Week End Trailing Returns Last Year End 09 v Saved Performance Reports 10 11 12 13 14 15 16 0 17 18 19 oO 20 21 0 22 O 23 F12 4 Al A Total 56 1 IS Consultant Initial Search 2 15 Consultant Manager Search 3 IS Consultant Evaluation 3 7 Demo Inv List 3 7 Demo Scorecard 3 7 Demo Search Criteria 4 IS Consultant Monitor 5 IS Consultant Scorecard I Standard 6 IS Consultant Scorecard II Custom 7 IS Consultant Scorecard III Custom American Funds All American Funds Oldest Share Class DU ETF Perf Reporting DU Hedge Fund Perf Report NII Hedae Funds 1109 B c D E F G H BY Selected 0 Lale Akman Scorecard Automatically Run Reports using Batch Scheduling a Type Performance Report Template Performance Report Template Performance Report Template Performance Report Template Performance Report Template Performance Report T
309. r Benchmark 1 Russell 1000 TR USD Benchmark 2 Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Sample1 Performance source Calculated based on underlying positions v e S S x Imported account level performance Performance Series J Calculated based on underlying positions Strategy Save Help Make Updates or Edits to Imported Data Return Series 1 To update or edit your return series go to Portfolio Management and select the imported file in the Position Accounts sub folder Ww Morningstar Direct File New Favorites Tools Help Price Monitor Search for In This View v Go Home pgate Local Databases Action New Aggregate Import 4 Export PDF Global Databases r Name a Owner Permission Last Updated Performance Attribution Performance Reporting fii 4 Large Growth 1 25 Lale Akman Read Write 12 12 2007 Le 4 Large Growth 25 50 Lale Akman Read Write 12 12 2007 i 3 4 Large Growth 50 75 Lale Akman Read Write 12 12 2007 strategies CD D 4 4 Large Growth 75 100 Lale Akman Read Write 12 12 2007 M ind ia 5 7 Import ETFs Lale Akman Read Write 12 12 2007 vili Aggregates 56 7 Imported Portfolio Lale Akman Read Write 12 12 2007 Ei My Aggregates L7 7 SMID Agar Lale Akman Read Write 12 12 2007 gt amp Models 8 7 Top SV Performers Lale Akman Read Write 12 12 2007 amp Benchmarks rs 3 6 1 Aggr Lale Akman Read Write
310. r Column D My Sector My Benchmark1 Column E Benchmark 1 My Benchmark2 Column F My Grade Column G a Q OK Cancel 5 Uncheck Header Row if you did not include a header row in your spreadsheet 6 Click OK to be taken to the final import dialog box 7 Click Post to complete the import File Search for gt Go Wa Send us feedback Blotter Se tie Securities 0 19 Post X Delete M Save ff Save as User Defined PDF ii Print ES Edit Definition Master r Status SecID My ID Name My Sector Benchmark 1 ri F00000047C Ski INGASIA BO Rv Internacional MXxCAD000039 12 FO00005GW3 Sk2 STERJAP B1 Ry Internacional MXCA000039 3 FO000004PD Sk3 SK GLOB B Rv Mexicana MXCA000044 4 F0000021QM Sk4 MONEXCR BEC Rv Largo Plazo MxCAO000001 15 F0000019ZC Sk5 PRINRVA F Ry Largo Plazo MXCAOO0001 BE Fo00001zPL Sk ING2026 BFED Rv Largo Plazo MXCA000042 7 FO0000042N Sk SCOTI10 F Ry Largo Plazo MXxCA000027 8 FOODOO04YE Sk ICAPAT B F2 Rv Largo Plazo MXCAN00025 9 FO000021HD Sk9 BBVASIA PV Rv Internacional MXCA000039 10 FO000005X9 skio AXESMP C Rv Mexicana MXCA000024 111 FO000004BD Skil BMERPRE NC1 Ry Mexicana MXCA000023 gq all Als A B SC DOE fF cs HH 1 J kK LC MN PP GR So Uv ws 2 Total 19 BY Selected 0 Custom Security Information Import Custom Security Information 8 You can now apply your Custom Security Info with Performance Attribution and Perfor man
311. r Er j Hi m Momingstar1 8B 10 lip lir lu 00 0 B m a Investments Start Date End Date Grid Align Decimal Auto Layout Calculate PDF PPT XPS Restore Investments Time Period Format Layout Calculate Export Settings CSM Motus n 2 2 Deepa 2 C Alger Cacitzl Acpreciation Ft 2 Q hA Risk Reward Returns Time Period 1 1 2005 to 12 31 2003 52 CGM Mutual y Fidelity Contrafund Alger Large Cap Growth Portfolio 2 Alger Capital Appreciation PH 2 Calamos Growth Russell 1000 Growth TR USO B 8 YT 1 year 3 years mn CGM Mots ae wen Std Dev mn Alger Casital Azprecation Pr 2 Ciano Gromth Performance Time Penod 1 1 2005 to 12 31 2008 A B v C w D E d EG Tiformatvon Retum StdDev P Ratio Return rond Cut Ctri X lanthi Copy Ctrl C CGM Mutual 7 aste tria Delete Del Highlight Fidelity Contrafund Insert Column Delete Column Data Setting Decimal places Data point display Insert Rank Benchmark Peer Group Summary Statistics Peers Beaten Alger Capital Appreciation Ptfi l 2 Peer Group Breakpoints of Peer Group Beaten v Show Time Period Peer group rank of investments ranked in peer group Alger Large Cap Growth Portfolio I 2 View settings link status 5 is Peer group percentle Calamos Growth A group pi Peer group decile Peer group quintile Peer group quartile Apply to all ad eR a eE fe Je Iu lu O ie Fa rm
312. r Er ES Annual Historical FI Sec gt amp Hybrid Analysis E Hybrid Style Box Qtr En Aeliant Enemy cre SAMPLE IMAGE dl TTTTTTTTTTTTTTI 53 Charts and Reports Create Reports 5 Navigate between pages using the Pages tab on the upper left and add new pages by selecting Edit Add Page 6 Save your Report Template 1 Your custom report templates are accessible in all Action bars that contain Reports Go to to Investment List folder and open a list from My List 4 Morningstar Direct File New Favorites Tools Help E Price Monitor Search for In This view v Go Send us feedback Home My Lists EPI Lis 94 Local Databases Action gt a A v Y View Snapshot M save Rd Add Edit Data W Sort Locate Export PDF Refresh Global Databases mi Name Ticker ISIN Broad Global Morningstar Category Category Group Category Performance Attribution Performance Reporting M CGM Mutual 8 LOMMX US1253251003 Equity US Equity Large Cap US OE Large Growth Portfolio Management L2 Fidelity Contrafund FCNTX US3160711095 Equity US Equity Large Cap US OE Large Growth Fund Flows 3 Alger Large Cap Growth Portfolio I 2 AAGOX US0155445051 Equity US Equity Large Cap US OE Large Growth 4 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Equity US Equity Large Cap US OE Large Growth ls Calamos Growth 4 CVGRX US1281193029 Equity US Equity Large Cap US OE Large Grow
313. r Market 13 Grizzly Short US OE Bear Market 3 64 25 3 73 30 4 Comstock Capital Value US OE Bear Market 2 54 19 0 31 12 15 Comstock Capital Value R US OE Bear Market 2 28 17 0 08 11 6 Comstock Capital value B US OE Bear Market 3 27 23 0 99 17 07 Rydex Inverse S amp P 500 Strategy Inv US OE Bear Market 0 82 11 0 87 15 ge Comstock Capital Value C US OE Bear Market 3 27 22 0 96 16 9 Rydex Inverse Gov Long Bond Strategy Inv US OE Bear Market 3 63 24 3 30 26 10 ProFunds Ultrashort NASDAQ 100 Svc US OE Bear Market 17 87 68 21 39 80 F 11 ProFunds Bear Svc US OE Bear Market 2 36 18 2 43 23 Fi 12 Federated Prudent Bear US OE Bear Market 5 46 2 5 34 2 O 13 Rydex Dyn Inverse NASDAQ 100 2X Strat H US OE Bear Market 16 20 65 19 58 76 14 Direxion Mthly Small Cap Bear 2X US OE Bear Market 27 23 73 30 73 83 15 Rydex Inverse S amp P 500 2x Strategy H US OE Bear Market 9 08 51 10 19 57 2 Enable the Scorecard by clicking Yes Standardized values using Percentile Rankings in Advanced Settings is the default Z score calculations are also available in Advanced oettings WK Investment Scorecard Investment Scorecard Create a custom scorecard by assigning weights to report data points eee 2 Enable Scorecard Yes O No Scorecard name Untitled scorecard Scoring Type Standardized Scoring O Custom Scoring Performance Factors Advanced Settings d Equal Weight Selec
314. r Product 2 Morningstar Template Return Series 4 7 2009 Morningstar Product 3 Custodian Template Portfolio Holdings 8 gre 2009 Custodian Position Accounts mport Portfolio Holdings with Custodian Template 9 Browse for the file name This file needs to be in text format Import Morningstar Direct Please select your portfolio import File then select the custodian Format that corresponds to your portfolio import file Custodian Bank of New York Brown Brothers Harriman Diamond Hill Invesco PowerShares State Street Corporation U S Bancorp Fund Services LLC File Name Text File Only C Documents and Settings lakman Desktop APL tbw Cancel 10 Next locate the custodian file 11 Click OK to import your data 12 You can save your imported data to make any modifications or you can post your im ported data to Direct to begin applying the imported portfolio to various applications such as Performance Attribution Click Post and your imported holdings will now be maintained in the Position Accounts folder for you to access for further analysis File Search for v Go Send us feedt QuickAccount EB Accounts 0 19 Pos Delete M Save E PDF Print ES Edit Definition Master E Positions 2128 Status Account Holding Name Ticker Security ID As Of Date iB Prices 0 2127 Number EB Securities 0 616 1 ESXLCG CASH 8 3 2009 2 ESXLCG ACE LTD SHS ACE H 023R10 8 3 2008 3 E
315. ra USD NAS SPECX Port Perf Putnam Voyager 4 USD NAS PVOYX Port Perf Ni amp lt gt gt Remove Remove All OK Cancel 7 Click Go 8 Add the selected names to the Selected Records box and click OK 9 Once the investments appear on the aggregate grid you can allocate the number of shares market value or percentage of net assets by clicking Enter By You can also give equal weighting to the funds by clicking on Apply All and choosing Equal Weighting Ww Holdings Entry Morningstar Direct E BK Holdings Entry Use the tabs to enter holdings for an aggregate s portfolio The default entry method is percentage Assign weights to the members of your aggregate by typing values into the percent column You can choose to enter by Shares or by Amount from the Enter By Action menu Portfolio Date 1 v Use Earliest Common Date Action Enter By v Add e Refresh Price H Edit Definition Master USD Equiv Total Amount 10000 00 Total Weight 100 00 Fi Symbol Name Inception Date Percent Number of Shares USD Eq Amount Fj 1 LOMMX Q CGM Mutual 11 6 1923 10 00 40 18 LEA 12 FCNTX Q Fidelity Contrafund 5 17 1967 10 00 33 22 il 3 4AGOX Q Alger Large Cap Growth Portfolio 2 1 9 1989 10 00 42 96 1t 14 ALVOX amp Alger Capital Appreciation Ptfl 2 1 25 1995 10 00 100 00 1 15 CV GRX Q Calamos Growth 9 4 1990 10 00 74 40 1t ges HRCPX amp Eagle Capital Appreciation 12 12 1985 10 00 74 5
316. rational information click on General Settings tab and make the necessary changes Tools Help Search for In Securities v Go Send us feedback Position Account General Settings E General Settings aD Position Account Basics v g X Ray E Asset Allocation Enter general position account information here iB Stock Sectors E World Regions iB Top 10 Holdings v amp Imported Price Return Name iB Return Series Currency Euro lil Holdings Summary Benchmark 1 Russell 1000 TR USD Sample Import Benchmark 2 S S AK Risk free proxy USTREAS T Bill Auction Ave 3 Mon Portfolio ID Sample Performance source Imported account level performance vi Imported account level performance Performance Series Calculated based on underlying positions Strategy Position Accounts Make Updates or Edits to Imported Data Position Accounts Import a private strategy client account or any portfolio that is not in the Morningstar databases You can analyze your Position Accounts throughout the platform just like any other investment Position Accounts are available only to you and those with whom you chose to share them You can import your data by using the Morningstar Template or Custodian Template Sample Morningstar import templates are available in Help and they can serve as examples for how you should format your data for the import Import Portfolio Holdings with Morningstar Template When using the Morningstar templat
317. re 1994 1 51 3 96 Pa 1995 0 56 3 29 10 1996 2 20 0 35 ii 1997 2 19 3 01 12 1998 2 25 5 84 13 1999 1 97 3 49 i4 2000 3 37 6 09 15 2001 4 24 4 28 16 2002 1 70 4 46 17 2003 3 20 0 17 18 2004 6 51 0 54 19 2005 2 67 0 41 20 2006 6 51 0 54 21 2007 2 67 lt AM A B C D E F GHI Total 21 By Selected Portfolio Holdings 1 Click on Holdings Summary to update a portfolio WC IMPORT Position Account Send us feedback File New Favorites Tools Help Search for In This View Position Account iB General Settings Action View Untitled Portfolio 3 31 2008 Import 4 Export gt Ge X Ray m gt 3 Imported Price Return Edit Data PDF Name Weight E Holdings simman P 36 i 2 13 4 5 6 7 8 3 10 11 12 13 14 15 16 17 18 Al A Total 96 Benchmark S amp P 500 TR Abbott Laboratories Accenture PLC Activision Blizzard Inc Adobe Systems Inc Agnico Eagle Mines Alcon Inc Allergan Inc America Movil S A B de C V American Express Company American International Group Amphenol Corporation Anglo American PLC ADR Apple Inc Bank of New York Mellon Corpo Barrick Gold Corporation BAYER AG Becton Dickinson and Compan Berkshire Hathaway Inc B C D E F 6 H a BY Selected 0 2 Click on mport to update your holdings US0028241000 IE00B4BNMY 34 US00507VW1098 US00724F1012 CA0084
318. re Growth Style Indexes Value Change Upcoming Training twil Tix 2 leo dian nog 2 Go to File and select New WG Mornin tar Direct i File B New Hypothetical Illustration 2 an EN s Select All s Deselect All 3 Delete Open is Preferences Name Exit 10 2 Chapter E Add to Folder i Send us feedback Date Modified Edit 126 2008 Yes 1247 2008 Yes 3 Select your Universe and use the Search options VIC Morningstar Direct JFile Help Set your own default preferences Modify your number of results per page I 3 tments Buy Sell Reinvest Reb Search By Name Select Universe U S Mutual Funds ampcx abndx aepgx agthx aivsx smcwx Total Search Results 6 American Funds AMCAP C USD AMPCX American Funds Bond Fund of Amer A USD ABNDX American Funds EuroPacific Gr A USD AEPGX American Funds Growth Fund of Amer A USD AGTHX American Funds Inyt Co of Amer A USD AIVSX American Funds SMALLCAP World ACUSD SMC YK Ticker Fees See e Save f Save As B Generate Report T Send us feedback Taxes Report Options Search Options Fund Family o with Contains 4 character minimum 41 Page 1 of 1 gt Results per page 25 5 Investments Selected for Illustration 6 205 Hypothetical Illustration Allocate by percentage dollar or shares Select your Currency 4 Enter your investments in the Find search bar and click Find 5
319. rities GO 12 911 3 334 42 607 10 070 4 513 2 026 74 512 8 Follow Steps 2 to 3 to toggle and view different results VIC Morningstar Direct Market US Open end ex MM ex FoF Currency USD Morningstar Rating see View All Morningstar Ratings Morningstar Ratings Asset Classes Fund Families Morningstar Categories Institutional Categories Active Passive Share Class Type Distribution Channels Stewardship Grades Funds Share Classes Q Net Assets Bil 02 2010 02 2009 h 1 216 747 Query Mkt Sh 02 2010 100 00 Active Passi ENF 02 2010 Mil 1 Yr Active Passive 21 406 5 090 1 447 12 911 41 429 2 669 1 966 3 334 6 294 1 370 1 42 607 307 379 16 996 2 653 10 070 74 197 4 973 16 4 613 16 181 1 769 317 2 026 10 945 1 142 24 74 512 435 021 23 829 6 375 EJ RK Effective Date 2010 02 28 Active Passive All Funds Sub view i Total Net Assets Current Total Net Assets Calendar Year 02 2009 Total Net Assets Quarterly Total Net Assets Monthly Estimated Net Flow Current 100 00 Estimated Net Flow Calendar Year Estimated Net Flow Quarterly Estimated Net Flow Monthly Advanced Search Export Print Close 182 Fund Flows Drill Down for Quick Access to Specific Views Conduct Advanced Search to Limit Search Results 1 The Advanced Search functionality allows you to select single or multiple components to define a set of criteria that satis
320. rk CO Inc 6 Bank of New York Mellon Corporation 7 Barclays Glb Investors Uk Hldgs Ltd 8 Barclays Global Investors Na CA 9 Barclays Plc Bear Stearns amp CO Inc Bessemer Group Inc BlackRock Fund Advisors Blackrock Investment Management LLC California Public Employees Retrmnt Sys Credit Suisse United States CREF Equity Index CREF Social Choice CREF Stock D E Shaw amp Co LP Deutsche Bank Ag Deutsche Bank Securities Inc DFA Australia Limited B c D Total 100 BY Selected 1 194 206 00 40 038 00 896 009 00 69 00 43 522 00 4 538 327 00 32 323 587 00 11 476 270 00 376 121 00 30 256 00 485 00 14 526 936 00 1 917 021 00 1 057 138 00 835 741 00 301 109 00 198 900 00 2 294 088 00 15 600 00 3 868 327 00 530 087 00 26 668 00 14 462 00 174 00 22 454 00 32 540 00 1 465 00 65 218 00 1 006 033 00 603 219 00 206 00 100 00 1 400 00 410 460 00 32 836 00 43 996 00 12 172 00 10 702 00 39 141 00 80 941 00 26 872 00 2 924 00 30 474 00 3 365 00 314 359 00 3 074 735 00 4 690 528 00 3 205 00 1 835 812 00 8 089 908 00 27 164 862 00 17 966 061 00 257 598 00 425 994 00 75 415 00 5 082 235 00 2 553 521 00 1 600 098 00 1 866 892 00 542 132 00 499 571 00 3 645 764 00 60 000 00 1 870 691 00 293 843 00 4 493 00 12 31 2009 12 31 2009 12 31 2009 12 31 2009 6 30 2007 12 31 2009 9 30 2009 12 31 2009 12 31 2009 3 31 2008 12 31 2009 12 31 2009 12 31 2009 12 31 2009 12 31 2009
321. rkspace All BE e p ERE Total 647 BY Selected 0 Lale Akman 6 You have now successfully imported a list to your current list Investment Lists mport a List of Investments from Microsoft Excel Search Criteria Search criteria generates a set of investments that currently match the criteria you have defined Each time the file is retrieved from the Search Criteria folder the members are rede fined using your current parameters Therefore the members are a dynamic list Once saved the search criteria list will remain in the Search Criteria folder under Workspace here are two ways to create a search 1 Basic Search 2 Advanced Search When you create your search you can also save these members as an Investment List for fu ture analysis Those members in the Investment List become static whereas those members in your Search Criteria List remain dynamic Create a Basic Search 1 Go to the Search Criteria folder and click on My Search Criteria Wc Morningstar Direct File Mew Favorites Tools Help Ej Price Monitor Search for In This View E Send us feedback Home Local Databases Action New 4 Export PDF Refresh Global Databases r o Search O Open End Fund Qo Owner Permission Last Updated Performance Attribution Advanced Search gt Pension Life Insurance gt n Performance Reporting 3 7 Demo Closed End Fund rc Lale Akman Read Write 9 13 2009 Ch
322. rm Name A ME Any A Plus Finance AT Fund m A amp G Financieros Pensiones A amp G Fondos L A amp G Fondos Duplicate F 4 P a Rrakere AR 4 SUBMIT Lale Akman m Ail Ticker FMAGX FAIRX TPINX PTTRX OAKBX PTTDX AGTHX DODGX VWELX FCNTX MDLOX CWGIX VDIGX CAIBX VFINX gj T ik 114 Public Filings Locate a Public Document in Document Library 6 Click Submit when you are finished filtering to view your results Ld Morningstar Direct Wd Send us feedback Home iB Home Mutual Fund Change E Alerts iB Filings Document Filer Filter Result L H Price Monitor EB Excel Plug in AI Name Ticker CUSIP ISIN Morningstar ID Sec d Q B Help Definitions From m Training Fund Name Ticker Last Document Last Document Type Quickview gt amp Feedback To AB Emerging Markets Debt Ptfl 512 02 28 2010 Factsheet Z AB Global Growth Trends Ptfl Euro S1 01 31 2010 ractsheet E mm dd yyyy AB Global High Yield C2 EUR Hdg 02 28 2010 Factsheet E Aberdeen Swiss Dynamic USD Bd A 01 01 2010 Bprosp Ei mene Aberdeen China Opportunities I S GOPSX 03 10 2010 supplement E Aberdeen Dev Cap ZDP2012 03 05 2010 Bractsheet E tiom Aberdeen Global Asian Bond A1 01 31 2010 Factsheet Ee Aberdeen Optimal Allocations Special A GASAX 03 10 2010 supplement E To Aberdeen US Equity Inst GGLIX 03 10 2010 supplement ES E Accessor V
323. rse from the Universe drop down Universes include investment types categories indexes stocks and more Available data points are applicable to their specific universes Therefore not all data points apply to every universe 4 Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds Category Money Market Funds Category Open End Funds Category Separate Accounts CITs Category 4 Subaccounts Category VL Subaccounts Closed End Funds Available Data Points Position Accounts 529 Plan Total Data Points 1322 529 Portfolios Economic Series Exchange Traded Funds Hedge Funds Insurance life Products Market Indexes Money Market Funds Open End Funds Institutions Ownership Portfolio Ownership Security People Separate Accounts CITs Selected Data Points Stocks UK Life and Pension Funds Total Data Points 0 US Variable Annuity Policies US Variable Annuity Subaccounts US Variable Life Policies US Variable Life Subaccounts Unit Investment Trust All Managed Investments My Data Sets Find Data Point By Buyers Institutions Buyers Mutual Funds Buyers Sep Accts Completely Sold Institul 3t Completely Sold Mutual Completely Sold Sep Ad New Buyers Institutions 3t New Buyers
324. rter End Morningstar Ratings and Gr Performance Reporting vi Sample 2 28 BEES 0 00 11 02 5 47 16 83 Portfolio Management Fund Flows Presentation Studio Workspace v g Investment Lists gt amp My Lists 7 With your mouse do a right click over the Aggregate name File New Favorites Tools Help Price Monitor Search for In This View v Go i Send us Home My Lists Local Databases Actiony 4 v y View Equity Sectors GICS T save Ed Add Edit Data Sort Q Locate fk Export E PDF Re Global Databases E Name Portfolio GICS Energy GICS Materials GICS Materials GICS Industrials GICS Consumer GICS Consumer Date Long Rescaled Prec 96 Discretionary Staples 96 Performance Attribution Long Rescaled Metals Minerals Long Rescaled Long Rescaled Long Rescaled Long Rescaled Performance Reporting Mi or E oe EOM ES 0 00 11 02 5 47 16 83 t gt Comprehensive Report mprehensive Repor Charts b Investment Detail Fund Flows View Holdings gt Narratives PDF Presentation Studio View Owners gt Stock Investment Detail Find Similar Funds Morningstar Page Workspace Rating What if Morningstar Research Report v g Investment Lists X Ray Stock Research Snapshot gt amp My Lists Performance Attribution gt Meget TR EDO 8 Go to Reports and select Portfolio Aggregation 9 Customize the necessary settings such as Benchmark in the Portfolio Aggregation dialog box and th
325. rter to Date Floating start Date 11 09 floating quarterly End Date 1 31 09 floating monthly Calendar Date 4 EM a ee gt Oo o yD gt o oao y nan Pao gt Data Time Period Custom Data Sets and Calculations How Do Floating and Log Options Work 40 Charts and Reports Create Charts Morningstar Direct has many chart options to support your research Charts can be exported into PowerPoint saved as PDF files for easy printing and emailing and copied to the clip board for insertion into other reports and documents If you choose to save them or apply for later use they will be stored in the Chart Templates folder and accessible in all Action bars that contain Charts My Templates 1 You can begin the process with an investment or investment list from the Investment List or Search Criteria folders and populate up to 15 names in a chart Go to the Investment List folder and open a list from My List File New Favorites Tools Help Ej Price Monitor Search for In This View v GO E Send us feedback Home My Lists Local Databases Actiony 4 v Y View Snapshot z save El Add Edit Data Psor C Locate f Export X PDF Refresh Global Databases Name Ticker ISIN Broad Global Morningstar Category Category Group Category Performance Attribution Performance Reporting Mi CGM Mutual LOMMX US1253251003 Equity US Equity Large Cap US OE Large Growth Portfolio Management I2 Fidelity Co
326. rtner Worldwide Allocation US8858821593 Equity Global Equity L 599 TIAA CREF Enh Intl Eq Idx Inst Equity Global Equity L 600 TIAA CREF International Eq Idx Instl US87244W5168 Equity Global Equity Li 601 TIAA CREF International Eq Inst US87244W1027 Equity Global Equity Le 602 Transamerica Multi Manager Intl A US8939628371 Equity Global Equity Li z Workspace Al A B C D E xp di QO 628 ny Selected 0 Lale Akman Import a List of Investments from Microsoft Excel 1 To continue to build the investment list you can import a list from a text or excel file into Morningstar Direct The identifiers can be Ticker Cusip ISIN or SeclD Click Add WC Morningstar Direct File New Favorites Tools Help Ej Price Monitor Search for In This View Send us feedback Home My Lists Local Databases Action aR A v Y View Snapshot Global Databases k PDF e RETE Performance Attribution r Name VIC Select Investments Performance Reporting Fund Flows ai Fidelity Contrafund Salact Investments Presentation Studio L2 Vanguard 20 Year Trs Idx Shares 3 Vanguard 30 40 Yr Dur Euro Idx Instl r 4 Vanguard 500 Index Admiral v g Investment Lists s rs v g My Lists 7 Es 6 Vanguard 500 Index Signal E want to Del iB IS Portfolio 7 Vanguard Asset Allocation B IS Consulti 8 Vanguard Asset Allocation Adm How do you want to select Investments Workspace Name Ticker ISIN CUSIP SecId
327. ry Avera Morningstar Category Avera Morningstar Category Avera Morningstar Category Avera I gt Cancel Performance Reporting Create a Quick Performance Report with Morningstar Template 162 11 Click on the Display Grouping drop down to view your other choices We will maintain Morningstar Category Ww Group Settings Group Settings The group settings dialog is used to organize a list of investments into groups for comparison against peer groups and selected benchmarks Peer groups can be defined using existing investment lists or search criteria Display Grouping Morningstar Category Update Morningstar Category Morningstar Institutional Category R A v Y B Expand AGlobal Category ustom groups E Show Benchmarks E Display Groups Invest Broad Category Group Peer Group of Investments in Display Benchmark 1 Morningstar Rating Overall us Broad Asset Class v 1 gt US OE Target Dat F rn Name Display Group Prospectus Objective d re US OE Target Dati Global Investment Fund Sector GIFS Display Group 11 gt US OE Target Dat keen Type Display Group y Sector 16 US OE High Yield None Display Group Custom i 4 gt iie Display Grou 2 OS DE Target Dat dditional options adis E 29 US DE Target Date 202 4 Display Group 34 gt US OE Target Date 201 38 gt US OE Target Date 201 4 Display Group 44 gt US OE Target Date 200 56 US OE Retirement Inco 60 gt US
328. s WC Import Morningstar Direct Lale Akman File iE Send us feedback amp Import Ee Edit Definition Master F Interface Name Last Past Date Interface Category roi Morningstar Template Portfolio Holdings D 9 8 2009 Morningstar Product 2 Marningstar Template Return Series 4 7 2009 Morningstar Product 3 Custodian Template Portfolio Holdings gr 8 2009 Custodian 4 Browse for the file select the appropriate date format and click OK Import Morningstar Direct Morningstar Template Morningstar Template Portfolio Holdings File Name C Documents and Settings lakman My Documents New Custom Fund xls Q Date Format MMDD YYYY v Weight Format Decimal Format v Security ID Type Auto Detect v Header Row virtual Class If the order of the data in the import file does not Portfolio Date mn Portfolio Date Portfolio ld mn B Portfolio ID Portfolio Name Column C Portfolio Name Holding Identifier Column D holding identifier CO TE S po n d to th d efa u It Holding Description Column E Holding Description Share Column F Share set ups click on column and Market Vatu Column 60 adjust the order Required fields are highlighted in the Q dialog box 5 Once the file has uploaded go to Securities to verify that the securities were correctly matched The holdings that display a red icon have not been matched to securities in our da
329. s source data Number of calculation points 5 12 OK Cancel Help 8 Type 01 01 2005 in the Start Date box and 12 31 2009 in the End Date box You can also use the calendar to choose dates graphically 9 Click Find to locate the appropriate benchmark for this custom calculation 10 Next select Backward Extending Window see Calculation Window for description of these options 11 Type 72 in the Moving Step box 12 Click OK to be taken back to the Select Data Points dialog box WC Select Data Points Select Data Points Choose a Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By View O Name containing All Standard Data Points Available Data Points Total Data Points 1040 of Bond Holdings of Holdings of Investments 10 Yr of Investments 3 Yr of Investments 5 Yr of Other Holdings of Stock Holdings of Strategy Accounts Gained of Strategy Accounts Lost Add All Selected Data Points Total Data Points 2 oave the data template so it Mame Treynor Ratio geo can be applied to other investment views without h d vi n to rec re ate Settings Remove Remove All es Save OK Cancel Help 32 l Custom Data Sets
330. se ctive Passive Share Class Type Fund Share Class Distribution Channel Name Morningstar Ratinq Stewardship Grade Total Return Quartile International Stock wolatilitv Quartile U S Stock Balanced b 1 371 Taxable Bond dh 19 649 Municipal Bond lh 4 989 Alternative lh 2 189 Commodities Hh 1117 All Long Term 30 256 Drill down View Chart 4 3 334 42 607 42 607 10 070 10 070 4 613 2 026 4 613 2 026 74 512 74 512 3 334 1 Yr 41 429 6 294 Active Passi ENF 02 2010 Mil Active Passive 21 406 5 090 1 447 2 669 1 966 1 370 1 307 379 16 996 2 653 74 197 16 181 10 945 4 973 16 1 769 317 1 142 24 435 021 23 829 6 375 191 Fund Flows Drill Down for Quick Access to Specific Views 7 Locate Morningstar Rating and you will be asked to define your search Select 5 star VIC Morningstar Direct File New Favorites Tools Help E Price Monitor Search for Home Fund Fm Workspace Tyr Global Databases Market US Oper Morningstar Rating ctive Date 2010 02 28 Curr Local Databases Market Summary Performance Attribution Performance Reporting Portfolio Management Fund Flows v US Broad Asse EB Fund Flows iB ICI Confidential Survey Name U S Stock International Stock Balanced Taxable Bond Municipal Bond Alternative Commodities All Long Term Drill dovn 4A View Mkt Sh Basis To 4 635 1 371 19 649 4 989 2 189 1 117 30 256 In Secu
331. sed Lineup Michael Genovese Read Write 67 24 14 16 Portfolio Management Fund Flows Presentation Studio Workspace va Investment Lists v g My Lists Ei Test ES want to Del Ei IS Portfolio E IS Consult B IS Marketir EPIS Fund of Ei Mstar EQ Re iB IS Plan Spc ES Boston User E Captivate V Ei Training Ma EE IS Product EIS Perform HE answers E FT Featuret iB MT Method E DU Databa E Sample Investm gt amp Search Criteri al al B c DE em laden gt Total 4 BY Selected 2 Lale Akman 16 Go to Actions and click on Reports Defined Contribution Plans Create a New Defined Contribution Plan 17 Select Plan Comparison and you will be taken to a dialog box to select your output choices VIC Morningstar Direct M Cover Page Edit IV All Defined Contribution Comparison Report Pages IV Diversification and Consistency Edit Columns IV Risk and Return Edit Columns Graph M Category Performance Edit Graph M Holding Performance Expenses Relative to Category Edit Columns Graph Fees and Expenses Operations Edit Columns Sytle Drift Correlation Matrix Stock Intersection M Include Holding Benchmark I Disclosure Pages Please contact your Morningstar Direct Team for access to the Disclosure Pages IV Investment Detail Pages IV All Pages O OK Cancel Help 18 Once complete click OK to generate your report 19 You have now successfully co
332. selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Open End Funds 9 view Custom Calculations defaults to 3 vears Find Data Point By O Name containing Available Data Points Total Data Points 100 Batting Average Bear Beta Bear Correlation Best Month Best Quarter Beta PORNE tan Bull Beta Bull Correlation v Add All Add Selected Data Points Total Data Points 1 Beta Remove All Save 25 OK Cancel Help Settings Remove Save the setting for future USE 25 Click OK to complete creating your time series chart 45 Charts and Reports Create Charts To edit chart preferences or change the investment on the chart click Chart Settings 46 26 Double click on the line graph and you can alter the display Go to Graphics and click on Area 4 Morningstar Direct New Chart File Tools Help FE New 35 Clipboard E PowerPoint E create PDF I Save Send us feedback Time Series Action v i Chart Settings E Edit Investments Time Series 1 260 1 170 1 080 0 990 0 900 0 810 0 720 0 630 Investment Name CGM Mutual Beta Fidelity Contrafund Beta Save As Add To Delete Reports Charts View Holdings Bring To Front Send To Back Color Bar Line Thick L
333. sell 2000 2x Str Hedge Fund US OE Bear Market Currency amp Position Accounts V 455 Rydex Inverse Russell 2000 Strate Hedge Fund US OE Bear Market nea s Aggregates V 456 Rydex Inverse S amp P 500 2x Strateg Hedge Fund US OE Bear Market Display Options d H dre Plar V 457 Rydex Inverse S amp P 500 Strategy I Hedge Fund US OE Bear Market Bear Market ie pr V 458 Sit International Growth Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr v 459 T Rowe Price Instl Foreign Equity Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr v 460 T Rowe Price International Stock Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr V 461 T Rowe Price Spectrum Internatio Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr V 462 Thornburg International Growth A Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr V 463 Timothy Plan International 4 Global Equity Large Cap US OE Foreign Large Growth Foreign Giant V 464 Touchstone International Growth 4 Global Equity Large Cap US OE Foreign Large Growth Foreign Large Gr 3 iij ANDES TEK EN On P Os Ree Scie UNE si Qr 476 BY Selected 476 MORNINGSTAR Lale Akman 15 Investment Lists Create a List with User Defined Parameters 19 As you continue to build your investment list the total number of members will be reflected on the bottom left hand corner in your grid view Merge an Existing List to Ne
334. star Direct benchmark and imported through an easy to use template Custom Sectors can be easily accessed from Workspace Total Portfo lio Attribution and Performance Reporting Create Your Spreadsheet Create an xIs spreadsheet with the sector name related benchmark and benchmark SecID in each column Add as many rows as necessary each row representing a new sector and related benchmark Save this spreadsheet to your PC Import Custom Sector 1 Go to Workspace and click Custom Sectors File New Favorites Tools Help Ej Price Monitor Search for In This View v Go Home Local Databases Actiony New k Export E PDF Refresh Global Databases r Sector Benchmarki Benchmarki Benchmark2 Benchmark2 Last Updated in SecId in SecId Performance Attribution Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace gt amp Investment Lists gt amp Search Criteria gt amp Report Templates E Chart Templates gt ES Data Sets E Custom Sectors aD iB Custom Security Info EB Defined Contribution Plans 2 Click New to be taken to the first Import dialog box BG import Morningstar Direct Alexandra Bosco B x File Send us feedback amp Import Ej Edit Definition Master C Interface Name Last Post Date Interface Category Li Morningstar Template Sectors 2 18 2010 Morningstar Product Custom Sectors mport Custom Sectors 3 Double click on Morningstar Template
335. stom Sector cation Display Name New Classification 1 Morningstar Category Morningstar Category Ungrouped Investments Name Total Diversified Emerging Mkts Lazard Emerging Markets Equity Inst Large Growth Harbor Capital Appreciation Instl Intermediate Term Bond PIMCO Total Return Instl World Bond T Rowe Price International Bond 4d Commodities Broad Basket PIMCO Commodity Real Ret Strat In High Yield Bond Loomis Sayles High Income 4 Load Global Real Estate mase nNnrrr Slabel me el meted Done lii gt v Y Delete OK Cancel v Total Attribution Automatically Assign Policy Weights 11 You can also add your own Custom Sector that you ve created in Workspace See Custom Sector chapter 12 You can also manually assign the custom sector for the first time by clicking on New Classification 13 Click on the Policy Weights tab to input your weights where the default is equal weighted Here you can also add Policy Weights dates WM Re port Settings Policy Weights This dialog is used to assign benchmark to groups For comparison and set policy weight For each benchmark Add Policy Weights Dates 12 31 2008 E Display Groups Investments 1 Total 12 Diversified Emerging Mkts 13 Large Growth 4 Intermediate Term Bond 5 World Bond 6 Commodities Broad Basket 7 High Yield Bond 8 Global Real Estate 13 Policy
336. stomize your setting in the top section of the dialog box Charts and Reports Create Charts 15 Highlight your two investments again and will create our final chart Time Series Ww Morningstar Direct Return vs Category File Tools Help Retrieve saved chart templates to apply to new investments 43 Charts v E Edit Investments Correlation Matrix Floating Bar Growth HB Style Map HB Style Trail Holdings Similarity Price RB Style Trail Return Bar Return vs Category Risk Reward Rolling Return Bar Rolling Return Line e 10 Year v N tiles Quartile if New SS clipboard E PowerPoint create PDF v Asof Month End M A Source Data Default SER Send us feedback View Legend MENN Reset Currency US Dollar v vy Bar 90 v Range 90 v GridLine Horizontal v Scatterplot Stacked Bar Time Series 30 00 40 00 50 00 5000 15 CGM Mutual amp Fidelity Contrafund 4 Select Data Points Select Data Points My Templates 2001 2003 2004 2005 2006 02 2003 2004 2005 Y X Return 19 Y X Return 39 74 27 95 41 6996 10 9296 15 0796 14 7396 14 6396 16 2396 5th percentile 1 14 7896 5th percentile 96 41 6356 14 7396 14 78 25th percentile 1 4 31 33 10 49 9 50 Choose a Universe then locate data points by selecting an existing view or searching by name To change the button Available Data Lists Universe Find Data Point By Avai
337. t 19 Direxion Mthly Emerg Mkts Bear 2X 80 12 C 20 Direxion Mthly NASDAQ 100 Bear 2X Inv 74 52 21 Direxion Mthly S amp P 500 Bear 2X Inv 59 02 lt Fund Flows o 0 0 0G 0 d 0B 0 Bo o e a op BdB do o H Bb H H oo ON TOO NM UO NN CQ WY WY ODO ON NNN o DoD o H Oo o EH H O O H HEH H O O B d e o L 1 1 1 Presentation Studio Workspace Total 118 Ny Selected 0 MC ANINGSTAR Lale Akman 179 Scorecard Create a Scorecard with Custom Grades Create Simple and Conditional Formatting oimple and Conditional Formatting gives you the ability to distinguish specific investments from others Simple Formatting allows you to select each investment and highlight it whereas Conditional Formatting allows you to set up a search and highlight those investments that meet the criteria 1 Open an existing performance report While right clicking on an investment select Simple Formatto highlight a row with specific color File Mew Favorites Tools Help Price Monitor Search for In Securities Go E Send us feedback Home Manage Reports Local Databases Action X Group Settings E Performance amp jSupplementary L Scorecard Eg Calculate Export amp Locate Sort Undo Save Global Databases Ir Name 3 Years Aggregat Report Currency Base Currency 1 1 2007 12 31 2009 Last Quarter End e Fund Performance Attribution Grade Return Peer group
338. t Ga Aggregates r 416833 e Akman Read Write 9 8 2009 9 8 2009 A16833 E Saved Reports 418203 e Akman Read Write 9 8 2009 9 8 2009 A18203 A19535 e Akman Read Write 9 8 2009 9 8 2009 A19535 ASCGF ale Akman Read Write 2 7 2008 2 4 2008 ASCGF 02 0 BROWN ale Akman Read Write 9 8 2009 9 8 2009 BROWKN CEPLCC ale Akman Read Write 9 8 2009 9 8 2009 CEPLCC Custom Portfolio ale Akman Read Write 9 8 2009 9 8 2009 Custom Portfo DHJFX e Akman Read Write 9 8 2009 9 8 2009 DHJFX DTT Import Holdings e Akman Read Write 12 12 2007 8 18 2007 ATS Sample Ii ESXLCG e Akman Read Write 9 8 2009 9 8 2009 ESXLCG ESXSMG ale Akman Read Write 9 8 2009 9 8 2009 ESXSMG FQDSCV ale Akman Read Write 9 8 2009 9 8 2009 FQDSCV GROODA ale Akman Read Write 9 8 2009 9 8 2009 GROODA HARRTS ale Akman Read Write 2 8 2009 9 8 2009 HARRTS IA SBBI S amp P 500 Cap App e Akrnan Read Write 2 7 2008 2 5 2008 IA SBBI S amp P E IMPORT e Akman Read Write 5 18 2008 5 5 2008 IMPORT JIMMYO e Akman Read Write 9 8 2009 9 8 2009 JIMMYO 4 LCCM MTH ale Aleman Bead Write 12 2 20nn7 871872007 LOCM Jii Portfolio Management gt amp Strategies All A B c D E F G H I i K iL M N o P Q R 5 T u y W x y ra Total 32 wy Selected 0 Lale Akman 80 Position Accounts mport Portfolio Holdings with Morningstar Template 2 Click Import under My Position Accounts and you will be taken to the first Import dialog box 3 Double click on Morningstar Template Portfolio Holding
339. t New in the action bar Morningstar Direct File New Favorites Tools Help fE Price Monitor Search for In Securities v Go Home anage Repo Local Databases Action New Batch Management 3 General Settings Global Databases F Name a Type Owner Permission Performance Attribution Performance Reporting 1 v Morningstar Templates FESTE 12 Calendar Year Returns Performance Report Template Morningstar Read Only E Archived Reports Fs Trailing Returns Last Market Close 1 Day Performance Report Template Morningstar Read Only 4 Trailing Returns Last Market Close Performance Report Template Morningstar Read Only 5 Trailing Returns Last Month End Performance Report Template Morningstar Read Only 16 Trailing Returns Last Quarter End Performance Report Template Morningstar Read Only 17 Trailing Returns Last Week End Performance Report Template Morningstar Read Only 8 Trailing Returns Last Year End Performance Report Template Morningstar Read Only 9 v Saved Performance Reports 2 Select the desired source of investments for your report Click OK WM Select Investments t3 Select Investments How do you want to select Investments Mame Ticker ISIN CUSIF SecId Multiple Investments 8 Search Criteria Open End Funds CO My Lists Q Import List 2 OK Cancel Help 3 Click Calculate to generate the report W Morningstar Direct File New Favorites Tools Help 1E Price Monitor Search for In
340. t Classification General Broad Category Group Composite Asset Global Category T T T Ill 124 Performance Attribution Customize your Performance Attribution 5 Goto the Dates amp Calculations tab to modify the time periods and frequency of the report The default is the last quarter WO Interactive Template Select Dates amp Calculations Displays date columns within Report and calculation Dates amp Calculation Dates Start Date 3 months ago Oro 2003 End Date Last Quarter End s Display Frequency Display Frequency shows how often data is displayed for a view Semi Annually Annuallw Portfolio Holdings Use Holdings by 9 Inferring Weights Forward in Time CO Inferring Weights Backward in Time OK Calculate Cancel Performance Attribution Views Highlights provide an executive summary of the results pertaining to Attribution Contribu tion Performance and Portfolio Characteristics Attribution compares a portfolios performance to that of a benchmark and decomposes the active excess return to explain the impact of various portfolio management decisions Contribution displays the contribution to return on the absolute level of the portfolio benchmark and relative performance Highest Lowest displays the highest and lowest data point values for the equity portion of the portfolio holdings Intra Day displays most recent portfolio holdings constituents
341. t Growth Default Benchmark Best Fit Index Default Template Long Only GICS Sector Default Risk Free Cash 3 Month T Bill Proxy Help 4 In the Batch tab set your output locations VIC User Preferences Select default batch settings Workflow Default Batch Settings Output location feed te d o EE an ku Te e E EE TR ETE ES E Le EET Append filename with DDMMYYYY Save report results to archive Performance Attribution Set your Default Settings Create Custom Templates with specific settings 118 Generate Performance Attribution with Morningstar Templates 1 Go to the Equity Interactive folder and click on Reports You can either click on New or jump start your process with a Morningstar Templates The following steps starting from 3 are the same for both methods We will use the Morningstar Report Templates in this exercise d Morningstar Direct File New Favorites Tools Home Local Databases Global Databases Performance Attribution v g Equity Interactive iB Reports aD Ej Templates EB Archived Reports YES Equity PDF iB Reports i Templates EB Archived Reports gt amp Total Portfolio Interactive EB Custom Security Classificatior i Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace MORNINGSTAR Help E Price Monitor Search for In Securities Send us feedback Action Newry
342. tabase For such holdings you are able to map them to a security in the database portfolio kn B Positions 584 Post X Delete M Save Save as User Defined PDF Print amp Edit Definition Master iB Securities 9 r Status Security Name Ticker Security ID Security Type Price Source 71 o XYZ Company 22222222 Imported Price 2 Ford Motor Company 88579Y222 Stock Morningstar Pric 3 3M Company 88579Y101 Stock Morningstar Pric 4 Abbott Laboratories 002824100 Stock Morningstar Pric ros 4etna Inc 00817Y108 Stock Morningstar Pric 6 American Express Company 025816109 Stock Morningstar Pric 7 Biogen Idec Inc 09062x103 Stock Morningstar Pric 8 Brown Forman Corporation B 115637209 Stock Morningstar Pric 9 CIT Group Inc 125581108 Stock Morningstar Pric 10 CSX Corporation 126408103 Stock Morningstar Pric 11 Genworth Financial Inc 37247D106 Stock Morningstar Pric i2 King Pharmaceuticals Inc 495582108 Stock Morningstar Pric 113 McKesson Inc 58155Q103 Stock Morningstar Pric 14 Monsanto Company 61166W101 Stock Morningstar Pric 15 News Corporation Ltd 65248E104 Stock Morningstar Pric 16 Northrop Grumman Corporation 666807102 Stock Morningstar Pric 17 Novell Inc 670006105 Stock Morningstar Pric 18 Occidental Petroleum Corporation 674599105 Stock Morningstar Pric 19 PG amp E Corporation 69331C108 Stock Morningstar Pric 20 Qwest Communications Internatio 749121109 Stock Morningstar Pric 21 Sun Microsystems
343. te Export E PDF Refresh Morningstar Category US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth US OE Large Growth 48 4 Go to Reports and select Investment Detail WC Morningstar Direct Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title Save Close E mail Feedback Help 9 Reem Arid Gi Release date 02 28 2010 ANRA Members For intemal use ar client reporting purposes only Fage I of S Overall Morningstar itg Incept Type Total Assets Morningstar Cat CGM Mutual USD imine i 11 06 2029 MF 55394 mi Large Growth 1 Grom Performance 02 23 2010 Quartney Raters tstQt 2nd Os 2008 835 1425 2009 472 99 2010 Trailing Ratures 3Yr Syr Sud Monthiy Std Quarterhy m Total Retum 22143 504 432 E ESOS z e Russell 26 76 243 1000 Grow Rank Cat 29 1 9 f Perfermaace No in Cat 1791 1280 History 7 day Yield NAV Price T otal Return The Overall Morningstar Rating is based on risk sdjusted SBP S00 TR returns derived from weighted average of the thrae five i Eod 3 Nw B 983 Russell 1000 Growt and 10 year if applicable Morningstar metrics Rank Cat The perf
344. te Periodicity redi Add Field Sort By Then By Then By US Open end ex MM ex FoF Sample e US Broad Asset Class v Active Passive m None x C None C Group C Current Time Series 03 01 2008 02 28 2010 m Monthly r Total Net Assets m US Broad Asset Class Active Passive None Sub Group Q Ending Value Ascending Descending Ascending Descending Ascending Descending 8 Generate Report Clear 3 In Row Definition group by US Broad Asset Class and sub group by Active Passive 4 Click on Sub Group to customize the rows in your output 5 In Column Definition select Time Series and change the start date to 3 1 2008 6 In Field 1 maintain the defaults Total Net Assets and Ending Value 195 Fund Flows Create Custom Report Output Based on Your Specifications 1 Click Save to save your Custom Report to retrieve in workspace 8 Click on Generate Report 9 Open your report in Excel where you can further manipulate the output Commodities International Stock Municipal Bond Taxable Bond U S Stock Alternative Commodities International Stock Taxable Bond U S Stock Alternative Morningstar Fund Flows Effective Date 2008 03 01 to 2010 02 28 US Open end ex MM ex FoF Currency US Dollar US Broad Asset Class Active Passive Actively Managed Actively Managed Actively Managed Actively Managed Actively
345. te 11 18 2009 DU Hedge Funds 1109 College Savings Plans Lale Akman Read Write 11 19 2009 Workspace DU SepAcct Nov09 Economic Series Lale Akman Read Write 11 9 2009 v g Investment Lists F VIP Exchange Traded Fund Lale Akman Read Write 3 23 2009 gt Eg My Lists Fixed Income Analysis Hedge Fund Lale Akman Read Write 12 2 2008 E Sample Investmer Hedge Funds fund of funds Institutions Lale Akman Read Write 5 8 2008 v amp Search Criteria Index Webinar Market Index Lale Akman Read Write 8 6 2009 My search Erden IS DefCont Plan Money Market Fund Lale Akman Read Write 7 8 2009 EB FT Featured Bl Mstar Equity I IS EV Search for SV opan Ene Fund Lale Akman Read Write 10 23 2008 E Boston User I S amp P 500 Constituents Ownership Portfolio Lale Akman Read Write 5 15 2009 iB IS Performar SCR Exercise Ownership Security Lale Akman Read Write 4 28 2009 Bi Want to Delet Pension Life Insurance gt i IS Plan Spon People iB IS Fund of Fi Separate Accounts CITs o iB IS Portfolio Stock iB SAMPLES Unit Investment Trust EB IS Product M B IS Marketing EB Answers iB DU Database E MT Methodoli iB Training Mant E Sample Search Cr gt 3 Report Templates E Chart Templates s B C D E Total 13 BY Selected Fund Flows Presentation Studio Lale Akman 2 Go to New and select Advanced Search 3 To the right of Advanced Search you will see all the universe choices including All Managed Investments Search Cr
346. te Both Allocation Moderate All lii Position Accounts v 11 Appleton Group Tax Managed Portfolio Composite Both Allocation Moderate All gt Ge Aggregates i T v 12 Badgley Phelps and Bell Bal Approach Composite Both Allocation Conservative E Defined Contribution Plans 2 E Saved Reports v 13 Bartlett amp Co Socially Responsible Bal Composite Both Allocation Moderate All E Notes v 14 Baxter Balanced Composite Both Allocation Moderate All v 15 Becker Balanced Composite Both Allocation Moderate All v 16 Brandywine Domestic Balanced Composite Both Allocation Moderate All v 17 CACH Balanced Growth Composite Retail Allocation Conservative v 18 CACH Conservative Growth Composite Both Allocation Conservative v 19 Calamos US Opportunities Composite Composite Both Allocation Moderate All v 20 Chelsea Mgt Bal Mgt Composite Both Allocation Moderate All v 21 Crawford Inv Counsel Balanced Composite Both Allocation Moderate All v 22 Dana Balanced Strategy Composite Both Allocation Moderate All v uu Al s A e C E E E o HIIR MEN PSRS TUMM Ant az 4 gt Total 101 By Selected 101 MORNINGSTAR Lale Akman Custom Data Sets and Calculations Create a Custom Data Set 2 Let s begin by creating a user created view With your mouse do a Right Click on a column heading where you will find the various choices to quickly alter your grid view PEx Ww Morningstar Direct Send us feedback File New Favorites Too
347. te USTREAS T Bill Auction Ave Currency US Dollar Peer Group Settings O Universe Category O My Lists Morningstar Category C Include standardized returns disclosure C Include general disclosure Cancel Help Charts and Reports Create Reports 6 Click OK and you will be asked if you want to save the changes to apply for later use Name the Report Template and continue to generate the report WC Morningstar Direct BAR Save this report to the Saved Reports area in order to access it later from any location To e mail this report directly from this screen click the E mail button Report Title Q Save Close E mail Feedback Help Bad e i Uk S amp a Asa ist a CGM Mutual LOMMX EMEN Performance Evaluation adii emt 9 1 21 7 a Trailing Returns as of 2 28 2010 gt sunjert investment kia Betmaki YTD 1 91 so ee 1 Month 587 rr 3 Months 245 m5 amp Months Top Cuarie I Vear 2 nm Ind Quale 2 Years 07 HP cure 3 Years Sos Sonor Curtiz Years 387 L 20 ct category 5 Years 132 2009 2010 02 History 10 Years 108 15 87 10 93 Subject Investment 37 21 4 29 Benchmark 1 Return Risk Analysis 3 1 2005 t 2 28 2010 3522 3 9 Benchmark 2 mr amet 27 42 35 64 3 79 Feer Group Avg Cumulative etum 2355 9 60 5 09 144 20 23 7 Best Standard Deviation 16 05 16 41 40 15 5 25th Percentile Sharpe Ratio 008
348. ted 4 Reset Weight E Time Period Data Point Scoring 96 Weight 095 095 095 095 0 1 1 1 2005 12 31 2009 Return Higher is better 2 1 1 2006 12 31 2009 Return Higher is better 3 1 1 2007 12 31 2009 Return Higher is better 4 1 1 2008 12 31 2009 Return Higher is better s 1 1 2009 12 31 2009 Return Higher is better E H Z H R Display Settings Ranks Peer Group Rank Display Group Rank C List Rank v Insert Weighted Score v Show Weights in Column Heading Cancel Scorecard Create a Scorecard with Custom Grades 3 Select Custom Scoring and you will be taken to the Custom Score Setting dialog box VIC Custom Score Setting Custom Score Setting Time Period All Time Periods Q Data Point Rank Selected Return Custom Score Name Return Score Default Score Value o e Create custom score i RAY Y Insert Rule X Delete Rule I Operator Valuei card grades for non numeric EE Bl Display Benchmark 1 2 lt EE data points such as Morningstar Rating 4 Choose an Operator Value and a Grade for the grading rule The default is for All Time Periods but you can select specific time periods from the Time Period drop down 5 When you click the Va ue drop down you can create a rule relative to your benchmarks calculation benchmarks and peer groups This feature is also available in Conditional Formatting and Filter explained in next sec
349. tfolio Management Fund Flows E Fund Flows Bi ICI Confidential Survey Presentation Studio Workspace NONN Market Summary Workspace Market US Open end ex MM ex FoF Mkt Sh Basis Total Net Assets v Fund Families Ranked by 02 2010 Total Name Vanguard American Funds Fidelity Investments PIMCO Funds Franklin Templeton Investments T Rowe Price OppenheimerFunds Dodge amp Cox John Hancock BlackRock Top 10 Drill dovn 4 View Chart 4 v US Broad Asset Classes Name U S Stock International Stock Balanced Taxable Bond Municipal Bond Alternative Commodities All Long Term Drill dovn 4 View Chart 4 w Morninactar Catannriac Lale Akman In Securities Dist Channel ts Bil Estimated Net Flow Mil 1 Mo QTD 6 839 15 707 2 395 3 197 208 1 363 7 208 14 817 1 332 3 275 1 544 3 800 45 Estimated Net Flow Mil 1 Mo QTD 3 694 1 049 4 635 12 911 1 371 3 334 19 649 42 607 4 989 10 070 2 189 4 613 1117 2 026 30 256 74 512 YTD 1 Yr Active 15 707 96 716 2 441 3 197 22 931 2 395 1 363 17 288 792 14 817 88 739 7 208 3 275 22 696 1 332 3 800 17 705 1 319 378 45 583 7 225 11 829 YTD 1 Yr Active 1 049 21 406 5 090 12 911 41 429 2 669 3 334 6 294 1 370 42 607 307 379 16 996 10 070 74 197 4 973 4 613 16 181 1 769 2 026 10 945 1 142 74 512 435 021 23 829 ENF 02 2010 Mil ENF 02 2010 Mil Custom Report Search Advanced
350. th Retail Institutional Both Both Both Both Both Both Both Both Both Both Retail Both Both Both Both Both Broad Category Group Allocation Allocation Allocation Equity Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Allocation Global Category Moderate All Conservative Moderate All US Equity Mii Moderate All Moderate All Moderate All Conservative Moderate All Moderate All Moderate All Conservative Moderate All Moderate All Moderate All Moderate All Conservative Conservative Moderate All Moderate All Moderate All Moderate All v 30 2 Click Remove All to remove the default Selected Data Points Ld Select Data Points Select Data Points Choose Universe then locate data points by selecting an existing view or searching by name To change the general or calculation settings of a selected point use the Settings button Available Data Lists Universe Separate Accounts CITs Find Data Point By view O Name containing Snapshot Available Data Points Total Data Points 41 Name Product Type Product Focus Broad Category Group Global Category Morningstar Category Morningstar Institutional Category Rating Date Morningstar Rating Overall Add All Selected Data Points Tota
351. th workspace L6 Eagle Capital Appreciation HRCPX US26945A1007 Equity US Equity Large Cap US OE Large Growth v Eg Investment Lists L7 Alger Spectra 4 SPECX US0155661020 Equity US Equity Large Cap US OE Large Growth My Lists e rs Putnam Voyager PVOYX US7470121028 Equity US Equity Large Cap US OE Large Growth E Sample Investment EG re Morgan Stanley Focus Growth B AMOBX US6169332060 Equity US Equity Large Cap US OE Large Growth KN Search Criteria F 10 Pin Oak Aggressive Stock POGSX US6710812065 Equity US Equity Large Cap US OE Large Growth gt amp Report Templates E Chart Templates gt amp Data Sets EB Custom Sectors E Custom Security Info iB Defined Contribution Plans E Saved Reports E Notes 8 Select one name 9 30 to Actions 10 Go to Reports and select My Templates VE Morningstar Direct File New Favorites Tools Help ePrice Monitor Search for My Lists F Home Local Databases Action a A w Y View Snapshot In This View v Go z save Ed Add Global Databases Save As gt Ticker ISIN Performance Attribution Add To d j Move To Performance Reporting N Dalok LOMMX US1253251003 E elete Portfolio Management r FCNTX US3160711095 E Settings gt rw Am LJ rm OE n Cm mrm a End E Fund Flows Reports gt Investment Detail E Presentation Studio r Charts gt Narratives PDF R E Workspace r View Holdings gt Stock Investment Detail View Owners gt i v g Investment Lists r Mornin
352. tical Illustration may involve individual securities or a portfolio of securities Sections of the report include Distribution and Withdrawal Summary report shows you the dividends capital gain distributions and withdrawals that were either taken from or reinvested back into investments over the hypothetical period Portfolio X Ray report details a portfolio s holdings in terms of broad asset class exposure style box breakdown by Equity and Fixed Income holdings and regional exposure Portfolio Snapshot report contains both holdings and performance information for a portfolio of investments Stock Intersection report shows you the overlap for the top 25 underlying holdings in a portfolio Correlation Matrix graphs the correlation of a set of securities The graph is color coded to indicate the degree of correlation ranging from High to Highly Negative Investment Details one report summarizes the information for each investment in the portfolio Price and Distribution report shows you the change in NAV for a fund going back to its inception date or the earliest price available in Morningstar s database You can also see the dividend and capital gain distributions for a fund on this report Disclosure Materials must be included in order for the hypothetical illustration NASD complaint 204 Hypothetical Illustration 1 Go to Tools and select Hypothetical Illustration Wo Morningstar Direct File New Favorites Tools Help
353. tings M Cat US OE short and ultrashort Al e c D E F G Category Averages of investments x Continuous Frequency Total 476 BY Selected 476 Custom vs Standard Calcs A Daily Return Index Lale Akman Exercise Percentile Rank Historical vs current Ranks Workspace 2 Select My Lists from the Select Investments Dialog box 3 From the My List drop down select your investment list 4 Click OK to add the existing list to your current list WC Select Investments Select Investments How do you want to select Investments Name Ticker ISIN CUSIF SecId Co Multiple Investments Search Criteria Open End Funds 9 My Lists 4 Daily Return Index Q Import List Qo OK Cancel Help Investment Lists Merge an Existing List to New Investment List 5 You ve now successfully merged an existing investment list with your new investment list as indicated by the updated number in the bottom left hand corner VIC Morningstar Direct DAR File New Favorites Tools Help a Price Monitor Search for In This View Send us feedback Home My Lists Local Databases Acion 4 v View Snapshot T save EJ Add Edit Data sort Q Locate 4 Export Global Databases A PDF Refresh Performance Attribution r Name Ticker Broad Global Category Group Category Performance Reporting Fund Flows 581 Scout International US81063U5039 Equity Global Equity Li Presentation Studio
354. tion 6 You can also proceed to Weights column to apply specific weights to each rule uc Investment Scorecard Investment Scorecard Create a custom scorecard by assigning weights to report data points Enable Scorecard Yes O No Scorecard name Untitled scorecard Scoring Type O Standardized Scoring Advanced Settings Custom Scoring Performance Factors Equal Weight Selected amp Reset Weight 4 Add Score 2 Edit Score X Delete Score v Time Period Data Point Custom Score Definition 96 Weight v 1 1 1 2005 12 31 2009 Return Score Greater Than Display Benchmark 1 Scc v2 1 1 2006 12 31 2009 Return Score Greater Than Display Benchmark 1 Scc v 3 1 1 2007 12 31 2009 Return Score Greater Than Display Benchmark 1 Scc v 4 1 1 2008 12 31 2009 Return Score Greater Than Display Benchmark 1 Scc v 5 1 1 2009 12 31 2009 Return Score Greater Than Display Benchmark 1 Scc Display Settings Ranks Insert Data Point Custom Score Peer Group Rank C Insert Time Period Custom Score C Display Group Rank Insert Investment Custom Score Cl List Rank C Insert Weighted Custom Score v Show weights in Column Heading Help 2 Ok Cancel 178 Scorecard Create a Scorecard with Custom Grades 1 Click OK and the newly grading rules will appear 8 Results can be easily interpreted with labeled column headings that show Scorecard inputs and weights WG Morningstar Direct Sel File New Favorites Tools He
355. tions View Owners and click on Peer Ownership Analysis You can also do a right click on the names to generate the same views Ww Morningstar Direct Send us feedback 3Com Corporation 3D Systems Cor qbx File New Favorites Tools Help Search for Action View E Name Select Default View df Edit Peers amp Locate Export PDF 4 3Com 3D Systems Corporation Corporation 2010 02 28 USD 2010 02 28 USD Subject 1 194 206 00 g Rows Common Portfolio Portfolio Currency Owner Type 3M Company Date 2010 02 28 USD Share Change Market Value Weighting pi Market Value 2 Amvescap Plc 40 038 00 3 Axa 54 896 009 00 4 Bank of America Corporation 69 00 5 Bank Of New York CO Inc 43 522 00 6 Bank of New York Mellon Corporation 4 538 327 00 7 Barclays Glb Investors Uk Hldgs Ltd 32 323 587 00 8 Barclays Global Investors Ma CA 11 476 270 00 9 Barclays Plc 376 121 00 Bear Stearns amp CO Inc 30 256 00 Bessemer Group Inc 485 00 BlackRock Fund Advisors 14 526 936 00 1 917 021 00 1 057 138 00 835 741 00 301 109 00 195 900 00 2 294 088 00 15 600 00 3 868 327 00 530 087 00 26 668 00 14 462 00 174 00 22 454 00 32 540 00 1 465 00 65 218 00 1 006 033 00 603 219 00 206 00 100 00 1 400 00 410 460 00 32 836 00 43 996 00 12 172 00 10 702 00 39 141 00 80 941 00 26 872 00 2 924 00 30 474 00 3 365 00 314 359 00 3 074 735 00 4 690 528 00 3 205 00 1 835 812 00 8 089 908 00
356. tomize everything Fund Flows Create custom reports workbooks factsheets and charts All at your Presentation Studio fingertips Presentation Studio Saved Files LI Name Type Owner Permissions Date Modified E M Competitor Analysis Equity Managers Morningstar Template Morningstar Read Only 9 10 2009 3 L M Competitor Analysis Fixed Income Manage Morningstar Template Morningstar Read Only 9 11 2009 L M Competitor Analysis Separate Account Ma Morningstar Template Morningstar Read Only 9 11 2009 C 5 Fixed Income Manager Fact Sheet Morningstar Template Morningstar Read Only 9 11 2009 2 Click Add to access the Find Securities dialog box Investments Settings Select saved list v Saved Lists Find Securities Within Universes O My Lists Open End Funds Find By Name w SBegins with Contains Include Only Surviving Investments fidelity contra Available records Total records 2 Jump to record name fidelity contra Fidelity Contrafund USD XNAS FCNTX Port Perf Oldest Fidelity Contrafund K USD XNAS FCNKX Port Perf Benchmark C Russell 1000 G E Russell 2000 TR Category Average O Add All Selected Records Total records 1 Fidelity Contrafund USD XNAS FCNTX Port Perf Oldest
357. uarter End GICS S Morningsta va Equity PDF Attribution Contribution Only Last Quarter Morningsta TERES Attribution Contribution Only Last Quarter Morningsta Tempe Attribution Contribution Only Last Quarter Morningsta IB Archived Reports Create Custom Templates gt Bii Total Portfolio Interactive Attribution Contribution Only Last Quarter Morningsta E Custom Security Classifications Attribution Contribution Only Last Quarter Morningsta with specific settings incl ud T Attribution Contribution Only Last Quarter Morningsta Highlights Only Last Quarter GICS Sector Morningsta Ing com pa ny logos Highlights Only YTD Quarter End GICS Sec ME Holdings Only GICS Sector Morningsta v My Reports Demo Fidelity S amp P 500 TR Lale Akma DU ETF Powershare QQQ PowerShares QQQ Russell 1000 GrowtF Lale Akma DU Insurance Fidelity VIP Index 500 IC S amp Fidelity VIP Index 500 IC S amp P 500 TR Lale Akma DU OE Fidelity Lg Cap Core Fidelity Large Cap Core En S amp P 500 TR Lale Akma Northern Enhanced Large Cap S amp P 500 TR Northern Enhanced Large S amp P 500 TR Lale Akma lt Performance Reporting Portfolio Management Fund Flows Presentation Studio Workspace Total 19 By Selected 0 MORNINGSTAR Lale Akman 126 Performance Attribution Create PDF Reports to Communicate your Results 127 2 You can either jump start your process by using one of the Morningstar Templat
358. uency VIC Morningstar Direct i File Help e Save Save 4s Bi Koi Report wa Send us feedback Inve 11 ants Buy Sell Reinvest Reb Report Options Rebalance Frequency Semi Annually Y Mone Monthly Quarterly eselect All X Delete Semi Annually Annually Name Reinvest Rebalance Div Income Cap Gain Rebalance Initial Allocati Apply to All Yes Yes E American Funds amp MCAP C USD AMPCX Yes ves 16 6667 16 6667 C American Funds Bond Fund of Amer A L Yes Yes 16 6667 16 6667 F American Funds EuroPacific Gr A USD 2 Yes vi Yes 16 6667 16 6667 C American Funds Growth Fund of Amer Yes vi Yes 16 6667 16 6667 C American Funds Invt Co of Amer A USD Yes Yes 16 6667 16 6667 C American Funds Smallcap Vvorld A USD Yes vi Yes 16 6667 16 6667 206 Hypothetical Illustration 12 Click the Fees tab 13 In the Asset Based Fee area enter your Annual Fee and your preferred Frequency VIC Morningstar Direct File Help 5 Save j Save 4s B Generate Report oO us feedback Investments Buy Sell Reinvest Reb Fees Taxes Report Options Asset Based Fee Options Pay Fees Out of Pocket End V Use Cash First Apply Transaction Fees for Rebalancing i 7 Select All 7 Deselect All X Delete Name Asset Based Fee Sales Fees Redemp E Char Annl Fee 95 Frequency Load Type Amount Type Apply to all 1 0000 Quarterly Custom ves C American Funds AMCAP C USD AMPCX 1 0000 Monthly Custom vil Yes American Funds Bond Fund of Amer ACL 1 0
359. uency Daily Column Code i Column No Date Column A 1 1 2000 Portfolio Id Column B 5 Portfolio Name Column C Performance 96 Column D i 2 Cancel 10 Click OK and you will be taken to the Portfolio Returns view WC Import Morningstar Direct Lale Akman File Search for Send us feedback PortfolioReturn EB Performance 0 26 Post X Delete Save PDF Print E Edit Definition Master E Portfolio Name Portfolio Id Performance Performance Error Message Date i Sample Import Returns Sample IR 3 39 01 31 2008 L2 Sample Import Returns Sample IR 4 18 02 28 2008 3 Sample Import Returns Sample IR 0 68 03 31 2008 24 Sample Import Returns Sample IR 6 99 04 30 2008 ros Sample Import Returns Sample IR 5 70 05 31 2008 6 Sample Import Returns Sample IR 3 48 06 30 2008 L7 Sample Import Returns Sample IR 10 12 07 31 2008 Les Sample Import Returns Sample IR 1 02 08 31 2008 9 Sample Import Returns Sample IR 2 72 09 30 2008 10 Sample Import Returns Sample IR 9 62 10 31 2008 ii Sample Import Returns Sample IR 3 39 11 30 2008 i2 Sample Import Returns Sample IR 4 18 12 31 2008 13 Sample Import Returns Sample IR 0 68 01 31 2009 14 Sample Import Returns Sample IR 6 99 02 28 2009 15 Sample Import Returns Sample IR 5 70 03 31 2009 16 Sample Import Returns Sample IR 3 48 04 30 2009 17 Sample Import Returns Sample IR 10 12 05 31 2009 i18 Sample Import
360. ultant Monitor 5 IS Consultant Scorecard I Standard Selected Performance Reports Total Records 1 2 IS Consultant Manager Search Help DU variable Insurance DU Variable Insurance Firm DU Variable Insurance Prospect Exercise Remove Remove All FT TM Monitor Universe Ibb Assoc Ibb Assoc Quant Ibb Assoc Quant2 IS EV New Line Up Monitor IS FOF Monitoring I IS FOF Monitoring II IS Plan Sponsor Final e OK Cancel Performance Reporting Automatically Run Reports using Batch Scheduling 3 Select the desired report s and click OK to be taken to the Edit Batch dialog box UK Edit Batch Edit Batch Create a name for batch and specify the desired output location and file name for completed reports Add or delete reports from the batch Save batch and schedule processing Batch name Sample Batch qp Add X Delete r Performance Report File Output Location File Mame Append with Archive DDMMYYYY Report r 2 IS Consultant Manager Sear C Documents and Settings Lale My a 2 15 Consultant Manager S Yes Yes Q Schedule Save Cancel 4 Once you ve determined your file locations and other settings click Schedule Settings can also be set up as defaults under General Settings as explained in the beginning of this chapter 5 Set your settings in the Schedule Batch window WO Schedule Batch Batch Sample Batc Scheduled Time B PM v 00 v
361. urities v Go Workspace Market Note Effective Date 2010 02 28 Dist Channel All x 2010 Total Net Assets SBil Name Vanguard 1 Ww Morningstar Direct Estimated Net Flow Mil ENF 02 2010 Mil 1 Mo QTD YTD 1 Yr Active Passive k 6 839 15 707 15 707 96 716 2 441 4 398 Market US Open end ex MM ex FoF Currency USD Active Passive Send us feedback Custom Report search Advanced Search im Hete Currency USD All Funds Market Share Basis Total Net Assets Bil 02 2010 Mkt Sh Rank 02 2009 Mkt Sh Rank 15 41 1 727 15 48 1 aor Effective Date 2010 02 28 1 077 Active Passive All Funds Fund Family Vanguard View All Fund Families e Asset Classes US Broad Asset Classes Sub view Estimated Net Flow Current Total Net Assets Current Total Net Assets Calendar Year Total Net Assets Quarterly Total Net Assets Monthly Estimated Net Flow Current 13 853 4 Estimated Net Flow Calendar Year 5 790 9 ero Estimated Net Flow Quarterly 2 929 4 N Estimated Net Flow Monthly 5 977 58 351 30 26 47 18 I 2 340 15 801 0 8 15 707 Estimated Net Flow Mil Morningstar Categories tow ad of E YTD 1 Yr A Name QTD Institutional Categories U S Stock 3 444 Active Passive 3 107 839 International Stock Share Class Type Balanced Taxable Bond 44 Morningstar Ratings 24 13 10 02 Municipal Bond 16 93 3 24 Distribution Channels A
362. v Portfolio 9 30 2008 Import b Export Edit Data E PDF Name a Weight ISIN Benchmark Russell 1000 TR USD American International Group 0 17 US0268747849 02687471 Apple Inc 1 61 US0378331005 0376331 AT amp T Inc 4 49 US00206R1023 0O0206R1 Bank of America Corporation 0 06 US0605051046 0605051 Baxter International Inc 2 47 US0718131099 0718131 Boeing Company 1 85 US0970231058 0970231 1 Chevron Corporation 4 97 US1667641005 16676411 Cisco Systems Inc 4 07 US17275R1023 17275R1 Citigroup Inc 3 17 US1729671016 1729671 10 ConocoPhillips 3 67 US20825C1045 20825C1 ii CVS Caremark Corporation 2 21 US1266501006 1266501 12 ExxonMobil Corporation 10 24 US30231G1022 30231G1 i3 Freeport McMoRan Copper amp Gold B 1 23 US35671D8570 35671D8 F 14 General Electric Company 5 77 US3696041033 36960411 15 Goldman Sachs Group Inc 1 93 US38141G1040 3814161 16 Hewlett Packard Company 3 81 US4282361033 42823611 i7 Intel Corporation 1 87 US4581401001 45681401 pr m Alle A BC DE IF Gn Toi k LM NO FP ORES TUON WOX 2 Total 35 BY Selected 0 Lale Akman Read Write 10 1 2009 5 13 2008 Lale Akman Read Write 5 20 2008 5 15 2008 Import Portfolio Holdings with a Custodian Template When using Custodian Template it is not necessary to follow the required format used in the Morningstar Template Instead Morningstar can create a Custodian Template specific to your custodian or accounting system format Once complete
363. v Vanguard Capital Opportunity VHCOX em All B c D E F G H I al Total 364 fy Selected 364 Lale Akman 2 Select Search Criteria from the Select Investment 3 The default universe will be driven by your User Preferences Click on the Search Criteria drop down to view the other databases 4 Click OK and you will be taken to the Search Crite VIC Select Investments Select Investments How do you want to select Investments Name Ticker ISIN CUSIP SecId O Single Investment Multiple Investments Search Criteria O My Lists Import List Open End Funds Q OK Cancel Help Investment Lists Create a List with User Defined Parameters 529 Portfolios Exchange Rates Exchange Traded Funds Hedge Funds Insurance life Products Market Indexes Money Market Funds Open End Funds Separate Accounts CITs Stocks UK Life and Pension Funds US Variable Annuity Subaccounts US Variable Life Subaccounts Unit Investment Trust All Managed Investments Morningstar Category amp Morningstar GIFS Morningstar Local Market Category s Dialog box ria dialog box E M save Ir Add E3 Edit Data lsort Q Locate ik Export I le ee ee CEN EP AAGE EE NINE Send us feedback GB I lt 5 Press Click here to start a new search VIC Morningstar Direct Open End Funds Open JeInset XDelete Clear All Export PDF Bjsave wa Feedback Field Name Operator Value Q here to start
364. ves PDF i E Workspace r view Holdings Stock Investment Detail View Owners gt i va Investment Lists r Morningstar Page 1 gt Gg My Lists r Performance Attribution gt Morningstar Research Report i E Sample Investment Lists r Average Detail Report Stock Research Snapshot i gt amp Search Criteria r Stock Intersection Quicktake i gt amp Report Templates X Ray Quicktake PDF EB Chart Templates Document Library b gt fil Data Sets Comparison Holdings E Custom Sectors Comparison Multiple Investments E Custom Security Info Comparison Two Investments EB Defined Contribution Plans Fund vs Fund E Saved Reports P HB Style Consistency A Notes Investment Summary Performance Evaluation Rating Analysis RB Style Analysis My Templates Equity Research Profile Report 5 In the Performance Evaluation dialogue box you have many customization options to select from such as time periods rolling window months benchmarks and peer groups Click Morningstar Category under Peer Group Settings to pull the appropriate category for the report Ww Performance Evaluation Report Settings Start month 03 01 2005 M Do Not Float Lag days End month 02 28 2010 Do Not Float Lag days Rolling window 36 months Investments CGM Mutual Edit Benchmark 1 Russell 1000 Growth TR USD Benchmark 2 US OE Large Growth C Don t use Benchmark 2 Risk free ra
365. w Investment List 1 To continue to build the investment list you can merge an existing list to your current list Click Add WC Morningstar Direct File New Favorites Tools Help Bj Price Monitor Search for In This View Send us feedback Home My Lists Local Databases Action a A v Y View Snapshot save pJadd FREdit Data W Sort Q Locate 4 Export Global Databases k PDF e Refresh WC Select Investments Performance Attribution Iv Name Morningstar Select Investments Institutional Performance Reporting Category Fund Flows M 443 ProFunds UltraShort NA How do you want to select Investments Bear Market Presentation Studio v 444 ProFunds UltraShort Sn NamejTicker ISIN CUSIP SecId Bear Market V 445 Putnam International G Oo Single Investment Foreign Large Gr V 446 RiverSource Partners I Foreign Large Gr v us S P 447 RS International Growt O Multiple Investments Foreign Large Gr ists 2 v 448 Rydex Dyn Inverse NA Search Criteria Onen End Funds Bear Market E Sample Investment d aldea gt amp Search Criteria do EE My Lists 2b Grid Quantitative and Qualitative Data per gt amp Report Templates E ui m M D O Import List 2b Grid Quantitative and Qualitative Data Bear Market iB Chart Templates v ydex Inverse High Yie tt 73 Grid Aggregates Import SMID SY 49 Bear Market EK aa Rati gt amp Data Sets V 452 Rydex Inverse Mid Cap soko pent eee If Bear Market iB Custom
366. w your imported holdings Home Local Databases Global Databases Performance Attribution Performance Reporting Fund Flows Presentation Studio Workspace v g Investment Lists v g My Lists ES want to Delete EB IS Portfolio M E IS Consultant EB IS Marketing EB IS Fund of Fur E Mstar EQ Rese E NYC EB IS Plan Spons E Boston User Fc Captivate Vide EB Training Manu Ed IS Product Ma EG IS Performant Ei Answers EB FT Featured T EG MT Methodolo EB DU Databases Ei Baltimore E Sample Investment gt amp Search Criteria gt 3 Report Templates EB Chart Templates gt Ge Data Sets E Custom Sectors iB Custom Security Info vw E Position Accounts E My Position Account 22 F 23 F 24 F 25 F 26 27 F 28 v 29 F 30 La Name ATS Sample I 000000 411923 411931 412523 413763 416833 418203 A19535 ASCGF BROWKN CEPLCC Custom Portfolio DHJFX DTT Import Hold DTT Import Ret ESXLCG ESXSMG FQDSCV GROODA HARRTS IA SBBI S amp P 500 IMPORT JIMMYO LCCM MTH LCCM NRB LCCM RB Sample Import Sample Importi TM Import TM Import a Action Import t WG Sample Import Position Account Send us feedback Position Account iB General Settings v g X Ray EB Asset Allocation E Stock Sectors E world Regions E Top 10 Holdings vg Imported Price Return E Return Series E Holdings Summary File New Favorites Tools Help Search for In This View Action View Snapshot
367. ws E Highlights Settings E Calculate Export Save B Attribution iB Contribution iB Highest Lowest EB Intra Day ig Portfolio Statistics E Trailing Performance E Valuation by Data Point E Weights amp Report Data Q Portfolio Oakmark Select II Q Benchmark S amp P 500 TR Q Currency US Dollar Rescaled Weights 9 6 Return Contribution 9 o Attribution Effect Portfolio Benchmark Portfolio Benchmark Portfolio Benchmark Portfolio Benchmark GICS Sector Selection Active Weighting Return Consumer Discretionary 8 24 9 03 1 01 0 14 0 86 Consumer Staples 5 02 0 12 0 00 0 12 Energy 13 32 5 52 0 06 0 36 0 42 Financials 2 70 3 26 0 23 0 08 0 31 Health Care 10 62 8 90 0 04 0 26 0 30 Industrials 5 42 0 06 0 00 0 06 Information Technology 3 33 10 83 0 31 1 86 1 56 Materials 7 31 0 04 0 00 0 04 Telecommunication Services 7 43 0 04 0 00 0 04 Utilities 7 25 0 05 0 00 0 05 Attribution Total 6 04 1 69 1 31 0 38 Cash Equity Missing Performance Total Reported Total Return Gap Reported Attribution Total Portfolio Portfolio Benchmark Leading Contributors Weight Return Contribution Holdings As of Date 12 31 2009 12 31 2009 Consumer Discretionary 43 91 8 24 3 74 Number of Holdings 23 00 501 00 Health Care 14 35 10 62 1 51 Inception Date 12 31 1999 1 30 1970 Information Technology 25 20 3 33 0 90 Turnover Ratio 34 00 Energy 4 37 13 32 0 62 Top 10 Holdings 55 42 19 33 Financials 12 18 2 70
368. xcel or comma tab pipe or semicolon delimited text Multiple portfolios and portfolio dates can be imported in the same file An imported portfolio must meet two business rules in order to pass Morningstar s security identification process A All of the top 25 holdings must have an asset type assigned B At least 9096 of the total market value must be identified 1 o begin the import process go to the Portfolio Management folder and click on the Position Accounts folder File New Favorites Tools Help Ig Price Monitor Search for In This View v Go Home ggregate Local Databases Action ew Aggregate Import ik Export E PDF Global Databases r a Owner Permission Last Updated Performance Attribution Performance Reporting 1i 4 Large Growth 1 25 Lale Akman Read Write 12 12 2007 72 4 Large Growth 25 50 Lale Akman Read Write 12 12 2007 3 4 Large Growth 50 75 Lale Akman Read Write 12 12 2007 d x Sirategies aD a4 4 Large Growth 75 100 Lale Akman Read Write 12 12 2007 v g Position Accounts lll My Position A 5 7 Import ETFs Lale Akman Read Write 12 12 2007 y Position Accounts via Aggregates 6 7 Imported Portfolio Lale Akman Read Write 12 12 2007 E My Aggregates 7 7 SMID Aggr Lale Akman Read Write 12 12 2007 gt amp Models 8 7 Top SV Performers Lale Akman Read Write 12 12 2007 gt amp Benchmarks 9 3 6 1 Aggr Lale Akman Read Write 4 3 2009 EB Saved Re
369. xcel Plug in nn Fund Flows Annual Report 2009 Morningstar gt fi Feedback 2 12 U S Open end and ETF Fund Flows Commentary iB Help Definiti Jan 2010 H Help Definitions 2 12 Target Date Series Reports updated with 2009 year 2 844 00 iB Product Overview end data Save specific fi es to YO ur gt amp Training 2 8 Active Passive and US Variable Annuities now available in Fund Flows 2 4 Quarterly Client Newsletter Jan 2010 Favorite folder mt c gr P P T P Market Cap Breakpoints FEE Data as of2 28 2010in MilUSD E Region Giant Large Medium Small Customize your Home page Asia ex Japan 14 542 2 736 525 156 Value Change 1 Day 1 Mo 3 Mo 1 Y1 137 Australia New Zealand 31 640 4 714 750 140 a Morningstar 2 845 0 37 8 26 5 23 69 5 Canada 24 688 6 802 1 626 469 4 S amp P 500 1 142 0 34 47 74 4 26 66 6C aD J 10 583 0 29 6 50 2 59 59 24 Europe 38 473 8 063 1 509 367 uan 4 Nasdaq 2 344 0 50 8 68 7 05 84 2 Japan 13 218 3 180 579 139 a Russell 670 0 39 13 75 11 61 90 02 Latin America 24 360 6 284 854 159 Local Databases United States 42 036 9 355 2 000 550 Market Barometer Global Databases i Value Core Growth Style Indexes Value Submit uestions and Performance Attribution a M v 4 Large Value 1 136 Upcoming Training BIER s Performance Reporting 4 a Large Core 1 403 Asia Australia Can
370. y 6 625 Avg Eff Duration ftinn lor 5 Your report will open in a new window From here you can Save the report to your Saved Reports folder or E mail it using Morningstar Direct s email program Comparison Report 1 Go back to your investment list and select 4 names WC Morningstar Direct File New Favorites Tools Help ss Price Monitor Search for In This View v Go Home My Lists MEP Local Databases Action a A v Y View Snapshot F save Add Edit Da Global Databases r Name Ticker ISIN Broad Category G Performance Attribution Performance Reporting vi CGM Mutual LOMMX US1253251003 Equity Portfolio Management VW 2 Fidelity Contrafund NTX US3160711095 Equity Endo Iv 3 Alger Large Cap Growth Portfolio I 2 T US0155445051 Equity v4 Alger Capital Appreciation Ptfl I 2 ALVOX US0155447032 Equity Ls Calamos Growth CVGRX US1281193029 Equity workspace 76 Eagle Capital Appreciation A HRCPX US26945A1007 Equity v amp j Investment Lists cr Alger Spectra A SPECX US0155661020 Equity d m My Lists rs Putnam Voyager PVOYX US7470121028 Equity E Sample Investment Lists Fa Morgan Stanley Focus Growth B AMOBX US6169332060 Equity amp Search Criteria 10 Pin Oak Aggressive Stock POGSX US6710812065 Equity gt amp Report Templates E Chart Templates gt Ge Data Sets E Custom Sectors iB Custom Security Info iB Defined Contribution Plans EH Saved Reports EB Notes Charts and Reports Create Reports 2
371. y Morningstar Category but you can select from many other choices such as Morningstar Rating Overall Firm Name Custom Sector Sector and Industry Level for securities and much more 10 By default peer groups are based on the investments in the report but can be altered to reflect a custom peer group Wc Group Settings Group Settings The group settings dialog is used to organize a list of investments into groups for comparison against peer groups and selected benchmarks Peer groups can be defined using existing investment lists or search criteria Morningstar Category Display Grouping Rav v Display Groups Investments gt US OE Target Date 2050 US OE Target Date 2041 20 gt US OE Target Date 2026 20 US OE High Yield Bond gt US OE Target Date 2036 20 v Update Expand All 3 Display Settings Peer Group e Display Group Display Group Display Group Display Group Display Group of Investments X Delete Yy Custom groups in Peer roup Allow the peer group to grow beyond 5000 funds Access benchmark name 161 US OE Target Date 2021 20 US OE Target Date 2016 20 US OE Target Date 2011 20 US OE Target Date 2000 20 gt US OE Retirement Income US OE Target Date 2031 20 US OE Commodities Broad US OE Inflation Protected gt US OE Foreign Large Blend Display Group Display Group Display Group Display Group Display Group

Morningstar® DirectSM User Guide

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Morningstar&reg; DirectSM User Guide

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Morningstar® DirectSM User Guide